Australian Prudential Regulation Authority (confidentiality) determination No. 1 of 2024 Information provided by financial sector entities under relevant reporting documents Australian Prudential Regulation Authority Act 1998 I, Andrew Robertson, delegate of APRA: (a) under section 57 of the Australian Prudential Regulation Authority Act 1998 (the Act) and subsecton 33(3) of the Acts Interpretation Act 1901, revoke the Australian Prudential Regulation Authority (confidentiality) determination No. 3 of 2023; and (b) under paragraph 57(2)(b) of the Act determine all or a specified part of the reporting documents of a kind specified in Part 1, Part 2 or Part 3 of the Schedule do not contain confidential information. This instrument commences at the start of the day after the day the instrument is registered on the Federal Register of Legislation. Note: The effect of this instrument is that the non-confidential information may be published under subsection 56(5C) of the Act. Dated: 7 June 2024 Andrew Robertson General Manager - Chief Data Officer Technology and Data Interpretation In this determination APRA means the Australian Prudential Regulation Authority. MySuper product means a MySuper product within the meaning given in section 10(1) of the Superannuation Industry (Supervision) Act 1993. reporting document means a reporting document within the meaning of section 13 of the Financial Sector (Collection of Data) Act 2001. Schedule Part 1 Reporting documents covered by this determination in their entirety Part 1 of the Schedule of this determination applies to all of the information in the following reporting forms given to APRA by a financial sector entity where a period of at least 14 days has elapsed from the date the financial sector entity was required to provide the information under the reporting standard containing the reporting forms: Reporting standard Reporting form SRS 251.0 Insurance SRF 251.0 Insurance arrangements SRF 251.1 Insurance coverage SRF 251.2 Insurance payments SRF 251.3 Insurance premiums SRS 606.0 RSE Profile SRF 606.1 Profile fees and costs arrangements SRS 611.0 Member Accounts SRF 611.0 Member Accounts SRS 705.0 Components of net return SRF 705.0 Components of Net Return SRS 706.0 Fees and Costs SRF 706.0 Fees and Costs Disclosed Part 2 Reporting documents covered by this determination in part Part 2 of the Schedule of this determination applies to information in the following parts of reporting forms given to APRA by a financial sector entity where a period of at least 14 days, or such other period as is specified below, has elapsed from the date the financial sector entity was required to provide the information under the reporting standards. Parts of reporting forms covered by this determination Specific parts of reporting forms to which this determination does, and does not apply, is specified below: SRS 332.0 Expenses Reporting form, table and columns Classifications covered by this determination Classifications not covered by this determination SRF 332.0 table 1 column 4 and columns 10 – 11 All None SRF 332.0 table 1 columns 1 – 3 and columns 5 – 9 The values in these columns will be non-confidential for any row which contains: None (a) the value 'Industrial Body' or 'Promoter' in Column 4 Service Provider Type in SRF 332.0 Table 1; (b) a Service Provider identifier which is the same as the Service Provider identifier included in any row in SRF 332.0 table 2 which contains: 1. the value 'Marketing' in Column 4 Expense Type; ii. the values 'Director Remuneration', 'Executive Remuneration' or 'Donation To Political Party' in Column 6, Service Arrangement Engagement Type; iii. the value 'Yes' in Column 12 Related Party Indicator; or (c) a Service Provider identifier which is the same as the Service Provider identifier included in any row in SRF 332.0 table 3 which contains the value 'Yes' in Column 16 Related Party Indicator. SRF 332.0 table 2 column 1 The values in this column will be non-confidential for any row which contains: None (a) the value 'Marketing' in Column 4 Expense Type in SRF 332.0 Table 2; (b) the values 'Director Remuneration', 'Executive Remuneration' or 'Donation To Political Party' in Column 6, Service Arrangement Engagement type in SRF 332.0 Table 2; (c) the value 'Yes' in Column 12 Related Party Indicator in SRF 332.0 Table 2; or (d) a Service Provider identifier which is the same as the Service Provider identifier included in any row in SRF 332.0 table 1 which contains the value 'Industrial Body' or 'Promoter' in Column 4 Service Provider Type. SRF 332.0 table 2 columns 2 – 6 