Select any passage to save a personal note with optional tags.
STACEY v CHIDDY
SUPREME COURT OF NEW SOUTH WALES COURT OF APPEAL
5 MAHONEY, PRIESTLEY and Cripps JJA
2, 3 March 1993, 23 April 1993
[1993] NSWCA 251
NEGLIGENCE — medical negligence — failure to diagnose cancer APPEALS —
findings of trial judge — matters raised for the first time on appeal
The appellant was diagnosed to be suffering from breast cancer in June 1990 — she
first complained of lumps in April 1989 — a mammogram — ultrasound
examination revealed no definite evidence of cancer but such tests do not exclude
cancer — most likely diagnosis was cysts respondent contends that the lumps were
cysts which healed, the cancer developing after this condition had subsided — trial
judge accepted evidence that the lumps did not exist during the second half of 1989,
based upon an examination by Dr Finch in June 89 and the respondent in December
20 89 — the appellant claimed the respondent was guilty of professional incompetence
in failing to detect the cancer and/or failing to refer the appellant to a specialist at an
appropriate time — the issue being whether the condition complained of in 1989 was
the condition which produced the cancer discovered in June 1990.
25 Held: per Mahoney JA: The trial judge was not guilty of reversible error in accepting
the evidence of Dr Finch and the respondent. The case for loss of chance, that is, proving
that the negligence lay in not in April May 1989 referring the appellant to a specialist who
could have detected a cancerous or precancerous condition which could not have been
discovered by xray or ultra sound procedures was not explored at the trial and should not
be allowed to be raised on the appeal.
30 per Priestley JA: The appeal was dependent upon whether the trial judge erred in
accepting the evidence of Dr Finch and the respondent. It was within the function of the
trial judge to accept this evidence and conclude that on the probabilities no lumps were
palpable during examinations between 1989 and June 1990.
per Cripps JA: It was not demonstrated that the trial judge failed to use of palpably
35 misused the advantage of seeing or hearing witnesses. His findings upon the demeanour
and credibility of Dr Finch and the respondent were neither glaringly improbable nor
inconsistent with other proved facts.
The claim for "loss of chance" was not explored at the trial and cannot be raised on
appeal.
Abalos v Australian Postal Commission (1990) 171 CLR 167
40 Jones v Hyde (1969) 63 ALJR 349
McGhee v National Coal Board [1973] | WLR 1
Farrell v Snell (1990) 72 DLR (4th) 289
The Public Trustee as Administrator of the Estate of the Late Peter Saroukas v
Sutherland Shire Council (1992) Aust Torts Rpts 81-149
45 Coulton v Holcombe (1986) 162 CLR 1
Water Board v Moustakas (1988) 62 ALJR 209
Banque Commerciale SA En Liquidation v Akhil Holdings Ltd (1990) 169 CLR
Mahoney JA In June 1990 the plaintiff was found to have a malignant growth
50 in her left breast. Notwithstanding a mastectomy, she continues to suffer from a
general and serious cancerous condition. In August 1992 she sued her general
2 UNREPORTED JUDGMENTS
practitioner, the defendant, for negligent treatment of her. In January 1993, her
case was tried and dismissed. She has appealed to this Court against the trial
judge's judgment.
Thave read the judgment of Cripps JA. I agree with his Honour's judgment and
his explanation of why the plaintiff's appeal to this Court must fail. But this
matter is of particular importance to the plaintiff, legally and perhaps
emotionally. I am conscious of her condition and of what has been put to the
court by counsel in that regard. I shall therefore add to what Cripps JA has said
some observations of my own.
Stated conceptually and, perhaps, in oversimplified terms, the contest between
the parties is whether the condition which the plaintiff had in April 1989 is the
condition which produced the malignant growth discovered in June 1990. At the
trial there were other issues but that is the issue on which the plaintiff's claim now
turns.
It was essential to the plaintiff's case, as it was presented, that she prove that
the 1990 condition was a development of the 1989 condition. This is because she
could succeed against the defendant only if she proved he was negligent in his
treatment of her and the only negligence proved against him was negligence in
respect of the 1989 condition: he was not negligent in respect of the 1990
condition.
The plaintiff's case was that, in April 1989, she had cancerous lumps in her left
breast and that those lumps continued in that breast up to June 1990. If that was
so, then the inference was - and it would be a strong inference - that the condition
which the defendant had negligently treated in April May 1989 was the condition
which existed in June 1990 and continues to exist. Her case was that if it had been
properly treated in April May 1989, it would not have developed as it did.
