ASIC Corporations (IPO Communications) Instrument 2020/722 (Cth)

ASIC Corporations (IPO Communications) Instrument 2020/722 I, Grant Moodie, delegate of the Australian Securities and Investments Commission, make the following legislative instrument.

Date 26 August 2020

Grant Moodie

Contents

Part 1—Preliminary 1 Name of legislative instrument 2 Commencement 3 Authority 4 Definitions Part 2—Exemptions 5 Advertising or publicity in relation to intended offers of securities 6 Conditions

Part 1—Preliminary

1 Name of legislative instrument This is the ASIC Corporations (IPO Communications) Instrument 2020/722.

2 Commencement This instrument commences on the day after it is registered on the Federal Register of Legislation. Note: The register may be accessed at www.legislation.gov.au.

3 Authority This instrument is made under section 741 of the Corporations Act 2001.

4 Definitions In this instrument: Act means the Corporations Act 2001. employee, in relation to a listing body, means a person that is a full-time or part-time employee of the body, a casual employee of the body or a contractor who provides services to the body. former employee, in relation to a listing body, means a person that was an employee of the body but who is no longer an employee of the body. initial public offer, in relation to a listing body's securities, means an offer of securities in the body that are in a class of securities that are to be quoted on a prescribed financial market. listing body means a company or body that is seeking to be included in the official list of a prescribed financial market operated in this jurisdiction. sell-down facility, in relation to an initial public offer by a listing body, means a facility through which holders of securities in the body agree to transfer their securities in the body to a special purpose entity on the condition that those securities will be transferred by the entity to successful subscribers under the initial public offer.