THOMAS WALKER LIMITED AND ANOTHER V. FASHION BUTTONS PTY. LTD AND F.B. METAL CORPORATION PTY. LTD. AND ANOTHER
High Court of Australia
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IN THE HIGH COURT oF aUsTRAtIA
THOMAS WALKuR LI:TisD
THOMAS WALKER LIMITE:
AND ANOTHER
Vv.
FASHION BUTTONS PTY. LTD.
F. B. METAL CORROPATION PTY.LTD.
AND ANOTHER
REASONS FOR JUDGMENT
ORIGINAL
Judgment delivered at..... ME LBCURNE.....
OM en GPR APRID 4 974,
RM73/30063
or
C
THOMAS WALKER LIMITED
FASHION BUTTONS PTY. LIMITED
THOMAS WALKER LIMITED AND
H, ARENDSEN & SONS PTY. ITD.
SONS
F, B, METAL CORPORATION PTY,
LID, AND BRUCE LEIGHTON NEIGHBOUR
|
JUDGMENT STEPHEN J.
THOMAS WALKER LIMITED
v.
FASHION BUTTONS PTY, LIMITED
THOKAS WALKER LIMITED AND
H, ARENDSEN & SONS PTY, UCD
F, B, METAL CORPORATION PTY,
LID, AND BRUCE LEIGHTON NEIGHBOUR
In each of these two actions Thomas Walker Ltd.,
the registered proprietor of Australian letters patent No.
220191 entitled "Improvements in fastening devices for wearing
apparel", alleges infringement and seeks appropriate relief.
In action No. 14 of 1970 it is the sole plaintiff and Fashion
Buttons Pty. Ltd. is the defendant; in action No. 20 of 1970
its exclusive licensee, H. Arendsen & Sons Pty. Itd., joins
it as a plaintiff and there are two defendants, F. B. Metal
Corporation Pty. Ltd. and its managing director, Er. B, L.
Neighbour, who is alleged to have procured and directed the
acts of infringement complained of and to have himself done
some of those acts. By consent these two actions have been
tried together.
The plaintiffs allege that claims 1, 2, 5 and 6
of the patent have in each case been infringed by the manu-
facture and sale in Australia by the defendant companies of
what are described as fastener sets. These consist of the
familiar little metal fasteners commonly used on the waistband
2.
of men's trousers to fasten tovether the garment at the top.of the
fly; the complete specification refers to them as fastening
devices for detachably connecting the ends of a trouser waistband
and they operate by the engagement of a bar with a hook.
The defendants in each action deny infringement and
allege invalidity, counter claiming for revocation. Although some
issucs arise for decision in one only of the actions it will-be
convenient to deal at the one time with both actions in these
reasons for judsment, only distinguishing between them when the
need arises.
The invention the subject of the patent is concerned
essentially with one vart only of the fastener set, the hook.
Hitherto fastener sets, we are told, have suffered from a dis-
advantage associated with the conventional design of the hook of
which the tongue formed part; the hook was composed of a tongue
integral with a base part or shaft by which it was attached to the
garment and a backplete might also be employed as well. 'When such
hooks were attached to the outer face of garments the tongue pro-
jected considerably because of the thickness of the base part or
shaft of the hook and the spacing of the tongue away from that
base part; the hook thus became liable to crushing and distortion.
This the invention seeks to overcome by a device having a shallower
profile than the conventional hook. The specification then
describes a number of forms which, according. to the invention, the
fastening device may take. Each consists of a flat tongue to be
secured to garments by clenchable prongs, therebeing provided spacing
means which also operate as stops for the bar and which may take
the form of a folded over section of the tongue or may consist of
rearwardly projecting parts of that tongue.
The invention is, then, the use of a tongue instead
of a complete hook consisting of both tongue and shaft, one thick-—
ness only of metal being present, instead of two, on the outside
face of the garment. The conventional hook employs the curved
section between tongue and sh=ft as its spacing means and as a stop
for inward movement of the bar; when the hook is replaced by a
tongue only, these two roles mst be assumed by other mechanisms.
This the invention does by use of portion of the tongue, either in
folded over form or as projecting parts.
The four claims said to be infringed are as follows:
Claim 4
1. A fastening device for wearing apnarel
comprising a flat front tongue adapted to be secured
to the outer face of a garment, in combination with
a back—plate adapted to be applied behind the material
of the garment so as to lie behind the front tongue
and to be secured to said tongue by means of clenchable
prongs, either the front tongue or back-plate being
provided with spacing means which, when the device is
secured to a garment, is located beneath one end portion
of the front tongue and in contact with the mterial of
the garment and which elevates said tonsve so as to form
torether with the associated back-plate the equivelent
of a hook for engagement with a staple, bar or eye
member, said spacing means also forming a stop interme+
diate the length of the front tonrve for limiting
inward movement of the staple or like co-operating member.
Claim 2
2. A fastening device, as claimed in Cleim 4, in
which the spacing means is integral with the front
tongue and separates one end of the main portion of the
latter from the front face of the material to which the
device is attached.
Claim
5. A fastening device adapted to be secured to
wearing apparel by means of clenchable prongs, comprising
a flat plate forming a front tongue one end portion of
which is provided with rearwardly-extending projecting
parts which, when the device is secured to a garment,
are adapted to seat upon the outer face of the material
so aS to be engageable with a staple or like member, at
least some of said projecting parts forming stop means
disposed intermediate the length of the front tongue
for limiting the inwards movement of the staple or like
member.
Claim 6
6. A fastening device, as claimed in Claim 5,
in which the projecting parts include a rearwardly-
extending spacing lug or flange and shouldered rearwardly-
extendine integral prongs, the portions of said prongs
below said shoulders being adapted to be passed through
the material of the garment and to be clenched over in
order to secure the device in place.
4.
These claims refer to five principal elements
of the hook - the tongue; clenchable prongs which attach the
tongue, and back plate if any, to the material of the garment;
spacine means, which keep the tongue away from the material
of the garment, thus vroviding space for the bar to enter the
hook; a stop which limits the inward movement of the bar
after it enters thehook; and, in the case only of claims
4 and 2, a back plate positioned behind the material and
attached to the tongue by the clenched prongs.
In claims 1 and 2 the inclusion of a back plate
results in something akin to the conventional unitary hook but
composed of two parts, the 'tongve not being integral with, but
being connected to, the back plate by the prongs which, because
the material of the garment lies between these two parts of the
hook, must necessarily pass through that material, thus also
serving the purpose of attaching the entire "hook" to the garment.
What is stated to be an object of the invention, the provision
of "an improved and simplified fastening device which can be
made much shallower than can the usual hook type of fastener",
is in this case attained by having the back plate behind
the material of the garment. Where, as in claims 5 and 6, no
back plate is involved, what might be described as the shaft
of the conventional unitary hook is entirely dispensed with,
the material of the garment instead playing that role, and
the desirable quality of shallowness then arises because there
exists no shaft.
5.
On the issue of infringement counsel for the
defendents very properly conceded, after the close of evidence,
that the dealines of the two corporate defendants in the
alleredly infrincing fasteners and of which the plaintiffs'
pleadings made complaint were no longer a matter in issue.
The important outstanding question on the issue of infringement
is, therefore, whether the defendants' fasteners do in fact
infringe claims 1, 2, 5 or 6 of the plaintiff's patent.
Cleims 1 and 2 differ only in that in claim 1
the spacing means may be integral either with the tongue or
with the pack plate whereas in claim 2 it must be integral
with the tongue. the defendants relied upon five natters
as supporting their denial of any infringement. Each involves
interpretation of the claims and the defendants contend that
when properly interpreted the claims do not extend to their
desien of fastener. I turn now to consider each of these
five matters.
It was, said the defendants, an essential feature
of claims 1 and 2 that the spacing means should also serve
the purpose of stovning the further inward movement of the
bar into the hook. In the case of their fastener the spacing
means does not have this dual role and, accordingly, there was
no infringement. Claim 1 refers to
"said spacing means also forming a stop intermediate
the length of the front tongue for limiting inward
movement of the staple or like co-operating member"
and it is true that the defendants' fastener not only has: spacing
means in the form of shouldered prongs but also a shoulder on
each side of the tongue just in advance of the shouldered prongs.
If the bar to be inserted in the hook is only fractionally
longer than the width of the tongue it, or, rather, the upward
curving ends of it which attach it to the plate of which it
forms a part, will be stopped by those shoulders before reaching
the shouldered prongs; if it is slightly larger again it will
pass over those two shoulders and will then be stopped by the
shouldered prongs. The defendants rely upon what is said to be
the purposive force of the words "for limiting" and say that the
claim is expressly confined to tongues which are so designed
that the stopping of the inward movement of the bar is achieved
by the spacing means, that is, by the shouldered prongs.
I do not so read claim 1. A tongue designed in all
respects conformably to claim 1 save that its spacing means did
not form such a stop as is there described might not infringe;
put this is not that case. Here the spacing means does form
"a stop" precisely as described in the claim; that bars of a
particular dimension may not reach it, so as to be stopped by it,
but are instead stopped earlier in their inward movement by a
prior and additional stopping device which has been added in the
defendants' design of fasteners, appears to me to be of no moment.
That fastener nevertheless conforms precisely to the description
in claim 1 which, like the invention as a whole, is concerned
with the design of a tongue and not with that of whatever bar may
be used in conjunction with it.
This claim should not, I think, be construed as
limiting the area of claimed monopoly to those hooks which do not
possess stopping devices additional to the stopping device provided
by the spacing means. To add to the claimed design of the tongue
an additional stopping device which will, given a particular
dimension of bar, rob the spacing means of its dual function, for
which it is well designed, of stopping the bar as well as of
spacing the tongue away from the material and back plate will not
escape the area of claimed monopoly.
The second matter relied upon is the use of the word
"flat" in the description of the front tongue in claim 1. Because
the tongue of the defendants' fastener is very slightly canted up
towards its extremity it is said to be outside the ambit of the
claims. The more ready engagement of a bar in the hook which this
canting up makes possible shows, it is said, that the departure
from flatness is not simply effected in an endeavour to avoid
infringement - Commonwealth Industrial Gases.. Ltd. v. M.W.A.
Holdings Pty. Ltd. (1970) 44 A.L.d.R. 385 at p.388.
A reading of the specification as a whole and, indeed,
of each of the claims appears to me to reveal that the element
of flatness of the front tongue is referred to in contradistinction
to the curved shape. of the conventional hook and perhaps also to
contrast it with designs having cranked up tongues, in which the
lower part is attached to the garment and back plate so that the
bar may slide under the cranked up part until it reaches the
point of cranking, which voint acts both as a stop and as a spacing
means. In the present case the minor deviation from flatness of
the tongue of the defendants' fastener, scarcely visible to the eye,
does not alter imany way the essence of the plaintiffs' invention whichi
incorporates. The tongue of the defendants" hook is substantially the
8.
game as.that described in claims 1.and 2 in this respect and infringes the
plaintiffs' monopoly. Precise flatness of the tongue is no
inherent quality of the invention verforming any useful
function or playing any part in the fastening operation and
minor departures from flatness will not take a tongue out of
the ambit of monopoly claimed. The same considerations apply
to the "dimple" which appears as a depression near one end of
the tongue of the defendants' 'hook.
Claim 1 describes the spacing means as "located
beneath one end portion of the front tongue" and it is said
that the defendents' spacing means are not "beneath" the tongue.
These spacing means consist of two pronss projecting down from
the top surface of the tongue on either side and on one view
are to the side of and not immediately underneath any part of
the tongue. But this depends upon what is regarded as the
precise limits of the top surface of the tongue; if it extends
to that part of the prongs before they bend over at a right
angle to the plane of the -tongue it would be accurate to
describe the prongs as beneath a portion of the tongue. However
even if this view be not adopted the prongs, and the spacing
means which they incorporate, are at a lower level than the top
of the tongue and in that sense are beneath it; "beneath" may
mean "in a lower position" or "below" rather than "immediately
underneath" and,if the tongue is spoken of as being viewed from
above, the prongs will then extend "beneath" it in this sense,
those parts of the prongs which incorporate the spacing means
beine in turn beneath, although not directly under, the top of
9.
the tongue. The defendants' hook is in my view one of which
it mey proverly be seid that its spacing means are, when the
device is secured to a garment, beneath one end portion of the
front tongue.
Next it was said that, whereas in claim 1 the
spacing means must be integral either with the tongue or with
the back plate and in claim 2 mst be integral with the tongue
alone, there ane two spacing means on the defendants' fastener,
one, the shouldered prongs, being integral with the tongue and
the other, a cranking of the back plate, being integral with
the back platez; hence the defendants' fastener is' substantially
different from the monopoly claims. The complete svecification,
read as a whole, makes it plain that the space which the spacing
means creates is a space between the bottom surface of the
tongue and tre outer surface of the material to which the
fastening device is attached. Only the spacing devices on the
prongs of the defendants' fasteners serve this function, the
cranking of the back plate does not do this work and is not a
relevant spacing means such as claim 1 refers to. Even if it
were, the addition of a second snacing weans would not serve to
remove the defendants' fastener from the ambit of the monopoly
GRained in claim 1.
Finally, claim 1 refers to the tongue and back
plate, when secured tovether with prongs and their incorporated
spacing means, as forming "the equivalent of a hook". For the
defendents it was contended that expert evidence denied to their
fastener the qualities of a hook because it was not rigid, the
10.
tongue instead being to some extent capable of movement when
fixed by the two prongs to the base plate. Certainly hooks,
to fulfil their function, will normally heve a degree of rigidity
but it seems to me to be wrong to say of an assembled device
which is in the shape of a hook but is capable of some slight
amount of movement within itself, that amount depending to a
desrree upon the tightness with which its components are clenched
torether by its connecting prongs, that it thereby loses the
quality of equivalence to a hook. Again the fact that the
tonevue is no shorter than the back plate, a matter referred to
by counsel for the defendants, does not in my view prevent the
assembly as a whole from formine the equivalent of a hook.