The defendant's case was different. It was that the 1989 lumps were not
cancerous but cysts; that the cysts disappeared in the ordinary course; that the
1990 cancerous condition was a new condition which developed after the 1989
condition had subsided; and that it had no relevant connection with the 1989
condition.
As the trial was conducted, the trial judge was required to choose between
these two cases. The aetiology of a cancerous condition is, as the witnesses
recognised, often complicated and sometimes not fully understood. However, the
way the evidence emerged established that, if the lumps continued to exist
between April 1989 and June 1990, the 1989 condition was probably cancerous;
if between April May 1989 and early 1990, the lumps did not exist in the breast,
then the 1989 condition was not cancerous. It was this issue which was at the
centre of the dispute which the judge had to decide.
The judge held that the lumps did not exist during the second half of 1989. He
based this conclusion upon two things: an examination made in June 1989 by Dr
Finch and an examination in December 1989 by the defendant. On each of these
examinations, there were no lumps. If this evidence was accepted, the plaintiff's
case failed.
Therefore, stating the matter broadly, if the plaintiff was to succeed in her
appeal to this Court, she had to show that the judge was wrong in accepting this
evidence and in concluding that, during that time, the lumps did not exist.
The plaintiff had said that the lumps had continued to exist between April 1989
and June 1990. The judge did not accept this part of the plaintiffs evidence. He
gave reasons why he did not accept it. These have been referred to by Cripps JA.
It cannot be successfully contended before this Court, and I do not think it was
URJ STACEY v CHIDDY (Mahoney JA) 3
contended, that the judge was guilty of reversible error in what he did in this
regard. At least, there was nothing in the evidence of the plaintiff herself which
required that he accept what in this regard she said.
I have carefully considered the evidence of Dr Finch and of the defendant to
see whether the judge was wrong in accepting what they said as to their
examinations and whether I can and should come to a different conclusion. I do
not think that I should. I am conscious of the fact that the evidence of Dr Finch
and of the defendant depends, not upon actual recollection by them of what was
done, but upon inference from records made by them at the time of their
examinations. But what they have said as to their system of working and of
keeping records was accepted, and the acceptance of that involved no reversible
error: I myself would accept that what they said was right. On that basis, the
inference that the plaintiff's breast was properly examined at the time is, I think,
a strong one.
I have considered whether the medical evidence is such that, notwithstanding
what was said by Dr Finch and the defendant, the existence of the admitted
cancerous condition in June 1990 should lead to the inference that a cancerous
condition existed in April May 1989 and existed in a form which would have
been detected if the defendant had done what, on the judge's findings, he should
then have done. There is the tendency, logical as well as emotional, to infer that
the 1990 lumps were those which existed in 1989. But the evidence establishes
the possibility that a cancer such as was detected in June 1990 could have
commenced after the examination by the defendant on 4 December 1989. If that
be so, then the acceptance of the results of the examinations by Dr Finch and the
defendant in June and December 1989 was crucial because the evidence
established, with the appropriate degree of probability, that if there were no
lumps between June and December 1989, the 1990 cancer commenced after the
1989 examinations.
Cripps JA has referred to the significance in this regard of the application for
further hearing of this appeal. The court had heard detailed oral argument from
counsel and had in addition long and detailed written submissions. These were
considered, during the course of oral argument and otherwise. However, after the
argument had concluded and the court had reserved its decision, Mr Gross QC for
the plaintiff placed before the court additional written material and invited the
court to hear further oral argument upon the matters referred to in it. This material
related, at least in the main, to the issues to which I have referred. The court
invited counsel to place before it in written form such additional arguments as
they desired to advance. This was done. Having considered these, the court
concluded that the appeal should not be further extended by additional oral
argument. I have, for the purposes of the appeal, assumed that the transcript
alterations suggested for the plaintiff should be made: I have, for the purposes of
determining the appeal, approached the matter on that basis. However, if Dr
Sheldon had said what the suggested corrections would record him as having
said, that would not lead me to the conclusion that has been suggested for the
plaintiff. I do not accept that, if the transcript be assumed to be as the plaintiff
now contends, that could or would have affected the judge in his determination
of the acceptability of the evidence of Dr Sheldon or of other witnesses.
