AUSTRALIAN NATIONAL AIRLINES COMMISSION V. THE COMONWEALTH OF AUSTRALIA AND CANADIAN PACIFIC AIRLINES
High Court of Australia
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ORDER
In the plaintiff's action. Judgment for the
plaintiff for $552,378.67 against the defendants. Judgment
for the first defendant against the second defendant for
$236,733.72 on the first defendant's claim for contribution.
Judgment for the second defendant against the first defendant
for $315,644.96 on the second defendant's claim for contribution.
In the second defendant's counterclaim. Judgment
for the second defendant against the plaintirf and the firse
defendant for $281,259.30. dudgnent for the plaintiff against
the first defendant for $160,719.60 on the plaintiff's claim
for contribution. Judgment for the first defendant against
the plaintiff for $120,539.70 on the first defendant's claim
for contribution.
Order that the first defendant do pay one-haif
of the costs of the plaintiff and the second defendant of this
action, excluding the costs of the second defendant of its
application for inspection of the Cockpit Yoice Recorder of the
A for which separate provision has
plaintiff's aircraft VH.
been made; otherwise no order as to costs.
AUSTRALIAN NATIONAL AIRLINES COMMISSION
THE COMMONWEALTH OF AUSTRALIA AND
CANADIAN PACIFIC ATRLINES LIMITED
JUDGMENT MASON J.
AUSTRALIAN NATIONAL AIRLINES COMMISSION
v.
THE COMMONWEALTH OF AUSTRALIA AND
CANADIAN PACIFIC AIRLINES LIMITED
At 2136 hours, approximately, on 29th January
1971 at the Sydney Airport the plaintiff's Boeing 727 VH-TJA,
taking off in a southerly direction along runway 16 in accor-
dance with a clearance for immediate take-off given by the
Aerodrome Controller (an officer of the first defendant in
the Department of Civil Aviation, now the Department of Trans-
port), struck a McDonnell-Douglas Super DC8 series 63 CF-CFQ
owned. and operated by the second defendant. This aircraft
was stationary on the runway 382 feet north cf taxiway India
at the time of impact, having come to a halt after proceeding
to backtrack in a northerly direction along the runway on the
completion of its landing roll. Although no one was injured
in the collision, each aircraft was extensively damaged. The
plaintiff's aircraft sustained damage to the underside of its
fuselage and the second defendant's aircraft lost eight feet
of the top of its tail fin.
In this action the plaintiff seeks to recover
damages for negligence which are now agreed at $789,112.39
from the two defendants. The first defendant denies negligence
and alleges contributory negligence on the part of the plaintiff.
The second defendant also denies negligence and alleges con-
tributory negligence on the part of the plaintiff. In addition
it has filed a counterclaim against the plaintiff end the first
oer ens
defendant for recovery of the damage which it sustained, now
agreed at $401,799, alleging negligence on the part of each
of them. The plaintiff and the first defendant each deny
negligence and allege contributory negligence on the part of
the second defendant.
In January 1971 there were two runways at the
Sydney Airport, runway 16 (its reciprocal being known as
runway 34) and runway 07 (its reciprocal being runway 25).
Although runway 16 had been the shorter of the two runways it
was in process of reconstruction the purpose of which was to
extend it a considerable distance into the waters of Botany
Bay. On the night in question the then completed length of
runway 16 was 8,900 feet, its width being 150 feet. Running
along the centre line of the runway was a white line; running
along each side of the runway, marking its boundaries, was a
line of lights. Intersecting the runway at a distance of
4,292 feet from its northern threshold was runway 07, the centre
and margins of which were marked in a similar fashion. Leading
from runway' 16 at various points along its course were taxiways
to enable landing aircraft to vacate the runway and proceed to
the terminals. The Domestic Terminals were situated to the
east and the International Terminal (which had recently been
reconstructed) was situated to the west of the runway.
The taxiways leading from runway 16 to the west
are called in order from the north, Charlie, Alpha, India and
Whisky. Charlie is on the northern side of runway 07 and
parallel to it. Alpha is to the south of runway 07 and parallel
to it. Alpha is situated to the north of General Holmes Drive,
a highway which runs through a. tunnel beneath the runway and
f
2 ie
3.
almost at right angles to it. The runway reaches its highest
point above sea level as it traverses General Holmes Drive.
This is not without significance, as will appear later. Taxi-
way India is parallel to runway 07, is to the south of General
Holmes Drive and is 6,662 feet south of the northern threshold.
Taxiway: Whisky is situated further to the south; it is also
parallel with runway 07. Taxiways Charlie, Alpha, India and
Whisky are all connected by another taxiway called Victor which
is parallel to runway 16.
ViewR
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MERA Monmes ORE
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4,
On 19th January 1971 Air Traffic Control (ATC)
operations at the airport were conducted from the top floor of
an edifice now known as the old Control Tower (the Tower), a
new Control Tower having been constructed subsequently in a
different situation on the airport. The Tower was situated
north-north-east of, and at a distance of 3,700 feet from, the
intersection of runway 16 and taxiway India. On the night in
question four members of ATC were on duty in the Operations
Room. They were Mr. Hill, the Aerodrome Controller (ADC) who
was responsible for the direction of take-off and landing
operations, Mr. Davison, the Surface Movement Controller (SMC)
who was responsible for the direction of surface movements at
the airport, Mr. Gunn, a senior officer of ATC who was acting
in a supervisory capacity as Senior Tower Controller, and
Mr. King, the Flight Data Officer.
Situated in the Operations Room is a large console
which forms part of the extensive communication equipment needed
for ATC operations. This equipment has nine separate. channels
and a separate time injection channel (Channel 10) which operate
eontinuously. There is, in addition, in continuous operation
recording equipment which records on tape ("the Tower tape")
all communications made on each channel as well as the time
injection channel, thereby providing a record of the time when
communications are made to and from the Tower. Of particular
importance are the communications recorded on Channel 6 (ADC's
channel) and Channel 8 (SMC's channel).
The plaintiff's aircraft (TJA) was bound for Perth.
It was fully laden with a maximum load of fuel, its all-up weight
being 159,000 1b., just short of its maximum permitted loaded
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weight of 160,000 lb. It carried a crew of three on the flight
deck - Captain James, an experienced pilot, First Officer Spiers
and Flight Engineer Ryan. It was fitted with a Flight Data
Recorder (FDR) and a Cockpit Voice Recorder (CVR). The FDR
keeps 2 record of the heading of the aircraft whilst in motion,
its indicated air speed, its altitude and its vertical accelera-
tion. The CVR is an instrument which records on four separate
channels communications received or made by members of the crew,
including communications passing between them which are picked
up on the Cockpit Area Microphone. As will subsequently appear,
the records made by the CVR provided valuable evidence upon
which I have placed considerable reliance. Despite opposition
from the plaintiff and the first defendant, I granted inspection
of the CVR to the second defendant - my reasons for allowing
inspection are appended to this judgment.
The second defendant's Super DC8 (cPQ), which
arrived in Sydney from Vancouver via Honolulu and Nandi on the
night of 19th January, is a large aircraft. Indeed, it was
probably the largest commercial aircraft flying into Australia
at the time. Its length was 187 feet and its minimum turning
circle was 132 feet. It carried a crew of four. In command
of the aircraft was Captain Magrath, an experienced pilot who
had not flown into Sydney since 1962. The other members of
the crew were First Officer Mude, Second Officer Bjorndahl and
Check Captain Ellert who was also an experienced pilot. CPQ
carried an FDR, which was not serviceable, and a CVR. The CVR
was serviceable but, owing to an error made immediately after
the accident, the tape which recorded events in the crucial
period of time was erased, In consequence, I do not have the
6.
advantage of an objective record of CPQ's movements and of what
occurred on its flight deck at the critical time.
The course of significant events on the night of
19th January began to unfold at 2129 hours when TJA, then at
its berth at the terminal, received a taxiway clearance from
SMC authorizing it to proceed to the holding point which is
situated to the east of the northern end of runway 16, a position
in which aircraft intending to take off are held until the runway
is clear, An aircraft at the holding point is at right angles
to the runway, looking across it, and must execute a left-hand
turn or curve in order to take up its position on the threshold
of the runway where it awaits its clearance for take-off. At
2130:38 TJA received from SMC an airways clearance. This is
not a clearance to take off but an approval to fly the route
or course proposed by the captain. In accordance with accepted
practice, TJA then transferred from SMC to ADC. Having reported
that it was ready, TJA at 2133:54 received from ADC the instruc-
tion "TJA. DC8 on short final. Line up behind that aircraft."
The substance of this instruction was that the DC8 (CPQ) was
close to landing and that as it passed down runway 16 TJA was
to move on to the runway and line up behind it preparatory to
receiving a clearance for take-off. The message was acknowledged
by TJA.
The crew of TJA saw CPQ pass in front of them as
it came in to land. TJA then moved out on to the runway with
its engines idling. At 2134:53 when CPQ was in its landing
roll, ADC called CPQ "E301 take taxiway right, call on 121.7."
"E (for EMPRESS) 301" was the call sign of CPQ. 121.7 is the
SMC frequency, ADC having a different frequency. This message
08 TIERS NOT IRE EE TET ENE MIE
ae 7.
and its acknowledgment "Roger" were heard by the crew of TJA.
Although the message was acknowledged by First Officer Mude in
CPQ, the words "take taxiway right" were understood by him as
"backtrack if you like". An instruction in those terms, if
given, would have permitted CPQ to undertake a 180 degrees turn
on the runway and, having done so, to taxi north along the run-
way before leaving it by runway 07 or one of the taxiways.
Proceeding upon the footing that such an instruction had been
given, CPQ made a 180 degrees turn on the runway and began to
taxi to the north. Its 180 degrees turn was not observed by
ATC which assumed that it had left the runway by taxiway India.
At 2135:38 ADC instructed TJA "TJA radar departure
turn right heading one seven zero clear for immediate take-off."