These were the five matters relied unon by the
defendants on the issue of infringement of claims 1 and 2 and
in ny view none of them provide an answer to the charge of
infringement. They all turn upon the ordinary meaning of
ordinary words and to the extent that it was sought to call in
aid expert evidence I have not been assisted by it.
As to claims 5 and 6 some of the foregoing matters
apply equally to them and with the same result; but in addition
those claims meke use of the phrase "rearwardly-extending" to
describe projecting portions of the tongue. It was said on
behalf of the defendants that in its context "rearwardly" mst
mean extending in the same plane as the tongue but from the end
opposite to its tip; so understood the design of the tongye
would bear little resemblance to the defendants' fastener and
MW.
there would then be no infrinsement. It mic¢ht be added that
so understood these two claims would, on their face, be nonserse.
However I see no reason for so interpreting this phrase.
Claim 5 describes a flat plate forming a "front tongue" and
this tongue has, apparently, two ends since the claim refers
to "one end portion" of the front tongue. Thus the flat plate
which makes up the tongue is contemplated as having ends and
also, no doubt, sides, the descrivtion "tongue" suggesting a
degree of elongation; being a three dimensional object its
front will then be one of its two flat faces, the other will be
its back or rear. The claim goes on to speak of the rearwardly
projecting parts seating "upon the outer face of the material"
and thus elevating the tongue above the material and forming a
means of stopping the inwards moverent of the "staple or like
member"; it seems to follow naturally from this that these
projecting parts are to be at right angles to the flat faces
of the tongue. In this context the description of the projecting
parts as "rearwardly-extending" means that they extend in a
direction opposite to the front surface of the flat plate, that
is, the surface away from the material onto which the tongue is
to be fixed. So construed the reference to rearwardly-extending
presents no difficulties and the tongue of the defendants'
fastener answers the description contained in claim 5.
As to claim 6 the same may be said of its reference
to "rearwardly-extending integral prongs". However the subject-
matter of claim 6 is a tongue having in addition to prongs a
"rearwardly-extending lug or flange". The plaintiffs contended
12.
that the "dimple" indented into what I rersard as the front
face of the tongue of the defendants' fastener was a "lug"
within the meaning of this claim; it was not contended that
it was a "flange". The term "lug" is, I think, one on which
expert evidence is both admissible and useful and in this case
that evidence is that in relevant metal-forming terminology a
lug is a protrusion from an edge or surface, a discrete
projection generally rectangular and roughly square in shape.
I would not be disposed to regard the underside of the dimple
as a lug in this sense, fhe Cxford Dictionary in its many
meanings of lug includes that of "an appendage by which an
object may be lifted or suspended" and the word in its engineering
use appears to:derive from the Scottish and north: country
synonym for "ear" and is defined in the fifth edition of the
Comeise Oxford Dictionary (1971), in its mechanical sense, as
"a projection from a casting etc. by which it may be fixed in
place". No expert witness in fact described the underside of
the dimple as a lug and I do not think it can be so described.
It not being contended that it constitutes a "flange", it follows
that the defendants' fastener does not fall within claim 6
although falling within claim 5.
It follows that I find that there has been
irfringement of claims 1, 2 and 5 of the plaintiffs' patent by
the defendant companies. The defendant Neighbour, in his
answers to interrogatories, admitted that at the relevant time «
he was the managing director of F, B. iietal Corporation Pty. Lta.
13.
and in that capacity was responsible for the sales of fasteners
complained of by the plaintiffs in action No. 20 of 1970 and
authorized and procured certain advertisements of fasteners.
There was also evidence that he had taken an active personal
role in the acts of infringement complained of, including the
manufacture of the defendants' fasteners. In those circum-
stances he will be liable for infringement of the plaintiff's
patent having expressly authorized acts of infringement -
Reitzman & Anor v. Grahame-Chapman and Derustit Ltd. (1950)
67 R.P.C. 178 at p.185.
_t turn now to the question of validity of the patent.
The attack on validity took a number of forms. I
will deal first with that alleging lack of utility.
Of claims 5 and 6, which make no reference to the
use of back plates, it was said that fasteners made in accordance
with those claims would not perform their task of fastening.