and 11 – 12 All None SRF 332.0 table 2 columns 7 – 10 None All SRF 332.0 table 3 column 1 None The values in this column will be non-confidential for any row which contains: (a) the value 'Yes' in Column 16 Related Party Indicator in SRF 332.0 Table 3; or (b) a Service Provider identifier which is the same as the Service Provider identifier included in any row in SRF 332.0 table 1 which contains the value 'Industrial Body' or 'Promoter' in Column 4 Service Provider Type. SRF 332.0 table 3 columns 2 – 3, columns 8 – 10 and columns 15 – 16 All None SRF 332.0 table 3 columns 4 – 7 and columns 11 – 14 None All SRF 332.0 table 4 (all columns) All None Specific parts of reporting forms to which this determination does, and does not apply, is specified below: SRS 550.0 Asset Allocation Reporting form, table and columns Classifications covered by this determination Classifications not covered by this determination SRF 550.0 table 1 (all columns) All None SRF 550.0 table 2, columns 1-6 All None SRF 550.0 table 2, column 7 1. Fixed Income Investment Grade 1. Equity Listed Large Cap 2. Fixed Income Non Investment Grade 2. Equity Listed Mid Cap 3. Fixed Income Development 3. Equity Listed Small Cap 4. Fixed Income Established 4. Equity Listed Micro Cap 5. Not Applicable 5. Equity Unlisted Development Or Early Stage 6. Not Available 6. Equity Unlisted Established Or Late Stage 7. Property Development 8. Property Established 9. Infrastructure Development 10. Infrastructure Established 11. Not Applicable 12. Not Available SRF 550.0 table 2, column 8 1. Cash Cash At Bank 1. Equity Listed Active 2. Cash Term Deposit 2. Equity Listed Passive 3. Cash Short Term Bank Bills Or Securities 3. Equity Unlisted Leveraged Buyout 4. Cash Cash Management Trust 4. Equity Unlisted Growth Equity 5. Cash Foreign Exchange Derivative 5. Equity Unlisted Venture Capital 6. Contracts 6. Equity Unlisted Special Situations 7. Cash Offset Derivatives 7. Equity Unlisted Other 8. Fixed Income Bonds Government Coupon 8. Property Commercial 9. Fixed Income Bonds Government Inflation-linked 9. Property Industrial 10. Fixed Income Bonds Government Other 10. Property Retail 11. Fixed Income Bonds Corporate 11. Property Residential 12. Fixed Income Asset Backed Commercial Mortgage 12. Property Agricultural 13. Fixed Income Asset Backed Residential Mortgage 13. Property Other 14. Fixed Income Asset Backed Other 14. Property Diversified 15. Fixed Income Structured Non-Asset Backed 15. Infrastructure Utilities 16. Fixed Income Mezzanine Debt 16. Infrastructure Airports 17. Fixed Income Private Debt 17. Infrastructure Toll Roads 18. Fixed Income Enhanced Cash 18. Infrastructure Ports 19. Fixed Income Other 19. Infrastructure Railways 20. Fixed Income Term Deposit 20. Infrastructure Social Availability 21. Fixed Income Bank Bills Or Securities 21. Infrastructure Energy Assets 22. Alternatives Commodities 22. Infrastructure Communications 23. Alternatives Other 23. Infrastructure Other 24. Not Applicable 24. Infrastructure Diversified 25. Not Available 25. Alternatives Activist 26. Alternatives Convertible Bond Arbitrage 27. Alternatives Credit Distressed 28. Alternatives Long Short Credit 29. Alternatives Long Short Equity 30. Alternatives Equity Market Neutral 31. Alternatives Event Driven 32. Alternatives Fixed Income Arbitrage 33. Alternatives Global Macro 34. Alternatives Managed Futures Or Commodity Trading Advisor 35. Alternatives Risk Arbitrage 36. Alternatives Volatility Arbitrage 37. Alternatives Multi Strategy 38. Alternatives Insurance Linked Securities 39. Alternatives Real Return Multi Asset Strategies 40. Not Applicable 41. Not Available SRF 550.0 table 2, column 9 1. Fixed Income Short Term 1. Infrastructure Government 2. Fixed Income Long Term 2. Infrastructure Non Government 3. Not Applicable 3. Infrastructure Public Private Partnership 4. Not Available 4. Not Applicable 5. Not Available SRF 550.0 table 2, columns 10-17 All None SRF 550.1 table 1, column 1-5 All None SRF 550.1 table 1, column 6 1. Fixed Income Investment Grade None 2. Fixed Income Non Investment Grade 3. Fixed Income Development 4. Fixed Income Established Where a period of at least 12 months has elapsed from the date the financial sector entity was required to provide the information: : 1. Equity Listed Large Cap 2. Equity Listed Mid Cap 3. Equity Listed Small Cap 4. Equity Listed Micro Cap 5. Equity Unlisted Development Or Early Stage 6. Equity Unlisted Established Or Late Stage 7. Property Development 8. Property Established 9. Infrastructure Development 10. Infrastructure Established 11. Not Applicable 