In my opinion, the plaintiff has not shown that such departure from the proper
standard of care as occurred in 1989 affected the cancer which subsequently
occurred.
4 UNREPORTED JUDGMENTS
Mr Gross QC, for the plaintiff, sought on appeal to raise an additional case, one
which was not raised at the trial. At the end of the appeal, the basis of it was not
clear. As I understand it, it was to the effect that the defendant's negligence lay
in not, in April May 1989, referring the plaintiff for examination by another
specialist or surgeon practitioner; that if she had been referred at that time, there
was a possibility that such examination would have detected a cancerous or
precancerous condition which the defendant as a general practitioner would not
have discovered, himself or through xray or ultra sound procedures; and that,
because of his negligence in failing to do this, the plaintiff lost the chance that
such a condition existed and would have been discovered at that time. There was
no evidence which the judge accepted that, had the defendant referred the
plaintiff for further examination of this kind, there was in April May 1989 any
condition which would have been discovered. There are no doubt cases in which
the damage suffered by a plaintiff because of the defendant's negligence consists
essentially in the loss of a chance. I am not satisfied that the present is such a
case. But in such cases, it is I think necessary to show that there was such a
chance and that it was lost. Such a case was not explored at the trial, no doubt
because it was not raised. I do not think that it should be allowed to be raised
now. If it had been raised, the defendant may well have adduced evidence to deal
with it. He might have shown that, for example, the cancer which existed in June
1990 would have shown no signs in April May 1989. The plaintiff cannot succeed
on this new basis. The appeal must be dismissed with costs.
Priestley JA I have had the benefit of reading the reasons to be delivered by
Cripps JA. They demonstrate that for the appellant to succeed in the appeal she
would have to show that Levine J was wrong in accepting the evidence of Dr
Finch about his examination of the appellant on 16 June 1989 and the evidence
of the respondent about his examination of the appellant on 4 December 1989.
The evidence of the doctors in regard to these examinations in one sense rested
on a slender basis. Neither had any memory of the examination he did, and each
reconstructed what would have happened by reference to a rather cryptic
contemporary note and his own usual practice. However, once the judge
accepted, as it was within his function to do, that the contemporary notes were
genuine, and, as again it was within his function to do, that the doctors' accounts
of their usual practice were truthful, then it was open to him to conclude, on the
probabilities, that no lumps were palpable in the appellant's breast at the times of
the two examinations. The function I speak of is one which is peculiarly that of
a trial judge, namely, the weighing of contested oral evidence, and deciding what
to accept or reject.
The conclusion Levine J came to is one with which, on the evidence in this
case, this court should not interfere: Abalos v Australian Postal Commission
(1990) 171 CLR 167. It is also one which negated an essential step in the case
presented by the appellant at the trial. The result is, in my opinion, that the appeal
fails, and should be dismissed with costs.
Cripps JA This is an appeal against a judgment of Levine J for the
respondent,Dr Chiddy, in proceedings brought against him by the appellant, Mrs
Stacey. In June 1990, the appellant was diagnosed to be suffering from cancer of
the breast. The respondent was her family doctor. In April 1989 she consulted
him about two lumps in her left breast. She was then 31. The appellant alleged
the respondent was guilty of professional incompetence in failing to detect the
URJ STACEY v CHIDDY (Cripps JA) 5
presence of the cancer and/or in failing to refer the appellant to a specialist for
an investigation at a time when it was appropriate to do so.
Although the appellant's claim was framed in contract and tort, the hearing
before Levine J proceeded on the basis that it was a claim for damages for
negligence. Levine J found that although the respondent's advice and treatment
in April 1989 was less than satisfactory, he was not satisfied, on the balance of
probability, that the appellant suffered any damage as a result of the breach of
duty. The appellant has submitted that Levine J erred with respect to his finding
of causation. It has also been submitted by Mr Gross QC on her behalf that if the
Court is not persuaded that Levine J erred in concluding, as he did, that he was
not satisfied on the balance of probabilities that the appellant's damage resulted
from the respondent's negligence, nonetheless the appellant was entitled to a
verdict for what was described by Mr Gross as "damages for loss of possibility".
I shall return to this matter later.