The absence of a back plate meant that there was no substitute
provided for the shaft of the conventional hook, accordingly a
bar inserted between material and tongue would not remain there
once any tension was brought to bear; instead the tongue would
pivot at the point where it is secured to the material, thus
releasing the bar. Expert evidence, involving practical
experiments, was given on both sides but did little to add to
what is obvious; the effectiveness of the tongue in retaining
the bar in place depends, in the absence of a back plate, upon
the stiffness of the material of the garment to which it is
fixed, unless quite stiff the bar will not long de retained in
place. Even with quite stiff material the bar is prone to
14.
slip out. I think the defendants' objection is well taken;
claims 5 and 6 are in respect of fastening devices, not merely
components of such devices, and it is for wearing apparel that
the fasteners are intended, "especially for detachably connecting
the ends of a trouser waistband". The fasteners in claims 5 and
6 are manifestly unsuitable for that purpose, the object of the
invention is not atiained and these claims are accordingly
invalid.
Claims 1 and 2 are also attacked upon the ground of
inutility but in a quite different respect. It is said that
"these claims are so phrased as to include both devices which
have all the defects found in prior art and also devices which
will not work at all as fasteners. The latter point turns upon
the failure to include the bar portion of the fastener in these
cleims, the former upon what is said to be the absence of limits
to the claim which will ensure that it does not extend to tongues
which are in fact as bulky and as liable to be crushed as was the
prior art.
The failure to include the bar component in claim 1
appears to me to be of no substance. The claim recognizes the
existence of the bar component as an essential part of the
fastener but is concerned only to claim in respect of the tongue
since it is with thet component of the fastener that the
invention is concerned. To have included some claim to monopoly
in respect of a bar when the invention does not relate to that
component would have been wrong; to refer to the bar in
explaining its intersction with the tongue, as does claim 1, is
all that is required and no ground of inutility emerges.
15.
The other point, that the claimea monopoly area
includes devices no less bulky and no less liable to crushing
than was the prior art, also in my view fails. The advantages
claimed for the invention do not arise from any particular mode
of manufacture or from the use of particular materials. They
arise simply because, with the omission of one thickness of
metal, the shaft of the conventional hook, from the outside of
the garment, there will necessarily be a reduction in the extent
to which the fastener projects beyond the surface of the garment.
Assuming that a conventional unitary hook fastener and a fastener
conforming, to claim 1 are each made of the same material then, so
long as the advantage to be gained by the absence of a shaft in
the latter is not, as it were, wilfully discarded by the use of
some very thick spacing means, it will be less bulky and less
prone to be crushed than the unitary hook simply because it will
project less above the surface of the garment. Much was made
of the fact that claim 1 would embrace designs of spacing means
providing no more resistance to crushing than the curve between
the shaft and tongue of a conventional hook. This mistakes
the nature of the invention which is not concerned with any novel
crush-resisting quality of the spacing means but only with the
attainment of a lower profile for the tongue.
That it would be possible wilfully to so fashion a
tongue in conformity with claim 1 that it projected further from
the garment than would a conventional hook is irrelevant. It
was said, for example, that the tongue might be so fabricated as
16.
not to be parallel with the back plate or that very large spacing
means might be employed, either of which courses would destroy
the advantage claimed for the invention. However patent speci-
fications are not to be tested for validity by reference to their
possible wilful misapplication. As was said by Menzies J.,
although in a somew*at different context, in Welch Perrin & Co.
Pty. Ltd. v. Worrel. (1961) 106 C.L.R. 589 at p.602, a specifi-
cation should not be construed in a way which "any sensible
person would appreciate would lead to unvorkability" and see
British Thomson-Houston Co. Ltd. v. Carona Lamp Works Ltd. (1922)
39 R.P.C. 49 at p.89 and Leggatt v. Hood's Original Darts
Accessories Ltd. and Hood (1951) 68 R.P.C. 3 at p.9 per
Evershed M.R.
I accordingly conclude that the attack upon claims 1
and 2 based on inutility fail.
It was then said that no inventive step was involved.
It has perhaps already emerged from earlier parts of this judgment
that my view is that the substitution of a tongue, comprising only
one thickness of metal, for the conventional hook with both tongue
and shaft is both novel and inventive. No doubt the creation of
a hook shape by the attachment together of several components has
long been employed in various fields and the defendants are correct
in saying that to substitute for a unitary hook with its own
integral spacing means a hook consisting of two plates with
separate means involves no inventive step. But to so describe
the present case is to misstate the nature of the invention;
it fails to recognize that the inventive step is the reduction in
amount of metal projecting from the front of the garment to one
thickness only.
17.
The evidence satisfies me that the prior art in
Australia consisted of fasteners involving unitary hooks and
that these did have the disadvantage that they protruded from
the surface of the garment and were crushed quite readily in the
course of pressing. The plaintiffs have not in fact marketed in
Australia any fasteners made in accordance with the patent in suit
but two designs of fasteners which dispense with the shaft of the
hook on the outside surface of the garment have for some time been
in use in Australia. One is marketed by the plaintiffs and does
not infringe the patent in suit since it has a cranked front
tongue, the crank acting as both spacing and stopping means;
the other is the allegedly infringing fastener. fhe former has
had considerable commercial success due to it having overcome to
a large degree the problems of protrusion and crushing which
affected the prior art. It has supplied a want and this is in
itself some indication of an inventive step - Commonwealth
Industrial Gases v. M.W.A. Holdings Pty. Ltd. at p.386 and cases
there cited by Menzies J.