12. Not Available SRF 550.1 table 1, column 7 1. Cash Cash At Bank None 2. Cash Term Deposit 3. Cash Short Term Bank Bills Or Securities 4. Cash Cash Management Trust 5. Cash Foreign Exchange Derivative Contracts 6. Cash Offset Derivatives 7. Fixed Income Bonds Government Coupon 8. Fixed Income Bonds Government Inflation-linked 9. Fixed Income Bonds Government Other 10. Fixed Income Bonds Corporate 11. Fixed Income Asset Backed Commercial Mortgage 12. Fixed Income Asset Backed Residential Mortgage 13. Fixed Income Asset Backed Other 14. Fixed Income Structured Non-Asset Backed 15. Fixed Income Mezzanine Debt 16. Fixed Income Private Debt 17. Fixed Income Enhanced Cash 18. Fixed Income Other 19. Fixed Income Term Deposit 20. Fixed Income Bank Bills Or Securities 21. Alternatives Commodities 22. Alternatives Other Where a period of at least 12 months has elapsed from the date the financial sector entity was required to provide the information: 1. Equity Listed Active 2. Equity Listed Passive 3. Equity Unlisted Leveraged Buyout 4. Equity Unlisted Growth Equity 5. Equity Unlisted Venture Capital 6. Equity Unlisted Special Situations 7. Equity Unlisted Other 8. Property Commercial 9. Property Industrial 10. Property Retail 11. Property Residential 12. Property Agricultural 13. Property Other 14. Property Diversified 15. Infrastructure Utilities 16. Infrastructure Airports 17. Infrastructure Toll Roads 18. Infrastructure Ports 19. Infrastructure Railways 20. Infrastructure Social Availability 21. Infrastructure Energy Assets 22. Infrastructure Communications 23. Infrastructure Other 24. Infrastructure Diversified 25. Alternatives Activist 26. Alternatives Convertible Bond Arbitrage 27. Alternatives Credit Distressed 28. Alternatives Long Short Credit 29. Alternatives Long Short Equity 30. Alternatives Equity Market Neutral 31. Alternatives Event Driven 32. Alternatives Fixed Income Arbitrage 33. Alternatives Global Macro 34. Alternatives Managed Futures Or Commodity Trading Advisor 35. Alternatives Risk Arbitrage 36. Alternatives Volatility Arbitrage 37. Alternatives Multi Strategy 38. Alternatives Insurance Linked Securities 39. Alternatives Real Return Multi Asset Strategies 40. Not Applicable SRF 550.1 table 1 column 8 1. Fixed Income Short Term None 2. Fixed Income Long Term 3. Not Applicable 4. Not Available Where a period of at least 12 months has elapsed from the date the financial sector entity was required to provide the information: 6. Infrastructure Government 7. Infrastructure Non Government 8. Infrastructure Public Private Partnership 9. Not Applicable 10. Not Available SRF 550.1 table 1, column 9-15 All None SRF 550.1, table 2 (all columns) All None SRF 550.2, All None Table 1, column 8 SFR 550.2, table 1, All None Column 12 SFR 550.2, table 2.1 All None (all columns) SFR 550.2, table 2.2 (all columns) All None SRS 605.0 RSE Structure Reporting form, table and columns Classifications covered by this determination Classifications not covered by this determination SRF 605.0 table 1 All None SRF 605.0 table 2 All None SRF 605.0 table 3 All None SRF 605.0 table 4 columns 1 – 5 and columns 7 – 14 All None SRF 605.0 table 4 column 6 None All SRS 606.0 RSE Profile Reporting form and table Classifications covered by this determination Classifications not covered by this determination SRF 606.0 All None SRS 705.1 Investment Performance and Objectives Reporting form and table Classifications covered by this determination Classifications not covered by this determination SRF 705.1 table 1 (all columns) All None SRF 705.1. table 2, (all columns) All None SRF 705.2 table 1, columns 1 - 4 All None SRF 705.2 table 2, columns 1 - 4 All None Part 3 Reporting documents covered by this determination in part – MySuper product Part 3 of the Schedule of this determination applies to information relating to a MySuper product in the following parts of reporting form SRF 705.1 given to APRA by a financial sector entity where a period of at least 14 days has elapsed from the date the financial sector entity was required to provide the information under the reporting standard containing the reporting form SRF 705.1: SRS 705.1 Investment Performance and Objectives Reporting form and table Classifications covered by this determination Classifications not covered by this determination SRF 705.2 table 1, columns 5 – 6 All where information relates to a My Super product None where information relates to a MySuper product SRF 705.2 table 2, columns 5 – 6 All where information relates to a MySuper product None where information relates to a MySuper product