ASIC Market Integrity Rules (Securities Markets) Determination 2018/317 (Cth)

ASIC Market Integrity Rules (Securities Markets) Determination 2018/317 I, Anthony Graham, delegate of the Australian Securities and Investments Commission, make the following legislative instrument.

Date 1 May 2018

Anthony Graham

Contents

Part 1—Preliminary 1 Name of legislative instrument 2 Commencement 3 Authority 4 Interpretation Part 2—Determination 5 Accredited Futures Advisers—Approved educational modules and subjects 6 Level One Accredited Derivatives Advisers—Approved examinations, educational modules and subjects 7 Level Two Accredited Derivatives Advisers—Approved examinations

Part 1—Preliminary

1 Name of legislative instrument This is the ASIC Market Integrity Rules (Securities Markets) Determination 2018/317.

2 Commencement This instrument commences on the day after it is registered on the Federal Register of Legislation. Note: The register may be accessed at www.legislation.gov.au.

3 Authority This instrument is made under subrules 2.4.6(4), 2.4.7(4) and 2.4.8(4) of the ASIC Market Integrity Rules (Securities Markets) 2017 (Rules).

4 Interpretation In this instrument, unless the contrary intention appears, capitalised terms have the same meaning as in the Rules.

Part 2—Determination

5 Accredited Futures Advisers—Approved educational modules and subjects The Futures Markets module of the AFMA Financial Markets Accreditation Program offered by the Australian Financial Markets Association is an educational module and subject approved by ASIC for the purposes of subparagraph 2.4.6(1)(b)(ii) of the Rules.

6 Level One Accredited Derivatives Advisers—Approved examinations, educational modules and subjects (1) The ASX Level One Accreditation Examination administered by Kaplan Education Pty Ltd (offered before 1 August 2010) is an examination approved by ASIC for the purposes of subparagraph 2.4.7(1)(b)(i) of the Rules. (2) The Accredited Derivatives Adviser Level 1 (ADA1) course offered by Kaplan Education Pty Ltd (offered after 1 August 2010) is an educational module and subject approved by ASIC for the purposes of subparagraph 2.4.7(1)(b)(ii) of the Rules.