GARY JOHN MINTER v POLICE TRIBUNAL OF NEW SOUTH WALES and ANOR [1992] NSWCA 158
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GARY JOHN MINTER v POLICE TRIBUNAL OF NEW SOUTH WALES
and ANOR
SUPREME COURT OF NEW SOUTH WALES COURT OF APPEAL
MAHONEY, CLARKE and SHELLER JJA
14 February 1992, 21 May 1992
[1992] NSWCA 158
Prerogative relief — (per Mahoney JA) — when granted incidental error of law
insufficient. Interference with discretion of Police Tribunal — refusal to rely on
psychologists note not refusal to take account of evidence but rather finding that it
was inappropriate to do so (per Mahoney JA) or not persuasive (per Clarke JA,
Sheller JA agreeing).
Error of law — no error if Judge correctly sets out applicable test, even if reasoning
unsound — Azzopardi v Tasman-UEB Industries Ltd (1985) 4 NSWLR 139,
discussed (per Clarke JA, Sheller JA agreeing). Fact finding — credibility —
demeanour — ability to put aside such findings limited — test whether demeanour
appropriate based on "ordinary human experience" — this normally question of fact
not law — Tribunal not in error in its use of demeanour (per Mahoney JA).
Inferences — defendants answers to questions — issue of fact not law — goes to
credibility (per Clarke JA, Sheller JA agreeing). Tribunal's reasons — circular or
faulty — finding of fact not law (per Mahoney JA) conclusions based on "human
experience" may involve intuition rather than Aristotelian logic — judge's reasons
not plainly wrong.
Review Division — non-consideration of arguments — arguments at first instance
based on conflicting evidence — detailed discussion of evidence in Tribunal judgment
— no need for Review Division to give detailed reasons on the evidence and
arguments if it agreed with Tribunal's reasons (per Clarke JA) greater detail
of.dissenting Review Tribunal judgment irrelevant (per Sheller JA) dissenting
judgment a virtual retrial: Misconception of jurisdiction to review — no evidence of
misapplication of Abalos v Australian Postal Commission, 65 ALJR 11 — no error in
Tribunal's finding of assault — no finding that Tribunal's decision was glaringly
improbable possible (per Clarke JA, Sheller JA agreeing).
Mahoney JA Constable Geraldine Kilfoyle, a member of the New South
Wales Police Force, alleged that Constable Gary John Minter and other
officers-of the Force were concerned in the assault, harassment or abuse of her
during the period 2627 June 1990. Proceedings were brought, inter alia, against
Mr Minter based upon Ms Kilfoyle's complaints. The proceedings were heard by
the Police Tribunal of New South Wales. Judge Cooper, who constituted the
Tribunal, in a long and detailed judgment, concluded that Mr Minter had been
guilty of some of the matters of which Ms Kilfoyle complained. He
recommended that Mr Minter be dismissed from the Force.
Mr Minter appealed to the Review Division of the Tribunal. The majority of
the Tribunal (Chief Judge Staunton and Judge Smyth) dismissed the appeal: the
other member of the Tribunal Judge Wall would have upheld the appeal.
There is no appeal, as such, against the decision of the Review Division of the
Tribunal. However, Mr Minter has brought proceedings in this Court seeking
relief, by way of prerogative order or declaration, against the findings of the
Tribunal and what has followed from them.
2 UNREPORTED JUDGMENTS
The findings are of particular importance to the parties and in particular to Mr
Minter. If final effect be given to the recommendation that he be dismissed from
the Force, his career will be terminated: if a lesser consequence results from the
findings, those findings will be likely to have serious effects upon him, within his
occupation and otherwise. Those representing him have therefore placed before
this Court material extending over some hundreds of pages relating to what
occurred before the Tribunal and have placed before this Court submissions, both
oral and in writing, seeking the reversal of the findings made against him.
However, it must be said at the outset, and the parties agree, that the powers
of this Court in relation to the matter are limited. Having regard to the way in
which the proceeding has been presented, it is proper to refer to the function
which this Court performs in relation to matters of this kind and the limitations
upon what the court may do.
This Court has no power as such to review the findings of fact made by the
Police Tribunal or to correct errors of fact which may have been made by it.
Under the general law, misconduct of police officers, whether towards fellow
officers or members of the public, was subject to correction either as a
disciplinary matter by those in charge of discipline within the police force or by
action under the general law, civil or criminal. But the legislature, for reasons
which no doubt were appropriate, has laid down detailed provisions as to how
complaints in respect of police officers are to be dealt with. This Court is entitled
to know that there was considerable public discussion as to the form which
provisions of this kind should take. The provisions which ultimately were made
were, no doubt, enacted in a form which the legislature considered
accommodated the claims and interests which had been made in that regard. The
accommodation which has been adopted by the legislature is now contained
primarily in the Police Regulation (Allegations of Misconduct) Act 1978. It is in
my opinion important that this Court observe and give effect to the terms of the
accommodation embodied in the relevant legislation according both to the terms
and the intendment of it.
Stated in general terms, the legislation now provides that relevant complaints
may be brought against a police officer before the Police Tribunal of New South
Wales. The complaints are heard by the Tribunal, constituted by a District Court
judge. The Tribunal so constituted finds whether the complaints have been
proved. If they have, it may make a recommendation as to the penalty which
should be imposed. That recommendation is directed either to the Minister or to
the Police Commissioner.
The Police Regulation (Allegations of Misconduct) Act constitutes, in
addition, a Review Division of the Tribunal. An appeal may be brought to the
Review Division against the findings of the Tribunal. The Review Division
considers the evidence which was brought before the Tribunal and, in general, as
on the equivalent of a rehearing, itself determines whether the complaint has been
proved: see s43. It may accept additional evidence in relation to matters
occurring since the hearing before the Tribunal: s43(4); but otherwise it is
confined to the evidence given before the Tribunal.
If the Review Division finds the complaint not proved, it may uphold the
appeal and set aside the findings of the Tribunal. If it holds the complaint proved,
it will dismiss the appeal.
The parties are agreed that, on the proper construction of the legislation, the
Review Tribunal has no power in relation to the penalties recommended by the
Tribunal.
WARY JOHN MINTER v POLICE TRIBUNAL OF NEW SOUTH WALES and ANOB
(Mahoney JA)
If the complaint has been proved and the appeal dismissed by the Review
Division, the matter goes to the Minister or to the Commissioner of Police. The
parties are agreed that any decision made by the Minister or the Commissioner
of Police consequent upon such recommendation is subject to appeal to the
Government and Related Employees Appeal Tribunal under the Government and
Related Employees Appeal Tribunal Act 1980.
I have summarised the effect of the legislation only in so far as it is directly
relevant to the present proceeding. As appears from this summary, the relief
sought from this Court would involve, if granted, intervention by this Court
between the decision of the Review Division and the action (if any) taken by the
Minister or the Commissioner of Police pursuant to the recommendation of the
Tribunal. Intervention at this stage would involve intervention before the course
of procedure laid down by the relevant legislation had been completed. But, it
was submitted for Mr Minter, the circumstances of the legislation would warrant
such intervention.
The submissions which have been made by Mr Gross QC for Mr Minter and
by Mr Littlemore for the third opponent, the Commissioner of Police - Police
Department of New South Wales, have ranged over a number of matters. It will
be sufficient for the purpose of this proceeding to consider the three matters to
which principally attention has been directed: (1) the basis on which prerogative
or declaratory relief is sought; (2) whether that basis has been established; and (3)
whether there are discretionary reasons why the relevant relief should not be
given.
(1) The basis of the claim for relief:
At the commencement of the hearing before this Court, the court asked Mr
Gross QC to specify the basis on which the claim for relief was put. It was
necessary that this be specified as the basis had not been particularised as such
in the summons or in the supporting affidavits and it was not referred to in the
preliminary written submissions. Mr Gross QC indicated that the claim was
based upon the submission that the Tribunal had, in the initial judgment of his
Honour Judge Cooper, committed errors of law in that, in the instances referred
to by counsel, his Honour had arrived at conclusions of fact upon bases which
could not support them; that the Review Division had, in adopting Judge
Cooper's conclusions of fact, consequently adopted the errors of law made by
him; that the Review Tribunal had not performed its duty under s43 et seq of the
Act in that it had not addressed the questions to which, under the Act, it was
required to attend; and that the Review Division had failed to give reasons for the
decision at which it had arrived. Mr Gross QC put his submissions in various
ways but, in my opinion, what was submitted falls essentially within these
propositions.