This instruction was acknowledged at 2135:44 by Captain James
| who turned on his headlights, applied the power and sent TJA
into its take-off roll. Neither he nor any other member of
the crew observed CPG on the runway at that time. ' Indeed,
Captain James and First Officer Spiers, the two crew members
in a position to look down the runway, assert that they did not
observe CPQ during the course of the take-off roll until rotation
had commenced at 131 knots, that is, the speed at which the
pilot eases back the control column at the rate of two degrees
per second, up to fifteen degrees, to enable taxe-off to occur.
During rotation the aircraft lifts off and, loaded as it was
this night, it should have achieved a speed of 156 knots at a
height of thirty-five feet above the runway. Shortly after
the aircraft became airborne it struck the tail fin of CPQ at
2136:34 sustaining the damage already mentioned. As the
i hydraulic system of the aircraft was put out of action it
8.
returned to the airport and landed, after jettisoning its fuel
at sea.
Meanwhile, as CPQ had turned through 110 degrees
of its turn Captain Magrath became aware that an aircraft was
facing him at the northern end of the runway with its headlights
on. However, he thought that it was being held at the threshold
until the runway was clear. As CPQ taxied north, the crew
realized that the aircraft (TJA) was approaching them. Captain
Magrath then veered to the eastern side of the runway facing
thirty degrees to the right of the direction of the runway so
as to minimize the risk of a collision. CPQ was stationary
at the time of impact.
CPQ was not in radio communication with ATC after
it acknowledged the instruction sent to it at. 2134:53 until
2136:03. Then, in response to its call, SMC instructed CPQ
at 2136:07 "E301 cross runway 07." This was twenty-three
seconds after TJA had commenced its take-off roll. The instruc-
tion was given in the mistaken belief that CPQ had left the
runway via taxiway India and was proceeding along taxiway Victor
towards runway 07. At 2136:30, immediately prior to the impact,
SMC instructed CPQ "E301 hold position."
Although the impact was heard and felt by the crew
of CPQ it was not so severe as to cause anyone except Second
Officer Bjorndahl to think that the aircraft had been struck
by TJA. The officers in the Tower were also unaware that a
collision had taken place until TJA reported subsequently.
At 2136:43 CPQ called SMC who at 2136:45 advised "E301 continue
straight ahead along that taxiway cross runway zero seven", to
which CPQ replied at 2136:50 "Roger you got a guy on final right
9.
now?" This was a reference to another aircraft of the plain-
tiff, a DC9, TIN, which was coming in to land on runway 16.
At 2136:54 SMC said to CPQ "E301 confirm you are on the taxiway"
and CPQ responded at 2136:57 "Negative Sir, we're on the runway,
we were cleared to backtrack on the runway." CPQ was then
instructed to take the next taxiway left. Then at 2137:05 ADC
instructed TIN to go "round", that is, to overfly the runway.
It is convenient in the first instance to examine
the case presented by the plaintiff. It is largely based on
the oral evidence of the crew of TJA, the oral evidence of
experts, the transmissions:to and from ATC - in particular the
instruction to CPQ to take taxiway right with which CPQ did not
comply - and the clearance for immediate take-off given to TJA
at a time when CPQ was still on the runway. There is no contest
as to the communications which passed to and from ATC or as to
the time at which they were given, although there is dispute as
to the clarity of those instructions. However, there is a
serious question as to the reliability of the oral evidence
given by the crew members of TJA and I should say at once that
I regard the account which they have given of the events leading
up to the collision as unsatisfactory and unreliable. My
principal reason for so concluding is that their evidence is
quite inconsistent with what appears on the CVR tape, a record
which is unquestionably accurate.
Captain James* account is that before commencing
his take-off roll he looked down the runway and "did not see
anything". In the early stages of the roll he concentrated
on keeping the aircraft straight on the centre line on the
runway and on monitoring the instruments: The adjustment of
10.
power distribution between the engines is the principal respon-
sibility of the First Officer, who calls "Power set" when this
distribution has been correctly achieved. Nevertheless the
Captain is required to monitor the power as well as other instru-
ments. Captain James transferred to instruments when at a
speed of eighty to 100 knots and thereafter claims to have con-
eentrated entirely on monitoring the instruments. At the time
of the transfer he was "disturbed by a movement somewhere ahead"
and to the right of the aircraft,a movement not on the runway
but off it. He was unable to identify the source of the move-
ment but was able to connect it in time with the instruction
given by the Tower to another aircraft (TJN) to iand. That
instruction, according to the Tower tape was given at 2136:16,
before TJA commenced rotation.
Captain James then says that almost immediately
after rotation began he became aware of a red object across the
runway in front of him. It was no more than a fleeting glimpse
because his view was impeded by the glare shield as the nose of
the aircraft rose. As the aircraft achieved the maximum "nose-
up" attitude the impact with CPQ was felt and heard.
Captain James mentioned several factors which
operated to impede or inhibit his vision down the runway on the
night in question. First, there was the hump on the runway over
General Holmes Drive. It tends to diminish the visibility of
aircraft beyond the hump. Even so, it is apparent that from
the cockpit of a Boeing 727 at the northern end of the runway,
the flaps of a jet aircraft beyond the hump can be seen in day-
time. And, as will become evident later, CPQ was, during the
eritical period of time, on the hump and not beyond it. The
il.
presence of the hump did not, thereforé, obscure CPQ from the
vision of the crew of TJA. Secondly, reference was made to
the presence of lights in Botany Bay and on the far shore of
the bay and to lights marking the construction work at the end
of the runway. Although the existence of these lights was a
handicap it did not prevent Captain James from discerning an
aircraft on the southern half of the runway near taxiway India.
Thirdly, reference was made to the weather. There had been
intermittent rain, including heavy showers, during the day.
The main cloud base was at 3,000 feet with scud or scattered
cloud covering five-eighths of the sky down to 800 feet according
to the crew of TJN, although a meteorological bulletin issued
at 2128 at the airport stated that there was three-eighths cloud
at 900 feet. The wind was 150 degrees - five to ten knots.
Although the report referred to light continuous rain it seems
to have been intermittent at the relevant time - either light
rain or drizzle - but its effect on visibility was slight.
Indeed, the crew of a Qantas tug stationary at the intersection
of taxiways Charlie and Victor state that it was not raining
there at the time of the collision and that it seemed reasonably
clear. However, the runway was wet and there were pools of
water at the airport and this added to the glare.
Finally it was suggested that Captain James'
opportunity to see CPQ was minimal or limited because he was
required to concentrate on the instruments. This I do not
accept. Instead I prefer the evidence of other experienced
pilots who were called, including Captain Jennings, the pilot
of TIN, who make it plain that the captain of a jet aircraft
ean observe the runway at the commencement of and during the
CRS RE INES eC
12.
take-off roll.
Relevant to this question was the lighting of CPQ.
Although I have some diffidence in accepting the evidence of
the crew of CPQ because they did not impress me as accurate
witnesses, I do accept their evidence that CPQ's lights were
all on for the entire time the aircraft was on the runway.
This evidence was confirmed by the crew of the Qantas tug and
by the officers of ATC. The evidence to the contrary was slight.
It came from the crew of the plaintiff's DC9 which was due to
land on runway 16 after TJA had taken off. They asserted that
they did not see the lights of CPQ immediately they came through
the cloud but only after the lapse of some seconds. However,
their recognition of the lights may have been prompted by the
fact that CFQ flashed its lights to attract attention to its
position on the runway. CPQ's lights included the forward
landing lights, nose-wheel lights, leading edge lights, wing-tip
navigation lights, anti-collision lights, tail lights and cabin
lights. I am therefore of the opinion that CPQ was carrying
its full complement of lights whilst it was on runway 16. As
it 'travelled south along the runway its red top and bottom anti-
collision lights would have been visible, together with its
white tail lights and its wing-tip lights. In its 180 degrees
turn which took almost one minute to execute, there was ample
opportunity to observe its lights as it lay athwart the runway.
Despite the factors to which Captain James refers, CPQ should
have been visible to him and to First Officer Spiers on the
runway in the vicinity of taxiway India and I am satisfied that
he did in fact see CPQ on the runway shortly after he commenced
his take-off roll.
13.
First Officer Spiers confirms Captain James" account.
However, he says that before rotation he saw a flashing red light
ahead. He assumed that it was not on the runway because it was
not a matter of concern to him. As he was about to call "Rotate",
he became aware of an aircraft on the runway by reason of the
presence of white lights which he could not identify specifically
or locate in terms of distance. As the aircraft became airborne
he saw the red tail fin (which was pointing to his left) pass
beneath him. Although Flight Engineer Ryan was unable to main-
tain a continuous watch on the runway by reason of the position
of his seat on the flight deck and his duties, he did catch a
glimpse of a white light across the front of the aircraft at
about the rotation point.
The evidence of the members of the crew of TJA
is at variance with the CVR tape. This tape has no time
injection channel. It records transmissions and events the
time of which can be established by reference to the Towser tae
which records some common communications. From these points of
reference it is possible to deduce the time at which statements
recorded on the CVR tape were made. In this respect, aithough
the playing time span of the Tower tape and the CVR tape for
the period from 2130:38 to 2133:48 correspond exactly, there is
a slight discrepancy, namely two seconds, between the playing
time span of the Tower tape and the CVR tape for the period
between 2133:48 and 2136:57.
The discrepancy is due to the circumstance that
the CVR tape takes slightly longer to play. It may have been
stretched at some stage. Be this as it may, the possible
variation in times of up to two seconds is not significant
eee ete. oot
14.
according to the expert evidence or in my judgment. However,
it should be noted that I have assumed the Tower tape to be
correct and therefore the times assigned in the second of the
two periods, as well as the first, are times calculated by
reference to the times of common communications established by
reference to the Tower tape.
The remarks made on the CVR tape were acknowledged
in evidence to have been made by individual members cf the crew
of TJA. I set out hereunder an extract of the contents of the
CVR tape with the time and the name of the speaker (where that
is established) indicated in relation to each remark - the
presence of brackets around a word indicates that there is doubt
as to its correctness.
™ 2134:59 Sounds like a bloody bullfrog croaking
(doesn't) he. [Spiers]
Yeah (ah that's) right.
2135:03 Whose aircraft was it. [James]
2135:06 Was that a CPA.
2135:08 CPA yeah.
2135:19 Geez it looked big ha ha ha, yes.