On 13 June 1990 the appellant, then aged 32, consulted the respondent
complaining of a lump in her left breast. She was referred to a specialist who
aspirated the lump. Later a biopsy was performed and, after testing, the appellant
was diagnosed as having cancer of the breast. She had a mastectomy on 21 June
1990 and thereafter underwent chemotherapy. The respondent continued to be
her family physician until 1992. On 26 August 1992 she commenced proceedings
against the respondent alleging professional negligence.
By reason of the cancer the appellant's life expectancy is a few months at the
most. The hearing before Levine J was expedited and heard in January 1993. The
appeal was also expedited and was heard on 2 March 1993. Thereafter, the
appellant applied for and was granted leave to make further submissions.
The appellant did not allege negligence arising out of the diagnosis and
treatment in and after June 1990. Her claim was based upon the failure by the
respondent to advise and treat her in accordance with acceptable medical
standards in April 1989 when she was his patient and consulted him for treatment
for two lumps in her left breast. The appellant first consulted the respondent
about the lumps in late March 1989. She said she had only recently discovered
them. She was examined by the respondent who could feel them by palpation. He
told her to return in a couple of weeks because he thought they were cysts. It was
not disputed that the most likely diagnosis for a 32 year old married woman at
that time was that she had cysts and not cancer although, of course, the possibility
of cancer could not be ignored.
She returned on 13 April 1989. The lumps were still there. The respondent
arranged for her to have a mammogram and ultrasound examination. The
mammogram report was dated 14 April 1989 and read:
"There is a large amount of dense and dysplastic appearing breast tissue in
both breasts. There is no evidence of any discrete mass lesions. There are
multiple small flecks of microcalcification, particularly throughout the left breast,
which on magnification view demonstrates more clearly. This does not appear to
be grouped at any point and presumably represents significant dysplastic change
throughout this rather dense breast tissue.
There is no evidence of any localised or discrete masses, although low density
lesions could be hidden within the dense breast tissue. The appearances are those
of fairly significant dysplastic changes. No definite evidence of malignancy.
Unfortunately the ultrasound machine was inoperative. However because of
the fairly significant dysplastic changes throughout the breast tissue I would
recommend the patient return for an ultrasound examination of the breast.
6 UNREPORTED JUDGMENTS
(Signed)
Dr Peter MacIntosh"
On 21 April 1989 an ultrasound examination was performed. The report read:
"High frequency real time ultrasound of both breasts was performed. There
was a slight increase in the amount of dense echogenic material in both breasts
which is in keeping with the dysplastic changes seen on the bilateral
mammograms. There is no evidence of any localised lesions, either of a densely
echagenic nature or of a cystic nature. The appearances are in keeping with the
dysplastic changes seen on the mammograms, however annual examination is
recommended.
(Signed)
Peter MacIntosh"
Neither the mammograms nor ultrasound established the presence of
malignancy. The respondent knew, however, that mammograms often recorded
false negatives and that the ultrasound result did not exclude malignancy.
On 21 April 1989 the appellant returned for a further consultation as advised
by the respondent. The appellant's complaint about the respondent centred on the
treatment and advice he gave her on 21 April 1989. The appellant alleged that the
respondent's acts and omissions departed from acceptable medical standards.
First, the respondent did not examine the appellant's left breast on that occasion.
As the judge found, the lumps were still there. Furthermore, he told her that,
based on the mammogram and ultrasound, the lumps would go away and she
should not worry. He told her to come back in three months for an examination
and thereafter at six monthly intervals. The respondent's case was that his
conduct on 21 April 1989 did not fall short of acceptable professional conduct.
He said he was confident that his provisional diagnosis of cysts was correct and
that the mammogram and ultrasound did not cause him to change his provisional
diagnosis. He said that the appellant's age and clinical history (she breast fed her
children) supported his opinion. I will not linger over this aspect of the case
because the learned trial judge found against the respondent on this issue and
there has been no appeal from that finding. It is, however, significant that
notwithstanding the finding concerning the respondent's professional conduct,
the judge made no findings adverse to his credit. It is important at the outset to
make this clear because, although on appeal the case was pitched more
moderately, the case before Levine J was conducted upon the basis that the
respondent was untruthful as well as incompetent and that his evidence could not
be relied on. Levine J did not disbelieve the respondent. He found that the
respondent's advice and treatment fell below proper professional standards. He
found that although it was not impermissible for the respondent to have had
regard to the appellant's anxiety when considering what advice she should be
given in April 1989 in the context that it was highly likely his provisional
diagnosis of cysts was correct, these considerations should have been displaced
by the magnitude of the risk to which the appellant was exposed if the provisional
diagnosis was not correct. As Dr Stanton, whose evidence was accepted by
Levine J, put the matter:
"Any breast lump requires a diagnosis. If a lump is still palpable after
menstruation then a mammogram should be performed. Often an ultrasound will
be necessary as well if doubt remains as to whether the lump is cystic or not. If
the results of these investigations indicate possible malignancy or fail to diagnose
the nature or case of the lump, then the patient should have been referred for
surgical opinion and management."
