THE PROTHONOTARY OF THE SUPREME COURT OF NEW SOUTH WALES v LEAK [1988] NSWCA 121
NSW Caselaw
Full text
Select any passage to save a personal note with optional tags.
THE PROTHONOTARY OF THE SUPREME COURT OF NEW SOUTH
WALES v LEAK
SUPREME COURT OF NEW SOUTH WALES COURT OF APPEAL
KIRBY P
27 June 1988, 27 June 1988
[1988] NSWCA 121
KEY WORDS: LEGAL PRACTITIONERS — PRACTICE — CONSENT LEGAL
PRACTITIONERS — solicitors — removal from Roll — removal from Roll of
Practitioners under Legal Practitioners Act 1981 (SA) for trust account and other
offences — application by Prothonotary — hearing before single Judge of Appeal —
whether order properly made by consent under Supreme Court Act 1970, s46 —
held: (1) On the evidence, the opponent consented to the order; (2) order for removal
from Roll of Solicitors made. PRACTICE — order by consent. WORDS &
PHRASES — consent Supreme Court Act 1970, s46. Legal Practitioners Act 1981
(SA). ORDER That the name of Ronald Douglas Leak be removed from the Roll of
Solicitors.
Kirby P I am dealing with these proceedings pursuant to s46 of the Supreme
Court Act 1970. That section, relevantly, authorizes me to exercise the powers of
the Court of Appeal to direct the entry of any judgment by consent or to make any
order by consent which may be made by the Court.
The Prothonotary of the Supreme Court has moved the Court for an order that
the name of Ronald Douglas Leak be removed from the Roll of Solicitors of the
Court and that he be ordered to pay the costs of and incidental to the proceedings.
The summons first came before the Court constituted by Priestley, Clarke JIA
and myself on 9 May 1988. The basis of the summons is an order which is
annexed to the affidavit of the Prothonotary made by the Full Court of the
Supreme Court of South Australia (King CJ, Legoe and Cox JJ) on 2 April 1984.
This ordered that the opponent's name be removed from the Roll of Practitioners
of that State.
The opponent's name was admitted to the Roll of Solicitors of this State on 12
February 1971. It has remained there since that date. However, it appears that the
opponent has practised as a solicitor in South Australia.
The order made by the Full Court of the Supreme Court of South Australia was
made following an affidavit which was filed in proceedings commenced in that
State under the Legal Practitioners Act 1981 (SA) for the removal of the
opponent from the Roll of Practitioners of the Supreme Court in South Australia.
In an affidavit by the opponent, tendered in these proceedings, he indicated that
he admitted a number of allegations made against him in the Legal Practitioners
Disciplinary Tribunal of South Australia. Those allegations are set out in the
affidavit of the opponent filed in the Supreme Court of South Australia. I will not
repeat them. Suffice it to say that they relate principally to offences in the control
of his trust account as a solicitor. It was these offences which led to his removal
from the Roll in South Australia.
When the matter came before the Court on 9 May 1988, the Court expressed
concern that the opponent might not be aware of the proceedings, or might not
have been aware of the fact that the proceedings were before the Court that day.
2 UNREPORTED JUDGMENTS
Because of the serious step involved in the removal of a person's name from the
Roll of Solicitors (involving as it does not only the livelihood of the solicitor but
also his reputation) the Court considered that, before final orders were made, a
telegram should be sent to the opponent informing him clearly that the Court
would proceed to finality on a return date later fixed.
When the matter came back before the Court today, proof was placed before
me that the telegram was sent to the opponent informing him of the adjournment
of the proceedings to the list for conclusion today. Also placed before me was an
affidavit of Sarah Mary Connors deposing to a telephone conversation between
her and the opponent. Miss Connors is a solicitor employed in the office of the
State Crown Solicitor of New South Wales. The conversation between Miss
Connors and the opponent, as deposed to, was as follows:-
"Opponent: 'Apparently the Court of Appeal adjourned this matter until June.
Why was that?'
Deponent: 'We were hoping to proceed with the application on the day but the
Court was reluctant to do so in view of the fact you were only served on the
Friday before. I understand that you have no objection to our application.'
Opponent: 'No, as far as I am concerned it is a fait accompli and you can put on
an affidavit recording this telephone conversation and me saying so. I just want
to keep the costs down.' Deponent: 'We will be asking the Court to deal with the
application on the next court day.'"
The proceedings have been brought by the Prothonotary pursuant to the
practice followed in this Court since the time of Jordan CJ. Where a person is
convicted of a crime or is removed from the Rolls of the Court of another State
or Territory, the proceedings are brought by the Prothonotary directly to the
Court. This provides a ready and speedy means by which this Court can exercise
its jurisdiction, which is exercised essentially for the protection of the public.
A question arises as to whether the opponent consents to the making of the
order which is sought by the Prothonotary. That, it will be recalled, is the basis
of the jurisdiction which I exercise for the Court, sitting alone. Although the word
"consent" is not used by him, it is plain, as it seems to me, from the conversation
with Miss Connors and from the earlier letter which was placed before the Court
dated 14 January 1985, that the opponent realises the inevitability of the order
that would follow in this Court. It is equally clear that he is not here by reason
of that fact, the distance, the costs involved in coming here and his desire to keep
the costs down. In the present context it appears that "consent" means agreement
or acquiescence. It will be rare that a person will actually welcome entry of a
court judgment which adversely affects him or her. Least of all would a solicitor
welcome removal of his or her name from the Roll of Solicitors. Doubtless that
will sometimes occur to terminate the litigious agony. But often it will rather be
a grudging concurrence in an order (provided as a result of compromise or
practical realisation of the inevitable) that consent is forthcoming in this context.
Cf Chandless-Chandless v Nicholson [1942] 2 KB 321; Thorne v Smith [1947]
KB 307. Such is the case here.
Accordingly, the opponent considering rightly as I think that the order will
follow on the evidence, there being no substantive opposition to the application
made and it being plain that the relief sought is properly granted, the orders
which the Court made are made by consent as the Act requires in the case of a
single Judge of Appeal. The order which the Court therefore makes is that the
URE PROTHONOTARY OF THE SUPREME COURT OF NEW SOUTH WALES v LEAK
(Kirby P)
name of Ronald Douglas Leak be removed from the Roll of Solicitors of the
Court. As the Prothonotary does not ask for costs, no order for costs of the
proceedings will be made.
5 COUNSEL:
Claimant: MS A BENNETT
Opponent:
10 SOLICITORS:
Claimant: H K ROBERTS (STATE CROWN SOLICITOR)
Opponent: