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KIRUMBA v WALTON
SUPREME COURT OF NEW SOUTH WALES COURT OF APPEAL
KIRBY P, MAHONEY and HANDLEY JJA
30 May 1990, 31 May 1990, 4 October 1990
[1990] NSWCA 107
MEDICINE — medical practitioners — discipline and removal from the register —
"professional misconduct" — meaning of — necessity of wrongdoing — whether
"improper or unethical conduct" must be shown — whether proof of bipolar mental
disorder sufficiently explains misconduct of practitioner in prescribing drugs of
addiction to drug addicts, charging cash in addition to Medicare assignments and
making sexual overtures to a patient — held: (1) Appeals to the Court of Appeal from
the Medical Tribunal are limited to errors in point of law; (2) Accordingly, no appeal
arises from a decision on the facts concerning the extent of a medical practitioner's
alleged bipolar disorder and whether such disorder was sufficiently severe to explain
his misconduct. Azzopardi v Tasman UEB Industries Limited (1985) 4 NSWLR 139;
Mahony v Industrial Registrar of New South Wales (1987) 8 NSWLR 1; Randwick
Municipal Council vy Manousaki (1988) 66 LGRA 330 applied; (4) No error of law
was shown in the findings of the Medical Tribunal concerning the degree and
significance of the practitioner's alleged disorder; (5) Accordingly, "professional
misconduct" had been made out in the sense of wrongful, improper or unethical
conduct; (6) It was therefore unnecessary to determine whether such considerations
were always required for "professional misconduct" for they undoubtedly existed in
this case. Pillai v Messiter (No 2) (1989) 16 NSWLR 197 and Robinson v The Law
Society of New South Wales, Court of Appeal, unreported, 17 December 1976
referred to.
APPEAL — point of law — stringency of — review of perverse or "extreme" findings
of fact — whether available in an appeal limited to point of law — held: (1) On the
current authority of the Court of Appeal even perverse findings of fact do not of
themselves raise a point of law. Azzopardi v Tasman UEB Industries Limited (1985)
4 NSWLR 139 applied; Edelsten vy Ward [No 1] (1988) 63 ALJR 345 referred to; (2)
Leave should not be granted to reargue the holding in Azzopardi in the instant case,
inter alia because the findings of fact made in the Medical Tribunal were clearly open
to it and were not on any view "extreme" or "perverse".
WORDS and PHRASES — 'professional misconduct'.
Compensation Court Act 1984, s32.
Medical Practitioners Act 1938, s27, s28, s32I, s32R, s32U, s32V.
Kirby P, Mahoney and Handley JJA. On 13 March 1990 the Medical
Tribunal orderedthat the name of Dr James Kirumba (the appellant) be removed
from the register of medical practitioners. It did so, concluding an inquiry under
s31(1)(a) of the Medical Practitioners Act 1938 (the Act). That inquiry involved
the investigation of two complaints brought against the appellant on behalf of the
Director General of the Department of Health. The complaints alleged that the
appellant had been guilty of professional misconduct within the meaning of
s28(1)(d) of the Act.
The appellant, being dissatisfied with the decision and order of the Tribunal
appeals to this Court. Under s32U(1) of the Act, an appeal lies to this Court
against a decision of the tribunal only (relevantly) "with respect to a point of
2 UNREPORTED JUDGMENTS
law". Much time in the appeal was expended in the endeavour to present the
complaint of the appellant concerning the conclusions of the Tribunal as a point
of law when, in reality, it was manifestly a complaint about the conclusions of the
Tribunal on the facts found by it.
Complaints including prescribing drugs of addiction
The complainant before the Tribunal made a number of admissions of conduct
which, unexplained, would constitute professional misconduct both within the
inclusive definition of that phrase in s27(1) of the Act and by the ordinary
meaning of the word.
Between June 1988 and July 1989 the appellant prescribed excessive amounts
of drugs of addiction and dependence to 33 patients. These were the patients
referred to in the schedule to the first of the two complaints brought against him
before the Tribunal. The complaints alleged that the appellant had failed to
exercise reasonable medical judgment both in the frequency and dosages of the
drugs prescribed. In many cases it was suggested that the dosage prescribed was
actually in breach of the requirements of the Poisons Act. The Tribunal found that
at least 19 of the patients referred to in this complaint were young drug addicts
whom the appellant knew, or should have known, were likely to misuse the drugs
provided to them as a result of his prescription. In some cases, the patients had
actually told the appellant that they were addicted to heroin. The evidence
disclosed that the prescriptions were given to the patients on demand. Often this
followed a complaint of pain; but not always. Typically, no other treatment at all
was afforded to the patients who complained of pain, other than the supply to
them of the drugs which they requested. In the case of three patients who gave
evidence (and a fourth who gave a statement) the appellant demanded payment
in cash in exchange for the prescription of the drugs.