URJ STACEY v CHIDDY (Cripps JA) 7
Later he said:
"T believe that if an undiagnosed breast lump remained palpable then the
correct course of action would have been to review the lump over the following
month. If the lump remained palpable the patient should have been referred to a
surgeon for a definite diagnosis and treatment recognising that breast cancer left
untreated carries increased mortality."
The appellant's case at trial was that the lumps which she presented in March
1989 never went away and that, to her mind, the lump which was removed in
June 1990 was a larger version of the lumps examined by the respondent in
March 1989 and April 1989. She called two medical experts, both of whom were
highly qualified, Dr Tattersall and Dr Sheldon. Dr Sheldon was of the opinion
that the malignant lump removed in June 1990 could have been malignant and
present on examination by palpation in March 1989. He acknowledged that by
reason of the appellant's age, her ingestion of oestrogen, that in June 1990 she
was in the early stage of pregnancy and the particularly aggressive nature of the
tumour as disclosed on examination after removal it was possible that in April
1989 the cancer, if present, may not have been detectable. However, he
concluded that, notwithstanding the four factors referred to above, other things
being equal, it was more probable than not that the tumour would have been
palpable in March 1989.
The learned judge found:
"He said it was possible that the end of March 1989 and the beginning of April
1989, taking into account the factors referred to above, there was no clinically
detectable tumour in this breast. As to the probabilities he did reaffirm his
position however taking all the factors very carefully into account and taking into
account the advanced state of the tumour he concluded that it was more likely
than not that the tumour would have been palpable in March 1989.
He accepted that the assumptions were very much a matter of judgment
looking back and taking into account his experience. He agreed that there was a
significant probability that it was not palpable at that time."
The factors referred to by his Honour were those factors referred to above. Mr
Gross QC has submitted that the transcript does not accurately record the
question put to Dr Sheldon that, as a result, Levine J misconceived the true effect
of Dr Sheldon's evidence with the result that Dr Sheldon's credibility and
reliability was damaged.
Dr Sheldon was cross examined by Mr Garling as to whether the four factors
mentioned above affected his opinion concerning the probable existence of a
malignancy in March or April 1989.
"Question: You would expect if you added those four elements together that
the period of time between clinical detection of the cancerous tumour and its
growth to the size detected on the pathology test may well be shorter than twelve
months wouldn't you?
Answer: Yes.
Question: And if you accept those four factors, doctor, you would agree with
me, would you not, that it is quite possible that fifteen months - I withdraw that
- that at the end of March 1989 and the beginning of April 1989 there was no
clinical detectable tumour in the breast, wouldn't you?
Answer: I think that is possible.
8 UNREPORTED JUDGMENTS
Question: And indeed, having regard to your evidence about the period of
twelve months and the factors which affect it you would agree with me that it is
more probable than not, based upon those assumptions alone that I have given
you, that the cancerous tumour was not clinically detectable in March and April
1989?
Answer: I considered all those factors very carefully in preparing my report
and, again, taking into consideration the advanced state of tumour as well as the
factors you have just discussed I concluded that it was more likely than not that
the tumour would have been palpable in March.
Question: But you accept that the assumption is very much a matter of your
judgment, looking back and doing the best you can based upon your experience.
I do not mean any criticism. I am saying it is a matter of judgment that it was
more likely than not to be palpable in March 1989?
Answer: That's right.
Question: There is a significant probability that it was not palpable at that time,
isn't there? Answer: Yes."
After oral argument had concluded, Mr Gross QC was granted leave to make
further additional submissions. He sought leave to adduce evidence to establish
that the word "probability" where appearing in the last question should read
"prospect". He submitted that the trial judge misconceived the true effect of Dr
Sheldon's evidence and that "the credibility and reliability of Dr Sheldon
generally as a witness must have been severely damaged in his Honour's eyes"
with the consequence that the plaintiff's "prospects of success at trial were
significantly worsened". The documents annexed to the written submissions did
not annexe the letter from the Transcription Service which, it is said, confirmed
that a mistake had been made. Nonetheless, I am prepared to assume that the
word "probability" should read "prospect".
I record that the respondent opposed the appellant's application to lead fresh
evidence. I make the assumption in favour of the appellant because I do not think,
for reasons which I shall give, it is of any significance whether the word was
"probability" or "prospect" and also because the Court has been pressed to
expedite the appeal. In my opinion, the fresh submission is a red herring. His
Honour did not disbelieve Dr Sheldon. On the contrary, he accepted his evidence.
His Honour, to my understanding, perfectly understood that, on the assumptions
Dr Sheldon was asked to accept, he maintained the view that, although it was
possible that the tumour was not present in March, it was probable that it was.
Had the appellant's evidence been accepted concerning the continued presence of
the lump or lumps throughout 1989, Dr Sheldon's opinion was that, more likely
than not, the malignancy was present and detectable in March and April 1989. As
will be seen, the difficulty facing the appellant was that she was examined twice
in 1989 and, as his Honour found, no lumps were detectable. Dr Sheldon was
asked the following questions.
"Question: If it be the fact that the patient was examined on 16 June 19839, that
is to say about 2 or 2 and a half months after the initial reporting, and upon such
an examination, which I ask you to also assume was carried out carefully and
thoroughly by a competent practitioner, there was no lump palpable or clinically
detectable you would accept that in those circumstances such lumps as were
palpated in March and April of 1989 were not cancerous tumours, wouldn't you?
Answer: Yes I would.
URJ STACEY v CHIDDY (Cripps JA) 9
Q: And you would accept that if such examination took place and was
accurately carried out and carefully carried out by a competent practitioner that
the lumps which were detected in March and April were of a benign type?
A: No.
Q: And not related to the cancerous tumour ultimately detected on pathology?
A: Yes. If there was a malignancy there in March on the first examination that
was clinically identifiable, then it could only have become more so as time went
on."
Professor Tattersall gave evidence directed primarily to the effect on the
plaintiff's life expectancy of the failure to diagnose an assumed malignancy in
March or April 1989. He was less confident than Dr Sheldon in drawing any
conclusions as to the state of the appellant's breast in March 1989 based upon
what was discovered on pathological examination after the tumour was removed
in June 1990. However, he was of the opinion on the history given by the
appellant that more probably than not her cancerous condition was in existence
and discernible in March or April 1989 (that at least is what I am prepared to infer
in the appellant's favour although a close reading of Professor Tattersall's
evidence leads me to doubt the inference is as powerful as the appellant
contends).
The opinions of Dr Sheldon and Professor Tattersall were dependent upon an
acceptance by each of the history given by the appellant of a continuous lump or
lumps capable of detection by palpation from March 1989 until June 1990.
Further and absent what was called by Dr Sheldon an "exquisitely unlikely" case,
the lump or lumps, if malignant, would not have reduced or have become
undetectable between April 1989 and June 1990. I have already referred to Dr
Sheldon's evidence about the matter. The evidence before his Honour was that if
the lumps were malignant in March or April 1989, they would have increased in
size but not necessarily at a predictable or constant rate.
The learned judge did not accept the evidence of the appellant concerning the
continued presence of the lump or lumps. He referred to inconsistencies in her
evidence and to her failure to mention lumps to doctors during the remainder of
1989 and early 1990. His Honour made it quite clear that in reaching his
conclusion he disregarded the appellant's demeanour when giving evidence. At
the time she gave evidence she knew she was dying. It was conceded by the
respondent that demeanour should be ignored in fairness to the appellant. The
learned judge also made it clear he did not find any conscious or deliberate
untruthfulness by the appellant and he noted that so much was conceded by the
respondent.
However, he found she was embittered and that she blamed the respondent for
her terminal condition. She said the lump never went away but got bigger. Her
evidence was rejected. Specifically, his Honour found that there was no
detectable lump in her left breast in June 1989 and December 1989. In June 1989
she was examined by Dr Finch, the respondent's partner. In December 1989 she
was examined by the respondent. Neither doctor detected lumps in the appellant's
breast. Furthermore, he rejected the appellant's husband's evidence concerning
measurements he said he had made of the lump and about what he said had
occurred in June 1989 when she was examined by Dr Finch. His Honour found
that, like the appellant, the respondent's recollection was influenced by factors
that made the appellant's evidence unreliable.
