ASIC Market Integrity Rules (Securities Markets) Class Waiver 2018/304 (Cth)

ASIC Market Integrity Rules (Securities Markets) Class Waiver 2018/304 I, Anthony Graham, delegate of the Australian Securities and Investments Commission, make the following legislative instrument.

Date 26 April 2018

Anthony Graham

Contents

Part 1—Preliminary 1 Name of legislative instrument 2 Commencement 3 Authority 4 Interpretation Part 2—Waiver 5 Waiver from obligations in subrules 5A.1.1(1) and 5A.2.1(1) 6 Conditions

Part 1—Preliminary

1 Name of legislative instrument This is the ASIC Market Integrity Rules (Securities Markets) Class Waiver 2018/304.

2 Commencement This instrument commences on the day after this instrument is registered on the Federal Register of Legislation. Note: The register may be accessed at www.legislation.gov.au.

3 Authority This instrument is made under subrule 1.2.1(1) of the ASIC Market Integrity Rules (Securities Markets) 2017 (Rules).

4 Interpretation (1) In this instrument, unless the contrary intention appears, capitalised terms have the same meaning as in the Rules. (2) In this instrument: Received Aggregation Information means, in relation to a Market Participant, the following information that is required by item 5, column 3 of the table in subrule 5A.2.1(2) of the Rules because Orders may be executed or matched in the Market Participant's Crossing System with Orders received via another person (Aggregator) from a Crossing System operated by another Market Participant, or from a Market Participant that operates a Crossing System: (a) a code identifying the other Crossing System; and (b) the legal name of the Market Participant that operates the other Crossing System; and (c) for each Crossing System and Market Participant identified under paragraphs (a) and (b), that Orders are received from the other Crossing System or Market Participant.