In the case of one patient (patient A), the appellant prescribed 100 Nembudeine
tablets on 5 July 1989. This was two days after that patient had been released
from the Royal Newcastle Hospital after detoxification from Nembudeine and
stabilisation on methadone. The patient had been a patient of the appellant's since
1986. The appellant knew of her discharge from hospital. It must be inferred that
he knew of her drug addiction.
In the case of patient C, the appellant was shown on that patient's hospital
record as the patient's medical practitioner. He knew that the patient was a
schizophrenic and that he had been hospitalised for that condition in June 1989.
Yet after his discharge from hospital, the appellant continued to prescribe for him
drugs of addiction and dependence. He did so up to the time that the patient was
hospitalised for a drug overdose on 20 July 1989.
On 20 July 1989 the appellant voluntarily surrendered his authority to supply,
possess and administer drugs of addiction. He did so as a direct result of
investigations by officers of the Health Department who were by that time closing
in on him. Nevertheless, after that time and despite the surrender of that authority
he continued to supply such drugs. On 12 July 1989, he provided what appears
to have been a forged prescription apparently in the name of another medical
practitioner. On 18 July 1989, he prescribed drugs of addiction to a patient,
notwithstanding the surrender of the authority. On one occasion he backdated a
prescription to a time prior to the withdrawal of his authority.
The Tribunal found the above facts and found that the appellant knew what he
was doing when he proceeded to provide the patients with addictive drugs in the
way he did.
URJ KIRUMBA v WALTON (Kirby P, Mahoney and Handley JJA) 3
A second series of complaints relied upon a number of statutory declarations
provided by other patients who had consulted the appellant. To one patient,
addicted to heroin (patient 'V') the appellant was alleged to have prescribed an
addictive drug, telling the patient that it would cost $50 and that he was not to
tell anyone, not even the nurse, what he wanted when he telephoned for an
appointment. In about May 1989, this patient was told by the appellant: "Things
are getting difficult, I'll have to slow the scripts down, somebody is trying to
check up on me..... it's going to cost double."
He then agreed to take $80 for a script. He provided patient V with scripts with
different dates on them with a warning about not going to the chemist in the same
building. Before this patient left the surgery, he also signed a Medicare
assignment form. He was told by the appellant "the police are asking a lot of
questions". There were several patients who gave similar testimony. One, on a
third or fourth visit in 1989, was told by the appellant that he was charging $20
for the script. She gave him that money. The appellant explained:
"Tam charging the money in case the Medical Board comes down on me. I
will need the money so I can defend myself."
On another occasion he told this patient (patient R):
"T could get into trouble for prescribing these. " Once, when the patient told
the appellant that she only had $10 and that she would pay him a further $10 next
time, the respondent said to her "I'd prefer the sex". He repeated this suggestion
on several later occasions and on one occasion, the respondent kissed the patient
on the lips.
The foregoing describes the general nature of the complaints brought against
the appellant. They suggested a medical practitioner who had become the
dispenser of addictive drugs to persons known to be addicted, in most cases to
heroin. They painted a picture of a man unconcerned in the orthodox treatment
of such addicts, inattentive to their physical treatment, indifferent to the provision
of therapy to help them to escape their addiction but willing to prescribe drugs
of addiction although at a price, often, of cash payments in addition to the
Medicare assignment and, on one occasion, for suggested sexual favours.
Virtually all of the facts which sustain the Tribunal's findings on the
complaints before it were either admitted or not substantially contested. In
particular, despite an opportunity to do so, counsel then appearing before the
Tribunal on behalf of the appellant did not cross-examine the patients on their
testimony although having been provided with the opportunity to consult with the
appellant and his medical adviser and the time to receive instructions to do so.
Evidence of the bipolar condition of the practitioner
Unexplained, there was no question but that the foregoing facts, standing
alone, would have warranted the finding of professional misconduct made.
However, the facts did not stand alone. Evidence was called on behalf of the
appellant to suggest that he suffered from a condition, biochemical or
psychological, which was formerly known as "manic depression" and is now
described as a "bipolar disorder". It was argued for the appellant before the
Tribunal that this disorder explained the conduct of the appellant. It was
sufficiently severe to propel him into irrational activity. Its severity thus
explained his behaviour. So explained, the appellant's conduct did not amount, in
law, to "professional misconduct" under the Act. It did not have the quality of
impropriety or of unethical conduct related to the practice of medicine which was
necessary to make out the complaint. Alternatively, the appellant's peers in the
medical profession, informed not only of his conduct but also the medical reasons
4 UNREPORTED JUDGMENTS
which lay behind it, would not conclude that it amounted to "professional
misconduct" so as to require the removal of his name from the register of medical
practitioners. Cf Oidwai v Brown (1984) 1 NSWLR 100, 104. Instead, the correct
course to adopt (so it was argued) was to make a finding under s28(1)(e) of the
Act that the appellant did not have "sufficient physical and mental capacity to
practise medicine. Such a finding might be followed by a consequential order
under s32R(1)(b), ordering the appellant to seek medical or psychiatric treatment
or counselling and under 32R(1)(g) suspending him from practising medicine for
a specified period. The period, so it was argued, would be limited by the time
necessary to assure the Tribunal that the causes of the apparent misconduct on the
part of the appellant had been either removed or adequately brought under
control by medication and counselling.
Before the Tribunal, the appellant made it plain that he would consent to a
finding under s28(1)(e) and to an order which prevented him from practising
medicine for the time being, until certified fit to return to his practice. There is
no doubt that this option was placed before the Tribunal. However, it declined to
accept it. Nevertheless the appellant urged that this Court would take that option.
He asserted that power to so order was sufficiently conferred on the Court of
Appeal by s32(3)(b) of the Act, importing s32R.
The Tribunal found that the appellant did indeed suffer from bipolar disorder.
However, it decided that, in his case, the disorder was mild. It was not sufficiently
severe to explain the conduct proved against him. On the contrary, that conduct,
in many respects, demonstrated a degree of insight on the part of the appellant
into his wrongdoing. Specifically, the Tribunal found that the failure of the
appellant to give evidence before it, although allegedly based upon medical
advice, was unjustified. That conclusion, in turn, led to inferences being drawn
against the appellant unfavourable to his contentions and to conclusions being
reached against him more comfortably, by reason of the absence of testimony on
his part.
Conflicting evidence of degree and effect of condition
The Tribunal was not in doubt as to the issue posed for it by the way in which
the appellant conducted his case. The question before it was whether the
appellant had been shown, to the requisite standard, to have been guilty of
"professional misconduct". The facts proved appeared to show as much. But the
appellant's case was said to cast doubt upon that conclusion. However, before
that doubt could be shared, a crucial factual question had to be decided by the
Tribunal. This was whether the real explanation of the appellant's conduct was
his alleged bipolar condition. Upon that question, the Tribunal had the assistance
of medical evidence. It is also to be remembered that the Tribunal is a specialist
body. Although a Judge of the District Court presides over its hearing and
deliberations, the Tribunal includes medical practitioners. One of the medical
practitioners participating in the Tribunal hearing the complaints against the
appellant was (as was common ground) himself a specialist psychiatrist. As the
transcript of evidence shows, he took an active part in elucidating, by
questioning, the nature, degree and consequences of the appellant's alleged
disorder.
Called before the Tribunal to give evidence of the appellant's condition was Dr
B Glass, a specialist psychiatrist. On the basis of the history he had received, Dr
Glass agreed that the appellant manifested symptoms which "could be in keeping
with a bipolar disorder". He described this to involve "phases of depression with
URJ KIRUMBA v WALTON (Kirby P, Mahoney and Handley JJA) 5
phases of hyperactivity of variable degree". In a report prepared before he gave
evidence, and tendered before the Tribunal, Dr Glass said:
"The diagnosis that Dr Kirumba has experienced an emotional disorder over
the past three years is made purely on history provided by his wife. This disorder
demonstrates features of a bipolar illness. In spite of feeling unwell, it would
appear that Dr Kirumba has managed to continue with medical practice and as
such this emotional state was probably not of major proportion.
The issue at stake bears on the question whether Dr Kirumba's emotional state
was so disturbed as to influence his prescribing habits.
I could not find any definitive evidence to support this point of view and would
believe that his emotional disorder and the allegations in question [should] be
treated as separate entities."
In cross-examination before the Tribunal, Dr Glass was inclined to enlarge his
opinion. However, he did so upon the basis of further material as to the history
of Dr Kirumba:
"Q: Now that you have had the opportunity to read some of the other history
as described of Dr Kirumba, would you agree with me that the degree of severity
of the bipolar disorder that Dr Kirumba exhibited was of the order of moderately
severe? A: Yes.
Q: When one bears in mind the fact that such a dramatic change of personality
was noted and also in prescribing habits... Would you agree with me that it is then
possible that the reason for the change in prescribing habits of the sort set forth
in this complaint could be consistent with it being caused or due to the disorder
that Dr Kirumba had? A: I can't disagree with that statement."
