Federal Register of Legislation
ASIC Corporations (Amendment) Instrument 2024/809 I, Leah Sciacca, delegate of the Australian Securities and Investments Commission, make the following legislative instrument.
Date 22 October 2024
Leah Sciacca
Contents
Part 1—Preliminary 3 1 Name of legislative instrument....................................3 2 Commencement...............................................3 3 Authority....................................................3 4 Schedules....................................................3 Schedule 1—Amendments 4 ASIC Corporations (Financial Services Guides) Instrument 2015/541.......4
Part 1—Preliminary
1 Name of legislative instrument This is the ASIC Corporations (Amendment) Instrument 2024/809.
2 Commencement This instrument commences on the day after it is registered on the Federal Register of Legislation. Note: The register may be accessed at www.legislation.gov.au.
3 Authority This instrument is made under section 951B of the Corporations Act 2001.
4 Schedules Each instrument that is specified in a Schedule to this instrument is amended or repealed as set out in the applicable items in the Schedule concerned, and any other item in a Schedule to this instrument has effect according to its terms.
Schedule 1—Amendments
ASIC Corporations (Financial Services Guides) Instrument 2015/541 1 At the end of the instrument Add: Part 3—Declaration 6 Financial product advice—information is publicly available on providing entity's website Part 7.7 of the Act applies in relation to a financial services licensee and an authorised representative of a financial services licensee as if subsection 941C(5A) were modified or varied by omitting paragraph 941C(5A)(a) and substituting: "(a) the financial service provided to the client is: (i) financial product advice; or (ii) dealing in a financial product for the purpose of implementing financial product advice that was provided to the client by the providing entity; and".
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