ASIC Market Integrity Rules (Capital, Securities Markets) Barclays Capital Asia Limited Waiver 2022/516 (Cth)

ASIC Market Integrity Rules (Capital, Securities Markets) Barclays Capital Asia Limited Waiver 2022/516 I, Natalie Boulizos, delegate of the Australian Securities and Investments Commission, make the following legislative instrument.

Date 10 June 2022

Natalie Boulizos

Contents

Part 1—Preliminary 1 Name of legislative instrument 2 Commencement 3 Authority 4 Definitions Part 2—Waivers 5 Waivers 6 Where waivers apply 7 Conditions 8 Expiry

Part 1—Preliminary

1 Name of legislative instrument This instrument is the ASIC Market Integrity Rules (Capital, Securities Markets) Barclays Capital Asia Limited Waiver 2022/516.

2 Commencement This instrument commences on the later of: (1) the day this instrument is registered on the Federal Register of Legislation; and (2) 17 June 2022. Note: The Federal Register of Legislation may be accessed at www.legislation.gov.au.

3 Authority This instrument is made under: (1) subrule 1.2.1(1) and rule 1.2.3 of the ASIC Market Integrity Rules (Capital) 2021; and (2) subrule 1.2.1(1) and rule 1.2.3 of the ASIC Market Integrity Rules (Securities Markets) 2017. Note: The ASIC Market Integrity Rules (Capital) 2021 and the ASIC Market Integrity Rules (Securities Markets) 2017 may be accessed on the Federal Register of Legislation at www.legislation.gov.au.

4 Definitions (1) In this instrument:

Alternative FX Position Risk Calculation means a calculation (including a calculation that is a component of another calculation) of a foreign exchange position risk amount for a position in a Financial Instrument, other asset or liability (except a position which is an Excluded Asset or a foreign exchange contract hedging Excluded Assets) which is denominated in a currency other than Hong Kong dollars.