Counsel for the respondent then tackled Dr Glass with still further factual
material, this time from the allegations of patients concerning the demands for
money for the supply of addictive drugs:
"Q: Is an activity such as demanding money in those circumstances consistent
with hypomania if at the same time the doctor was or had an insight that what he
was doing was unlawful or medically unethical? A: Could you say it again?
Q: I want to take you to an example where the money is being asked. I want
you to assume at that particular time the doctor had an insight or understanding
that what he was doing was unlawful or unethical. Under those circumstances
would the demanding of money be still consistent with hypomania? A: I would
say inconsistent with hypomania.
Q: Why is that? A: Because if you know what you are doing it comes back to
the word of insight, and having an awareness that what one was doing was wrong
and unethical and inappropriate. It depends on hypomania. If it is mild, the
patient will be able to say, what I am doing is wrong, or what my actions are are
wrong, Now if a hypomania is mild, the person should be able to contain that
behaviour. If the hypomania is severe or moving along the gradation that will be
lack of insight and inability to control.
HIS HONOUR: Q: If it is moderate? A: I think it is not here and not there
probably. It is a clinical assessment at the time. I would believe moderate on
words the patient would have little ability to control."
Dr Kenneth Dyball is also a psychiatrist. He too was called before the
Tribunal. He said that on interview, shortly before the hearing in the Tribunal, the
appellant showed no evidence of manic or psychotic behaviour. Upon the basis
of the interview there was insufficient evidence for him to make a diagnosis of
a personality disorder. He secured permission to speak to Drs MacIntosh and
Williams, medical practitioners who knew the appellant. From conversations
6 UNREPORTED JUDGMENTS
with them, Dr Dyball concluded that the appellant had been suffering a bipolar
disorder. He also read the transcript of evidence including descriptions of the
appellant's behaviour. Upon the basis of that evidence he concluded that it was
more likely than not that the appellant's abhorrent behaviour was "illness
driven". But in cross-examination Dr Dyball agreed that his assessment was that
the appellant might be suffering from "mild hypomania". He explained this as
meaning that the appellant had not had himself thrown into goal or walked down
the street with no clothes (as might presumably occur in more severe
manifestations of hypomania). Dr Dyball said that the strength or weakness of an
opinion about and diagnosis of the appellant's condition depended upon the
accuracy of the history received. On the degree of intensity of the appellant's
conditions he was asked: "Q: What is the difference between a mild and, perhaps,
severe hypomania? A: Somebody who has severe hypomania would be
diagnosed by the cleaner as being insane. There would be no doubt about it,
everyone would know. Q: Because it manifests itself in the different spheres of
their life? A: Yes."
Tribunal concludes that the condition was "mild" The Tribunal reviewed this
and other medical evidence. This included the evidence of Dr Robert Delaforce
who had been retained as a forensic witness but had taken over the treatment of
the appellant. The Tribunal concluded that during 1987 and 1988 the appellant
was undergoing a period of depression; that this changed in about Christmas
1988 and during 1989 he exhibited manic symptoms of a bipolar disorder. It
found that the bipolar disorder from which the appellant suffered was "mild". It
concluded that "it did not cause the [appellant] to conduct himself in the manner
set forth in the particulars of the complaints".
Explaining the finding that the condition was "mild", the Tribunal said:
"What the respondent's mental disorder was only a mild disorder is a clear
finding of the Tribunal. The psychiatrists who first performed formal
examinations of the respondent, namely Dr Glass and Dr Dyball, were not able
to find any unusual signs of any such disorder and, whilst they finally expressed
views that he did have such a disorder of a mild nature, they based their findings
upon the histories given to them of certain episodes in which the respondent had
been involved. It is true that Dr Delaforce gave evidence of certain observations
and opinions he formed during formal consultations, but they do not always truly
coincide with notes made by him at the time...
No patient has given evidence in any way critical of the [appellant's] practice
of medicine or of any odd or unusual or bizarre behaviour. The [appellant] has
given inconsistent statements in histories detailed by medical practitioners...
It was in the depressive state of the illness that the [appellant] was told of the
dangers of using drugs and the conduct of addicts. During that stage of the illness
it is more usual for a person to be more introspective and careful rather than
acting with some unshakeable resolution in pursuit of a goal. Since the beginning
of the manic phase in December 1988, there was no evidence of any changes or
abnormalities in the "appellant's" medical practice other than the misconduct
alleged against him. In other words, the disorder did not affect any aspects of his
practice or his medical judgment and skills other than improper prescribing of
drugs to addicts... There is no doubt that the [appellant's] practice began to
change considerably in the latter part of 1988 and during 1989 when new
patients, who were drug addicts, began to see him frequently and in larger
numbers. This coincided with the departure from the town of a psychiatrist. This
change in his practice led to the [appellant] clearly seeking to make money as he
URJ KIRUMBA v WALTON (Kirby P, Mahoney and Handley JJA) 7
charged that new group of patients a cash fee in addition to allowing them to fill
in a Medicare assignment form. This is a conduct of badness rather than
madness."