It looked like the wolf's car driving past
the building you know the bonnet it comes
and comes and comes and comes and comes
and the little character sitting in the
little cabriole back ha ha. [James]
2135:44 Tango Juliett Alpha 1209. [Spiers]
2135:45 Ground off. ~ [James]
2135:52. List complete. [Spiers]
2135:53 Gee I would have thought he (is/was) still
& 15.
on the runway but in any event - (hope)
to be airborne airborne before then. [James]
2136:10 Power set. [Spiers]
2136:12 How far ahead is he. [James]
2136:24 Rotate. {Spiers]
2136:34 (Sound of impact.) "
The remark "How far ahead is he" is recorded on
the Tower tape as well as the CVR tape. How this came about
is not clear.
Some eight to ten minutes after the impact the CVR
tape records the following conversation between the members of
the crew of TJA:
" You know I didn't realize until he turned round it
was too far we were 120 knots. [James]
That's right I there was no point in calling
anything then. [Spiers]
No. [Spiers]
Except rotate at the right speed. In fact if
we'd a tried to stop it it would have been a
bloody worse mess. [Spiers]
Yeah.
I didn't realize that he was there until he [James]
That's right. [Spiers]
Turned further round and I saw the headlights. [James] "
Although there is some difficulty in determining
all that was said by the erew from the playing of the CVR tape,
it sufficiently appears that Captain James became aware at a
time when TJA was at a speed of no more than thirty-five knots
16.
some nine seconds after TJA had acknowledged the clearance for
immediate take-off that CPQ was ahead and apparently still on
the runway. There are several elements of uncertainty in the
remark which he made at 2135:53 - "Gee I would have thought he
(is/was) still on the runway but in any event - (hope) to be
airborne airborne before then." It is not clear whether the
word used was "is" or "was" and there is some doubt as to the
word "hope" and as to what precedes it. However, these
uncertainties do not detract from the certainty to be gathered
from the sense of the remark that Captain James observed CPQ
at that time apparently still on the runway. That this was so
is confirmed by the remark later made at 2136:12 - "How far
ahead is he". The two remarks indicate that there was a
continuing preoccupation on the part of Captain James. with CPQ@
which was evidently ahead of him during his take-off roll.
I do not regard the terms of the later mid-flight
discussion as providing adequate reason for taking a different
view. The contemporaneous remarks of Captain James are a
better guide to his observations than the version subsequently
given in mid-air which relates only to the events immediately
preceding the collision.
A further reason for rejecting the oral evidence
of the crew is that although on hearing the CVR tape they
acknowledged that the remarks in question were made, they
asserted that they had no recollection of them and could give
no explanation as to how they came to be made. This evidence
I do not accept. There were other features of the evidence of
Captain James and First Officer Spiers which I found unacceptable,
in particular Captain James' endeavour to establish that he had
17.
little or no time or opportunity to keep a look-out down the
runway when commencing and during the course of his take-off
roll, and First Officer Spiers' inability to give any indication
of the time when he observed the red flashing light before
rotation.
Whilst this conelusion has significance in relation
to the issue of contributory negligence, it does not dispose of
the plaintiff's case of negligence against the defendants.
The case against the first defendant is based principally upon
the presence of CPQ on the runway at the time when the clearance
for take-off was given to TJA. Although the officers in the
Tower, in particular Hill, Davison and Gunn, thought that CPQ,
which executed its 180 degrees turn in the vicinity of taxiway
India, had turned into that taxiway and had left the runway,
it is acknowledged that they were mistaken in this view.
The crew of CPQ were adamant that they executed
the turn slightly to the south of taxiway India, with the
undercarriage of the aircraft wholly on the runway, at no time
proceeding beyond it into the fillet of taxiway India. It is
possible that they were mistaken as to the precise position of
the undercarriage during the turn, bearing in mind that the
turning circle of the Super DC8 is 132 feet, only eighteen feet
less than the width of the runway,and that they did not have
the undercarriage directly in view during the turn. However,
I accept the substance of what they say as to the location of
the turn on the footing that if the undercarriage did travel
beyond the margin of the runway into the fillet of taxiway
India it did so to a slight extent only. Certainly I am
satisfied that at no time did CPQ turn laterally into the runway
18.
as if departing from the runway in accordance with the taxi-ing
instruction given to it at 2134:53. I am likewise satisfied
that at no stage was CPQ clear of the runway. On the contrary,
the execution of the 180 degrees turn on the runway could not
have presented to an observer in the Tower who was keeping it
urmder close observation the impression that it had vacated the
runway or was vacating the runway.
Owing to the failure of the FDR and the erasure
of the relevant portion of the CVR tape in CPQ its movements,
uralike those of TJA, are not established with precision. It
is: reasonable to fix its position as south of runway 07 and
north of taxiway India at 2134253 when it received the taxi-ing
imstruction, but from 2134:57, the time when it acknowledged
this instruction, until the time of impact, evidence does not
establish directly its precise position at any given point of
time. However, Mr. D. J. Whaliey, a senior engineer employed
by the Air Safety Branch of the Department of Air Transport,
reconstructed from the evidence the path taken by CPQ and the
time which it would have taken to execute the movements which
itt made (Ex. CA14). I accept this reconstruction as being
substantially accurate. It was based on a number of assumptions:
that CPQ landed 1,000 feet south of the threshold of the runway,
that it decelerated uniformly in its landing roll which finished
near taxiway India, that it made a minimum radius 180 degrees
turn at a nose-wheel speed of three knots, that it took a
particular time to accelerate to a taxi-ing speed of ten knots
and that, having done so, it taxied north at this speed veering
to the right of the runway where the impact occurred. According
to the reconstruction, CPQ commenced its turn at 2135:08, was
19.
half-way through the turn at 2135:36 (two seconds before ADC
cleared TJA for immediate take-off), completed its turn at
2136:03 (when it called SMC and was instructed to cross runway
07), reached a ten-knot taxi-ing speed at 2136:13 and commenced
its turn towards the edge of the runway at 2136:28.
The ATC officers whose function it was to give
directions to CPQ and TJA on the night in question were inex-
perienced, Mr, Hill had been licensed as an ADC for one month
only prior to that time and Mr. Davison, the SMC, had been on duty
for a fortnight only. Neither officer had previous experience
as ADC or SMC at Sydney in conditions similar ts those which
obtained at the time of the collision. In fairness to them it
should be said that there were several factors which operated or
may have operated to impair their vision of an aircraft on runway
16 in the vicinity of taxiway India. First, the existence of
the hump on the runway apparently made it more difficult for an
observer in the Tower to distinguish at night the runway lights
from taxiway lights in the vicinity of taxiway India and conse-
quently to identify the relationship of an aircraft to runway
and taxiways in that area, a situation which was aggravated by
light rain or drizzle and the increased glare attributable to
the presence of pools of water on the runways and taxiways.
Secondly there was a problem with the windows of the Tower which
tended to fog or become misty. The evidence as to the condition
of the windows that night is not altogether clear, but there was
rain on the windows and according to Mr. King, the Flight Data
Officer, this had an effect on ATC's capacity to observe CPQ.
These conditions rendered accurate observation
and the ascertainment of the precise whereabouts of an aircraft
20.
more difficult to achieve in the vicinity of runway 16 and
taxiway India on that night. Mr. Davison said that it was
not possible to determine the location of an aircraft by
merely glancing at it, an opinion shared by Mr. Powell, Senior
Regional Adviser, ATC, Sydney. Mr. Davison said that to
ascertain the location of an aircraft it was necessary to keep
it under continuous visual observation for as long as ten seconds.
Mr. Powell thought likewise, although he put the time as high as
fifteen seconds. I accept their evidence and conclude that
continuous observation for not less than ten seconds, and perhaps
fifteen seconds, was essential to the accurate observation and
location of CPQ. Mr. Davison went on to say in cross-examination:
"T will ask you about your present state of mind: is
it now your view that on that night it was impossible
for you to tell visually, in the conditions of that
night, whether an aircraft was on 16 between India
and General Holmes Drive or on Victor between India
and General Holmes Drive?---Not impossible but
difficult.
You failed to be able to observe it on that night, did
you not?---That is correct, yes.
Would you agree that it is quite unsafe now - your
present view is that it is unsafe to rely on visual
observation to make that decision in those circum-
stances?---Entirely, yes, rely entirely on visual
observations."
The correctness of this view of the difficulty of
determining at night the location of an aircraft in the vicinity
of taxiway India was recognized after the accident when a pro-
eedure was introduced requiring the Controller to direct a
landing aircraft departing from runway 16 via taxiway India to
"cali 121.7 vacating the runway" or "when clear". In addition,
after the accident emphasis was given to the Controller's dis-
eretion generally to require an aircraft to call when clear of
al.
the runway in circumstances in which it was difficult to observe
an aircraft at night.
It had not been the practice of ATC to direct a
landing domestic. aircraft to call on SMC frequency on or after
landing. However, it had been and was the practice of domestic
aircraft to call the Tower when departing the runway. This
practice was in accordance with the directions contained in
Aeronautical Information Publications (AIPs) published by she
Aeronautical Information Service (Air Navigation Act 1920,
as amended). AIP RAC/OPS 1-48 par. 4.1.2 required the pilot
in command of a landing aircraft to change from ADC frequency
to SMC frequency as he leaves the runway after landing. How-
ever, in the case of landing international aircraft it was
the practice to direct them to call SMC; generally this
direction was given at the time when taxi-ing instructions
were issued. After the accident international aircraft were
instructed by ATC to change to SMC frequency after they vacated
the runway.
The procedure which was followed in relation to
a landing aireraft by the Sydney Tower at the beginning of 1971
was that the aircraft initially came within the jurisdiction of
the Approach Controller who in due course handed it over to ADC.
ADC, after giving landing instructions, would give taxi-ing
instructions as the aircraft was coming towards the end of its
landing roll. At the same time he would in most instances give
it instructions to call on SMC frequency. In some instances
this instruction would be given shortly after. At the time of
giving this instruction, or more probably at the time the air-
eraft left the runway - the evidence is not clear on the point -
22.
