ASIC (Supervisory Cost Recovery Levy—Regulatory Costs) Instrument 2024/821 I, Peter Dunlop, delegate of the Australian Securities and Investments Commission, make the following legislative instrument. Date 7 November 2024 Peter Dunlop Contents Part 1—Preliminary 3 1 Name of legislative instrument....................................3 2 Commencement and date of effect.................................3 3 Authority....................................................3 4 Definitions...................................................3 Part 2—Determination 4 5 Applicable financial year........................................4 6 ASIC's regulatory costs.........................................4 7 Attribution of ASIC's regulatory costs to each sub-sector...............4 Part 1—Preliminary 1 Name of legislative instrument This is the ASIC (Supervisory Cost Recovery Levy—Regulatory Costs) Instrument 2024/821. 2 Commencement and date of effect (1) This instrument commences on the day after it is registered on the Federal Register of Legislation. Note: The register may be accessed at www.legislation.gov.au. (2) This instrument takes effect as follows: (a) if subsection 11(3) of ASIC Supervisory Cost Recovery Levy Act 2017 applies—the instrument takes effect on the day specified in paragraph 11(3)(a) of that Act; (b) if subsection 11(4) of ASIC Supervisory Cost Recovery Levy Act 2017 applies—the remaining provisions of the instrument take effect on the day specified in paragraph 11(4)(a) of that Act. Note 1: Section 11 of the ASIC Supervisory Cost Recovery Levy Act 2017 contains special provisions dealing with the disallowance and taking effect of instruments of this kind. Note 2: Subsection 10(8) of the ASIC Supervisory Cost Recovery Levy Act 2017 has the effect that the instrument can have retrospective application before the day it is registered on the Federal Register of Legislation. The register may be accessed at www.legislation.gov.au. 3 Authority This instrument is made under subsection 12A(6) of the Australian Securities and Investments Commission Act 2001 for the purposes of subsection 10(2) of the ASIC Supervisory Cost Recovery Levy Act 2017. 4 Definitions In this instrument: (a) Act means the ASIC Supervisory Cost Recovery Levy Act 2017; and (b) unless the contrary intention appears, an expression that: (i) is used, but not defined, in this instrument; and (ii) is defined in the Act; has the same meaning in this instrument as in the Act. Part 2—Determination 5 Applicable financial year This determination applies to the 2023-24 financial year. 6 ASIC's regulatory costs ASIC's regulatory costs for the financial year are $328,108,436. 7 Attribution of ASIC's regulatory costs to each sub-sector Column 3 of the table specifies the extent to which ASIC's regulatory costs are attributable to the sub-sector specified in column 2 of the table. Column 1 Column 2 Column 3 Item Sub-sectors Extent to which regulatory costs are attributable to the sub-sector ($) 1 Auditors of disclosing entities 7,096,900.00 2 Australian derivative trade repository operators 255,427.00 2A Benchmark administrators 91,091.00 2B Claims handling and settling services providers 6,903,067.00 3 Corporate advisors 1,893,516 4 Credit intermediaries 2,891,763 5 Credit providers 31,324,600 6 Credit rating agencies 41,479 7 Custodians 636,143 8 Deposit product providers 4,355,132 8A Established specialised market operators 472,403 9 Exempt CS facility operators 11,522 10 Exempt market operators 11,522 11 Insurance product distributors 842,495 12 Insurance product providers 11,255,306 13 Large futures exchange operators 1,188,008 14 Large futures exchange participants 850,794 15 Large proprietary companies 10,312,687 16 Large securities exchange operators 5,344,210 17 Large securities exchange participants 19,092,934 18 Licensees that provide only general advice to retail clients or wholesale clients 2,798,274 19 Licensees that provide personal advice on relevant financial products to retail clients 45,013,593 20 Licensees that provide personal advice to only wholesale clients 1,616,129 21 Licensees that provide personal advice to retail clients on only products that are not relevant financial products 90,901 22 Listed corporations 57,418,413 23 Managed discretionary account providers 961,795 24 Margin lenders 4,517 24A New specialised market operators 12,716 25 Operators of investor directed portfolio services 131,556 25A Operators of notified foreign passport funds and regulated former notified funds 5,295 26 Overseas market operators 443,598 27 Over-the-counter traders 5,074,859 28 Payment product providers 5,240,526 29 Public companies (unlisted) 4,148,116 30 Registered company auditors 3,132,214 31 Registered liquidators 7,481,213 32 Responsible entities 28,114,632 33 Retail over-the-counter derivatives issuers 16,239,386 34 Risk management product providers 100,282 35 Securities dealers 5,168,704 36 Small and medium amount credit providers 7,103,088 38 Small futures exchange operators 63,438 39 Small securities exchange operators 533,062 40 Small securities exchange operators with self-listing function only 0 41 Superannuation trustees 26,428,308 42 Tier 1 clearing and settlement facility operators 3,340,833 43 Tier 2 clearing and settlement facility operators 91,881 44 Tier 3 clearing and settlement facility operators 28,411 45 Tier 4 clearing and settlement facility operators 0 46 Traditional trustee company service providers 493,685 47 Wholesale electricity dealers 200,956 48 Wholesale trustees 1,757,056