The appellant attacked these findings. He said that they were inconsistent with
the only evidence which had been called, as that evidence remained at the
conclusion of the testimony before the Tribunal. He asserted that that evidence
spoke with one voice that he had a "moderately severe" condition of bipolar
disorder This was sufficient, so it was argued, to explain the appellant's improper
prescription habits, charging practices and personal conduct with patients.
However, the Tribunal, as the body established to determine the facts, had to
judge for itself the conclusion to be derived about the nature and degree of the
appellant's disorder. It was entitled to do so upon the basis of the written and oral
evidence and its impression of the witnesses. It was entitled to take advantage of
the expertise available to it in the experts appointed as members of the tribunal.
It is possible that the Tribunal was influenced by the initial opinions expressed
by Drs Glass and Dyball that no objective evidence could be shown to support
a conclusion of bipolar disorder. Certainly, the Tribunal preferred the initial
opinions of those witnesses that any such disorder as was present was "mild". As
the Tribunal pointed out, that conclusion derives strength from the objective facts
which surrounded the appellant's continued conduct of his practice. Although it
is true that there were some odd public manifestations of unusual behaviour. But
for the most part the appellant just carried on his practice as an apparently normal
practitioner. The behaviour complained of, seen in this context, is aberrant. It is
open to the conclusion that it manifested badness; not madness. It was also open
to the Tribunal to conclude, as it did, that such depressive and manic illness as
the appellant suffered was not the real explanation of the complaints which
brought him before the Tribunal.
The burden of proof
Much discussion at first instance, and on the appeal, concerned the burden of
proof. There is no doubt that the complainant before the Tribunal bore the onus
of establishing that the appellant's conduct proved amounted to "professional
misconduct". But, with the aid of admissions and the evidence of patients which
was not challenged, the proof of facts warranting that conclusion, on a
provisional basis at least, was overwhelming. It then became necessary, if the
result of removal were not automatically to follow, for the appellant to displace
the inferences, which would ordinarily arise, that his apparent misconduct, as
proved, was conscious, deliberate and wrongful. The appellant tried to do this by
establishing an alternative explanation for the conduct proved. The onus
remained upon the complainant throughout the proceedings to establish
"professional misconduct". Having regard to the serious consequences which
would flow from that result, the complainant was required to prove the case to a
very high level of satisfaction. Briginshaw v Briginshaw and Anor (1938) 60
CLR 336, 361. But it was not the obligation of the complainant to disprove the
existence of a bipolar condition alleged by the appellant. Nor was it the
obligation of the complainant to prove the precise extent of that condition or its
effect on the appellant's behaviour. Such matters were within the case of the
appellant. A forensic onus rested upon him to disturb the conclusion that would
otherwise flow from the proof of the unadorned facts. No error is shown in the
approach of the Tribunal to the burden and onus of proof.
The challenge must demonstrate an error of law
8 UNREPORTED JUDGMENTS
This Court may only disturb such conclusions if the appellant had showed an
error in point of law. The stringency of the requirement established by that
obligation is made plain by a number of decisions of this Court, most especially
Azzopardi v Tasman UEB Industries Limited (1985) 4 NSWLR 139. That case
establishes that errors on fact-finding, and even perverse or unreasonable findings
of fact, do not constitute errors of law. See Azzopardi at 155. See also Clark v
Flannagan (1934) 52 CLR 416; McPhee v S Bennett Limited (1934) 52 WN
(NSW) 8, 9; Poricanin v Australian Consolidated Industries Limited [1979] 2
NSWLR 419, 426; Mahony v Industrial Registrar of New South Wales (1986) 8
NSWLR 1, 3, 5. Randwick Municipal Council v Manousaki (1988) 66 LGRA
330 (CA). Questions of weight or of the relative significance to be accorded to
particular facts, once it has been determined that different conclusions are
reasonably open are themselves questions of fact. They do not raise a basis for
a challenge on a point of law. See Mahony (above) at 4.
The majority in Azzopardi (Glass JA, with whom Samuels JA agreed) adhered
firmly to the line of authority derived from the days of widespread jury trial and
expressed by Glass JA in these terms (at 155):
"Tt is clear from these extracts that numerous pejorative expressions in
common usage possess a single meaning and are interchangeable. To say of a
finding that it is perverse, that it is contrary to the overwhelming weight of the
evidence, that it is against the evidence and the weight of the evidence, that it
ignores the probative force of the evidence which is all one way or that no
reasonable person could have made it, is to say the same thing in different ways.
Upon proof that the finding of a jury is vitiated in this way, it will be set aside
because it is wrong in fact. Since the Act does not allow this Court to correct
errors of fact, any argument that the findings of a Workers' Compensation judge
is vitiated in the same way discloses no error of law and will not constitute a valid
ground of appeal. It is also pointless to submit that the reasoning by which the
court arrived at a finding of fact was demonstrably unsound as this would not
amount to an error of law. R v District Court of the Metropolitan District Holden
at Sydney; ex parte White (1966) 116 CLR 644 at 654."
Kirby P, whilst agreeing in the result in Azzopardi, preferred the view that
perverse, irrational, or other "extreme" decisions on the facts could evidence an
error of law, permitting intervention by a court, limited to correcting such errors.
Leave to reargue Azzopardi is refused The appellant recognised the difficulty
which the holding in Azzopardi presented. He sought the leave of the Court to
reargue the correctness of that decision. No reasons were advanced why the
Court should reopen the matter except the suggested error of the decision. The
Court declined to give leave to permit the reargument. A number of
considerations led the Court to this decision.
First, the decision is comparatively recent. Its principle has been applied many
times. Secondly, it appears to have attracted the specific support of at least
Brennan J in the High Court. See Edelsten v Ward (No 1) (1988) 63 ALJR 345.
Thirdly, in appeals from the Compensation Court (formerly the Workers'
Compensation Commission) Parliament has now provided, with appropriate
limitations, for appeals on factual questions, sometimes with the leave of this
Court. See Compensation Court Act 1984, s32 (as amended). No such
amendment has been introduced in the case of the Medical Tribunal.
Fourthly, that Tribunal is constituted in an unusual way. It includes, in addition
to the presiding Judge, medical experts and a lay member. It is at least arguable
that the special constitution of the Tribunal makes it inappropriate to afford a full
URJ KIRUMBA v WALTON (Kirby P, Mahoney and Handley JJA) 9
review of the Tribunal's fact-finding in this Court. Presumably, the Tribunal has
been constituted as it is because of the special qualities and experience which its
members, from their different backgrounds, bring to bear in the decisions that are
to be made. The Tribunal provides a particular mixture of legal expertise, peer
review and lay scrutiny. One of the reasons advanced for adopting a new
principle for the review of "extreme" factual decisions is that a change is
warranted in the definition of questions of law by the move from jury verdicts on
facts to reasoned judicial decisions. Although the Tribunal provides a reasoned
decision, it is not that of the judge alone. It reflects the opinions of all its
members.
Fifthly, the suggested inhibitions of Azzopardi have not proved as burdensome
as might at first appear from a superficial reading of the case. Thus Glass JA (at
156) pointed to the exception from the general rule which arises where an error
of law appears in an ultimate finding of fact where it can be shown that the
primary facts found are "necessarily within or outside a statutory description"
and yet a contrary decision has been made. The decisions in Hope v The Council
of the City of Bathurst (1980) 144 CLR 1, at 10; and Australian Gas Light Co v
Valuer General (1940) 40 SR (NSW) 126 at 138 have provided a useful means,
in at least some cases, from escaping the consequences of allegedly "extreme
factual decisions where these have involved the application of a statutory test.
Furthermore, before the amendment to the Compensation Court Act 1984, a
fashion was developed of alleging an error of law in the failure of a trial judge
to provide adequate reasons on factual questions sufficient to permit the exercise
of the right to appeal on points of law.
Sixthly the most fundamental reason for declining to review the holding in
Azzopardi is that by no account could the factual decision of the Tribunal in the
present case be described as "extreme". The Tribunal's conclusion on the degree
of the appellant's bipolar disorder and the extent to which it provided an
explanation of his misconduct is by no means "perverse", "contrary to the
overwhelming weight of the evidence" or "against the evidence and the weight
of the evidence". Nor does it even come close to warranting the accusation that
it "ignores the probative force of the evidence which is all one-way" or "that no
reasonable person could have made it". On the contrary, the conclusion was
clearly open to the Tribunal on the evidence proved before it. It is fully justified
by the Tribunal's reasons. Although it is legally irrelevant to say so, in our
opinion it is also the right conclusion on that evidence.
Does "professional misconduct" import moral turpitude?
That conclusion effectively terminates this appeal. The interesting legal
question raised by the appellant could only be examined by this Court if the
appellant overcame the barrier at the gateway of the Court's jurisdiction, limited
as our superintendence is to points of law. That question concerned the meaning
of "professional misconduct" in circumstances where actions were proved which
were explained by a mental disorder. The appellant alleged that "professional
misconduct" in s27(1) of the Act always imported a notion of moral turpitude. To
advance that proposition, he relied upon what was said in Pillai v Messiter (No
2) (1989) 16 NSWLR 197, 201. He also relied upon the fact that, in the inclusive
definition of conduct amounting to "professional misconduct" within that section,
the Act provides in the closing words the following clue as to the genus which
is there described:
10 UNREPORTED JUDGMENTS
eee or any other improper or unethical conduct relating to the practice of
medicine." (emphasis added) The use of the word "other", so it was argued,
suggested that the subclassifications in the definition of "professional
misconduct" in the subsection were each to be seen as instances of "improper or
unethical conduct relating to the practice of medicine". In that way, the notion of
misconduct as something "wrongful, improper or unlawful" was preserved by
Parliament.
The point raised is not without interest and importance. It is difficult at first
blush to see a common genus for all of the subclassifications of conduct included
in the definition of "professional misconduct" in s27(1) of the Act. Furthermore,
there are some indications, including in the Second Reading Speech which
introduced the Bill providing the amended definition of "professional
misconduct" (and which became the Medical Practitioners (Amendment) Act
1987) that the amendment was aimed to broaden the categories of behaviour
which would attract action against a registered medical practitioner. Some of the
categories of conduct included in "professional misconduct" in s27(1) of the Act
scarcely seem to be instances of "improper or unethical conduct". For example,
para (g) "using any certificate, diploma, membership, degree... other than those
recorded in the Register in respect of the practitioner" could be breached as a
result of oversight in having the qualification recorded rather than any improper
reliance upon false or non-existing qualifications. Furthermore, support for the
notion that it is not necessary to show "improper or unethical conduct" lies in the
range of powers now conferred on the Tribunal under s32R of the Act. Some of
those powers (eg the provision of a caution or an order to seek medical or
psychiatric treatment or counselling or an order to complete educational courses)
seem more appropriate to the proof of facts falling short of "improper or
unethical conduct", at least as those words are normally understood.
We mention these points simply to indicate the difficulty of the legal question
raised by the appellant. He relied, amongst other things, upon the decision of this
Court in the case of a legal practitioner whose "irregular conduct" was found to
have been "attributable to... [his] mental state. See Robinson v The Law Society
of New South Wales, Court of Appeal, unreported, 17 December 1976.
However, having regard to the conclusion that the finding concerning the
appellant's bipolar condition and its significance for his misconduct was one
open to the Tribunal and not subject to review in this Court, the question argued
does not arise for decision in this appeal. It can be safely left to another day.
Remaining issues in the appeal have no merit None of the other points argued
by the appellant has merit. It was claimed, for example, that the Tribunal had
erred in law by taking into account, in a manner adverse to the appellant, material
on which there was no evidence. Arguments were addressed to some of the
observations in the Tribunal in the course of stating its reasons. It was said that
these amounted to speculation. We do not agree. In any case, the Tribunal,
constituted as it was, was entitled to expose the reactions to the evidence of its
expert members. We see no substance in this challenge to the Tribunal's findings.
A challenge was also raised based upon the rule of procedural fairness laid
down in Browne v Dunn (1893) 6 R 67. It was said that the Tribunal had erred
in law in denying natural justice to the appellant by taking into account matters
which were not put to witnesses. It is not clear whether this point was finally
pressed. It was complained that the Tribunal found that the evidence of Drs
MacIntosh and Williams had been coloured by regrets as to their previous failure
to help a medical practitioner. It was pointed out that this explanation had never
URJ KIRUMBA v WALTON (Kirby P, Mahoney and Handley JJA) 11
been put directly to Drs MacIntosh and Williams. It is enough for us to say that
we do not believe that, in all the circumstances of the case, fairness required that
this should have been done. Cf Ellis v Wallsend District Hospital (1989) 17
NSWLR 553, 586. The remark emerges fairly from a reflection on the evidence
of those fellow practitioners of the appellant. In any case, it matters little in the
case, looked at as a 0 55()1 whole.
The appellant also challenged the Tribunal's failure to find that it was able to
suspend the appellant from practice until such time as it was satisfied that his
medical condition had stabilised sufficiently to allow him to practice. The
appellant argued that, under s321(1)(g)(i) of the Act, the Tribunal may suspend
a person from practising medicine for such period as it specifies. It was said that
this could be for a period contingent upon a future event, such as review by a
Medical Board or a medical practitioner. Whether this is so or not, the Tribunal
concluded that the proper order to be made was that provided by s32I(1)(g)(ii)
namely a direction that the person's name be removed from the Register. It
formed that view believing that "there are indefinite factors relative to the
acquisition by the respondent of a controlled mental order'.
