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BOWEN-JAMES v WALTON and ORS
SUPREME COURT OF NEW SOUTH WALES COURT OF APPEAL
SAMUELS, MEAGHER and HANDLEY JJA
7 August 1991
[1991] NSWCA 30
Samuels JA On Monday last, 5 August, this court, as now constituted, gave its
reasons for dismissing an appeal and a summons brought by the Doctor for the
purpose of challenging certain procedural directions given by Judge Sinclair
sitting as a Deputy Chairperson of the Medical Tribunal.
The grounds of those applications, if I may compendiously include both
proceedings within that word, are fully set out in our reasons for judgment and
it is unnecessary for us to recite them again. However, it is probably necessary
to say that the contest concerns orders made by Judge Sinclair requiring the
parties, that is to say, the delegate of the Director-General and the Doctor, to
exchange statements of the evidence which the principal actors and their
witnesses proposed to offer to the Tribunal.
The objection taken to this course on behalf of the Doctor fell principally into
two categories. First, it was suggested - and it may be assumed that this is
perfectly correct - that the statements filed by the delegate contained material
which was not legally admissible. The argument was then that this material,
notwithstanding the provisions of cll of schedule 4 to the Act, ought not to be led
because to do so would offend the rules of natural justice, that is, would be
inconsistent with procedural fairness; and that, in any event, the Judge himself
and the members of the Tribunal, if they read that material., might appear to
reasonable persons knowing the contents of the statements unable to bring to the
resolution of the matter the detached and objective attitude which was required.
Secondly, it was put that there were in a disciplinary matter of this sort
overtones of criminal justice so as to confer upon the Doctor privileges akin to
the right to silence or the privilege against self-incrimination. These privileges
would be prejudiced or offended by the Doctor's having to provide statements of
evidence. Further, if the statements tendered on behalf of the delegate were to
stand as the witnesses' evidence-in-chief, the Doctor's advisers would be
deprived of the opportunity to examine the demeanour of those witnesses
displayed while they gave their evidence-in-chief, and prior to
cross-examination.
I interpolate that we were told when the matter was previously argued before
us that the learned Judge had decided that he would not distribute the material in
question to his colleagues on the Tribunal until this court had determined the
issue. We have now determined the matter; thus it may be that the material has
been distributed - we do not know. On the other hand, the Judge may have
decided to hold his hand until the hearing commences on Tuesday next, 13
August, which is the date fixed.
This morning Mr Douglas of Queen's counsel with Mr Connor have appeared
to seek a stay of the proceedings before the Medical Tribunal, that is to say, to
seek from us an order staying those proceedings. The application is made upon
two grounds First, upon the general ground that the matter presents questions of
2 UNREPORTED JUDGMENTS
interest or of difficulty, that the Doctor proposes to apply for special leave to
appeal to the High Court of Australia and that therefore the line should be held
until he has had the opportunity of making that application. The second ground
is that s32U of the Act applies so that, in any event, until the proceedings which
might be taken in the High Court are concluded there is of necessity the
equivalent of a stay by virtue of the provisions of subs6 of that section. So far as
that second argument is concerned, it is our opinion that the section refers only
to an appeal to this Court and does not comprehend an application for leave to
appeal to the High Court.
As to the general ground, it is true that following the statement of Brennan J
in Jennings Constructions Ltd v Burgundy Royale Investments Pty Ltd (No 1)
(1986) 161 CLR 681 at 684 this court has adopted the practice of ordering a stay
rather than leaving it to a party to approach the High Court. This is of course in
circumstances where the stay is sought to enable an application to the High Court
to be made. Before Jennings it was generally the practice of this court to leave
it to the High Court to decide whether or not a stay should be granted.
However, as was pointed out in Sibuse Pty Ltd v Shaw (No 2) (1988) 13
NSWLR 125, that practice would be pursued in this court only when it was
considered here that a stay or an order of a similar kind was appropriate. Jennings
is not to be regarded as a decision which facilitates the obtaining of stays in this
court, that is to say, which enables a stay to be obtained in circumstances in which
before Jennings it would have been refused. The effect of Jennings is merely that
this court will no longer be deterred from making an order for a stay for reasons
of delicacy and precedence, as it were.
So far as the Merits of the application are concerned in the present case, these
matters seem to us to be relevant. First, there is undoubtedly a strong public
interest in the expeditious determination of proceedings of this kind. Indeed the
Tribunal is enjoined to proceed with expedition, although the provisions of s32U
are not necessarily conducive to that purpose. Secondly, there is some element of
prematurity in the applications previously made to us, that is to say, in the appeal
and the summons.
As counsel agrees, the only potential detriment which has so far definitely
accrued is the possibility that if the members of the Tribunal have seen the
material their minds might have been adversely affected by it. Therefore that
argument now has established premises if the basic assumption is justified.
Furthermore, Judge Sinclair certainly has read the material, and it is contended
that even in his case it might reasonably be thought that he might be unable to
bring a detached and impartial attitude to the determination of the proceedings.
But what must be borne in mind is that none of these points Will be lost once the
proceedings commence. The apprehension of bias may be maintained, or indeed
may be translated into a suggestion of actual bias. This does not seem to us to be
a case in which, absent some stay or similar order, the Doctor will suffer some
irreparable procedural or substantial prejudice.
The question of what evidence is to be admitted has yet to be determined. As
far as we can see, all the, arguments that were presented to us, or substantially all
the arguments, remain for consideration with varying degrees of influence. All in
all, we, do not consider, for those reasons, that this is a proper case in which we
should direct the Tribunal not to commence its hearing on Tuesday, 13 August.
Ladd that of course the application was a perfectly proper one and that it is still
open, naturally, to the Doctor to mount an application to a Justice of the High
Court of Australia.
URJ BOWEN-JAMES v WALTON and ORS (Samuels JA)
For those reasons we dismiss the motion with costs.
Motion dismissed with costs.
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