ASIC Corporations (Professional Standards—Transitional) Instrument 2018/894 (Cth)

ASIC Corporations (Professional Standards—Transitional) Instrument 2018/894

About this compilation

Compilation No. 1

This is a compilation of ASIC Corporations (Professional Standards—Transitional) Instrument 2018/894 as in force on 15 November 2019. It includes any commenced amendment affecting the legislative instrument to that date.

This compilation was prepared by the Australian Securities and Investments Commission.

The notes at the end of this compilation (the endnotes) include information about amending instruments and the amendment history of each amended provision.

Contents

Part 1—Preliminary 1 Name of legislative instrument 2 Commencement 3 Authority 4 Definitions Part 2—Declaration 5 Notifying ASIC about provisional relevant providers 6 Notifying ASIC about continuing professional development 7 Notifying ASIC about the start date of a licensee's CPD year 8 Notifying ASIC about the passing of the exam by existing providers 9 Notifying ASIC about principal place of business and compliance scheme 10 Application of professional standards to banned or prohibited advisers 11 Application of professional standards—other scenarios 12 Notifying ASIC of certain information after banning or prohibition Part 3—Exemption 13 Suspension of compliance scheme framework Endnotes Endnote 1—Instrument history Endnote 2—Amendment history

Part 1—Preliminary

1 Name of legislative instrument This is the ASIC Corporations (Professional Standards—Transitional) Instrument 2018/894.

2 Commencement This instrument commences on the day after it is registered on the Federal Register of Legislation. Note: The register may be accessed at www.legislation.gov.au.

3 Authority This instrument is made under subsection 926A(2) of the Corporations Act 2001.

4 Definitions In this instrument: Act means the Corporations Act 2001. compliance scheme has the meaning given by section 921G of the Act