It is always possible for the appellant whose name has been removed from the
Register under s32R to apply to the Tribunal for a review of the order of removal.
See the Act, s32V(1)(b). It is clear that the Tribunal considered that that was the
correct course to be followed in the instant case, having regard to the
imponderables in the appellant's ability to demonstrate reform after the improper
behaviour established by the Tribunal's findings and control of the mild bipolar
disorder demonstrated by the evidence. It is therefore not necessary in this case
to decide whether a power to suspend extends to a period terminated by a
specified event. As presently advised, we should be inclined to the opinion that,
under the Act, the specified period must be certain and may not depend upon
external decisions or events over which the Tribunal itself has no control. The
power is given by Parliament to the Tribunal to make an order of suspension. It
is the Tribunal which must specify the period of that suspension. The power
cannot be delegated or assigned to others.
Finally, the appellant contended that in all the circumstances the penalty
imposed was inappropriate, unwarranted and too severe. We cannot agree. On the
premise of the conclusion by the Tribunal that the mild bipolar disorder was not
the explanation - or at least the whole explanation - of the appellant's misconduct,
the case was a serious one. Most serious of all was the provision by the appellant
of addictive drugs to young persons known by him to be addicted to drugs.
Equally serious from the professional point of view was a want of attention to the
ordinary medical care of such persons who came to the appellant for help. The
associated misconduct of taking cash from such vulnerable persons (in addition
to their Medicare assignments) and importuning one of them for sexual favours,
clearly represent conduct unacceptable in the medical profession of this State. It
is conduct from which the public must be protected by the Tribunal. The order
which it made was therefore not too severe in the circumstances.
Having said this, we should add in leaving this case, that there was much
evidence before the Tribunal reflecting to the credit of the appellant. He was born
in Kenya. He had faced various difficulties growing up in that country. When he
came to Australia, he married an Australian woman who continues to support
him. His practice in Port Macquarie was, at least for a time, busy and successful.
He was described by the local Anglican Minister as "a man of compassion, and
understanding [who] has always treated us with courtesy and respect. I speak not
12 UNREPORTED JUDGMENTS
only for myself and my family in this regard but for my parishioners". The events
of these proceedings, and the removal of the appellant's name from the Register
of medical practitioners will cause him not only financial loss but shame with his
family, his friends and associates in Australia and his extended family in Kenya
who still look up to him and depend on financial support from him. He was a
skilled medical practitioner bringing his talents to a country town. The
complaints found against him must be measured against innumerable instances of
caring attention to patients and their families.
The appellant's restoration to the register is a matter entirely for the Tribunal,
not this Court. However, subject to proof of the restoration of his mental and
physical health (or its stabilisation under appropriate treatment) and satisfaction
that he has fully understood the seriousness of the complaints proved against him,
it would be given to the appellant under s32V of the Act to apply for a review of
the order for the removal of his name from the register would be properly
considered. Such review must await the passage of a due time and an application.
It must depend upon the evidence then presented.
In any such application the Court would expect that the appellant would give
evidence before the Tribunal, as he did not in the proceedings under appeal. The
purpose of the exercise of the Tribunal's jurisdiction is (as it is repeatedly said)
the protection of the public. That is its fundamental object. It would be a rare case
where a person would be readmitted to practise without appearing and giving
evidence before the Tribunal so as to permit the Tribunal to perform the review
of the order of removal. One of the more curious features of the failure of the
appellant to give evidence in this case was that Dr Delaforce expressed the
opinion that, with his bipolar disorder properly stabilised under the medical
treatment, the appellant would have been fit to resume practice in three months.
Two of the three months passed by during an adjournment of the proceedings.
Yet, at a time when (according to Dr Delaforce's view) the appellant would
almost have been fit to resume his professional dealings with the public, it was
said that he "should not" give evidence. We are not surprised that the Tribunal
was unimpressed by the failure of the appellant to give evidence before it. The
appellant should be under no misapprehension about the need to present himself
before the Tribunal before securing review of the order that will now be
confirmed.
The challenges to the order of the Tribunal fail. The appeal should therefore be
dismissed with costs.
Counsel for Appellant: JR Sackar QC and GO'L Reynolds
Solicitors for Appellant: Blake Dawson Waldron
Counsel for Respondent: TK Tobin QC and TS Hale and MG Sexton
Solicitors for Respondent: HK Roberts, State Crown Solicitor
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