It is, in my opinion, proper to deal with the proceeding by reference to those
submissions. When the proceeding commenced Mr Gross QC, having indicated
the basis of the application for relief sought from this Court, tendered evidence
in support of the application. The material tendered consisted essentially of the
evidence given before the Police Tribunal, the judgments of the Tribunal, and
details of the submissions which were made in writing to the Tribunal on behalf
of Mr Minter. Mr Gross QC sought to tender in addition a transcript of the
proceedings before the Review Division on 29 August 1991. It was indicated that
that transcript was tendered essentially "for completeness". The court indicated
that the transcript was at that stage not admissible on that ground. It reserved
4 UNREPORTED JUDGMENTS
leave to the plaintiff to re-tender the transcript if, during the proceeding, there
appeared a basis on which it would be relevant in the proceeding. The transcript
was not tendered.
Mr Littlemore for the third opponent did not object to the evidence which has
been admitted and, the evidence having been admitted, tendered no evidence. It
is not necessary to consider whether, if other bases had been urged for the relief
sought by the present summons, evidence would have been tendered or other
submissions made. The matter has proceeded upon the basis that has been
advanced by Mr Gross QC.
As I have indicated, there is no appeal as such from the decision of the Police
Tribunal: in particular, there is no appeal as such from a decision of the Review
Division of that Tribunal. Therefore, if relief is to be sought against that decision,
it is accepted that it must be by way of prerogative relief or declaratory relief. It
is not suggested in the present proceeding that, if the errors suggested had been
made by the Tribunal, its decision would be void: such errors would involve, at
the most, errors of law in refusing or exercising the relevant jurisdiction.
Declaratory relief would therefore not be appropriate. The argument has
proceeded upon the basis that the relief sought is prerogative relief, by way of
certiorari or, perhaps, mandamus.
The circumstances in which prerogative relief will be granted against a
decision of an inferior court or tribunal of the nature of the Police Tribunal has
been considered in a number of cases: see, eg, John Fairfax and Sons Ltd v Police
Tribunal of New South Wales (1986) 5 NSWLR 465 at 468-70, 476. It is
accepted that relief may be granted where the decision involves an error of law,
at least if it be of an appropriate kind, and that error appropriately appears upon
the record of the Tribunal. Reference has been made in decisions of this Court to
the nature of the error of law which will attract prerogative relief: see, eg,
Commissioner for Road Transport v Kirkpatrick (1988) 13 NSWLR 368; and to
the circumstances in which that error will sufficiently appear upon the record of
the Tribunal: see, eg, GJ Coles and Co Pty Ltd v Retail Trade Industrial Tribunal
(1986) 7 NSWLR 503.
In my opinion, it is not every error of law which will attract prerogative relief
of the present kind. Thus, a ruling in a proceeding to admit or reject evidence may
be wrong and may constitute an error of law. But, as at present advised, I do not
think that an incidental error of that kind would, without more, be the basis for
the grant of certiorari in respect of a decision of the Police Tribunal: Ex parte
Dowsett: re Macauly (1943) 60 WN (NSW) 40; Ex parte Ball: re Tanner (1960)
SR (NSW) 465. Whether and to what extent mistakes in relation to the weighing
of evidence of the kind here in question would constitute, for the purposes of the
grant of certiorari, an error of law warranting relief is a matter which may require
consideration in an appropriate case.
It has been conventionally accepted that, in general, an error of law will
ground prerogative relief in certiorari only if it appropriately appears on the
record of the tribunal. What constitutes such record and when the error will, for
this purpose, appear remains finally to be determined. It has been held by this
Court that, for the purposes of a particular Tribunal, the judgment of the Tribunal
may constitute part of its record and accordingly that an error appearing in the
judgment will appropriately appear on the record of that tribunal: see, eg, Adams
v Kennick Trading (International) Ltd (1986) 4 NSWLR 503. Whether that will
be so in relation to the Police Tribunal has not been determined. In the present
case, some at least of the errors suggested in respect of evidence would involve
WARY JOHN MINTER v POLICE TRIBUNAL OF NEW SOUTH WALES and ANOB
(Mahoney JA)
not merely reference to the judgments but also a detailed examination of the
evidence and the exhibits. Whether an error which required to be established by
reference to evidence and exhibits in this way would appropriately appear on the
record of the Tribunal is also a matter which, I think, remains to be decided.
I have referred to these matters because, in my opinion, it is important that it
be clear that this Court may not intervene generally in relation to errors made by
the Police Tribunal: it is, as I have suggested, important that the statutory
arrangements in respect of complaints against police officers be observed and
maintained. However, because of the views which I have formed in relation to the
substance of the complaints made for Mr Minter, it is not necessary to pursue
further the delineation of the boundaries within which each intervention may take
place.
(2) Is the basis for relief established?
Mr Gross QC put his submissions in this regard in a number of different ways.
It will be sufficient to deal with the main ways in which the submissions were
made.
It was submitted that errors of law had been committed both by his Honour
Judge Cooper and by the Review Division, in its affirmation of his Honour's
judgment and otherwise.
In relation to the decision of Cooper DCJ it was submitted that his Honour
erred in law: (a) in putting aside psychiatric evidence in relation to Ms Kilfoyle
because it would be "quite unfair" to use it; (b) because he drew inferences from
specified aspects of the demeanour of Mr Minter and Mr Metcalfe in evidence
before him; and (c) because he followed wrong reasoning processes, in that he
followed a circular reasoning process in concluding that Mr Minter and Mr
Metcalfe were not telling the truth, his reasoning was illogical in drawing
conclusions which did not follow from premises and in drawing inferences not
justified by the facts from which they were drawn. In relation to the Review
Division it was submitted in addition: (d) that their Honours had not addressed
the matter to be determined by them; and (e) that they did not give reasons or
sufficient reasons for their conclusion.
Ihave, as I have indicated, summarised the main matters raised in argument by
Mr Gross QC. In the interests of his client, he pursued, I think, every possible
objection to what the Tribunal did. Counsel is, within appropriate limits, entitled
so to do. But a court giving judgment is not obliged to pursue and destroy every
argument advanced. At least, the decision not to do so does not involve an error
of law by the court. I adhere in this regard to the conclusions which I stated in
Housing Commission of New South Wales v Tatmar Pastoral Co Pty Ltd (1983)
3 NSWLR 378 at 385-6; (1984) 58 ALJR 553; in Soulemezis v Dudley
(Holdings) Pty Ltd (1987) 10 NSLWR 247 at 269-70; and in Rajski v Bainton
(Court of Appeal, 6 September 1991, unreported). Some submissions are
sufficiently dealt with in argument. The answer to others will sufficiently appear
from the thrust of what the court has done in relation to other matters. Some will
not need to be dealt with because the court has decided the proceeding in a way
which makes them irrelevant. Some may be dealt with briefly: a long argument
does not require a long answer. And it is no disrespect to the industry of counsel
in the pursuit of their client's interests to say that, in some cases, a submission
may not warrant being dealt with at all. In general, it is sufficient to say that it has
not been the practice of this Court to answer every argument nor, I believe, has
the practice of the High Court of Australia been different. The court should, in my
opinion, adhere to its practice in this regard.
6 UNREPORTED JUDGMENTS
I come now to consider the main errors of law suggested. As I have indicated,
the plaintiffs case has been placed and the matter has been argued upon the basis
that, in this proceeding, certiorari will go only if it be shown that the Tribunal fell
into error of law. It is, of course clear that certiorari may be granted for reasons
other than an error of law appropriately appearing from the proceedings of the
Tribunal in question. But this proceeding has been confined to errors of law and
it is proper that the proceeding be determined on that basis.
I shall go first to the errors suggested in relation to the judgment of Cooper
DCJ.
(a) It was first submitted that his Honour erred in the manner in which he dealt
with the evidence derived from the notes of a psychologist who had examined Ms
Kilfoyle. The suggestion was that the learned judge refused to take this evidence
into account and that he did so merely because it would be "unfair" to take it into
account.
Iam satisfied that this was not what the judge did. Clarke JA has set out what,
in this regard, was said by the judge. The judge was perhaps less than fully
precise in his use of the term "unfair". But it is sufficient to say that what the
learned judge meant by his use of the term is plain. He was, in my opinion,
indicating that, having regard to the circumstances in which she said what she
did, it would be wrong or inappropriate to use what Ms Kilfoyle had said to the
psychologist as the basis for an inference that she was paranoid or given to
irrational reasoning. "Unfair" was used to convey this. So understood, what the
judge said did not evidence an error of law.
