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IBRAHIM v WALTON
SUPREME COURT OF NEW SOUTH WALES COURT OF APPEAL
SAMUELS, PRIESTLEY JJA and Hope AJA
23 April 1991, 23 April 1991
[1991] NSWCA 152
MEDICAL PRACTITIONERS — MISCONDUCT — CONCURRENT CRIMINAL
PROCEEDINGS ADJOURNMENT
Medical Practitioners — complaints of misconduct concurrent criminal proceedings
relating to subject matter of complaints — application for adjournment of hearing of
complaints refused by Medical Tribunal — appeal and summons to quash decision
— Medical Practitioners Act s32W Held no error of law in decision and no ground
to quash — appeal and summons dismissed. Edelsten v Richmond and Ors (1987) 11
NSWLR 51 referred to.
Hope AJA The Court has before it two matters arising out of the refusal by
theMedical Tribunal to adjourn the hearing of a complaint which had been made
to it. The formal Notice of Complaint before it referred to two sets of matters, the
first of which was: "1. On 23 February 1989 at Blacktown in the State of New
South Wales, in the course of your treatment of female patient 'A' you
inappropriately administered an intravenous injection of a sedative drug, namely
10 mg Valium. 2. That whilst female patient 'A' was under the effects of the said
sedative you undressed female patient 'A' without clinical justification. 3. That
whilst female patient 'A' was under the effects of the said sedative drug you
inappropriately touched her."
The other set of particulars was in similar terms but referred to an occasion on
25 September 1990 at Rooty Hill and to another patient.
The basis of the application for the adjournment was that criminal proceedings
had been taken against the respondent under s38 and s61E(1) of the Crimes Act.
S38 makes it an offence unlawfully to administer to a person any stupefying or
overpowering drug or thing with intent in any such case to enable himself to
commit an indictable offence. The seriousness of this offence is to be found in the
maximum penalty which may be imposed, which is penal servitude for
twenty-five years. S61E(1) provides for the offence of indecent assault or act of
indecency. In that case, the maximum penalty is imprisonment for four years.
The complaint came on for hearing before the Tribunal, which was presided
over by Cooper DCJ as Deputy Chairman of the Tribunal, on 30 January 1991.
When it came on, counsel for the respondent made the application for
adjournment which, in the first instance, appears to have been only until after the
committal proceedings, which were set down for 13 and 16 May 1991, had
concluded. No doubt the intention was then to make a further application to the
Tribunal in the light of what happened in the committal proceedings. If the
proceedings were dismissed there would be no cause for any further
adjournment. If on the other hand, the respondent was committed for trial then no
doubt there would be an application for a further adjournment until the trial had
concluded. It was common ground that if the proceedings had to be adjourned
until the trial was concluded, the adjournment would be a very lengthy one
indeed.
2 UNREPORTED JUDGMENTS
The existence of criminal proceedings at the time of the complaint coming
before the Tribunal obviously posed problems for the respondent. If he did not
give evidence before the Tribunal, an inference might be drawn as to his inability
to give an explanation for what had been established. If he did give evidence he
might make admissions which would embarrass him in the subsequent trial. This
position had arisen in the past and apart from legislation the tendency of the
Courts was to protect what is commonly called the right of silence of a person
charged with a criminal offence and to have the proceedings adjourned.
However, in relation to complaints against a medical practitioner, there are
matters other than his interest or the public interest in the right of silence to be
considered, and those include the interest of the public in the proper performance
by medical practitioners of the undoubted privileges and powers which they have
in relation to their patients, and in the protection of members of the public who
are patients from any abuse of those powers or privileges. In some cases it is
obvious that the public interest in protecting patients should be given priority to
that of the person complained about who is also subject to the criminal
proceedings.
However, the matter is not at large. The position in due course was regulated
by s32W which was inserted in the Medical Practitioners' Act. This section
provides: "32W. A complaint may be referred to a committee or the Tribunal and
dealt with by the committee or Tribunal even though the registered medical
practitioner about whom the complaint is made is the subject of proposed or
current criminal or civil proceedings relating to the subject matter of the
complaint."
The section has been considered by this Court on, I think, a number of
occasions, but in particular it was dealt with in Edelsten v Richmond and Ors
(1987) 11 NSWLR 51. It was there decided that what the Tribunal has to do,
among other things, is to balance the interest of the public in the two respects to
which I have referred to and also to take into account the important interest of the
respondent in his right of silence, as well as the other circumstances of the case,
and as a matter of discretion to decide whether or not to proceed with the
complaint before the criminal proceedings are heard. It is clear that the matter lies
in discretion, and it was not submitted otherwise either to the Tribunal or to this
Court.
When the application for adjournment was made to the Tribunal, submissions
were made by counsel for the complainant and for the respondent and evidence
was given as to conditions which had been imposed by the Medical Board, to
which I shall refer later. The Tribunal then considered the matter and refused to
grant the adjournment.
The respondent brought the proceedings in this Court first as an appellant
pursuant to s32U of the Medical Practitioners' Act under which, in these
circumstances, there is an appeal on a question of law. He has also instituted
proceedings by way of summons for an order seeking to quash the order of the
Tribunal refusing to grant the adjournment and seeking a stay of the proceedings
before the Tribunal. In putting the case for the person whom I will now call the
applicant in this Court his counsel relied essentially on two matters: first, it was
submitted that the public interest in the protection of patients had been dealt with
by the Medical Board by the imposition of its orders; and secondly, it was
submitted that having regard to the seriousness of the offence and taking into
account what the Medical Board had done, the Tribunal could not reasonably
have arrived at a conclusion that it should not adjourn the proceedings.
