Select any passage to save a personal note with optional tags.
REASONS FOR JUDGMENT
Judgment delivered at___SYDNEY
WM Houston, Govt, Print, Mab,
THE COMMISSIONER FOR RAILWAYS
Ve
WATERS
ORDER
Appeal allowed. Order of the Supreme Court of
New South Wales set aside. In lieu thereof, order that the
questions in the Case stated to that court be answered that on
the material in the said Case stated it was not open to the
Workers' Compensation Commission to find, or to make an award
on the footing, that William James Waters deceased in the said
Case mentioned died from injury arising in the course of his
employment by the Commissioner for Railways.
Order that the respondent pay the appellant's
costs in the Supreme Court and in this Court.
THE COMMISSIONER FOR RAILWAYS (N.S.We)
Ve
WATERS
ZUDGMENT, TLO
"AYL
MENZIES J.
WINDE: Js
z 0} Hv
This is an appeal from an order of the Supreme
Court of New South Wales (Full Court) by which answers were
given to two questions contained in a case stated to that court
by the Workers' Compensation Commission of New South Wales (Judge
Rainbow) under the provisions of s. 37(4) of the Workers!
Compensation Act, 1926-1958 (N.S.W.).
The section authorizes the Commission (and requires
it, if requested by a party), when any question of law arises in
any proceeding before it, to state a case for the decision of
the Supreme Court thereon, and to do so notwithstanding that an
award has been made by the Commission. The decision of the
court is to be binding upon the Commission and upon all the
parties to the proceeding: subs. (7). There is thus provided
a means for submitting the Commission's determination to the
Supreme Court for review within the limits of the questions of
law raised, and the valid operation of the award as a
determination of the proceedings before the Commission depends
upon the answers which the court gives to those questions: Smith
Ve -Mann (1932) 47 CeLeR. 426, at p. 4h6. This is the only form
of appeal or challenge which the Act permits: s. 3701) (2)(3).
The procedure has its disadvantages, and wiless sufficient care
is taken to ensure that a case is so stated as to bring out clearly
what questions of law have arisen, and to set out all the facts,
both primary and ultimate, which have been found by the Commission
and are material to the questions, not only is the task of the
Supreme Court and of this Court on appeal made unnecessarily
difficult, but excessive delay and expense to the parties is
likely to result. What this Court said in Reg, vy. Rigby (1956)
100 C.L.R. l4l,at pp. 150-152 ought to be borne in mind by all
concerned in the preparation of such cases.
The proceeding before the Commission was an
application by the widow of a deceased railway guard for
compensation under the Act in respect of the death of her husband.
The matter came before Judge Rainbow, who made an award in the
applicant's favour. The respondent employer, the Commissioner
for Railways, then requested the learned judge to state a case
to the Supreme Court. This he did, and presumably he included
in the case all that either party considered material. But
unfortunately the case does not make clear, in the body of it at
least, what question or questions of law arose before the
Commission, and it is neither complete nor precise in its
narration of the facts fomd. The formal determination of the
Commission which accompanies the case contains a finding that the
deceased's death resulted from injuries received in the course of
his employment with the respondent, and a finding to that effect
was expressed in the reasons delivered by the judge. In the
body of the case stated, however, there is no statement that the
finding was in fact made. Nor does it there appear that any
question had arisen as to whether the deceased's injuries arose
out of the employment. There is certainly nothing to suggest
that a finding upon that question was made, but oddly enough the
first and principal question asked of the Supreme Court is
(omitting certain inappropriate words) whether there was any
evidence on which his Henour could find that the injury to the
deceased worker arose out ef or in the course of his employment.