(b) It was then submitted that his Honour erred in the way in which he drew
inferences from the demeanour of Mr Minter and Mr Metcalf. In deciding that he
did not accept their evidence, he relied, in part, upon what he observed in the
witness box. He detailed some at least of the things he observed. And, he said,
it was by reason of these matters that he did not accept them as witnesses of truth.
His Honour was careful to point out that his conclusion was not influenced only
by these matters: he took into account other, including objective, matters arising
from the factual evidence which had been given. But it was submitted that the
matters which the judge detailed could not warrant the inferences as to credibility
which were drawn by him and for this reason he had, in arriving at his
conclusion, erred in law.
It is well established that a judge may draw inferences as to credibility from
what he sees of a witness before him. (See generally Abalos v Australian Postal
Commission (1990) 171 CLR 167; Chambers v Jobling (1986) 7 NSWLR 1;
Dawson v Westpac Banking Corporation (1991) 66 ALJR 94). The term
"demeanour" is frequently applied to comprehend matters of this kind. The term
is, I think, less than completely apt. What is involved is, I think, something which
goes beyond merely the witness's manner of comporting himself. It encompasses
all of the things which the witness says and does and the manner of his doing it.
The term is intended to comprehend all of the things to which ordinary people
have regard in determining whether a witness is to be accepted as accurate or
truthful.
There are, of course, established restrictions on the use to which an appellate
court is, on a rehearing, entitled to differ from the conclusions of a judge as to
credibility based, in whole or in part, upon demeanour. Restrictions of this kind
were referred to in Voulis v Kozary (1976) 50 ALJR 59 and in the cases there
referred to.
WARY JOHN MINTER v POLICE TRIBUNAL OF NEW SOUTH WALES and ANOR
(Mahoney JA)
In view of the submissions made in the present case, it is proper to repeat that,
whilst demeanour can assist in deciding credibility, it does not follow that, in a
particular case, the demeanour of the witness will assist in that regard. The fact
that demeanour can in some cases assist in determining credibility does not mean
that it will in every case do so. Nor does it mean that trial judges may not err in
what they take from demeanour: Chambers v Jobling at 29.
Cases such as Abalos affirm, in this regard, merely that, where the trial judge
finds it has done so (or it is not established that it has not done so) an appellate
court on a rehearing should not put aside the trial judge's conclusions of fact
except for reasons of the kinds referred to in Voulis v Kozary and the cases there
referred to.
However, the main thrust of Mr Gross's submissions in this regard was that
there are limits to the extent to which a trial judge can and should rely upon
demeanour and in this case his Honour transcended those limits. His argument
has suggested that the kinds of things detailed by the judge cannot as a matter of
law provide the basis for an inference as to credibility or the like.
To understand the use of demeanour in fact-finding, it is necessary to
understand the nature of the fact-finding process itself and how it was applied in
the particular case. In Jones v Sutherland Shire Council (1979) 2 NSWLR 206,
I referred to what, in my opinion, are the basic principles in this regard. Insofar
as the process of fact-finding is to be rationalised, it involves the application to
an instant factual problem of (to adapt the phrase of Knox CJ and Dixon J in
Morgan v Babcock and Wilcox Ltd (1929) 43 CLR 163) "human experience".
The fact-finding process will often involve deciding whether, because facts A and
B exist, it is to be inferred that C exists. Thus, the question may be whether the
fact that X killed Y is to be inferred from the facts that Y was fatally stabbed and
X was seen standing over him with a blood stained knife. To follow the reasoning
in Morgan, the tribunal will ask whether human experience shows that in such
circumstances it is proper to infer that X killed Y.
Inferences may be drawn not merely from objective facts but also from the
actions and reactions of an individual. The reasoning process remains in principle
the same, namely, whether human experience is, and is sufficiently clear, that
where a person acts in the relevant way, it should be inferred that he did the thing
in question. See Jones v Sutherland Shire Council at 225.
The difficulty in such a case is, as always, the minor premise: it is clear that
inferences can in some cases be drawn from what a person says and does but the
issue is whether that inference should be drawn from what he has said and done
in the particular case. It is the thrust of Mr Gross's submission that, from the
things detailed by his Honour, the inference cannot properly be drawn that Mr
Minter or Mr Metcalfe was not a credible witness.
There are, of course, some things from which it is not possible or proper to
draw inferences. Thus, it has been said, accurately or not, that in earlier times the
inference was drawn that a person was a witch or a sinner if, when thrown into
a pond, he or she floated: God, or the pond, would not accept a witch or a sinner.
If it was at that time seen as human experience that a witch or a sinner would be
rejected in this way, that would not now be accepted as the basis for such an
inference. And, the argument suggested, modern experience shows _ that
inferences cannot be drawn from matters specified by the learned judge.
It may be accepted that there are some things from which an inference against
credibility cannot be drawn and that, perhaps, in some cases lack of credibility is
inferred from inadequate evidence. But abuse does not evidence that there is no
8 UNREPORTED JUDGMENTS
proper use. Experience does show that inferences from demeanour can be of
assistance in determining credibility. The real, and difficult, question is: what are
the aspects of demeanour from which such an inference can and should be drawn.
Such a matter is, in a case such as this, not to be decided by elaborate
psychological evidence. In the end, the matter is to be determined by whether -
again to paraphrase the approach of Knox CJ and Dixon J - the ordinary human
experience is that the aspects of demeanour in question may, in a proper case, be
of assistance in deciding credibility. What is human experience is, in the end, to
be determined by the court: it is the court which decides generally what kinds of
things are or are not probative in this respect.
I do not think that, properly understood and taken as a whole, the kinds of
matters to which the judge referred are outside what may be used for this
purpose. It would be wrong to treat (I take the kinds of things to which Judge
Cooper referred) a shuffling of the feet or a blinking of the eyes as invariably
indicating credibility or the lack of it. But I do not think that the fact that, in a
particular case and in particular circumstances, a judge found such matters to be
of assistance indicates that he went beyond what human experience evidences. As
Ihave said, the judge was careful to indicate that he used these matters, not alone,
but in conjunction with his consideration of objective facts in arriving at his
judgment. I do not think that he was wrong in principle in the matters on which
he relief in this regard.
I have dealt with the submissions made by Mr Gross QC in this regard
generally according to the thrust of them. But even if the judge had had reference
to elements of demeanour beyond what human experience warranted, it does not
follow that in so doing he erred in law.
It has been held, eg, in Azzopardi v Tasman UEB Industries Ltd (1985) 4
NSWLR 139 at 155-6, that (special cases or contexts apart) even gross errors of
fact and of reasoning are not errors of law. What is an error of law may depend
upon the context in which the term is used. I would for myself reserve the
possibility that for some purposes an argument which involved adding apples to
oranges to arrive at an aggregate number of pears could constitute an error not
merely of fact but of law. See Acevski v Van Klooster (Court of Appeal, 4
October 1990, unreported). And it may be that the principles enunciated by
Viscount Radcliffe in Edwards v Bairstow (1956) AC 14 at 33 et seq, will be
relevant in this regard. However, it is not necessary to pursue that question
further in the present case.
(c) It was then submitted that Cooper DCJ had erred in law because he had
arrived at his assessment of Mr Minter and Mr Metcalfe by means of, eg, circular
or illogical factual reasoning. I am not satisfied that his Honour did this or that
what he did would in any event constitute an error of law. The reasoning to
conclusions of fact is often, perhaps ordinarily, not based upon Aristotelian logic.
In many cases at least, conclusions of fact are drawn by a more intuitive process.
And, I think, the assessment of what is, in this sense, "human experience" will
often or ordinarily involve an intuitive conclusion which cannot be demonstrated
by logical deduction from accepted premises. The fact that conclusions of fact
therefore do not follow from the stated premises is not of itself a criticism of
them.
I do not mean by this that conclusions of fact drawn in such a way may not
properly be subjected to analysis or audit, by the application of the rules of logic
or otherwise. The law may reject conclusions of fact for such reasons which
WARY JOHN MINTER v POLICE TRIBUNAL OF NEW SOUTH WALES and ANOB
(Mahoney JA)
ordinarily ought be accepted for extra-judicial purposes. But it does not follow
that conclusions which cannot be derived from logical processes of inference
must necessarily be rejected.
There are, of course, conclusions which, whether intuitive or not, are plainly
wrong. Inconsistencies, contradictions or the like may show them to be such. But,
in the present case, I do not think that his Honour's conclusions were based upon
such matters. I do not think that this submission should be upheld. His Honour
followed the familiar processes of fact-finding where evidence is conflicting. I do
not think that the way in which he chose between or recounted the evidence of
differing witnesses involved the kinds of errors for which Mr Gross QC
contended.
I come now to the submissions made in relation to the judgment of the Review
Division. As I have indicated, these were, in general, two: that the Review
Division did not address the question before it; and that it did not give sufficient
reasons for its conclusions.
(d) The duty of the Review Division is set forth essentially in s43 of the Act.
It is, in essence, to review the decision given by the judge on the evidence before
him, in the manner indicated by the Act. That review will involve, in the ordinary
sense, a rehearing and reconsideration of the matter.
The submission made suggests, I think, that the Review Division did not do
this but merely reviewed the judge's decision. It did not, the suggestion was,
review the evidence.
Ido not think that that is a correct assessment of what the Review Division did.
At the risk of oversimplification, the position was that there was a serious conflict
of fact as to what, in relation to the matters complained of by Ms Kilfoyle, had
occurred. If the evidence of Ms Kilfoyle was accepted, the complaint was made
out: if the evidence of Mr Minter and his witnesses was accepted, it was not. The
Review Division had before it the long and detailed judgment of Cooper DCJ
and, inter alia, detailed written submissions for Mr Minter. It was not necessary
for it to review the facts in detail because of the way in which the matter had been
dealt with by Cooper DCJ. His Honour had, affected by the demeanour of the
witnesses, accepted the evidence of Ms Kilfoyle and found the evidence of Mr
Minter lacking in credibility. He either rejected or was able to put aside the
evidence of Mr Minter's witnesses. In those circumstances, the Review Division
could not find for Mr Minter and against Ms Kilfoyle unless it could, within the
accepted principles, put aside the judge's findings of fact. The Review Division
therefore directed its attention to that matter.
Smyth DCJ in the majority judgment stated the relevant principles with
appropriate accuracy. The findings of the judge could not be put aside unless he
had, to put the matter compendiously, misused his advantage. Smyth DCJ
concluded that he had not. His Honour did not examine in detail the reasons
suggested for the submission that Cooper DCJ had misused his advantage. In the
context, I do not think that it was necessary for him to do so. Subject to what I
have already said, those submissions involved inconsistencies between the oral
and written statements of the witnesses. There was, in my opinion, clearly
nothing of the nature of the inconsistencies referred to in, eg, Voulis v Kozary and
similar cases.
In my opinion, therefore, this submission has not been made out.
(e) It was then submitted that Smyth DCJ had not given reasons for his
decision. His Honour's decision extended over some ten pages. The submission
was in effect that, though reasons were given, they were not adequate.
10 UNREPORTED JUDGMENTS
The principles to be applied have been referred to. The main thrust of the
submission was the implication that the judge did not analyse the inconsistencies
or otherwise pursue in detail the question whether the judge had failed to use the
advantage which he had. Generally for the reasons that I have given, I do not
think that it was necessary for him to do so. It is plain why Smyth DCJ decided
as he did.
(3) Discretion:
Because of the conclusions which I have detailed, it is not necessary to
consider this question. But, in view of the submissions made, I should state that
it does not follow that, if errors of law of the kind alleged had been established,
prerogative relief would be granted. There may be a right of appeal against any
order made against Mr Minter: the present relief is sought before the statutory
process is concluded. That does not prevent the possibility of relief at this stage.
But whether relief should be granted remains for consideration. I express no
opinion upon this matter.
lam therefore of the opinion that the plaintiff should not have the relief sought.
The summons should be dismissed with costs.
Clarke JA The claimant and three other officers were charged before the
PoliceTribunal of New South Wales with a number of charges of misconduct.
Those charges were heard by the Tribunal constituted by HL Cooper DCJ during
February 1991 and on 5 March 1991 Cooper DCJ gave judgment in which he
made findings adverse to the claimant and one other officer. His Honour's
findings in respect of the other two officers were favourable. He did not, however,
find all three charges which had been laid agaInst the claimant made out. One he
dismissed. The two that he did find proven were that the claimant conducted
himself in an indecorous manner towards Constable Geraldine Kilfoyle on 26
June 1990 and assaulted the same officer on 27 June 1990.
Having made that determination the tribunal recommended to the
Commissioner of Police that the claimant be dismissed from the New South
Wales Police Force.
The claimant appealed against the determination of the Tribunal pursuant to
s43 of the Police Regulation (Allegations of Misconduct) Act 1978 ("the Act')
and in his notice of appeal enumerated the following grounds: (a) I am not guilty
of the charges; (b) the evidence disclosed no offence; (c) the determination is bad
and contrary to law; (d) the determination is against the evidence and the weight
of the evidence.
In describing the grounds of appeal in that manner the claimant closely
followed the enumeration of possible grounds of appeal in s43 of the Act. His
appeal was duly heard by the Review Division of the Tribunal constituted by
Staunton CJ DC, Smyth and Wall DCJJ. By majority the Review Division
dismissed the appeal and the claimant has sought orders from this Court quashing
the determination of the Tribunal in its original jurisdiction and the decision of
the Review Division upon the grounds that errors of law affected both decisions.
Although this Court is solely concerned with the question of whether there
were errors of law sufficient to require it to quash the determination and decision
made below the nature of the errors upon which the appellant relies makes it
desirable that I refer in a little more detail to the charges and the course of
proceedings.
On 28 June 1990 Mr Stephen Kilfoyle, the husband of the complainant and a
former member of the Police Force, attended Grafton Police Station and lodged
a complaint regarding the conduct of each of the officers charged towards his
WARY JOHN MINTER v POLICE TRIBUNAL OF NEW SOUTH WALES and ANOR (Clarité
JA)
wife, a member of the Police Force. The background to the complaint was that
on 26 and 27 June 1990 the complainant, Constable Kilfoyle, and the four officers
charged Were required to travel from Grafton to Coffs Harbour in a departmental
vehicle to attend departmental examinations. The complainant alleged that on
both days two of the officers charged, the claimant and Constable Metcalf, in the
presence, and with the tacit concurrence, of the other two persons charged,
subjected her to repeated indecorous behaviour which included molestation,
comments of an explicit sexual nature and requests for sexual favours. She
further alleged that on the morning of 27 June the complainant assaulted her.
Most of the conduct of which the complainant complained on 26 June 1990
occurred while both the claimant and complainant were in the vehicle being drive
to and from Coffs Harbour. There was, however, one incident which occurred in
a lingerie shop and which was regarded by HL Cooper DCJ as, in its context,
quite serious. According to the complainant she walked into the lingerie shop
while waiting for the other officers and was followed into it by the claimant. She
alleged that he took hold of a see-through lace body suit (called a Teddy) which
was then hanging on a coat-hanger on a rack and said to the complainant: "This
would look nice on you Gerry". She said that shortly thereafter the claimant and
another officer were asked to leave the shop as one of them was eating food. This
incident was regarded by HL Cooper DCJ as constituting indecorous conduct.
This finding was, I hasten to add, made in a context in which his Honour had
found that the claimant had been guilty of indecorous conduct towards the
complainant on the journey between Grafton and Coffs Harbour in that he, and
another officer, had used disgusting and suggestive language in order to humiliate
the complainant.
It was also asserted that the claimant had behaved in an indecorous manner on
27 June when they were both travelling between Coffs Harbour and Grafton but
his Honour was not satisfied that the conduct alleged had been established and
found that charge not proved. He did, however, find that on 27 June the claimant
assaulted the complainant, by striking her three times on the back of the head.
In his lengthy and careful judgment his Honour subjected the evidence of all
witnesses to very careful analysis. He noted that in the main the evidence of the
complainant was denied (or at least not admitted) by the evidence of all four of
the charged officers. In three of the instances about which complaint was made
there was evidence given by independent witnesses which in part supported the
complainant and in part contradicted her evidence. As his Honour noted the
determination of whether the charges had been proved depended, to some extent,
upon his view of the credibility of the respective witnesses.
His Honour thought that there was a seed of truth in the complainant's
allegations but also considered that that seed had been embellished by
exaggerated and untrue facts so as to create a plausible but inaccurate series of
allegations against the respondents. His Honour did not, however, determine
whether the embellishment was conscious or sub-conscious. Having expressed
those conclusions his Honour considered the detail of the criticisms made about
the complainant and noted that there were aspects of her evidence which initially
tended to raise doubts as to the credibility of her complaints.