URJ IBRAHIM v WALTON (Hope AJA) 3
The Medical Practitioners' Act provides for the making of complaints to the
Medical Board or the making by the Board itself of complaints. When complaints
have been made the Board, pursuant to s32B of the Act may, among other things,
suspend the registered medical practitioner from practising medicine for such
period not exceeding thirty days as is specified in the order, or impose on him
such conditions, including conditions relating to his practising medicine, as are
considered appropriate, if it is satisfied that the action is necessary for the
purposes of protecting a life or the physical or mental health of any person. The
Board may from time to time extend the period of suspension.
In the present case, on 26 October 1990 the Board imposed these conditions:
"(1) As from 12 November 1990, except in the case of an emergency, Dr
Ibrahim shall not in the course of his practice, see or treat any female unless in
the continuous company of a person who has been approved by the New South
Wales Medical Board.
(2) He shall furnish each week to the New South Wales Medical Board a
Schedule setting out the names of each female patient whom he has seen in the
course of his practice during that week, specifying the time and place at which
he saw her and bearing the signatures of such approved person and patient beside
each entry."
It appeared from the evidence given at the hearing before the Tribunal that
there was difficulty in complying with the condition that a person approved by the
Medical Board should be present at any time when the applicant was seeing or
treating any female. However, although the terms of the orders made by the
Board did not appear to have been carried out, the Board had taken no further
action by the time the matter came on before the Tribunal on 30 January of this
year.
The case for the applicant is essentially that the action taken by the Medical
Board satisfied the requirement of the public in its interest in the proper conduct
of the applicant in relation to his patients and that that circumstance, coupled with
the seriousness of the criminal charge against the applicant, constrained the
Tribunal in such a way that it could not reasonably refuse the adjournment. In my
opinion these submissions cannot be accepted.
The Tribunal has a discretion to proceed with the hearing of the complaint,
even though there are current criminal proceedings relating to the same subject
matter and even though, if it does proceed, the respondent to the complaint will
be put in the somewhat invidious position which I have described. The fact that
he will be put in that position is obviously a matter which has to be considered
by the Tribunal in deciding whether or not to grant an adjournment. However, I
cannot agree that the public interest in the Tribunal proceeding to hear the
complaint, despite the existence of criminal proceedings against the respondent
to the complaint, is such that the Tribunal is precluded reasonably from
concluding that it should still proceed because the Medical Board has taken some
action to protect the public.
What the Tribunal has to do relevantly in relation to the nature of the criminal
charge and of the complaint is to make up its own mind as to their seriousness.
In acase such as the present, it can only make up its own mind in this regard from
the nature of the charges and the complaints themselves which, in my opinion,
can speak for themselves. Indeed, it is not contested for the applicant in this court
that the complaints and the charges are serious. Indeed that seriousness is
essential to the making of the application to quash the order and to submit that
there is a question of law to be decided.
4 UNREPORTED JUDGMENTS
In my opinion, although the Tribunal must have regard to any action of the
Medical Board, and in particular any action taken by it to protect the members
of the public, and also, if it be the case, its failure to take any action if orders
made to protect the public have not been carried out, the Tribunal is in no way
constrained from arriving at a different conclusion as to the seriousness of the
offence and complaint and from deciding that that seriousness is such that
notwithstanding the public interest in the right to silence and the invidious
position in which the respondent to the complaint is put, and the prejudice to his
right to silence, it should nevertheless proceed to hear the complaint without
delay.
The learned judge presiding at the complaint considered these matters in the
reasons that he gave, and they had all been canvassed before the Tribunal.
The Court has been referred to a decision of the Tribunal in the matter of Dr
V D Patel given on 11 May 1982. In that matter Staunton CJDC said:
"Tf a doctor in the position of the respondent is not prepared to give evidence
in explanation of conduct, such as that evidenced in the close of this case and the
material upon which they are based, he cannot complain if the Tribunal concludes
that this is because he can in fact give no satisfactory explanation."
However, the circumstances of this case are different from the circumstances
which existed in Dr Patel's case. In that case the criminal proceedings had been
concluded by a plea of guilty and no question of a right to silence arose. One can
well understand the statement that Staunton CJDC made.
However, in the present case the criminal proceedings have not yet been heard
and the right to silence is still very relevant to the applicant and to his position
in the criminal proceedings. An explanation of his failure to given evidence in
such a case in the hearing of the complaint may obviously be his desire to
preserve his right of silence in the criminal proceedings.
I can see no basis at all for any submission that the Medical Tribunal erred in
law in refusing the adjournment and I would dismiss the appeal with costs.
The considerations which are applicable to the summons to quash the order
refusing the adjournment are, in my opinion the same, and I would dismiss that
summons with costs.
Samuels JA I agree and I add only this: since s32W was inserted into the Act
it cannot be contended that a medical practitioner is denied natural justice or
exposed to procedural unfairness by reason only of the fact that he or she is
required to answer a complaint before the Medical Tribunal while criminal
proceedings based upon the subject matter of that complaint are pending.
I was not a party to the decision of this Court in Edelsten v Richmond and Ors
(1987) 11 NSWLR 51 but I would wish to say that I do not consider that Mr
Justice Hope when using the phrase "in a particular case" (at 61) was
contemplating only a case which presented special or exceptional circumstances.
I agree with the orders which have been proposed.
Priestley JA I agree with what has been said both by Mr Justice Hope and Mr
Justice Samuels.
Appeal and summons dismissed with costs.
Counsel for Appellant: MS P A BERGIN
Counsel for Respondent: D BUCHANAN
URJ IBRAHIM v WALTON (Priestley JA)
Solicitor for Appellant: E PIKE
Solicitors for Respondent: STATE CROWN SOLICITOR
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