ADC would pass along the console in the Operations Room to SMC
a progress strip stating the type of aircraft, call sign, its
departure point and estimated time of arrival. The aircraft
then passed under the control of SMC. It was the practice of.
SMC to await a call from the aircraft in accordance with the
last instruction given by ADC. Only in the' event of an unusual
lapse of time without a call would SMC call the aircraft himself
or through ADC. This practice was no doubt based on the
expectation that the landing aircraft, whether domestic or
foreign, would comply with par. 4.1.2 of AIP RAC/OPS 1-48.
Sydney Tower relied on visual observation of air-
eraft at night as well as during the day. It was not the
practice to specifically request an aircraft to report when it
was clear of the runway. Nor did ADC defer the giving of a
take-off clearance until a landing aircraft called SMC. However,
ADC had a discretion to require a pilot to report that he was
clear of the runway in conditions of difficult visibility.
And ADC could at all times if in doubt ascertain the whereabouts
of an aircraft by radio communication.
Mr. Hill gave evidence of instructing CPQ to take
taxiway right and to call on 121.7 and of CPQ's acknowledgment.
His evidence was then as follows:
"That communication having been given to you, did you
see anything of the movements of Empress three zero
one at that stage?---Yes, he turned into taxiway
India.
Were you able to observe that from your position?---Yes.
Did he turn completely into taxiway India?---I thought
he did, yes - what I saw.
What did you see? Would you explain to his Honour in
your own words what you actually observed, Mr. Hill?
---I saw the aircraft following the instructions as
San ion a
23.
given to him ~ turn into taxiway India and taxi
away from the runway.
How far away from the runway was he when you saw him
last?---Clear of the runway.
Clear of the runway?---Yes.
How far clear of it?---I couldn't tell you that."
It is now acknowledged that Mr. Hill was in error
in thinking that CPQ left the runway, taxied down India and
turned into Victor. Apart from the factors inhibiting accurate
observation to which I have referred and Mr. Hill's lack of
experience, he encountered a busy traffic pattern in which he
had two aircraft waiting to take off (TJA and EWN behind it),
an aircraft which had just landed (CPQ), another aircraft about
to land on runway 16 (TIN) and yet another aircraft (FNS) further
out coming in to land on runway 07. On giving CPQ taxi-ing
instructions it was necessary for Mr. Hill to look at the radar
screen to pick up FNS. He thereby interrupted his observation
of CPQ. Once he looked away from CPQ he could not determine
its position with accuracy in relation to the runway and the
taxiway by merely glancing back to it.
The inference which I draw, then, is that Mr. Hill
failed to keep CPQ under that degree of continuous observation
which was essential to the ascertainment of its precise where-
abouts prior to clearing TJA for take-off. The consequence is
that he failed to keep a proper watch on the runway with a view
to ensuring that it was clear before giving a take-off clearance
to TJA.
The error which Mr. Hill made was, I think, incon-
sistent with his having maintained a sufficiently continuous
watch on CPQ. Had he kept a look-out he would necessarily have
wremancmienmecnscsees
a4,
observed that CPQ was executing a 180 degrees turn, not merely
a ninety degrees turn, as a preliminary to moving down taxiway
India. The time taken in executing a 180 degrees turn (fifty-
five seconds) should have excited suspicion. Mr. Hill's
evidence suggests that he was under the impression that CPQ
first turned ninety degrees, then taxied down India (a distance
of not less than 400 feet), next turned ninety degrees and
taxied along Victor. In fact CPQ executed a continuous 180
degrees turn, a manoeuvre which should have been apparent to
@ person who was observing CPQ. Moreover, Mr. Hill's and
Mr. Davison's belief that immediately before the accident CPQ
was commencing to turn right from taxiway Victor into taxiway
Alpha is itself indicative that they were not watching CPQ
closely for the intersection of Victor and Alpha is at least
400 feet away from the position actually occupied by CPQ at
the time and on a different angle of vision to an observer in
the Tower. In my view, Mr. Hill and Mr. Davison saw CPQ
commence its turn and assumed that it was the beginning of a
turn into taxiway India and that such a turn would be executed
in accordance with the instruction given, without verifying
the fact by visual observation or radio communication.
Mr. Davison was not free from responsibility for
what occurred. Once CPQ was passed to him he should have kept
it under observation, and again I find that he paid less than
adequate attention to that aircraft. He had this to say in
cross-examination about his observation of CPQ:
Se EASE A PABA RH RSE ASIDE TOS A SPINE RST ASOT TET
aoe
25.
"That is right, and that required you to keep it under
continuous observation for a period such as ten
seconds or more, did it not?---On occasion, yes.
So that you could be as certain as possible that it
was in the right place and heading in the right
direction?---Yes.
And it was not sufficient for that purpose merely to
glance at it, was it?---No.
That is precisely all you did when you first tried
to observe its positicn after you believed it to
have left the runway, is it not?----Yes.
So you will agree that that was totally inadequate
so far as your observing its position on that
evening?---In retrospect, yes."
And later he said:
"Mr. Davison, it just would not be correct for you to
say that you observed this DC8 aircraft when it
was moving off the runway, would it?---I am sorry
it would not be correct. Would you say the
question again please?
It would not be correct, would it, for you to say that
you saw this DC8 aircraft when it was moving off
the runway?---No.
You, on what you have told us, did not again see it
after it passed you on the landing run until it was
near the intersection of India and Victor?---Until
I gianced up when it called, yes."
Furthermore, he allowed a period of seventy seconds
to elapse after 2134:53 when ADC gave CPQ taxi-ing instructions
in which time no call was received from that aircraft without
calling it up to ascertain its position or the reason for its
failure to call. RAC/OPS 1-48 par. 4.1.2, as I have remarked,
obliged CPQ to call SMC on vacating the runway and it is the
first defendant's case that the instruction at 2134:53 should
have been understood as an instruction to call SMC on frequency
121.7 when vacating the runway. Mr. Gunn conceded that SMC
should have called CPQ thirty seconds after 2134:53 in view of
26.
its failure to call. On the other hand, Mr. Powell thought
that a call should be made by SMC if an aircraft has failed
to call up thirty to forty seconds after leaving the runway.
I prefer Mr. Gunn's opinion to that of Mr. Powell who through-
out his evidence gave me the impression that he was determined
to avoid making any concession. His opinion was obviously
suited to the first defendant's case.
What I have already said points to the conclusion
that in the circumstances which prevailed at the time, ATC,
through ADC or SMC, should have maintained radio communication
with CPQ either to confirm that it had left the runway in
accordance with the instruction given to it or simply to ascer-
tain its whereabouts before clearing TJA for take-off. Such
confirmation might have been sought by directing CPQ at the
time the instruction was given at 2134:53 to call ADC on vacating
the runway. Steps should then have been taken to follow up
CPQ's failure to call on the expiration of a reasonable time for
executing a turn into taxiway India. Expert evidence called
for the plaintiff suggested that a direction to call ADC or SMC
on vacating the runway should always be given when all taxi-ing
instructions are issued to an aircraft on landing. Although
this may be desirable practice - indeed AIP RAC/OPS 1-48 par.
4.1.2 contemplates that a landing aircraft will call on vacating
the runway - I am not persuaded that it is standard international
practice or that it is the only satisfactory means of determining
when an aircraft leaves the runway in conditions in which visual
observation is unreliable. However, I am satisfied, as I have
said, that ATC was negligent, not only in failing to keep CPQ
under proper visual observation so as to ensure it was clear of
a7.
the runway before clearing TJA, but in failing to establish CPQ's
position by radio communication, in particular on its failure
to call SMC thirty seconds after the instruction at 2134:53.
The errors made by ATC indicate deficiencies in the
procedures which it then followed. Although it must have been
apparent to Mr. Hill that it was unsafe to rely exclusively on
visual observation in the circumstances which prevailed, it was
not enough to leave to an inexperienced ADC a discretion to resort
to radio communication. Mr. Gunn should have insisted on radio
communication. And greater emphasis should have been given in
the instructions to Controllers to resort to it if any doubt at
all existed as to the accuracy of visual observation. Secondly,
there was a lack of co-ordination between ADC and SMC in the
failure to follow up CPQ's omission to call SMC after 2134:53.
It is necessary now to mention the reliance which
the plaintiff placed on directions contained in AIPs and Airways
Operating Instructions (AOIs), ATC is a service maintained
and operated in accordance with the power conferred on the
Minister by reg. 93 of the Air Navigation Regulations. Its
functions include the prevention of collisions between aircraft,
expediting and maintaining an orderly flow of air traffic and
the control of the initiation, continuation, reversion or
termination of flight in order to ensure the safety of aircraft
operations (reg. 94(1)). The Director-General is authorized
by Air Navigation Orders, AIPs or NOTAMS to give such instruc-
tions and directions on matters within the functions of ATC as
he considers necessary (reg. 94(2)). NOTAMS, as well as AIPs,
are publications published by the Aeronautical Information
Service (Air Navigation Act 1920, as amended, s. 8(1)), 2 service
28.
established and conducted by the Minister, which collects and
disseminates information and instructions relating to aero-
dromes, ATC services and facilities, communication and air
navigation services and facilities (s. 7). AIPs are issued
to airlines operating in and into Australia and by the conditions
attached to their licences under the Air Navigation Act they are
required to comply with the directions contained in them.
It is convenient to refer in the first instance to
the relevant provisions contained in AOI which set forth the
instructions and directions to be complied with by ATC in the
course of its operation. RAC-0-5, pars. 2 and 5 provide as
follows:
"2 — In providing ATC service in accordance with this
section of AOI, the prime responsibility of air traf-
fic controllers is the ever important safety function
of preventing collisions and advising known weather
hazards. Traffic expedition, although important,
must always take second place."
"5 - Whenever there is the slightest doubt or even a
suspicion of doubt as to the actual traffic situation,
which could mean there may be a conflict between air-
eraft, then air traffic controllers are to assume
that such a condition does in fact exist, and they
are to act in a manner which will remove the possible
conflict. ..."
Paragraph 7.1.1 (under the headings "Functions of ATC" and
"Aerodrome Control") states:
"Aerodrome control is the exercise of the functions
of ATC arising from ANR 144(b) or ANO Part 95.2 as
appropriate. This service is provided (a), to
authorise aerodrome traffic to taxi, take off or
land, and (b) to ensure the safe, orderly and
expeditious flow of this aerodrome traffic."