Having considered the whole of her evidence in chief and cross-examination
his Honour concluded that the substance of many of the complainant's
allegations were true but that there had been embellishments and some
12 UNREPORTED JUDGMENTS
exaggeration which had developed over a period of about eight or nine months
and which his Honour put down,in part, to the stress she suffered on 22 and 27
June.
On the other hand HL Cooper DCJ formed a strongly adverse view of the
claimant and the other officer against whom a determination of guilt was made.
He expressed the view that they were both transparent liars. Notwithstanding this
conclusion his Honour did not simply reject their evidence out of hand. He
carefully analysed each of the complaints made by the complainant, and there
were many, and weighed the evidence of all the witnesses, including the
independent witnesses, relating to those complaints. This approach to his task
resulted in findings favourable to the complainant in respect of some allegations
and adverse to her in respect of others. Although I may not agree, with respect,
with every word written by his Honour I am bound to say that the judgment
reflects a conscientious, careful and analytical approach to a case which
depended solely upon the resolution of conflicting evidence.
The nature of the conduct found proven against the claimant can best be
illustrated by reference to statements made by HL Cooper DCJ in his
recommendations as to penalties. There he said, inter alia:
"Of all the acts which I have found proved as conducting himself in an
indecorous manner towards Constable Kilfoyle, the most serious is Minter's
conduct in making what can only be described as a disgustingly obscene and
indecent suggestion to her whilst in the police vehicle travelling from Coffs
Harbour to Grafton on the afternoon of 26 June 1990. This is second in gravity
only to the act of assault perpetrated in quite a cowardly manner in the car at the
jetty at Coffs Harbour on the morning of 27 June. To my mind Constable Minter
demonstrated a course of conduct on 26 June in which he set out to humiliate
offend and disgust Constable Kilfoyle. On 26 June his conduct consisted mainly
of words reaching their climax in the disgusting and indecent suggestions made
to her in the car on the way back to Grafton.... When, however, she drove away
in the police car from the jetty on the morning of 27 June his pride and ego were
hurt to the extent that he could control himself no more. His disgusting behaviour
which, to that stage had been mainly limited to verbal taunts, degenerated into
physical violence."
In the Review Division Judge Smyth gave the majority decision (Staunton CJ
of the DC agreed with Judge Smyth) and supported his opinion with twelve pages
of reasoning. The dissenting judge (Wall DCJ) subjected the judgment of Cooper
DCJ to an exhaustive analysis and concluded that a number of errors had
occurred and that the appeal should be allowed. The main thrust of the claimant's
submissions is that there were a number of errors, both of fact and law, in HL
Cooper DCJ's judgment and that these were overlooked by the majority in the
Review Division of the Tribunal in what was, according to the submission of
counsel for the claimant, a cursory examination of an arbitrarily selected number
of the claimant's submissions. It was submitted to this Court that the majority in
the Review Division of the Tribunal had, in effect, failed to give proper reasons
for the decision and had, in addition, made a number of errors of law.
Accordingly, it was contended that the decision could not stand. These
submissions do not, however, touch the judgment and determination of HL
Cooper DCJ. For this reason the claimant also sought to argue that that judgment
was itself affected by legal error. There are some difficulties with this latter
submission insofar as HL Cooper DCJ resolved what was in every sense a factual
dispute and did 80 in a perfectly conventional manner.
WARY JOHN MINTER v POLICE TRIBUNAL OF NEW SOUTH WALES and ANOR (Clark@
JA)
There are two points which should be made clear before I embark on a
consideration of the submissions made to the court. In the first place it appears
to have been assumed that the appeal to the Review Division of the Tribunal was
an appeal in which it was open to the appellant to rely upon alleged errors of fact
and of law. Although in the light of s43(4) and (5) it would seem clear that the
appeal is in the nature of a re-hearing to be conducted in accordance with the well
established principles which, for instance, govern an appeal from a single judge
of this court to the Court of Appeal the manner in which s43(1) is expressed
raises some doubts in my mind as to the precise content of the grounds on which
an appeal can be advanced. However, in this case there has been no argument on
this point and it is convenient to proceed upon the assumption that the claimant
was entitled to rely on alleged errors of fact and of law in his appeal to the review
division.
Secondly, because I have concluded that the claimant has failed to make good
his assertion that either decision was vitiated by error of law it is unnecessary to
consider the question whether if an error of law had been established this Court
could, or should, intervene.
The claimants two initial submissions were comprehensive ones in which he
contended that the Review Division had failed properly to consider and analyse
("rubber stamped" was the expression used) HL Cooper DCJ's decision and the
errors which it was said were to be found in it and had therefore failed to perform
its statutory task. It was also said that the Review Division had misconceived its
jurisdiction and the ambit of its power to review. In this respect it was said that
HL Cooper DCJ had in some instances made glaringly improbable findings and
in others reached conclusions which were contrary to compelling inferences.
In addition a number of specific errors of law were asserted and it is convenient
initially to deal with these.
In this Court it was submitted that HL Cooper DCJ had erred in law by
declining to consider the effect of certain statements made by the complainant to
Mr McCombie, a consulting psychologist, upon her credibility.
What HL Cooper DCJ said, relevantly, in considering the credibility of the
complainant was:
"Tt was submitted that the medical records in evidence particularly those of Mr
McCombie, the consultant psychologist, show that Constable Kilfoyle, had made
a number of irrational statements to him which demonstrate her lack of
credibility.
I would respond to this submission by saying that Mr McCombie's notes
include information given to him by Constable Kilfoyle during the course of
therapy sessions including session under hypnosis. In those sessions she was
required to say whatever came to her mind whether it was rational or irrational.
To use her responses given under these circumstances against her, would be, in
my view, quite unfair. "
A somewhat similar submission was made to the Review Tribunal. There it
was said that HL Cooper DCJ had improperly rejected or disregarded evidence
on a perceived discretionary ground of fairness in contravention of the rule that
it is not permissible for a tribunal determining civil proceedings to decline to
receive evidence on such grounds. This submission was accepted by Wall DCJ
who found that HL Cooper DCJ misdirected himself on the proper use of this
evidentiary material and had therefore committed an error of law. The majority
obviously did not agree.
14 UNREPORTED JUDGMENTS
I am prepared to assume, without deciding, that a refusal to consider the
statements made by the complainant to Mr McCombie on the issue of her
credibility would constitute an error of law. However, I am unable to accept that
HL Cooper DCJ did fail to consider that evidence.
The evidence establishing that the statements had been made was admitted
without objection and his Honour adverted to it on the issue of credibility. It
cannot therefore be said that HL Cooper DCJ rejected the evidence on
discretionary, or any other, grounds. Furthermore it is clear that the evidence was
relevant to the complainant's credibility and this was undoubtedly recognised by
HL Cooper DCJ. In those circumstances for the claimant to establish that an error
of law occurred he would have to satisfy the court that what the learned judge
was saying was that although he had admitted this evidence the circumstances in
which the statements were made were such as to persuade him that he should, in
effect, treat the evidence as though it did not exist. I do not think that is what his
Honour was saying. To my mind the preferable view is that his Honour
considered that the circumstances in which the statement was made denied them
of any weight on the issue of the complainant's credibility. In other words his
Honour considered the evidence but did not find it persuasive. While it may be
that not everyone would agree with this view HL Cooper DCJ committed no error
of law in adopting it.
An attempt was made to bolster the submission by a number of criticisms of
the approach to the factual question by HL Cooper DCJ which found expression
in the lengthy analysis by Wall DCJ in the Review Division but these
submissions misconceived the distinction between error of law and error of fact.
In these circumstances I think it is as well to repeat the words of Glass JA in
Azzopardi v Tasman-UEB Industries Ltd, (1985) 4 NSWLR 139, at 155-7. There
his Honour said:
"Tt is dear from these extracts that numerous pejorative expressions in common
usage possess a single meaning and are interchangeable. To say of a finding that
it is perverse, that it is contrary to the overwhelming weight of the evidence, that
it is against the evidence and the weight of the evidence, that it ignores the
probative force of the evidence which is all one way or that no reasonable person
could have made it, is to say the same thing in different ways. Upon proof that
the finding of a jury is vitiated in this way, it will be set aside because it is wrong
in fact. Since the Act does not allow this Court to correct errors of fact, any
argument that the finding of a Workers' Compensation Commission judge is
vitiated in the same way discloses no error of law and will not constitute a valid
ground of appeal. It is also pointless to submit that the reasoning by which the
court arrived at a finding of fact was demonstrably unsound as this would not
amount to an error of law: R v District Court of the Metropolitan District Holden
at Sydney; Ex parte White, (1966) 116 CLR 644, at 654.
