ASIC Corporations (Derivative Trade Repository Rules—DDRS) Instrument 2023/725 (Cth)

ASIC Corporations (Derivative Trade Repository Rules—DDRS) Instrument 2023/725 I, Benjamin Cohn-Urbach, delegate of the Australian Securities and Investments Commission, make the following notifiable instrument.

Date 22 September 2023

Benjamin Cohn-Urbach

Contents Part 1—Preliminary 1 Name of notifiable instrument 2 Commencement 3 Authority 4 Definitions Part 2—Exemptions 5 Exemption 1 (Legal Basis) 6 Exemption 2 (Access and Participation Requirements) 7 Exemption 3 (Security, Efficiency and Effectiveness of Services) 8 Exemption 4 (Acceptance of Derivative Trade Data) 9 Exemption 5 (Retention of Derivative Trade Data) 10 Exemption 6 (Use and Disclosure of Derivative Trade Data) 11 Exemption 7 (Provision of Access to Derivative Trade Data) 12 Exemption 8 (Create and Disclose Statistical Data) 13 Exemption 9 (Governance) 14 Exemption 10 (Handling Conflicts of Interest) 15 Exemption 11 (Monitoring and enforcement of compliance with obligations) 16 Exemption 12 (Risk Management) 17 Exemption 13 (Resources) 18 Exemption 14 (Human Resources) 19 Exemption 15 (Financial Resources) 20 Exemption 16 (Integrity and Security of Computer Systems and Other Systems) 21 Exemption 17 (Operational Reliability) 22 Exemption 18 (Business Continuity Planning) 23 Exemption 19 (Recovery and Resolution) 24 Exemption 20 (Operational Separation of Functions) 25 Exemption 21 (Outsourcing of Functions) 26 Exemption 22 (Disclosure of Rules, Procedures and Other Information) 27 Exemption 23 (Public Disclosures) 28 Exemption 24 (Annual Compliance Report) 29 Exemption 25 (Disclosure of Proceedings) 30 Exemption 26 (Notification of Acquisition of Significant Holding) 31 Exemption 27 (Delays, Disruptions, Suspension, Termination, Breaches of Data Security, Integrity, Confidentiality) 32 Exemption 28 (Keeping of Records) 33 Exemption 29 (Provision of Records or Other Information) 34 Condition (Requirement to notify ASIC) Part 3—Repeals 35 Repeals