RAC-2-26 deals specifically with the situations in which take-
off will be permitted following the preceding landing of an
aircraft. Under the heading "Separation in the Traffic Circuit"
po emaesrsesnrerssroncan tee arenes ae ASE IME OE YE ARE IAIN FIT A
29.
it contains what is entitled "Case (b)" in par. 4.1. There
follows a diagram in this form:
cS —_
GU
(PRECEDING LANDING
AIRCRAFT)
below which are the words "A shall not be permitted to commence
take-off until B has vacated and is taxying away from, the
runway."
To the same effect is the instruction contained in
AIP RAC/OPS 1-35 under the heading "4.5 - Separation Minima for
Take-off."
"H,5.1 - An aircraft will not be permitted to commence
its take-off until:
(b) a preceding landing aircraft using the same
runway or path has vacated it and is taxying
away from the runway or path;
"
It was therefore the duty of ATC and of ADC in
particular not to clear TJA for take-off until CPQ had vacated
runway 16 and was taxi-ing away from it. Mr. Hill was negligent
in giving the clearance when CPQ was still on the runway as a
result of his failing to keep CPQ under adequate visual and radio
observation so as to ascertain its whereabouts before giving
TJA a clearance for immediate take-ofr. Mr. Davison was
negligent in the two respects which I have already mentioned.
In consequence ATC and the first defendant were negligent in
that a take-off clearance was given to TJA when CPQ was still
on the runway because adequate visual and radio observation on
30.
CPQ with a view to establishing its whereabouts was not main-
tained.
I do not consider that ADC was negligent at
2134:53 in omitting to specify when the call on 121.7 should
be made. The instruction was intended to be read as requiring
a call on SMC frequency when the first part of the instruction
had been executed, that is, when the aircraft left tne runway,
and that is how it should have been understood, because it would
be contrary to good airmanship and to AIP RAC/OPS 1-48 par. 4.1.
for an aircraft to change from ADC to SMC frequency whilst it
was still on an active runway. It was further suggested that
the instruction was deficient in that it omitted to specify
the particular taxiway by which CPQ should depart from the run-
way. However, I am satisfied that this did not involve any
departure by ATC from sound practice.
Next, it was submitted that the instruction given
to CPQ was not clearly enunciated and that it was spoken too
quickly, in a clipped fashion, and that this led to its mis-
interpretation by CPQ. Although it is my impression as a
person inexperienced in receiving radio communications that the
messages from ATC on the night in question were enunciated with
unnecessary speed, nevertheless I think that the crewmembers of
CPQ, had they been attending with care, would have understood
the instruction without difficulty. Accordingly, in my view
there was no negligence on the part of the first defendant on
this score.
I come now to the plaintiff's case against the
second defendant. I reiterate my earlier comment concerning
the oral evidence of the crew of CPQ. Generally, I found their
31.
evidence to be unreliable. I am at a loss to understand how
they can assert that the instruction given at 2134:53 was clear
when they completely misunderstood it and placed upon it a con-
struction which it will not bear. The explanation perhaps lies
in the circumstance that the crew of CPQ knew that if the instruc-
tion was not clear, it was the responsibility of First Officer
Mude as a matter of good airmanship to ask that the message be
repeated or to state his understanding and ask that it be con-
firmed - in fact neither course was followed. Nor am I impressed
by the account given by the crew of CPQ as to the circumstances
in which the relevant portion of the CVR tape in CPQ came to be
erased. According to their evidence, Captain Ellert invited
Mr. McMahon, an engineer employed by the second defendant who
was travelling as a passenger, to come to the flight deck after
the accident and before the aircraft reached the terminal and
to disconnect the power supply to CVR to ensure that the tape
was preserved. The tape was a self-erasing tape and at any
time the last half-hour's recording only is preserved. Conse-
quently, if the record of events leading up to the collision
was to be preserved it was essential to disconnect the power;
otherwise continued operation would result in erasure of the
relevant portion of the tape. In the event, Mr. McMahon dis-
connected the wrong switches. I find it difficult to accept
that Captain Ellert and Second Officer Bjorndahl were ignorant
of the location of the switch or that they took no steps to
acquaint themselves with its location, especially as Captain
Ellert had taken the trouble to examine the relevant manual.
Although First Officer Mude was aware of the lecation of the
switch he was not asked to participate; nor did he offer to
32.
participate in disconnecting the power.
There are other features of the evidence to which
I shall call attention subsequently which provide further ground
for questioning the reliability of the testimony given by the
erew of CPQ.
I come now to the principal allegations of negligence
against the second defendant. The first, which I find estab-
lished, is that CPQ in particular through First Officer Mude and
Captain Magrath paid insufficient attention to the communication
at 2134:53 and thereby failed to understand and comply with it.
I do not accept that the four members of the crew were listening
and heard the instruction clearly as an instruction to backtrack,
although I accept that First Officer Mude understood and believed
it to be an instruction to "backtrack if you like".
Why it was that insufficient attention was given
to the communication the evidence does not reveal. Perhaps
Captain Magrath expected an instruction to backtrack. He had
not flown into Sydney since 1962 and First Officer Mude had
been to Sydney only once or twice previously, Captain Ellert had
last flown into Sydney in 1967 and Second Officer Bjorndahl not
at all. In this respect, the second defendant was in breach of
reg. 215(1)(b) of the Air Navigation Regulations which requires
that the officer in command should have flown into the airport
not more than twelve months before. Lack of familiarity with
the extensions to runway 16 may have led them to expect a back-
tracking instruction as taxiways India and Whisky were not in
existence at an earlier time. Be this as it may, I infer that
insufficient attention was given to the instruction from ADC.
As I have already indicated, I do not accept that
wtaenranecammmnenscnaeeceamneneREUNRA NTT
33.
the instruction was clear in the sense in which it was understood
by the crew of CPQ and I find that First Officer Mude was negli-
gent in failing to seek confirmation of the instruction in one
of the modes previously mentioned. Apart from what must have
been a lack of clarity in the message understood in the sense
claimed there were three elements in its content which should
have excited inquiry,
First, it appeared to suggest that SMC was giving
taxi-ing instructions on an active runway (an unusual procedure
at a major airport equipped with taxiways) for the message did
not specify a mode of exit from the runway. Secondly, as
understood by CPQ, it required CPQ to change to SMC frequency
whilst the aircraft was backtracking on an active runway - 2
procedure fraught with potential danger and contrary to good
practice, The claim made by CPQ that the runway ceased to be
active because an instruction for backtracking had been given
is in my opinion no answer in the circumstances. Thirdly,
although a need for backtracking sometimes arises owing to the
existence of an obstruction on, or the carrying out of repairs
to, taxiways, such a circumstance, if it existed, would normally
be notified in NOTAMS available to CPQ, No such notification
had been given in this case as the taxiways were trafficable.
The unusual character of the instruction as it was understood by
the crew provided some additional reason to query it, the more
so as First Officer Mude would have heard the instruction to
TJA to line up behind CPQ when it landed.
Moreover, Captain Magrath should have perceived
TJA at the northern end of the runway with its landing lights
on when CPQ had turned through 110 degrees, that is, at about
34.
2135242. He should then have appreciated that a situation cf
potential danger existed, for the presence of an aircraft that
end of the runway with its landing lights on indicated that it
was taking off or about to take off. At this stage CPQ should
have reported its position to the Tower. Had it done so the
collision would probably have been averted as TJA was cleared
for take-off at 2135:38.
First Officer Mude says that he had attempted to
communicate with SMC earlier to report his position in response
to the instruction at 2134:53 but had been unsuccessful. His
evidence is confirmed by other members of the crew. However,
the Tower tepe contains no evidence of such a call and the
officers of the Tower (whose evidence I prefer) say that had
such an attempt been made when another communication with the
Tower was taking place it would have resulted in a white light
showing on the console in the Control Room - yet no such Jight
was observed.
In a statement made on lst February 1971, Captain
Magrath claimed that First Officer Mude called the Tower when
they saw TJA approaching and said, "Sydney E301 we are still
on the runway". First Officer Mude then read the statement
and said he agreed with it. However, neither Captain Magrath
nor First Officer Mude gave evidence of making such a communi-
cation - indeed, First Officer Mude conceded that no such
communication was made. This incident provides additional
reason for doubting the evidence of the crew as to the attempt
to communicate with the Tower.
In the result I do not accept that CPQ endeavoured
to communicate with the Tower before 2136:03. Its failure so
RE SAS GE MEAN
35.
to do in my opinion constituted negligence in the two respects
already mentioned: first, in that CPQ should have queried or
sought confirmation of the instruction at 2134:53 as it under-
stood the instruction; secondly, in that it failed to call the
Tower on observing TJA with its landing lights on at the northern
end of the runway at a time when CPQ had turned through 110
degrees. CPQ@'s delay for seventy seconds 'in calling SMC at
a time when it was turning on an active runway compounded its
earlier failure to query or confirm the instruction and its
later failure to report on seeing TJA. Prudence and gocd air--
Manship dictated that an earlier call should have been made to
report its position and to obtain instructions as to the means
of exit from the runway. Such a call would have resulted in
remedial action by the Tower before it was too late.
It was also suggested that CPQ might have averted
the accident at the last minute by taxi-ing off the runway.
This suggestion was made by the plaintiff in its closing address.
It was not stated in the particulars of negligence and was not
explored in cross-examination. As there is no evidence to
indicate what might have happened had CPQ run off the runway
on wet ground, I am not prepared to make a finding in favour
of the plaintiff on this submission.
I find, therefore, that CPQ was negligent in three
respects: first, in not paying attention to the instruction to
take taxiway right; secondly, in net querying or seeking con-
firmation of that instruction; and thirdly, in failing to call
SMC on 121.7 reasonably promptly after receiving that instruc-
tion and in particular after observing TJA with its landing
lights on at the northern end of the runway.
36.