A finding of fact in the Commission may nevertheless reveal an error of law
where it appears that the trial judge has misdirected himself ie has defined
otherwise than in accordance with law the question of fact which he has to
answer. A possibility of this kind exists with ultimate findings of fact but not with
respect to primary findings of fact such as whether the applicant suffered injury
on a particular date....
It is important, I believe, to remember that whether an error is one of fact or
law is determined by legal theory and the theory is the same whether the Tribunal
be divided or undivided. Errors may be committed by a Workers' Compensation
Judge at any one of three points viz determining the facts by way of primary
WARY JOHN MINTER v POLICE TRIBUNAL OF NEW SOUTH WALES and ANOR (Clark6
JA)
findings and inferences, directing himself as to the law and applying the law to
the facts found. At the first stage the determination of facts by a reasoning process
marred though it be by patent error, illogicality, or perversity will, as has been
said, never be vulnerable to attack as an error of law by an applicant for
compensation. At the second stage any error will, by definition, be an error of
law. At the third stage when the law correctly stated is applied to the facts found
in order to produce a conclusion error may intrude again. An erroneous
conclusion that facts properly determined failed to satisfy a statutory test... will
ordinarily be a erroneous conclusion of fact. It is only in marginal cases that the
statutory test is satisfied or not satisfied as a matter of law, because no other
application is reasonably open."
The principles enunciated by Glass JA in Azzopardi have been accepted by this
Court as a correct exposition of the law for many years and should be applied in
this case. I would add that I have taken the trouble to set out portion of Glass JA's
judgment for the reason that the arguments in this case have, with respect,
proceeded on a much more expansive new of an error of law than is sustainable
in the light of Azzopardi. For instance, it was submitted that his Honour HL
Cooper DCJ had totally failed to appreciate the strength of certain evidence and
the powerful inferences which flowed from it. This it was said, on more than one
occasion, constituted an error of law. It is, I hope, clear that the submissions were
unsound. Provided that the tribunal of fact correctly defines the test which has to
be applied there is no error of law in reaching a factual conclusion by
demonstrably unsound reasoning even where that reasoning ignores the probative
force of powerful evidence.
It follows that I am unable to accept that HL Cooper DCJ erred in law in these
respects or that the Review Division was bound, as a matter of law, to reverse his
finding.
The next ground of complaint asserted that HL Cooper DCJ erred in drawing
inferences adverse to Constable Metcalf (the other witness against whom the
charge was found proven) from the fact that in question 18 of his record of
interview (Exhibit F) concerning the alleged "Teddy" incident he answered "I
can't recall that happening", as distinct from giving an emphatic denial.
In written submissions produced to the Review Tribunal it was said that:
"Ground 12, in essence, makes the complaint that his Honour really made too
much of the distinction between making an emphatic denial and making a denial
in the terms 'I can't recall that happening'." Even if HL Cooper DCJ did err in
this respect, and I do not think he did, there can be no basis upon which it can
be said that his error was one of law nor can it be contended that the Review
Tribunal was bound, as a matter of law, to decide that he was in error. Quite apart
from these factors the point only goes to the credibility of the witness Metcalf
who, for quite different reasons, HL Cooper DCJ found unworthy of belief.
In these circumstances I can see no possible basis upon which this ground
could lead this Court to grant the relief sought in the Summons.
The next ground was expressed in these terms:
"His Honour erred in assessing the impact on her credibility of psychiatric and
other evidence bearing upon her mental and emotional state in a manner which
was unduly favourable to Constable Kilfoyle, by adopting circular and faulty
reasoning which provided an unsafe basis for judging the consequences on her
credibility of the various exaggerations, embellishments, errors and falsehoods
which she had made and the irrational thoughts which she had entertained."
16 UNREPORTED JUDGMENTS
It was submitted that HL Cooper DCJ had concluded that there was no
legitimate foundation for a number of the allegations she made concerning the
happenings on the afternoon of 27 June 1990 but had failed to give proper effect
to this conclusion. In particular it was said that his Honour failed to give due
weight to his conclusion that her evidence about things happening after the
assault was unreliable. He should, it was said, have adverted to the possible effect
of the assault on her allegations of previous misconduct. The claimant's written
submissions to the Review Tribunal amplified this argument. What relevantly
appears there is as follows:
"There is no rational basis for rejecting her version of events on the basis of
a traumatic stress disorder when directed to events after the traumatic stress
disorder is said to have been reactivated and yet ignore the capacity of the
traumatic stress disorder to distort her recollection of events prior to that
reactivation so as to render the later rendition of the story unreliable."
This was, no doubt, the proper approach to an appeal in which findings of fact
were to be reviewed. While I do not think there is any force in the submission that
matters little as the submission goes solely to error of fact. It is not said that his
Honour misunderstood his task but that the reasoning process by which he
reached a factual conclusion was erroneous. The submission raises no error of
law by HL Cooper DCJ or the majority in the Review Tribunal who upheld his
Honour's judgment.
The claimant then asserted that "HL Cooper DCJ erred in drawing adverse
conclusions concerning the credibility of the claimant and Constable Metcalf by
holding that they were transparent liars judged by the manner in which they gave
their evidence when such conclusions were not soundly based or rationally
justified;". This ground was also Ground 4(a) before the Review Tribunal.
Reduced to its basics the argument was that a judge errs in law if he concludes
from the demeanour of a witness he has seen in the witness box that that witness's
evidence is not to be believed. This simply cannot be right. It may be that counsel
for the claimant was placing greater emphasis on those aspects of the demeanour
of the two witnesses in question which his Honour identified and which could
not, according to the submission, justify a finding that the witnesses were lying.
But whatever way the submission is put it raises no more than a possible error of
fact for it asserts no more than that the factual conclusion was based on faulty
reasoning.
I appreciate the fact some appellate judges have questioned the ability of trial
judges to determine the truthfulness of a witness from his demeanour and have
referred to psychological research in support of their doubts. Nonetheless it is an
undeniable truth that judges who are involved in the resolution of conflicts of fact
regularly have recourse to the demeanour of the witness in order to decide which
evidence to accept and their right to do so has never been questioned.
It is also well established that where a finding of fact made by a judge is based
on demeanour it may only be reversed by an appellate court in very limited
circumstances (see for instance, SS Hontestroom v SS Sagaporak, 1927 AC 37).
No doubt an attack on the reasoning which led a judge to a demeanour-based
finding on credibility is a sensible course for an advocate seeking the reversal, on
a point of fact, of the decision below but the persistence with this argument
before this Court can be explained only upon the basis of a misconceived
perception that a factual determination on credibility based on questionable
reasoning could properly be described as wrong in law.
WARY JOHN MINTER v POLICE TRIBUNAL OF NEW SOUTH WALES and ANOR (Clarké
JA)
That brings me to the two major grounds on which the summons is based. In
the first the claimant submits that Smyth DCJ did not properly consider the
submissions made to the Review Division, did not analyse the arguments which
were put orally and in writing and purported to give reasons which, upon
analysis, were not reasons at all.
In this context it is important to reiterate that the decision by Cooper DCJ
depended upon the resolution of a number of conflicts of fact. On the one hand
the complainant asserted that a number of incidents had occurred. On the other
the four police officers either denied or did not admit that those incidents had
occurred. The determination of the Tribunal depended upon a conclusion as to
what evidence should be accepted on each of the issues raised. Once HL Cooper
DCJ decided to accept the evidence of the complainant on, for instance, the
assault incident then it followed, as a matter of course, that the allegation had
been made out.
The difficulty in the case was not its legal complexity but in determining
whether as a matter of fact the complainant's evidence should be accepted in
respect of some or all of the incidents.
As I have pointed out HL Cooper DCJ gave a very lengthy and careful
judgment analysing the evidence and expressing the reasons which led him to
accept the complainant's evidence in respect of some of those incidents.
When the matter came before the Review Tribunal it was bound to act in
accordance with the established principle "that an appellate court should not
depart from a finding of fact made by a tribunal of fact which is based on the
demeanour or credibility of witnesses unless the finding of fact is inconsistent
with admitted or proved facts or is, 'glaringly improbable" (see Brunskill v
Sovereign Marine and General Insurance Co Ltd, (1985) 59 ALJR 842, at 844;
Dawson and Anor v Westpac Banking Corporation, High Court of Australia, 12
December 1991, unreported; and Voulos v Kozary and Ors, (1976) 50 ALJR, at
p 59).
