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IN THE HIGH COURT OF AUSTRALIA °
REASONS FOR JUDGMENT
Judgment delivered at___MELBOURNE .
WM, Houston, Gort. Prist., Motb, %
0: CTRIC C
Appeal dismissed with costs.
THE HYDRO-ELECTRIC COMMISSION
Ve
BLAKE
DIXO
O-ELECTRI: IMMISSTIO.
Ve
BLAKE
The respondent to this appeal was the plaintiff
in an action heard by Cox J. in which his Honour found a
verdict in her favour for £8,200 and judgment was entered
accordingly. The action was brought under the provisions
of the Fatal Accidents Act and arose out of the death of the
plaintiff's husband, one Harold Edward Blake, on 18th May 1960
while working as a transport driver in the employ of the
appellant Commission. On that day Blake was driving a mobile
crane belonging to the Commission along a road in mountainous
country on the way to Lake Fenton. The rear part of the
mobile crane consisted of a tractor on which was the driver's
seat and in front of and attached to it was the crane mounted
on the front arle. The vehicle was a heavy one weighing seven
tons and of this weight two tons was represented by a concrete
block carried at the rear of the tractor in order to provide
a counter weight for the crane. A fellow employee named
Kalinicki had driven on ahead of the crane in a truck with one
of the Commission's engineers, and after waiting for some time
at the Lake for Blake, they drove back along the road to look
for him and met him driving the mobile crane up a steep part
of the road. Apparently the carburettor on the tractor was
causing some trouble and, as the two vehicles approached one
another, both stopped and Blake asked Kalinicki for a spanner,
which was given to him. He climbed out of the driver's
seat to the ground on the off side of the vehicle and
walked round the back of it to the near side of the engine and
was there making some adjustment to the carburettor, when the
2.
vehicle began to move backwards down the hill. The engine
had been left running while the carburettor was being adjusted
so that the vehicle was not in gear but the learned judge
found, and the fact was not disputed, that during a period of
about forty seconds it was held stationary by the brakes.
When it began to run backwards Blake leaned over the side of
the vehicle and grasped the steering wheel in an endeavour to
guide it into a bank which ran up from the road on the side on
which he was standing rather than allow it to run down the road
or possibly down a slope running down from the other side of the
Toad. While trying to manipulate the steering wheel he
became caught up in some manner by the near side rear wheel
and was thrown over against a rock face and instantly killed.
The case sought to be made on behalf of the
plaintiff was that the braking system of the vehicle was out
of proper adjustment with the result that that part of the
mechanism which was designed to lock the foot brakes in the
"on" position and so hold the vehicle stationary when it was
stopped, frequently failed to operate effectively, that the
Commission had therefore failed to provide a vehicle as safe
for use as reasonable care could make it, and that this was
the cause of Blake's death,
To have a proper understanding of the case, it is
necessary to describe the braking system in some detail. There
are no brakes operating on the front wheels and the rear wheels
are braked independently by contracting bands operating on
drums on the main pinion shafts running from the gear box and
operating the rear wheels. There are two foot pedals side
by side which operate these bands and a link is provided on
one pedal which can be swung over into a slot on the other pedal
thus enabling both pedals to be operated together. When foot
pressure on the pedals is released they spring back into the
"off" position. When the vehicle is stopped and it is
desired to hold it stationary, the pedals mst be depressed
until the brake drums are firmly gripped by the brake bands
and held there while the driver pulls a rod which operates the
brake locking mechanism. This consists of a metal extension
piece at the rear of one of the brake pedals in which ratchet
teeth are cut. By pulling on the rod a spring loaded pawl
can be engaged with one of the teeth of the ratchet and
provided the brakes are properly adjusted and this pawl can be
fully engaged in the appropriate tooth, the foot brakes are held
in the "on" position. The braking system also includes what
was described as a "positive stop" in the form of a metal stud
which prevents the brake pedals from being pressed down beyond
a certain point, When the brake bands become worn an
adjustment of them is necessary in order to ensure that the
brake drums are firmly held by the brake bands before the
further downward travel of the foot pedals is prevented by the
"positive stop", If the brakes are properly adjusted the
pawl on the brake locking mechanism can be fully engaged in
the appropriate tooth of the ratchet by pressing hard on the
foot pedals so as to ensure that the brakes are locked in the
full "on" position.