Relevant to the issue of contributory negligence
on the part of the plaintiff are the views which I have already
expressed as to the oral testimony of Captain James and First
Officer Spiers, the contents of the CVR tape and the conclusions
to be drawn from the FDR of TJA. It is necessary then to refer
to certain requirements in the AIPs and the Air Navigation
Regulations.
AIP RAC/OPS-0-12 par. 9.4 under the heading "Traffic
Clearances" provides:
"An air traffic clearance proposed by ATC does not
relieve the pilot in command from complying with
statutory requirements nor from his responsibility
for the ultimate safety of his aircraft."
The relevant provisions in the Air Navigation
Regulations are as follows:
"138(7.) An aircraft that is about to take off
shall not attempt to do so until there is no
apparent risk of collision with other aircraft."
"139(1.) An aircraft shall not be operated on
the ground in such manner as to create a hazard
to itself or to other aircraft ... ."
"143. The pilot in command of an aircraft which
is being operated on or in the vicinity of an
aerodrome shall -
(a) observe other aerodrome traffic for
the purpose of avoiding collision."
"238. Immediately prior to take-off, the pilot
in command shall manoeuvre his aircraft so that
he is able to observe traffic on the manoeuvring
area of the aerodrome and incoming and outgoing
traffic, in order that he may avoid collision
with other aircraft during the take-off."
These provisions make it clear that the ultimate
responsibility for the safety of his aircraft lies with the
pilot in command and that he has a duty before and during take-
off to observe other aircraft so as to avoid a collision.
37.
In addition, according to the evidence of experienced pilots
ealled by the plaintiff, Captain Maltin and Captain Jennings
(the pilot of the plaintiff's aircraft TJN), it was the duty
of the crew of TJA as a matter of good airmanship to keep a
proper look-out down the runway from the time when TJA was
lined up for take-off through to rotation. This duty remained
notwithstanding the requirement flowing from the use of the
word "immediate" in the take-off clearance that the instruction
should be complied with immediately (AIP Com 0-05).
It follows from my earlier comments on the events
which occurred during TJA's take-off rcll that I am satisfied
that Captain James and First Officer Spiers failed to keep a
proper look-out before the commencement of the take-off roll
and immediately after that commencement. Captain James was
therefore in breach of the direction contained in AIP RAC/OPS-
0-12 par, 9.4 and of regs. 139(1), 143(a) and 238. What is of
more importance is that Captain James became aware nine seconds
after receiving the take-off clearance that CPQ appeared to be
ahead of him and still on the runway. According to the expert
evidence of Mr. Whalley, TJA was then travelling at no more than
thirty-five knots and was no more than 500 feet from the northern
threshold of the runway. As the threshold was 5,806 feet north
of the point of impact, TJA had ample opportunity to brake and
bring itself to a halt in time to avoid the collision. This
conclusion is supported by the evidence of Mr. Rivers, an aero-
nautical engineer employed by the second defendant. I accept
Mr. Whalley's evidence that the point of impact was 400 feet
north of General Holmes Drive.
There is overwhelming expert evidence, including
38.
that of Captain James, which satisfies me that it is a funda-
mental rule of good airmanship that the pilot of an aircraft
taking off should stop his take-off roll if he sees an aircraft
or obstruction on the runway ahead of him or if he sees what
appears to be an aircraft or obstruction on the runway ahead
of him. Captain James took a calculated risk that CPQ would
leave the runway in time or, more probably, that he would be
able to overfly it. In fact had CPQ not been moving north
along the runway it is possible that TJA would have overflown
CPQ without striking it. However, the risk was considerable
and it should not have been taken.
In my opinion there was negligence on the part of
all three parties to the action which contributed to the con-
currence of the collision and to the damage which was sustained
by the plaintiff and the second defendant. It is necessary,
then, to apportion the liability for that damage. It is agreed
that the apportionment of liability for the plaintiff's damage
between the defendants and for the second defendant's damage
between the plaintiff and the first defendant is governed by
the Law Reform (Miscellaneous Provisions) Act 1946 the pro-
visions of which are made applicable by s. 79 of the Judiciary
Act 1903, as amended. Under s. 5(2) of the Law Reform (Miscel-
laneous Provisions) Act 1946 it is necessary to determine the
extent of the responsibility of each of the defendants for the
damage sustained by the plaintiff and under s. 10(1) of the
Law Reform (Miscellaneous Provisions) Act 1965-1968 it is
necessary to determine the extent to. which the damages sustained
by the plaintiff shall be reduced having regard to the plain-
tiff's "share in the responsibility of the damage". A jus
(COREE veneer on
39.
and equitable apportionment as between the plaintiff and the
defendants and as between the defendants themselves of the
"responsibility" for the damage involves a comparison of culpa-
bility. Culpability does not mean "moral biameworthiness but
degree of departure from the standard of care of the reasonable
man"
(Pennington v. Norris (1956), 96 C.L.R. 10, at p. 16).
On any view it seems to me that the culpability of
the first defendant was greater than that of the other parties.
Safety in prevention of collisions is the primary responsibility
of ATC and the duty of ADC to keep a proper look-out and to
ensure that a landing aircraft is clear of the runway before
he gives a clearance for take-off is of fundamental importance
to the safety of operations at an airport. The failure of
ATC to keep a proper look-out and the issue of a clearance for
immediate take-off without maintaining adequate visual and
radio observation of CPQ was, in the circumstances, a serious
departure from the standards of the reasonable man. The
departure was the more serious in that neither Mr. Hill nor
Mr. Davison in my view kept CPQ under sufficiently continuous
observation (which was essential to accurate ascertainment of
whereabouts in the conditions which prevailed) and were content
to assume that CPQ had left the runway on the basis of inadequate
visual observation when it should have been apparent that the
lecation of the aircraft should have been established by radio
communication.
The responsibility of CPQ for the damage sustained
by the plaintiff, although significant, in my opinion was of a
slightly lower order. It consisted in: (1) the failure to
pay sufficient attention to the taxi-ing instruction from ADC;
ho.
(2) a failure to query or confirm what must in the circumstances
have been to First Officer Mude and the crew of CPQ an instruc-
tion which was less than clear, and whose contents were unusual
in several respects; and (3) a failure to call SMC reasonably
promptly, in particular when CPQ first observed TJA at the
northern end of the runway. In each instance the departure
of CPQ from the standard of care of the reasonable man lay in
a failure to give proper attention to what should have been done.
As between the two defendants I would apportion liability for
the plaintiff's damage in the proportion of four parts as against
three parts to the second defendant.
The responsibility of the plaintiff for the damage
is in my opinion less than that of the defendants collectively.
I rate the plaintiff's responsibility as less than that of the
first defendant and equal to that of the second defendant. In
so far as there was a failure on the part of Captain James and
First Officer Spiers to keep a proper look-out this failure
seems to me to be of notably less significance than the failure
of ATC, in particular ADC. ADC bore the primary responsibility
for ensuring that the runway was clear for take-off and his
opportunity for observing CPQ was greater because he was in
closer proximity and had the means of maintaining direct radio
communication. However, Captain James' failure to discontinue
the take-off nine seconds after observing CPQ apparently on the
runway, when he could with ease have brought TJA to a halt before
the point of impact, stands in a different position. The
decision that CPQ would leave. the runway in time or, more probably,
that he could overfly CPQ was a serious departure from the
standard of the reasonable man. However, having regard to
yi.
the fact that it was made at a time when 'the aircraft was in
the course of its take-off roll and to the apparent lack of
certainty in Captain James' mind as to CPQ's position, I rate
the plaintiff's responsibility as certainly less than that of
the defendants' combined responsibility, as somewhat less than
that of the first defendant, and as equal to that of the second
defendant.
I would, in the circumstances, reduce the plain-
tiff's damages by thirty per cent and I would apportion liability
for the damages as so reduced between the defendants so that the
first defendant bears four-sevenths and the second defendant
bears three-sevenths.
On the second defendant's counterclaim I would
reduce, on account of that defendant's contributory negligence,
the damages which it sustained by thirty per cent. The residual
figure I would apportion between the plaintiff and the first
defendant as follows: as to the plaintiff three-sevenths, as
to the first defendant four~sevenths.
Both the plaintiff and the second defendant claim
interest on damages up to judgment. The claim is based on
s. 94 of the Supreme Court Act 1970 (N.S.W.), as amended, which
confers a power on the Supreme Court of New South Wales to award
interest in respect of damages as part of the judgment, a power
which is said to be applicable in these proceedings by virtue
of s. 79 of the Judiciary Act 1903, as amended. Whether this
step in the argument is well founded is a familiar question not
without its difficulties - see John Robertson & Co. Ltd. v.
Ferguson Transformers Pty. Ltd. (1973), 129.C.L.R. 65, at
pp. 80-81, 84, 88, 94-95; Pedersen v. Young (1964), 110 C.L.R.
he,
162.
However, it is my view that s. 79 does not operate
to pick up and apply in proceedings in the High Court a provision
such as s, 94 which is contained in a statute designed to define
and regulate the powers and procedure of the Supreme Court and
which confers power on that Court to order interest on damages
in judgments entered by that Court in proceedings before it.
No matter how widely it may travel in some respects s. 79 does
not in my view pick up and apply in this Court a provision
which empowers a particular court of a State to make orders and
enter judgments in proceedings in that Court. The relevant
powers of this Court are conferred by the Judiciary Act and the
High Court Procedure Act 1903, as amended; as I see it they
are not to be supplemented by the operation of s. 79 of the
Judiciary Act in the manner suggested. Section 26A of the
High Court Procedure Act, which provides that judgments of the
Court shall carry interest, should be regarded as a comprehensive
expression of the entitlement in this Court of a litigant to
interest on damages to the exclusion of any provision in State
law which would otherwise be made applicable by virtue of s. 79.
Quite apart from this conclusion which is in
itself fatal to the case for interest on damages, the action
was commenced in this Court on 4th March 1971 before the Supreme
Court Act came into operation on 1st July 1972. Section 16(1)
of the Act provides:
"Subject to the rules, and unless the Court
otherwise orders, this Act does not apply to,
and the repeals and amendments made by this Act
do not affect, any proceedings commenced in the
Court before the commencement of this Act."