It avpears from the evidence that part of this success
is attributable to a quality not referred to in the specifications
of the patent in suit. By the use of two connected components,
the tongue and back plate, the resulting composite article is
capable of some movement within itself, some hinging. as it was
described in evidence. This apparently permits of some deflection
downwards of the tip of the tongue under pressure without the same
likelihood of permanent distortion as exists in the conventional
unitary hook, thereby assisting in avoiding permanent distortion.
18.
The fact that this feature is not referred to in the specification
and may be accidental will not of itself detract from the inven-
tiveness involved in the concept of a lower profile.
The marketing by the defendants of their infringing
article incorporating the relevant features of claim 1 is in
itself strong evidence of its merits and, in that sense, of the
existence of an inventive step.
For these reasons I conclude that the defendants have
failed to establish any want of inventive step.
Next it was said that fasteners incorporating the
features the subject of the present claims were marketed in
Australia as early as 1956. If sustained this would have been
fatal to validity. This ground of defence was first raised by
way of amendment almost three years after the institution of
proceedings; following a chance luncheon meeting in a Sydney
club, it emerged that a Mr. Phillips possessed a pair of English-
made trousers fitted with a fastener incorporating the features
claimed in the patent in suit but with a cranked tongue and
which he believed he had purchased in >ydney in 1956. Mr. Phillips
gave evidence before me and the trousers in question were tendered
as an exhibit. The sole question is whether they were, in fact,
purchased so long ago as to ante-date the patent in suit. If
they were their incorporation of the features of the patent in suit
would render it invalid.
The point is not to be resolved simply upon the evidence
of Mr. Phillips, a gentleman who gave his evidence very fairly and
whose honesty I do not question for a moment; following the
giving of his evidence the parties were stirred to great activity
19.
in endeavours on the one hand to support and on the other to
destroy that testimony. This led to the calling of a number
of witnesses and ultimately to the taking of evidence in England
from witnesses who were or had been employed by the Fnglish
manufacturer of Mr. Phillips' trousers.
I do not intend to enter into all the details of this
mass of testimony, which provided each side with ample scope for
demonstration of the fallibility of human recollection. I have
studied afresh that whole body of evidence; there emerges
clearly enough from it a number of relevant facts. First,
Mr. Phillips' recollection of events some sixteen or seventeen
years old is necessarily imperfect and the affair of the purchase
of a pair of trousers, even the first purchase of expensive
English snorts trousers, is not of a nature calculated particularly
to impress itself indelibly upon the memory. He identifies the
date of purchase by reference to a trip of Europe to visit a
trade fair at Hanover made shortly afterwards, in 1957, the date
of which he has checked from his then current passport. However
he has been on a number of world trips since then, has visited
the Hanover trade fair on a number of occasions and owns a number
of pairs of the same brand of English sports trousers, some very
old, some bought in Sydney and some overseas. His recollection
of the number of overseas trips which he made in 1957 proved,
understandably enough, to be imperfect. The accuracy of his
recollection is, I think, open to some doubt; however it was
supported by the evidence of a witness who had for many years
been employed in Scotland by the manufacturers of that brand of
trousers and who said that for some time before 1957 similar
fasteners had been fitted to that brand of trousers. Asa
result of his cross-examination I found him a not altogether
satisfactory witness, somewhat partisan and unreliable in
matters of detail. Arrayed against this testimony is an
impressive body of evidence to the effect that in 1955
Mr. Phillips' brand of trousers were not fitted with the
design of fastener which is attached to the trousers produced
by him and tendered in evidence. That evidence both oral
and in the form of written records satisfies me that it was
not until some considerably later date that any trousers of
the brand purchased by Mr. Phillips were fitted with fasteners
of the type which his trousers now bear. That evidence was
of a very convincing nature when properly understood and I
accept it in preference to the evidence of Mr. Phillips and
to that of the defendants! other witness, the former employee
of the Scottish trouser manufacturers.
It follows that the defendants have failed to
establish, as they must, that at the priority date of the
patent in suit fasteners incorporating features of the patent
in suit were on sale in Australia.
The defendants relied upon two U.S. letters patent
as showing that the plaintiffs' alleged invention was obvious.
As to one of them it certainly establishes the orior knowledge
of the uses of shouldered orongs, but there is no dispute as
to the existence of prior knowledge of shouldered prongs and
it im no way affects the patent in suit, which makes no claim
to monopoly in respect of the use of such prongs. Neither
21.
of these patents was directed to the problem solved by the
patent in suit, bulkiness of the tongue, and neither discloses,
to my mind, information which would render obvious the
plaintiffs' invention.