Smyth DCJ was conscious of the restraint required of the Review Tribunal
particularly as specific findings on credibility had been made partly, at least, on
the basis of demeanour. His Honour was also conscious of the detailed nature of
the examination undertaken by HL Cooper DCJ into the series of incidents of
which the complainant gave evidence. Obviously, he took the view that it
was-neither necessary nor desirable to recount in great detail each of the
incidents and restricted his consideration to the specific challenges made to the
judgment. It is said in this respect that he did not articulate a conclusion in respect
of each of the arguments put forward by the claimant and that it follows that he
failed to consider those arguments.
I am unable to accept this argument. Once his Honour reached a conclusion
that HL Cooper DCJ's findings were not contrary to proved facts, were not
glaringly improbable and were not tainted with unsatisfactory reasoning his
Honour concluded that the appeal should be dismissed. No doubt Smyth DCJ
could have expressed his reasons at greater length but in view of the careful
attention devoted to the matter by HL Cooper DCJ and the relatively limited area
of review I do not think that he was bound to do so nor do I think that the fact
that he did not express his reasons at great length demonstrates a failure to
consider any of the arguments put by the claimant.
I have not overlooked the very lengthy dissenting judgment of Wall DCJ in
which his Honour concluded, as I understand it, that the decision of HL Cooper
DCJ had been shown to be clearly wrong on grounds not depending merely on
18 UNREPORTED JUDGMENTS
credibility. The fact that one of three judges writes at great length does not mean
that another judge who has written a much shorter judgment has failed to perform
his judicial task. In all the circumstances I am not satisfied that Smyth DCJ failed
to appreciate the weaknesses in the complainant's case or the many arguments
which were put by counsel for the claimant.
The final submission is that the majority in the Review Division misconceived
their jurisdiction to review and misapplied the decision in Abalos v Australian
Postal Commission, 65 ALJR 11.
The submission was put in two ways: First, there was the general submission
that the shortness and terms of Smyth DCJ's judgment indicated that he
perceived that if a trial judge had looked at a matter carefully then in accordance
with Abalos it was not open to an appellate court to interfere. This submission
disregards totally his Honour's discussion of Hontestroom, and Voulos and finds
no support in any of the material before this Court. Secondly, it was said that HL
Cooper DCJ had made findings which were glaringly improbable and which
should have led the Review Tribunal to allow the appeal. The particular incident
singled out by counsel in his oral argument was the assault which HL Cooper
DCJ found proven.
It was alleged that this occurred in the motor vehicle when the Complainant
was sitting in the driver's seat. She contended that while sitting there she was
struck three times on the back of the head by the claimant when he first entered
the vehicle. HL Cooper DCJ found that at, or shortly after, the critical time
Constable Thompson was sitting in the front passenger's seat, Constable Ede
behind the complainant, Constable Metcalf in the rear passenger nearside seat
and the claimant in the middle of the rear seat. The finding at first instance was
expressed in these terms:
"T am comfortably satisfied on the balance of probabilities that what had
happened was that as Minter was getting in from the passenger side and before
he had actually sat down, he gave three short jabs with his fist to Constable
Kilfoyle in the position of the nape of the neck towards the left as she stated in
her evidence. It was this which caused her to look around and say words to the
effect of 'get lost'. If Minter had administered the three quick blows whilst he
was semi standing in the back seat, he could have done so without any difficulty
and probably without any of the other occupants of the vehicle noticing it. Their
attention could well have been directed elsewhere. "
Wall DCJ concluded that this finding was "glaringly improbable". As I would
understand it he reasoned to this conclusion in the following manner - Constables
Ede, Thompson and Metcalf all denied seeing the claimant hit the complainant
and as HL Cooper DCJ found Constable Thompson and Constable Ede to be
"credible witnesses overall and worthy to be believed" the complainant's
allegations must have been wrong.
There are a number of difficulties with this analysis, not the least being that HL
Cooper DCJ did not at any stage express a finding that Constables Ede and
Thompson were credible witnesses overall and worthy of belief. Indeed in his
discussion on the credibility of witnesses HL Cooper DCJ referred only to
features of the evidence of those two officers which had caused him concern but
which he had ultimately resolved in their favour. Those features did not bear on
the point now under discussion and there is no express approbation of them as
witnesses of truth. In addition HL Cooper DCJ not only had the advantage of
having seen and heard the witnesses give evidence but he had a view of the
vehicle in which the police officers had travelled and which no doubt placed him
WARY JOHN MINTER v POLICE TRIBUNAL OF NEW SOUTH WALES and ANOR (Shelle
JA)
in a singularly advantaged position to analyse the evidence which had been given
in respect of the various positions people occupied at various times in the vehicle.
Wall DCJ also said there was no evidentiary basis to support, either directly or
by implication, the finding that the assault was committed "probably" without
any of the other occupants of the vehicle noticing as their attention could have
been directed elsewhere. The possibility that a person in the front seat and other
occupants may not have seen an incident which occurred in the car when, or just
after, they were taking their positions in the car was, in my opinion, a real one
and I am unable to agree with Wall DCJ on this point. After all, as I have sought
to demonstrate, Cooper DCJ was in a position of advantage to assess the
likelihood that the incident could have occurred without the other officers seeing
it. In circumstances where the Tribunal accepted the evidence of the complainant
that she had been struck on the back of the head the only explanations for the
denial by the other occupants of the incident was that they were not telling the
truth or that they had not seen the assault.
Thave carefully read the judgments of both HL Cooper DCJ and Wall DCJ on
this issue and I am unable to understand how it could be said that the finding of
the former judge was glaringly improbable. Indeed I would myself prefer the
analysis carried out by HL Cooper DCJ particularly as there is no doubt that the
claimant was very angry with the complainant at this time and he admitted
thumping the back of the front passenger seat. Although proof of his anger does
not establish his guilt of the assault it is a factor which supports in a positive way
the version given by the complainant.
I conclude that the claimant has failed to make out any of the errors of law on
which his claim for relief depends and I would therefore dismiss the summons
with costs.
Sheller JA I have had the benefit of reading the reasons for judgment of
Mahoney and Clarke JJA. I would dismiss the summons substantially for the
reasons given by Clarke JA.
The Police Tribunal of New South Wales exercising its original jurisdiction
was constituted by Cooper DCJ who in his reasons for determination given on 5
March 1991 carefully summarised and evaluated the evidence. He explained his
reasons for the findings he made. These findings depended upon his acceptance
of part of Constable Kilfoyle's evidence. Other parts of her evidence he did not
accept. The process of reasoning which led him to do this he spelled out in detail.
He gave reasons, including Constable Kilfoyle's psychological history, for
tending towards having some doubts as to the credibility of her complaints. He
continued: "However, almost two days of persistent, insistent, tenacious and
repetitive cross examination by counsel elicited a much better understanding of
the character and thought processes of Constable Kilfoyle. "
He explained this in detail and said that the task had been rendered less difficult
by the complete transparency of Constable Metcalfe and the transparency to a
lesser extent of Constable Minter. The former he described as a transparent liar
and of the latter he said: "One would have very little faith in accepting his
evidence". However he went on to say:
"T do not mean by these remarks to suggest that the sole basis for my findings
of fact is the demeanour of witnesses. There are many other factors which are
mentioned elsewhere in these Reasons for Determination, but the demeanour of
witnesses has tended to confirm the other factors."
20 UNREPORTED JUDGMENTS
His Honour's reaction to these witnesses flowed from a process described by
Lord Wright in Powell v Streatham Manor Nursing Home (1935) AC 243 at 267
as follows:
"as the evidence proceeds through examination, cross examination and
re-examination the judge is gradually imbibing almost instinctively, but in fact as
a result of close attention and of long experience, an impression of the personality
of the witness and of his trustworthiness and of the accuracy of his observation
and memory or the reverse. He will not necessarily distrust a witness simply
because he finds him inaccurate in some details: he can give such inaccuracy its
proper place, particularly if he sees that the witness is tired, or antagonised, or
confused, or perhaps impatient, and especially if the matter of the inaccuracy is
of minor or collateral importance. But such inaccuracies may appear in a very
different light when pointed to as isolated passages in the shorthand notes and
abstracted from the human atmosphere of the trial and from the totality of the
evidence. The judge will form his impression from the whole personality of the
witness.."