This provision makes it clear that s. 94 was not
43.
intended to apply to proceedings already pending unless it
became applicable by virtue of the Rules of Court or an order
made by a judge. Although Pt. IB of the Supreme Court Rules
appears to make the Act applicable to certain pending actions
commenced under the Common Law Procedure Act 1899 (N.S.W.),
as amended, the rules have no application to an action pending
in this Court. According to the plaintiff and the second
defendant, this deficiency should be overcome by the making
of an order under s. 16(1), the power thereby conferred, it
is again suggested, being exercisable by this Court by virtue
of s. 79 of the Judiciary Act.
Even if, contrary to the view which I have expressed,
s. 79 be apt to pick up and apply in proceedings in this Court
a power to award interest on damages possessed by the Supreme
Court, as the plaintiff and the first defendant contend, it is
not apt to pick up and make applicable in these proceedings a
power vested in a Supreme Court judge to make an order that
the Supreme Court Act, a statute designed to define and regulate
the powers and procedures of the Supreme Court, shall apply to
proceedings commenced in that Court before 1st July 1972. it
will be observed that the power conferred by s. 16(1) is to
order that the Act shall apply to proceedings commenced before
this date. It is not a power to order that particular pro-
visions of the Act shall apply to such proceedings.
Not only is the power one which in terms has no
application to proceedings in this Court but it is a power
which read mutatis mutandis would be inappropriate to be exer-
eised in relation to proceedings in this Court. An order should
not be made the effect of which would be to apply to proceedings
4h,
instituted in the High Court what is, admirable though it may
be, an alien code of procedure which in many respects differs
from the procedure prescribed by the statutes and rules which
relate to this Court.
Finally, I should say that if I had a discretion
to make an order applying the provisions of the Supreme Court
Act, including s. 94, to these proceedings I should not exercise
the discretion so as to make such an order. At the time when
the action was commenced in this Court the first defendant was
not subject to a liability for interest before judgment on
damages. To exercise the discretion in the manner sought by
the plaintiff and the second defendant would be to impose on
the first defendant a substantial liability to which it was not
exposed when the action was commenced and for which no claim
wes made until a very late stage in the trial. In the circum-
stances, assuming the existence of the discretion, I think it
fairer that the law as it existed at the time of the commence-
ment of the action should apply, notwithstanding the hardship
sustained by the plaintiff and the second defendant in being
kept out of their money during a period of severe inflation.
Whether in any event an award of interest could
be made against the first defendant is another question which
need not be explored. It would call for a consideration not
only of s. 79 but of ss. 56 and 64 of the Judiciary Act as well
as s. 78 of the Constitution.
In the result, in the plaintiff's action there
will be judgment for the plaintiff in the sum of $552,378.67
against the two defendants. There will be judgment for the
first defendant in the sum of $236,733.72 against the second
|
45,
defendant on the first defendant's claim for contribution and
judgment for the second defendant in the sum of $315,644.96
against the first defendant on the second defendant's claim
for contribution.
In the second defendant's counterclaim there will
be judgment for the second defendant in the sum of $281,259.30
against the plaintiff and the first defendant. There will be
judgment for the plaintiff in the sum of $160,719.60 against
the first defendant on the plaintiff's claim for contribution
and judgment for the first defendant in the sum of $120,539.70
against the plaintiff on the first defendant's claim for
contribution.
I order that the first defendant do pay one-half
of the costs of the plaintiff and the second defendant of this
action, excluding the costs of the second defendant of its
application for inspection of the Cockpit Voice Recorder of
the plaintiff's aircraft VH-TJA for which separate provision
has been made; otherwise no order as to costs.
REASONS FOR JUDGMENT ON APPLICATION BY SECOND DEFENDANT
FOR INSPECTION OF COCKPIT VOICE RECORDER TAPE
Before the trial of this action application was
made by the second defendant for an order under 0. 49 r.3 that
the plaintiff preserve the CVR tape of its aircraft VH-TJA and
produce it for inspection and playback for recording by the
second defendant. The, application came on before the Chief
Justice who refused an application by the Australian Federation
of Air Pilots ("the Federation") for leave to intervene and
adjourned the application until the trial of the action on an
undertaking by the plaintiff that the tape would be preserved
and produced for inspection if the Court so ordered. The
application for inspection was renewed under 0. 31 r. 2(2)(a)
at the trial when, after hearing argument, I decided that I
would hear the tape played before giving my ruling. On hearing
the tape I concluded that it contained material relevant to the
issues in the action and that the objections to prceduction and
inspection advanced by the first defendant and supported by the
plaintiff could not be sustained. I then granted inspection
of the tape to the second defendant and indicated that I would
" subsequently publish my reasons for this decision.
The application was initially based on the ground
that it was thought that the CVR tape contained communications
passing between the crew of that aircraft and Aerodrome Control
(ADC) at Sydney Airport which were relevant to issues arising
under sub-pars. 9(a), (b), (c) and (1) of the statement of claim
2.
and sub-pars. 9(a), (b), (c) and (1) of the counterclaim delivered
by the second defendant. However, when the application was
renewed at the trial, Mr. Shand Q.C. for the applicant stated
that the real ground for the application was not correctly
expressed by the affidavit in support of the summons and that
the conversations thought to be recorded on the CVR tape were
not between TJA and ADC but between members of the crew of TJA
which were relevant to the case of contributory negligence alleged
by the second defendant against the plaintiff in that it was
believed that the conversations recorded would throw light on
the time when the crew of TJA became aware of the presence of
the second defendant's aircraft CPQ on the runway ahead as TJA
was in the course of its take-off roll. In this respect it had
then been established that the Tower tape recorded at 2136:12
the remark "How far ahead is he", a remark which the plaintiff
had admitted in answers to interrogatories to have been made by
Captain James of TJA.
The plaintiff's advisers did not assert that the
cvR tape was not relevant to the issues in the action, the usual
ground on which discovery and inspection is resisted. However,
they did assert that the tape was not relevant to the particular
issues on the pleadings initially identified by the second
defendant's advisers. This submission was well founded but it
was not to the point once the second defendant amended the ground
on which the application was based .
The application was then resisted on two grounds.
The first ground advanced by the first defendant was that the
remark "How far ahead is he" made thirty-four seconds after TJA
received its take-off clearance was a sufficient admission for
_ PgR rei -t sewn --cvmtenecssnete "ass "eometge nape tere espe sr Sep emmemess RMR RENEE SOE BOLTON
3.
the second defendant's purposes in that it might be inferred
from the making of the remark that Captain James had earlier
observed CPQ on the runway ahead of him and at a time which
would have allowed him to discontinue his take-off roll with
safety. The acceptance of this submission would have required
me to make a number of assumptions in relation to the evidence
yet to be presented and in relation to issues of fact yet to be
determined, all favourable to the second defendant and adverse
to the plaintiff, a course which was plainly unacceptable.
The second ground was based on a claim of privilege
or on. a claim in the nature of privilege. This ground was
initially taken in an affidavit dated 4th February 1975 sworn
by Mr. G. R. Masel, the solicitor for the plaintiff, supported
by an affidavit dated 28th February 1975 by Mr. F. E. Yeend,
Assistant Secretary of the Australian Department of Transport
in charge of the Air Safety Investigation Branch, and later
supported by an affidavit sworn on 26th May 1975 by Mr. C. K.
Jones, Minister for Transport in the Australian Government.
These affidavits made it plain that the Federation had initially
opposed the installation of CVRs in commercial aircraft engaged
in regular public transport operations and had later agreed to
their installation on the basis of an informal agreement reached
between the Federation and the then Director-General of Civil
Aviation in December 1964. The substance of this agreement
was that information recorded on CVRs would be used by the
Department only for the purposes of investigation of accidents
and then only -
(a) when a flight crew member was killed in an accident
or was injured to the extent that his recollection
PANES ATS TREES OR OS SR ETI BES INT
4,
of events preceding and during the accident may
be impaired;
(b) when the Minister indicated his intention, pursuant
to the power conferred on him by reg. 287 of the
Air Navigation Regulations, to appoint a Board of
Accident Inquiry to inquire into the causes of an
accident;
(c) when any flight crew members involved requested
that the record be analysed to determine a point
upon which there might appear to be a conflict
in other evidence; or
(a) if, having regard to the particular circumstance
of an accident and at the request of the investi-
gator, the Federation and the flight crew members
concerned agreed that the record should be analysed
to see whether it could throw light on the cause
or any particular aspect of an accident (par. 8 of
Mr. Yeend's affidavit).
The Federation also indicated that as a matter of policy it would
refuse to agree to a request made pursuant to par. (d) in any
circumstances.
Following the making of this agreement the Director-
General required the plaintiff to install CVRs in its commercial
aircraft.
After the accident the plaintiff delivered to the
Department of Civil Aviation the CVR tape in TJA for use in the
air accident investigation. However, on 5th February 1971 the
Director-General received an urgent telegram from the Executive
Vice-President of the Federation, reading as follows:
"TI wish to advise you of presidential directive
issued 4/2/71 as follows due to breach of agree-
ment by DCA ref voice recording on VHT JA Sydney
Boeing 727 accident all pilots are to ensure that
the voice recorder is either off or deactivated
as from midnight February 5th 1971 otherwise the
aircraft is not to operate until further advice."
Mr. Yeend's affidavit stated: "In the face of this threat the
investigator did not examine the cockpit voice record from the
Plaintiff's aircraft."
The affidavit went on to say:
"In my opinion the availability of cockpit voice
records is most important in the public interest
for the purpose of adequately investigating the
cause of an accident to an aircraft where this is
possible, having regard to the limitations set out
in paragraph 8 hereof. The invasion of privacy
involved is in my opinion justified and has been
accepted by the pilots concerned only to the extent
that the use of cockpit voice records is confined
to the investigation of the causes of air accidents
for accident prevention purposes. I am further of
the opinion that if an order is made for the produc-
tion for inspection and play-back for recording 07
the cockpit voice records from the Plaintiff's aiv-
eraft the Australian Federation of Air Pilots will
not agree to any relaxation of the conditions under
which cockpit voice recorders are now available
to investigators of aircraft accidents and might
seek to have cockpit voice recording equipment
withdrawn from Australian aircraft. Such action
would significantly reduce the capacity of the
Department to maintain the highest possible level
of safety for the air travelling public."