When the case stated came first before the Supreme
Court, the learned judges who then considered it decided to remit
it to the Commission in order that the Commission should state
its finding, if any, as to the time when the deceased worker
received the injuries which caused his death. Their Honours at
the same time drew attention to paragraph 17 of the Case, and
asked whether the paragraph amounted to a statement of a finding
that death took place after 4.00 a.m. and before 6.20 a.m. on
24th April 1957, and, if not, whether any finding was made as to
the time of death. These questions were of great and obvious
importance for the determination of the matter. The case was
then mentioned before the Commission, and the learned judge
delivered what is described in the appeal book as a supplementary
judgment. In the course of it he made some observations as to
the time of death, which are not readily reconcilable one with
another or with the evidence. A supplemental case should have
been stated, dealing precisely with the questions which the
Supreme Court had asked, but unfortmately the parties brought
the matter on again before the Supreme Court with nothing but
the learned judge's oral observations to eke out the inadequacies
of the original case stated. The Supreme Court, constituted this
time by different judges, proceeded with the matter and gave a
decision in favour of the widow. It is from that decision that
this appeal is brought.
As we have pointed out, the first of the questions
in the Case falls into two parts. As the question whether the
injury arose "out of" the employment does not appear to have
ultimate
arisen before the Commission, and as no/finding was made to which
it is relevant, we think that it ought not to be answered, and
accordingly we do not propose to address ourselves to it. At
one stage the deficiencies of the Case caused us to doubt whether
we could deal satisfactorily even with the. question whether it
was open to the judge to make the finding he did make, that the
deceased's injury arose "in the course of" his employment; and
we contemplated remitting the Case to the Commission so that it
might be re-stated. But by a process of sorting out the material
4,
facts from the body of the Case, from a transcript of the evidence
which accompanies the Case, and from the reasons delivered by the
judge - a process which we should not have had to go through <
we have satisfied ourselves that we can answer that one question.
The onus of proof in regard to it lay upon the applicant; and
the conclusion we have reached is that for lack of evidence as
to the place or the manner or the circumstances of the death of
the deceased the ultimate finding that was made in the applicant's
favour is not supportable in law; for it was not open to the
learned judge to make a positive finding that the injury causing
death occurred while the deceased was doing what a man employed
as he was might reasonably have been doing within a time during
which he was employed and at a place where he might reasonably
have been during that time to do that thing: cf. per Lord loreburn
in Moore v. Manchester Liners Ltd. (1910) AC. 498,at pp. 500,501.
The deceased, as we have said, was a railway guard.
His dead body was found at 6,30 a.m. or thereabouts on Wednesday,
24th April 1957; and the circumstances were such that it is a
possible, though by no means the only possible, hypothesis that
he either fell from a moving train or was struck by a train. But
the place where the body lay was some distance from any point to
which the execution of his duties would normally have taken him;
and there was neither direct proof nor foundation for inference
as to how his body came to be there. That he had been dead for
some hours was clearly established, but there could be no
certainty as to when it was that he died. This, it will be
remembered, was a point upon which the Supreme Court as first
constituted to hear the case directed questions to Judge Rainbow.
Paragraph 17 of the case stated had set out that a post mortem
examination conducted at about 10.00 a.m. on 25th April (the
judge said later that this should read 24th April, but 25th was
correct) did not enable the doctor who conducted it to fix the
ov
De
time of death more definitely than "about 24-30 hours previously".
That would have been about between 4.00 a.m. and 10.00 a.m. on
24th April. What the doctor in fact had said was that the
deceased had been dead "at least 24 hours" before the post mortem
examination (i.e. before 10.00 a.m. on 25th), and that on an
assumption that the body was more or less rigid at 6.30 aem. on
24th April (in fact it was quite rigid) he "had been dead some
hours then". In his supplementary judgment Judge Rainbow at
first said that it had been in his mind, and he thought it was
implicit in the general words of his original judgment, that death
oceurred between 8.00 pem. and 8.30 p.m. on 23rd April 1957; but
he said also that he "accepted....the fact that death had taken
place abous twenty-four hours to thirty hours prior to 10.00 a.m.
on 25th April 1957". His Honour then added that the word "about"
connoted to him "that it might also have been between twenty hours
and thirty-six hours and even then it would have been only an
approximation", Even thirty-six hours would carry the time
back no further than 10,00 pom. on 23rd, and it cay hardly be
right to regard thirty-six hours as "about" thirty hours. The
fact is that there is nothing in the medical evidence to justify
a finding that death occurred between 8.00 p.m. to 8.30 pm on
23rd.
The finding that it did occur between those times
seems to have been made only because it fits the evidence as to
the known movements of the deceased on the evening of the 23rd
and as to the programme of work which he appeared to be following
when last spoken to.. In outline the work assigned to him for
the evening was as follows. (1) He was to report for duty at
the Guard Foreman's office at Central Station, Sydney, apparently
about 6.00 pem.. (2) 'Then he was to travel to the Macdonaldtown
shunting yards, and act as guard on a train leaving those yards
at 7.01 poem. for Sydney. (3) He was to return from Sydney to
6.
Macdonaldtown by passenger train, and act as guard on a train
leaving the shunting yards there at 8.27 pem. for Sydney. (4+)
There he was to prepare a train to leave for Goulburn at 9.18 p.m,
and he was to act as guard on the journey.
There was evidence upon which the following facts
might be, and apparently were, found. The deceased did not
report at the Guard Foreman's office, but telephoned that office
to say that he would pick up the 7.01 p.m. train at Macdonaldtown.
This he did. The journey to Sydney takes about eight minutes,
so that he probably arrived there at about 7.10 pem. . About
7.20 Dem. he appeared at the Guard Foreman's office, where he
remained for about forty minutes. He was then dressed in a shirt,
vest and trousers, with no coat or cape Whether he had anything
on his feet the officer who saw him was not in a position to see.
He was not observed to be affected by liquor. He had brought his
hand bag containing personal effects, but was not seen to have any
lamp.. About 8.00 poem. he departed, without his bag, which he
left on a shelf, and without a lamp, saying that he would go to
Macdonaldtown and pick up the rest of his work. He was not seen
alive after that by any person who gave evidence, and there is no
clue to his subsequent movements save the fact that his body was
found next morning not far from Macdonaldtown station. In
particular, he did not join; the train which left Macdonaldtown for
Sydney at 8.27 p.m.
If the body had been found on the Sydney side of
Macdonaldtown station and near a set of rails on which trains
travelling from Sydney and stopping at Macdonaldtown were running
that night, it might have been thought likely that he fell out of a
train on his way to pick up the 8.27 pom. train. It was found,
however, not there, but at a point some sixty yards beyond the
Macdonaldtewn station, and on the outside of the extreme right-hand
line as you go from Sydney, a line used only by long-distance trains
7.
travelling towards Sydney and not stopping at Macdonaldtown. The
deceased could not have been at that point, or anywhere close to
it, in the ordinary course of his journey to pick up the 827 p.m.
train at the shunting yards. The railway premises at
Macdonaldtown consist of three pairs of lines, two platforms and
the shunting yards. Looking from Sydney, the two lines on the
extreme left carry respectively down and up lecal trains, and they
are separated from one another by a platform. The middle lines
carry down and up suburban trains, and they too are separated from
one another by a platform. The lines on the right carry down and
up main line trains, and they are not served by any platform.
Between the up main line and the boundary premises, where there is
a retaining wall beyond and beneath which is a public street, there
is a strip of level ground five or six feet wide and then, alongside
the wall, a set of electric signal cables in troughing. The body
was found lying on the level ground, at right angles to the up
line, with the head near the rail and the feet under the signal
troughing. :
There is nothing to suggest that the deceased met
with the injuries that caused his death anywhere nearer to Sydney
than the place at which his body was found. The lines in that
locality run east and west, Sydney being to the east. The body
was found sixty yards west of the western end of the Macdonaldtown
platforms and on the north edge of the permanent way. The
entrance to the shunting yards lies some two hundred yards away,
and to the south east of the platforms. If the deceased had
followed the normal method of getting from Sydney station to the
shunting yards he would have travelled to Macdonaldtown by
passenger train, alighted ento the suburban line platform, walked
to its eastern extremity, and then gone down a ramp to the level
of the lines, across the line by which his train had come and the
two local lines, and down a flight of stairs. There was no other
wy
8.
way of entering the yards from the station.
