ASIC Market Integrity Rules (Securities Markets – Capital) Class Waiver 2018/259 (Cth)

ASIC Market Integrity Rules (Securities Markets – Capital) Class Waiver 2018/259 I, Anthony Graham, delegate of the Australian Securities and Investments Commission, make the following legislative instrument.

Date 20 April 2018

Anthony Graham

Contents

Part 1—Preliminary 1 Name of legislative instrument 2 Commencement 3 Authority 4 Interpretation Part 2—Waiver 5 Transitional arrangements for Participants of the NSXA Market 6 Period during which the relief applies

Part 1—Preliminary

1 Name of legislative instrument This is the ASIC Market Integrity Rules (Securities Markets – Capital) Class Waiver 2018/259.

2 Commencement This instrument commences the day after this instrument is registered on the Federal Register of Legislation. Note: The register may be accessed at www.legislation.gov.au.

3 Authority This instrument is made under subrule 1.2.1(1) and Rule 1.2.3 of the ASIC Market Integrity Rules (Securities Markets – Capital) 2017 (Rules).

4 Interpretation (1) In this instrument, unless the contrary intention appears, capitalised terms have the same meaning as in the Rules. (2) In this instrument, a reference to time is to the time in Sydney, Australia.

Part 2—Waiver

5 Transitional arrangements for Participants of the NSXA Market (1) Subject to subsection (2), a Participant of the NSXA Market does not have to comply with any provision of the Rules. (2) The relief in subsection (1) does not apply to a person who is: (a) an NSXA AOP Participant; or (b) a Participant of the NSXA Market and one or more other Markets.

6 Period during which the relief applies The relief in subsection 5(1) applies until 6 May 2019.