Federal Register of Legislation
ASIC Market Integrity Rules (Securities Markets) Class Waiver 2018/258
About this compilation
Compilation No. 1
This is a compilation of ASIC Market Integrity Rules (Securities Markets) Class Waiver 2018/258 as in force on 3 November 2020. It includes any commenced amendment affecting the legislative instrument to that date.
This compilation was prepared by the Australian Securities and Investments Commission.
The notes at the end of this compilation (the endnotes) include information about amending instruments and the amendment history of each amended provision.
Contents
Part 1—Preliminary 1 Name of legislative instrument 3 Authority 4 Interpretation Part 2—Waivers 5 Transitional arrangements for Participants of the NSXA Market 6 Transitional arrangements for Participants of the SSX Market 7 Period during which the relief applies Endnotes Endnote 1—Instrument history Endnote 2—Amendment history
Part 1—Preliminary
1 Name of legislative instrument This is the ASIC Market Integrity Rules (Securities Markets) Class Waiver 2018/258.
3 Authority This instrument is made under subrule 1.2.1(1) and Rule 1.2.3 of the ASIC Market Integrity Rules (Securities Markets) 2017 (Rules).
4 Interpretation (1) In this instrument, Waived Rules means the following Parts of the Rules: (a) Part 3.8 [Best execution obligation]; (b) Part 3.9 [Policies and procedures]; (c) Part 3.10 [Disclosure of best execution obligation]; (d) Part 3.11 [Evidencing execution performance]; (e) Part 5.1AA [Transactions to be under the operating rules of a Market operator]; (f) Part 5.9A [Trading Suspensions]; (g) Part 6.1 [Orders must be Pre-Trade Transparent]; (h) Part 6.3 [Transactions must be post-trade transparent]; (i) Part 7.4 [Requirement to record and provide Regulatory Data]. (2) In this instrument, unless the contrary intention appears, capitalised terms have the same meaning as in the Rules. (3) In this instrument, a reference to time is to the time in Sydney, Australia.
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