The learned trial judge found that on the day in
question the brakes were out of adjustment and that as a result,
when Blake stopped the vehicle on the hill, the pawl of the
prake locking mechanism had failed fully to engage the ratchet
tooth which would, if fully engaged, have held the brakes
securely in the "on" position. The pawl had only partially
engaged that tooth and after holding in position for something
like 40 seconds had slipped out of the tooth with the result
that the brakes went into the "off" position and allowed the
he
vehicle to run backwards. His Honour was of opinion further
that in these circumstances the Commission had been negligent
in failing to maintain the brakes in an efficient condition,
more particularly since the vehicle was intended to be used in
hilly country. He rejected a submission that if the
Commission had been guilty of a failure to exercise reasonable
eare, nevertheless the real cause of the accident was the
action of Blake in endeavouring to steer the vehicle into the
bank bordering the road rather than standing back and allowing
it to run down the hill and rejected a further submission that
Blake had been guilty of contributory negligence, a matter which
under the law of Tasmania would go only to damages.
The first submission made to us was that there was
no evidence on which it could reag_onably have been found that
the braking system was out of adjustment at the relevant time.
It appears that on the day of the accident and after it happened,
Kalinicki drove the vehicle a distance of about six miles to a
place where it was placed on a low loader and taken to the yard
of a police station. Kalinicki said that during the drive,
which involved downhill travel, he applied the foot brakes on
occasions and that they operated "safely enough". Whether
he applied the brake locking mechanism at any stage did not
appear. At the police station on the following two days some
braking tests were made by a police officer and by two
transport inspectors, neither of whom was called to give evidence.
The police officer, who was called, stated that in the course of
these tests, the brakes and the locking mechanism were applied
and the braking efficiency tested by driving the vehicle back
and forward against the brakes. He was asked "what happened
when an attempt was made to move it backwards or forwards under
power with the pawl operating rod applied?" and answered
"Sometimes it would move - other times the motor would go -
de
the motor would be labouring under the strain ... « Well,
sometimes the machine would move backwards or forwards,
whichever the case may be." He said, in answer to a further
question, that he thought that there was nothing wrong with the
braking system. The vehicle apparently remained in the
police yard until some time in July when it was taken to the
Commission's premises at Glenorchy where it was examined on
23rd August, 1960 by a Mr Haller-Griffits, the Principal of
the Hobart Technical College and a man with considerable
qualifications and experience in mechanical engineering, who
gave evidence which his Honour accepted. At some stage
between the date of the tests at the police station and the
date when Mr Haller-Griffits inspected the vehicle the clutch
had been burnt out, but when and how this occurred the evidence
did not disclose. In his evidence Mr Haller-Griffits said
that he "found it quite easy to push the pedals down against
the stop." This could be done with "an easy pressure of the
foot". When this was done "the pawl would just not engage
properly with the tooth, It would come on the tip of the
teeth which was slightly rounded by wear but it would not go
home in the majority of cases that I tried it .... Sometimes
as soon as you take your foot off the pedal, the pedal would
jump up into the off position. Some other times, perhaps one
in four, it would stay down but it was not secure." He was
asked to what extent the pawl engaged with the ratchet tooth
when the brake pedal was right up against the stop and replied
"Not more than 3/32 of an inch. It was in effect just on the
tip of the tooth." The full depth of the tooth was, he
said, about 5/16 of an inch, or perhaps a little more. Later
he said: "When the pedal is pushed down against the stop,
the pawl would just come on the tip of the tooth like that. It
was not possible to pull it right down to engage. The tooth
6.
engagement is right down there, in which case the tooth and
pawl lock, because pressure this way makes it impossible for
this pawl to come out, but in the position in which the pedal
was up against the stop it was only possible to engage the tip
of the tooth like that, so there was every chance that it could
fly off, because it was only just on the tip. It was not
locked in. It would not come down any further because of the
shape of the tooth." During his examination of the vehicle
a man named Newell, an employee of the Commission who was not
called as a witness, was asked by Mr Haller-Griffits to drive
the vehicle and did so. He asked Newell to engage the brakes
on the tractor and to pull the locking mechanism rod. The
result was, the witness said, "the same as in my tests, that is
to say not more than just the top edge of the pawl engaged in
the tooth." Newell repeated this operation a number of times
and, according to Mr Haller-Griffits, on two occasions the pawl
failed to engage the teeth, and on the third attempt it engaged
for "a matter of half a second or something like that" and then
"flew off" the ratchet. Finally, after Newell had "kicked"
and "thumped" at the brake pedal and at the handle of the
ratchet the pawl engaged fully and could only be disengaged by
hammering it with an iron bar. In eross-examination the
witness was asked "you hold that the brakes at the. time of your
inspection needed taking up and were out of adjustment?" and
with this the witness agreed. He said: "Yes, in my opinion
the pedal should not have gone down to the stop, and because
it did go down to the stop the question of engaging the pawl
became difficult." Later again he said: "fhe pedal came to
the end of its travel before the shoes were hard on and therefore
it was not possible to apply the full force of the operator's
foot to the pedal and through the pedal to the brakes", and
"because the adjustment not having been taken up, the shoes
7.