In Abalos v Australian Postal Commission (1990) 171 CLR 167 at 178,
McHugh J with whose judgment all other members of the Court agreed, quoted
with approval, under the heading "The power of the Court of Appeal" from the
speech of Lord Sumner in SS Hontestroom v SS Sagaporack (1927) AC 37 at 47
a passage which ended with the sentence: "If (the judge's) estimate of the man
forms any substantial part of his reasons for his judgment the trial judge's
conclusions of fact should, as I understand the decisions, be left alone." That is
the position even if the trial judge has made a finding of fact contrary to the
evidence of a witness and made no reference to that evidence unless the appellate
court is satisfied "that any advantage enjoyed by the trial judge by reason of
having seen and heard the witnesses, could not be sufficient to explain or justify
the trial judge's conclusion."
Pursuant to s43(1) of the Police Regulation (Allegations of Misconduct) Act
1978 the appeal to the Review Division of the Tribunal was upon one or more of
the following grounds:
(a) that the claimant was not guilty of the charge;
(b) that the evidence disclosed no offence;
(c) that the determination was bad and contrary to law;
(d) that the determination was against the evidence and the weight of the
evidence.
Whatever the precise ambit of this jurisdiction the principles to which I have
referred apply to its exercise. No member of the Review Division thought
otherwise. The majority in reasons expressed by Smyth DCJ applied the
principles enunciated by McHugh J and concluded after what was obviously a
careful review of the reasons for determination of Cooper DCJ and the
submissions put to them on behalf of the claimant that the appeal should be
dismissed. They took account of the decision of the High Court in Voulis v
Kozary (1975) 50 ALJR 59 and concluded that "the exceptional circumstances
which existed in (that case) do not exist in the present case." By this I would take
them to mean that they were not satisfied that there was a "glaring improbability
about the story accepted" by Cooper DCJ or that the ultimate findings were ones
which were not reasonably open on the whole of the material before Cooper DCJ.
This is an application for relief in the nature of certiorari against the Tribunal
in its original jurisdiction and against the Review Division and for a declaration
that the determination of the Tribunal of 5 March 1991 is void. The grounds are
WARY JOHN MINTER v POLICE TRIBUNAL OF NEW SOUTH WALES and ANOR (Shelfst
JA)
errors in law by the Review Division in failing to give reasons for rejecting the
grounds of appeal relied upon by the claimant together with the written and oral
submissions made in support thereof, ignoring grounds of appeal and
submissions, resolving the appeal in an inadequate basis and misapplying the
decision in Abalos. Ultimately it is asserted that the majority judgment erred in
law in failing to adopt the reasoning and reach the same conclusions as those of
the dissenting member, Wall DCJ.
In the first place I am not satisfied that the majority ignored grounds of appeal
or submissions. What they did was to acknowledge, as they were perfectly
entitled to do, the carefully reasoned assessment of the evidence by Cooper DCJ.
This they accepted. They were not persuaded, applying the appropriate
principles, that they should do otherwise. While the Review Division was
required to consider the submissions put to it and the evidence relied upon in
support of the appeal it was unnecessary for it to refer to all these submissions
or this evidence in its reasons for judgment. What is essential is that the reasons
exposed the grounds for the decision; Austral Standard Cables Pty Ltd v Walker
Nominees Pty Ltd (unreported, Court of Appeal, 4 March 1992 per Kirby P at 5).
In Soulemezis v Dudley (Holdings) Pty Ltd (1987) 10 NSWLR 247 at 273,
Mahoney JA, one of the majority, said at 273: "There is, I think, no formula the
application of which to the instant case will indicate what, in that case, the judge
must do. Where in the decision of an ordinary dispute, reasons are necessary, they
are necessary because of the expectation that, being a judicial decision, a
sufficient explanation will be given of why the order was made. And, in my
opinion, it will ordinarily be sufficient if - to adapt the formula used in a different
part of the law: see R v Associated Northern Collieries (1910) 11 CLR 378 at 740
- by his reasons the judge apprises the parties of the broad outline and constituent
facts of the reasoning on which he has acted.
To require that a judge detail the way in which he has reasoned step by step
to his conclusion is, in my opinion, to mistake the nature of the reasoning
process."
The other member of the majority, McHugh JA, as he then was, at 280-281
said: "If an obligation to give reasons for a decision exists its discharge does not
require lengthy or elaborate reasons: ex parte Powter; re Powter (1945) 46 SR
(NSW) | at 5. But it is necessary that the essential ground or grounds upon which
the decision rests should be articulated. In many cases the reasons for preferring
one conclusion to another also need to be given: Wright v Australian
Broadcasting Commission (1977) 1 NSWLR 697 at 701, 713. In Iveagh (Earl) v
Minister of Housing and Local Government (1964) 1 QB 395 Lord Denning MR,
speaking of a Minister's duty under the Tribunals; and Inquiries Act 1958 (UK)
to furnish 'the reasons for the decision' declared that:
Sceseees the whole purpose of the enactment is to enable the parties and the courts
to see what matters he has taken into consideration and what view he has reached
on the points of fact and law which arise. '
If no right of appeal is given against findings of fact, a failure to state the basis
of even a crucial finding of fact, if it involves no legal standard will only
constitute an error of law if the failure can be characterised as a breach of the
principle that justice must be seen to be done. If, for example, the only issue
before a court is whether the plaintiff sustained injury by falling over, a simple
finding that he fell or sustained injury would be enough, if the decision turned
simply on the plaintiff's credibility. But, if, in addition to the issue of credibility,
22 UNREPORTED JUDGMENTS
other matters were relied on as going to the probability or improbability of the
plaintiff's case, such a simple finding would not be enough."
A failure to refer to a submission or some of the evidence may, in some cases,
indicate that the judge has failed to discharge the duty which rests upon him or
her; see, for example Mifsud v Campbell (1991) 21 NSWLR 725. I do not think
that the reasoning of the majority of the Review Division indicates such a failure.
In his judgment Smythe DCJ said:
"T am satisfied that his Honour Judge Cooper carefully analysed all the
evidence which was placed before him and made reasoned decisions as to why
he accepted or did not accept the witnesses called before him. It could not be said
that he failed to appreciate the criticisms made of Constable Kilfoyle.......
Iam of the view that his Honour took into account all matters which he should
properly have taken into account and, having carefully observed the witnesses, as
they gave their evidence before him, gave careful consideration as to what
allegations were proved and what were not."
Wall DCJ dissented on the basis of detailed reasons critical of Cooper DCJ's
reasons. I have carefully considered his Honour's reasons. With respect it seems
to me that his Honour has, to adopt the language of Lord Wright in Powell's case
at 266, proceeded to try the case on paper on his own view of the probabilities.
I appreciate that his Honour was concerned to consider whether there were
glaring improbabilities or findings which could not reasonably be supported by
the evidence. He took a less favourable view of the evidence of Constable
Kilfoyle and apparently a more favourable new of the evidence of Constable
Minter. Woven through this are references to an assertion, which also is assumed
in the reasons of the majority, that Cooper DCJ found Constable Thompson and
Constable Ede to be credible witness overall and worthy to be believed. This is
asserted more than once. No part of Cooper DCJ's reasons are referred to to
support it. All that can be said, and this is to say something quite different, is that
his Honour expressed himself as not satisfied that the complaints against those
two officers were made out.
In his judgment Clarke JA has referred to the finding of assault on Constable
Kilfoyle while she was sitting in the driver's seat of the motor vehicle and to the
conclusion by Wall DCJ that this finding was glaringly improbable. The analysis
by Clarke JA makes it plain that Wall DCJ evaluated the evidence and applied to
his conclusion an inappropriate epithet. He concluded on his view of the evidence
and on the basis that Constable Thompson and Constable Ede were credible
witnesses overall and worthy to be believed that the assault was not established.
I agree with Clarke JA that there was no basis for saying that the finding of
Cooper DCJ was glaringly improbable in the way in which that expression has
been used in such cases as Brunskill v Sovereign Marine and General Insurance
Co Ltd (1985) 59 ALJR 842 at 844.
In my opinion the summons should be dismissed with costs.
Summons dismissed with costs.
Counsel for Appellant: B GROSS QC and R HOOD
Instructed by: TAYLOR and SCOTT
Counsel for Respondent: SM LITTLEMORE
Instructed by: HK ROBERS, CROWN SOLICITORS OFFICE
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