In his affidavit the Minister stated that if
information recorded on a CVR were to be used otherwise than
im accordance with the conditions of the agreement already
referred tc, members of the Federation would cease to agree to
the installation or carriage of CVRs on any aircraft. He went
orm to say:
"I consider that information recorded on a cockpit
voice recorder on an aircraft the flight crew of
which includes members of the Australian Federation
of Air Pilots is within a class of information
which, in the public interest, should not be
disclosed otherwise than in accordance with the
conditions set out in paragraph 8 of the Yeend
affidavit."
It was common ground that the CVR and the tape in
question were the property of the plaintiff, not of the first
defendant. The tape was in the possession of the plaintiff,
having been returned by the first defendant to the plaintiff
after the Federation made it clear that it would not consent
to use of the tape in the air accident investigation. From
this it might be thought that the tape was not played by the
first defendant. However, it was revealed after argument on
the application had concluded and after I had announced my
decision to hear the tape, that the Department of Civil Aviation
had made a copy of the tape whilst the original was in its
possession and that this copy had been retained. Moreover,
it subsequently became apparent that the plaintiff had caused
the original tape to be played in the presence of the crew of
TJA, the plaintiff's solicitor and the President of the Federa-
tion. The contents of the tape were therefore known to the
plaintiff's advisers in the course of preparation of their case.
What was known to the first defendant of the contents of the
tape does not appear, although it seems clear that the original
tape was played under the supervision of an officer of the Air
Safety Investigation Branch so that the copy might. be made.
It was in these circumstances that the novel
objection to production and inspection had to be considered.
It was conceded that the objection was not supported by any
7.
judicial decision in Australia or for that matter in the common
law world. However, it was submitted that inspection of the
tape should be refused in conformity with the principle under-
lying the doctrine of Crown privilege, namely that a document
the production of which would be harmful to the public interest,
notwithstanding its relevance to issues in litigation, should
not be ordered to be produced. This approach, it was urged,
accorded with Conway v. Rimmer, [1968] A.C. 910, in that the
detriment to the public interest likely to flow from production
of the tape would outweigh the detriment to the public interest
in the administration of justice which might be occasioned by
refusing production.
In its application to documents, Crown privilege
is not confined to documents in possession of the Crown or to
documents which the Crown has brought into existence. It
extends to documents which are not in the possession of the Crown,
and. which are brought into existence by another party when those
documents contain confidential information supplied by the Crown,
production of which would be harmful to the public interest
(Asiatic Petroleum Company Ltd. v. Anglo-Persian Oil Company Ltd.,
[1916] 1 K.B. 822). There a copy of a letter written by the
defendants to their agents in Persia containing confidential
information from the Admiralty as to the progress of the campaign
in Persia was held privileged from-.production. Swinfen Eady
L.Jd. pointed out, at p. 830: "The foundation of the rule is that
the information cannot be disclosed without injury to the public
interests, and not that the documents are confidential or official,
which alone is no reason for their non-production."
It has always been recognized that the cases in
8,
which production will be refused on the ground of Crown privilege
are "exceptional cases", to use the words of Viscount Simon L.C.
in Duncan v. Cammell, Laird & Company Ltd., [1942] A.c. 624, at
p. 643. Thus to sustain the claim of privilege it must appear
that the public interest will be prejudiced because (1) the con-
tents of the document are such that disclosure will have this
effect, as for example, information the publication of which
would injure national defence or diplomatic relations with other
countries, e.g. information of the kind involved in the Asiatic
Petroleum case; or (2) the document is of a class that should
be kept secret in the public interest, as for example, Cabinet
minutes, communications passing between departmental heads or
a departmental head and his minister, notwithstanding that the
contents are not such that their publication would injure the
public interest (see Conway v. Rimmer; Rogers v. Home Secretary,
[1973] A.c. 388).
The CVR tape does not fall within the first category
of documents attracting Crown privilege. Its contents have no
intrinsic importance to the working of government, national
defence or foreign relations. No harm will ensue to the nation
if the citizenry becomes aware of what Captain James said as TJA
careered down the runway on 19th January 1971. Nor does the
tape fall within the second category of documents privileged
from production.
However, it would be an error to regard the cate-
gories of documents which attract privilege as necessarily closed.
As time passes it is inevitable that new classes of documents
important to the working of government wili come into existence
and that detriment to the public interest may occur in
9.
circumstances which cannot presently be foreseen. None the less,
it is significant that the tape is very different from the. docu-
ments which have been recognized as attracting Crown privilege;
it is not a document brought into existence in the processes of
executive government; nor does it record information gathered
or provided in the processes of executive government.
It is now firmly established by Conway v. Rimmer
and the more recent decisions cf the House of Lords ending in
Aifred Crompton Amusement Machines Ltd. v. Customs and Excise
Commissioners (No. 2), [1974] A.C. 405, that in considering a
claim for privilege by the Crown the Court must weigh the com~
peting considerations and determine whether on balance the
public interest is better served by production or refusing
production. In each case it is a matter of weighing the detri-
ment supposed to flow from production against the prejudice to
the administration of justice which may result from a refusal
to order production. In making its decision the Court may,
when it considers it appropriate so to do, examine the document
in respect of which the claim is made. In expressing this view
I proceed upon the footing that to the extent to which Robinson
v. State of South Australia [No.2], [1931] A.C. 704, decides
otherwise, it does not correctly state the law.
The detriment to the public interest which might
flow from production of the tape in this case was the possibility
that a valuable adjunct to air safety would be withdrawn from
commercial aircraft as a consequence of industrial action by the
Federation and its members. That this was a serious possibility
I accepted because the Minister so regarded it. However, as
I have pointed out, the supposed detriment would not flow from
the publication of confidential information of importance to the
16.
State or from the publication of a document ordinarily kept
secret to ensure the efficient working of government, but from
threatened industrial action taken on the ground that the use
of the tape for the purposes of civil litigation goes beyond
the purposes agreed upon by the permanent head of the Department
of Civil Aviation and the Federation when the Federation was
prevailed upon to agree to the installation of CVRs in commercial
aircraft. In essence the apprehended detriment would result
from industrial action taken on the ground that the Federation
objected to an order which this Court might think fit to make
in the exercise of its jurisdiction.
On the other hand, the detriment to the public
interest in the proper administration of justice which would
have been occasioned by a refusal of inspection was considerable.
The Minister, it will be observed, did not take this into account.
He was not in a position to do so without having knowledge of
the contents of the tape and without assessing their relevance
and importance to the issues which were to arise for determination
in the action. It was with a view to making an assessment of
this kind, an assessment which in my judgment was essential to
a proper evaluation of the public interest in allowing inspection
of the tape, that I decided to hear the tape played, despite
opposition from counsel for the first defendant who made it clear
that the Minister objected to my hearing it as this in itself
would go beyond the purposes agreed upon between the Director-
General and the Federation.
The information recorded on the tape was relevant
to the issues in the action, in particular to the allegation of
contributory negligence on the part of the plaintiff, and might,
ll.
in the opinion I then held, significantly, even decisively,
influence the outcome of the action - an opinion which has since
been confirmed. In the result, I concluded that on balance the
public interest was better served by allowing, rather than
refusing, inspection of the tape. In so deciding, I had two
principal considerations in mind.
The first is that it is central to our conception
of the administration of justice that documents relevant and
material to the issues arising in litigation should not be
withheld from the parties and that each party enjoys as an
incident of his right to a fair trial the right to present as
part of his case all the relevant and material evidence which
supports or tends to support that case. The existence of Crown
privilege as an acknowledged exception should not be seen as a
reason for diminishing the force or the importance of this con-
ception of the administration of justice, but rather as embracing
a group of "exceptional cases" in which the public interest in
the proper administration of justice has been outweighed by a
superior public interest of a self-evident and overwhelming kind.
The second consideration, closely connected with
the first, is the need to maintain public confidence in the
administration of justice. The withholding from parties of
relevant and material documents, unless justified by the strongest
considerations of public interest, is apt to undermine public
confidence in the judicial process. This is of particular
importance here where an industrial union, not a party to the
proceedings, objects to the making of the order sought and to
the admission in evidence of the tape and threatens by industrial
action to terminate the use of CVRs, thus causing the detriment
12.
to the public interest now apprehended. It would be quite
intolerable if the Court were to deprive a party of the ordinary
incidents of a fair trial in the face of threatened action of
this kind when it has appeared that the material sought to be
excluded could have, as indeed it has had, a decisive influence
on the outcome of the action. The evident unfairness of pursuing
such a course against the second defendant was accentuated in
this case by the circumstance that the plaintiff's advisers had
knowledge, and the first defendant had knowledge or the means
of knowledge, of the contents of the tape which, as appears from
my reasons for judgment in the action, were quite inconsistent
with the version of events given in evidence by the crew of TJA.
It was for these reasons that I decided that the
public interest required that inspection of the tape shouid be
granted to the second defendant and I overruled the Minister's
objection. It was assumed, and in my opinion correctly assumed,
that an order for inspection would entitle the defendant to have
the tape played under supervision in the presence of represen-
tatives of the other parties to the action.
As I considered that the second defendant was
entitled to inspection of the tape on the footing that it con-
stituted "personal property" within the meaning of 0. 31 r. 2
(2)(a), I did not need to decide whether the tape was a "document"
within the meaning of this rule. Had it been necessary to
decide the question, I should have been disposed to the view
that the tape was a document. In this respect I prefer the
decisions of Walton J. in Grant v. Southwestern and County
Properties Ltd., [1974] 2 All E.R. 465, and Hoare J. in Cassidy
v. Engwirda Construction Company, [1967] Q.W.N. 16, to the
13.
decision in Beneficial Finance Corporation Company Ltd. v.
Conway, [1970] V.R. 321.
As the hearing of the application and the playing
of the tape for the purposes of the application occupied one
and a half days of the trial, the plaintiff and the first
defendant should be ordered to pay the costs of the second
defendant of the application to that extent. I make no order
as to the earlier costs of the application.
IN THE HIGH COURT OF
W NATIONAL ATRI
NES
Judgment delivered at......9XL