were not hard on the drum when the lever was stopped by the
permanent fixed stop."
The argument in support of the appellant's first
submission conceded that it was open to the learned trial
judge to find that the brakes were out of adjustment in August
1960 when they were tested and inspected by Mr Haller-Griffits
but denied that this could justify a finding that they were
out of adjustment in the previous May. In support of this
contention considerable reliance was placed upon the fact that
some time between May and August the clutch had been burnt out,
indicating, so it was said, that the vehicle had been used
during that period and that as a result of such user, the brake
bands may have become worn and the brakes thereby ceased to
be properly adjusted. There was however no evidence to show
what use of the vehicle, other than the tests carried out at
the police station, had taken place between May and August or
even whether the vehicle had been driven at all during that time
and, since the tractor engine and the clutch provided the means
of working the crane when the vehicle was stationary, its use
for this purpose may have caused the burning out of the clutch.
The significant fact, which impressed his Honour, was that when
Blake stepped down from the vehicle to adjust the carburettor,
the vehicle remained stationary on a steep hill for a short
period of time thus showing that the brakes and locking mechanism
had been applied. In these circumstances it was clearly open
to Cox J. to find that what had then occurred was similar to
what Mr Haller-Griffits had found during his tests. The pawl
had only engaged the tip of the ratchet tooth and after holding
there momentarily had slipped out of engagement. Counsel for
the appellant submitted that it was equally consistent with the
facts that Blake may not have fully applied the brakes but in
that event it is most unlikely that this heavy vehicle, stopped
8.
as it was on a steep grade, would have remained stationary for
any period of time once Blake took his foot off the brake pedals.
It was suggested also that the vehicle may have been held
momentarily by gravel or rocks on the road but this is a most
improbable hypothesis. In all the circumstances the learned
trial judge was amply justified in finding that the condition
of the brakes in May was similar to that described by
Mr Haller-Griffits as existing in August.
It was next contended that there was no evidence
on which it could have been held that the Commission had
failed to provide a vehicle as safe for use as reasonable care
could make it. One answer to this is to be found in an
answer made by the Commission to two interrogatories in which
the Commission was asked to specify "the dates and places (if
any) during the twelve months prior to the 18th day of May 1960
when the said unit received maintenance servicing mechanical
inspection or mechanical repair" and "the nature and extent of
any such servicing, inspection or repair done in relation to
the braking system or brake-locking assembly of the said unit
during the said period". To these two interrogatories the
Commission replied:
"The records of the Defendant disclose servicing and
inspection and various repairs to the unit during the
relevant period but do not show any specific reference
to the braking system or brake locking assembly."
From answers to wher interrogatories it appeared further that
the vehicle had been delivered to the Commission in October
1951 and had been worked for a total period of 99574 hours.
Apart from any other material, these answers justified a
finding against the Commission on this issue, and in this
connection it should be borne in mind that no evidence was
called by the Commission to show that any inspection or
servicing of the braking system had taken place, a fact
peculiarly within its own knowledge,
Finally it was said that the learned trial judge
should have found that there was no causal relationship between
the defendant's breach of duty and Blake's death. Alternatively
it was put that Blake was guilty of contributory negligence in
trying to stop the vehicle's rearward movement and that for
this reason the plaintiff could only recover a proportion of
the total damages awarded. Neither of these propositions can
be supported. The sudden failure of the brakes, due to the
fact that they were out of adjustment, created a condition of
emergency. In that situation Blake reasonably tried to serve
bis employer's interests and, as Lord Dunedin said in
U.S. Shipping Board v. Laird Line Ltd (1924) A.C. 286 at p.291:
"it is not in the mouth of those who have created the danger of
the situation to be minutely critical of what is done by those
whom they have by their fault involved in the danger".
The appeal should be dismissed with costs.