It was also said that the plaintiffs' claims suffer
from undue width of clain; that, in the words of Latham C.J.
in Radiation Lid, v. Jallierg & Klaerr Pty, Ltd. (1938)
, 60 C.L.R. 36 at p.41, "the clain made is wider than the
invention disclosed, and in that case the claim will be bad".
Essentially this submission rests upon the view that the
plaintiffs* invention is concerned with the particular spacing
means employed. Latham C.J. had prefaced the passage quoted
above by the observation that it was alweys necessary first
"to ascertain what invention is claimed by the plaintiffs".
Once it is apprediated that the present invention is not
concerred with the discovery of particular spacing means the
objection of undue width is not maintainable.
Finally insufficiency of description was relied upon
but only in relation to claims 5 and 6 and in view of my
conclusion on these claims on.the sround of lack of utility I
need not further pursue this aspect.
It follows that I find claims 1 and 2 to be valid
but clains 5 and 6 to be invalid. The plaintiffs sought an
injunction, an order for delivery up of infringing fasteners
and the choice of either damages or an account of profits.
The clain to an injunction was resisted upon the ground that
the patent had not been worked in Australia either by the
patentee or by its licencee. The term of the letters patent
i
i
i
|
22.
expired in arch of this year, soon after receipt of the parties'
written submissions and in all the circumstances the proper
course appears to be to refuse any injunction. However the
plaintiffs will be entitled to an order for destruction or
delivery up of infringing fasteners, that is to say, of fasteners
menufactured during the term of te letters patent, and their
inability to deal in infringing Yasteners in consequence of
that order will have the same comercial effect as would any
injurction to which tve plaintiffs might be entitled. The
plaintiffs' failure to use the patert, while it might have
enabled the defendants to seek the grant of a corpulsory licence,
does not otherwise affect the plaintiffs' monopoly or the relief
to which they are entitled. There will, in each action, be an
order for delivery up or destruction of infringing articles,
each restricted to claims 1 and 2 of the specification.
The plaintiffs also seek in each action damages or,
at their option, an account of profits and I will order an enquiry
accordingly, subject to the like restriction to claims 1 and 2 of
|
{
the specification. Questions of the entitlement of the respective —
plaintiffs to damages and how those entitlements may be affected
by the failure to work the patent and by the existence of the
exclusive licence in favour of the second-named plaintiff in
action no. 20 of 1970 may best be left for determination at that
stage. These considerations were adverted to in a short
discussion before me, which was confined to whether either of the
plaintiffs could be shown to have any claim in law to danages.
I am not satisfied that either plaintiff is necessarily dis-
entitled to damages; since it may be that an election in favour
23.
of an account of profits will be made, which will make it
unnecessary to deterwine finally the question of entitlement
to damages and of the quantum of those damages, I do not
propose to say more on this aspect.
On the counterchaim I will order revocation of the
letters patent so far as concerns claims 5 and 6.
As to costs I think that, subject to the two
qualifications referred to below, the proper order will be that
in each action the plaintiff or plaintiffs recover from the
defendant or defendants four fifths of its or their taxed costs,
such costs to include discovery, interrogatories, trenscripts
of evidence and the costs reserved by the order of Menzies J.
on the hearing of the defendants' application to amend Particulars
of Objections. The first qualification relates to the taxed
costs of and incidentel to the apvlication for the taking of
evidence in the United Kingdom; the whole of the plaintiffs'
costs of and incidental to that application and to the subsequent
examinetion in the United Kingdom, reserved by my order made the
3rd day of July 1973, will, when taxed, be paid by the defendants
to the plaintiffs. The second qualification relates to the
defendants' taxed costs applicable to the further cross-examination
of the witness Cutler by counsel for the plaintiffs on 8th June
1973, which shall be payable by the plaintiffs to the defendants.
IN THE HIGH COURT OF AUSTRALIA
VICTORIA REGISTRY a 2
No. 14 of 1970
BETWEEN
THOMAS WALKER LIMITED Plaintiff
- and - Wz
FASHION BUTTONS PTY.