When the body was found there were socks on the feet,
but no shoes. Search was made for the shoes, but they were not
found or accounted for in any way. Not far from the body were a
railway guard's book and lamp, the glass and surrounding metal of
the lamp being broken. Examination of a number of trains that had
passed produced no clue to the mystery.
Putting aside more extreme hypotheses, such as that
the deceased may have been killed away from the railway premises,
and the body, book and lamp thrown over the fence from the
adjacent street, there are several which suggest themselves. Qne
is that the deceased may have set out from Sydney for Macdonaldtown
early enough to perform the duties of guard on the 8.27 pem. train
from the shunting yards, and may have been overcarried and been
killed in endeavouring to alight when he realized that his train
had passed through Macdonaldtown station. Or, having been
overcarried to a station beyond Macdonaldtown, he may have caught
a return train and fallen out of it before reaching Macdonaldtown.
Or, having been overcarried to the next station, Newtown, he may
have set out to walk back along the permanent way and been struck
by a Sydney-bound country train. Of these suggestions, the first
and the second invite the objection that the body was not found
near the suburban line, but in a position, on the far side of the
main line, to which it must be supposed, if either hypothesis be
accepted, that the deceased was flung or managed after the
accident to drag himself, To the third hypothesis the objection
does not apply; but, while there is nothing against it, neither
is there anything to support it. The same must be said of still
another theory that was advanced, namely, that the deceased, having
alighted at Macdonaldtown on his way to the shunting yards, may
have seen some person trespassing on the permanent way to the west
of the station and, in the zealous performance of his general duty
9e
as a railwayman, may have gone over to the place where his body
was ultimately found, in order to warn off the trespasser. Such
suggestions do no more than underline the fact, which of course
must be recognized, that it was not impossible for the deceased to
have got to the place where he met his death while performing his
duties or while doing something incidental to their performance.
But no less must it be recognized that-this cannot be so unless
something out of the ordinary occurred to take him to that place:
he cannot have been adhering to the ordinary course of the
particular duties which had been assigned to him for performance
on the evening of 23rd April.
Qne intriguing fact is the non-discovery of his shoes.
The suggestion that the impact of a fast-moving train may have torn
them from his feet, leaving the socks still on, can hardly be
taken seriously. The disappearance of the shoes gives some
plausibility to the idea that the deceased may have been affected
by liquor, left Sydney on the 9,18 pem. Goulburn train (without
having attended to the 8.27 p.m. train from the shunting yards),
taken off his shoes in the train, fallen out of it after it had
passed Macdonaldtown, and crawled or been hurled to the far side
of the up lines A post mortem examination of his blood disclosed
an alcoholic content which is consistent with such a theory. It
is also consistent with another possible explanation that has been
put forward, namely that the deceased, after he left the Guard
Foreman's office at Sydney station, may have spent some time away
from railway premises, drinking; and that he may have climbed
from the street over the wall on to the line with some idea of
getting by that method back to his duties at the shunting yards.
Such probability as these theories may possess because of the amount
of alcohol found in the blood is hardly to be dispesed of by
pointing to evidence of general good conduct, or even to evidence,
which the Supreme Court seems to have considered relevant, to the
10.
effect that the deceased was an enthusiastic gardener, a dahlia
exhibitor, and a member of the local horticultural society.
Nevertheless it is all in the realm of guesswork, with not a single
fact to provide a foothold for an inference as to what in truth
the deceased was about when he met with his fatal injuries. The
case is eminently one for a careful observance of the difference
between inference and conjecture.
In the result, we are of opinion that the appeal
should be allowed, the answers given by the Supreme Court to the
questions in the case stated should be set aside, and in lieu
thereof the questions should be answered that on the evidence it
was not open to the Commission to find, or to make an award on the
footing, that the deceased worker died from injury arising in the
course of his employment.