LTD. Defendant
oO R DER
WeTe RIA" REsstay
FILE
COLTMAN, WYATT & ANDERSON
Solicitors,
379 Collins Street,
MELBOURNE
62-5861 GF/LT
IN THE HIGH COURT OF AUSTRALIA
No. 14 of 19
VICTORIA REGISTRY Nov 14 of 1970
BETWEEN:
THOMAS WALKER LIMITED Plaintiff
and
FASHION BUTTONS PTY. LTD. Defendant
LE MR. JUSTICE STEPHEN
}37%4 DAY OF JUNE 1974
Letters Patent No. 2207191 and Counterclaim by the Defendant
for revocation of the said Letters Patent coming on for Trial
before this Court at Melbourne on the lst, 2nd, 14th, 15th
and 16th days of May 1973 and the 8th day of June 1973, and
evidence having been taken and transcribed at Birmingham in
the United Kingdom on the 24th day of July, 1973 before a
Special Examiner pursuant to the Order made herein by the
Honourable Mr. Justice Stephen on the 3rd day of July 1973
and the transcript thereof and the Exhibits referred to therein
having. been filed in this Court pursuant to the said Order
and this Action and Counterclaim coming on for further hearing
on the 23rd, 24th, 25th and 26th days of October 1973 and
UPON READING the pleadings herein and the transcript of the said
evidence taken at Birmingham and upon reading the evidence
and reading and examining the Exhibits tendered herein AND
UPON HEARING Mr. King one of Her Majesty's Counsel and Mr. Lyons
of Counsel for the Plaintiff and Mr. Bannon one of Her Majesty's
Counsel and Mr. Simos of Counsel for the Defendant THIS COURT
=2-
DID ORDER on the 26th day of October 1973 that this Action and
Counterclaim should stand for judgment AND this Action and
Counterclaim having come on for judgment before this Court at
Melbourne on the 19th day of April 1974 when Reasons for
Judgment were delivered without any final Order having been made,
with liberty being reserved to each party to speak to the minutes
of the final Order and having been adjourned to enable the
Plaintiff to make an election pursuant to Section 119 (1) of the
Patent Act 1952-1969 AND the Plaintiff having this day made an
election for damages AND this Court having this day ORDERED
that this Action and Counterclaim should stand for judgment and
the same standing for judgment this day accordingly at Melbourne
THIS COURT DOTH ORDER as follows 3
l. That an inguiry be made as to what damages have been
sustained by the Plaintiff by reason of infringement by the
Defendant between the 2nd July 1964 and the 20th March 1974 of
claims 1 and 2 of the complete specification of the said
Letters-Patent. -- ae ee a
2. That the Defendant do pay to the Plaintiff the sum found
due on the making of the said inquiry.
3. That the Defendant within fourteen days from the date
hereof do make by its proper officer and file and serve a
sufficient Affidavit stating what articles being infringements
of the said claims 1 and 2 which were made in or imported into
Australia between the aforesaid dates were in the possession
custody or power of the Defendant on the 19th day of April 1974
and accounting for the same.
4. That the Defendant do within seven days after the filing
of the last mentioned Affidavit deliver up to the Plaintiff or
Ja
to an agent in Sydney appointed by the Plaintiff of SE a
~3-
Solicitors within fourteen days of the date hereof or destroy
in the presence of such agent such of the infringing articles
referred to in such Affidavit as appear therefrom to be still in
its possession custody or power.
5. That the said Letters Patent be revoked so far as concerns
claims 5 and 6 of the complete specification thereof, and that
the Plaintiff shall lodge at the Patent Office a disclaimer of
the said claims.
6. That the Plaintiff's costs of and incidental to the
application for the taking of evidence in the United Kingdom
reserved by the aforesaid Order of the 3rd July,1973 herein
(including the costs of transcribing and transmitting such
evidence and including, by way of reimbursement, any fees and
charges already paid by the Plaintiff pursuant to paragraph 8 of
the said Order herein of the 3rd duly,1973) be taxed.
7. That the Defendant's costs applicable to the further
cross-examination of the witness J.C. Cutler of Melbourne on the
8th June,1973 be taxed.
8. That save and excepting the costs provided for in para~
graphs 6 and 7 hereof, the Plaintiff's costs of ana& incidental to
this Action and Counterclaim, such costs to include discovery,
interrogatories, transcripts of evidence and the costs reserved
by the Order herein of the Right Honourable lir. Justice Menzies
made at Sydney on the 18th April,1973, be taxed.
9. That upon the taxation of the costs referred to in
paragraphs 6, 7 and 8 hereof the costs referred to in paragraph 7
hereof be set-off against the total of the costs referred to in
paragraph 6 hereof and four-fifths of the costs referred to in
Therm
e a ky na jee, de nae ee rare ne
paragraph 3 hereof and that the Defendant pay to the Bratiti EON
the balance of the said total costs still remaining ager sugh 4
| - }
set off. \
10. That the costs of and incidental to the aforesaid
inquiry be reserved.
ll. That each party have liberty to apply further herein
both generally as it may be advised and, after ascertainment of
damages pursuant to paragraph 1 hereof, as to the award of
interest ugon the amount of damages so ascertained or part
thereof to the date of entry of judgment.
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