10 UNREPORTED JUDGMENTS
As I have said, the appellant was examined by the respondent's partner, Dr
Finch, in June 1989. It was common ground that the visit by Dr Finch to her
home and her visit next day to his surgery were not for the purpose of a three
monthly checkup as advised by the respondent. She had a pain in her chest on 15
June 1989 and Dr Finch was called to examine her at home. He also examined
her in his surgery on 16 June 1989. He made the following notes on her card:
"Substernal pain last night. Lasted ten minutes. On examination: Abdo (tick)
Heart (tick) Breasts BP 120/80
PD Reflux oesophagitis.
Now completely recovered so no further therapy required."
On 4 December 1989 she consulted the respondent. Again, the purpose of the
consultation was not a six monthly check up advised by the respondent. The
appellant was proposing to go overseas and she wanted an anti tetanus injection.
On that occasion the respondent examined her and made notes. The notes on her
card were:
"1.12.89 Missed appointment.
4.12.89 Discuss overseas trip.
ADT (given) Breasts (tick) (tick)"
Neither Dr Finch nor the respondent claimed any independent recollection of
the examinations. However, each gave evidence as to what was his usual practice.
Each said it was usual and routine to examine women's breasts. Each said that
they would have palpated the appellant's breasts and if any lumps were
detectable they would have been noted. It is not without significance that the
appellant's card upon which the above notes were made recorded the results of
the earlier examination including a small drawing indicating the presence of the
lumps detected in March 1989. The evidence of Dr Finch and the respondent
concerning these examinations was strenuously attacked at the trial. I did not
understand the attack on Dr Finch to have been that he was telling lies. Rather,
it was that he might have been mistaken and that, in any event, he had no
independent recollection of the examination. It was suggested, for example, that
the word "breasts" might have been "bruits". However, the only concession Dr
Finch would make to any suggestion that he made a mistake about whether he
examined the appellant's breasts was that "anything is possible".
The learned judge found:
"T accept Dr Finch to be general practitioner of immense experience (40 years
- he had been President of the Royal Australian College of General Practitioners).
He was a careful witness. He was considered by the defendant, and this was not
disputed by the plaintiff, to be a general practitioner who was meticulous and
took great care in the conduct of his calling. He has no independent recollection
of the event recorded. I add that that fact alone, whilst it must be taken, into
account, is not necessarily noteworthy in relation to a medical practitioner in a
busy general practice. Dr Finch did not in any way seek to place his evidence
otherwise than as prompted by the notes he made. Indeed the doctor was quite
candid about being unable to recollect whether there was a home visit followed
by a consultation the following morning and I am not prepared to attach any less
weight to his testimony for that reason.
I accept Dr Finch as a witness of truth, that he examined the breasts, detected
no abnormality, and that had there been any he would have recorded it and drawn
it to the defendant's notice.
URJ STACEY v CHIDDY (Cripps JA) 11
The absence of a tick after the word "breasts" he says is an error, an
inconsequential one and I have no difficulty at all in accepting that from this
witness.
As to the suggestion that in the notes the words "breasts" could well be, and
on the probabilities is, the word "bruits", I simply reject. The notes are clear and
legible and I read the word as breasts. Exhibit L, the court room writing of the
two words adds nothing.
In short I am satisfied that Dr Finch examined the patients in the course of the
routine examination in the light of her complaints. I am satisfied that he examined
them in the supine position only and I am satisfied that, from what I observed of
the witness and the tenor of his testimony, that no abnormality was detected in
what I consider to have been a thorough competent examination in the
circumstances and I am perfectly satisfied that this doctor, had he found anything
would have noted it."
The attack on the respondent was much more serious. It was suggested that he
was telling lies and that he had, in effect, forged the December 1989 entry on the
appellant's card. Necessarily, of course, the evidence of the respondent with
respect to the examination in December 1989 was more damaging to the
appellant than Dr Finch's examination because it took place six months later and
at a time when, if the appellant's version was correct, the lump would have been
more detectable by palpation than it was in June 1989.
As I have said, like Dr Finch, the respondent did not claim to remember
independently what he had done in December 1989. He relied on his usual
practice. However, he denied he was telling lies and he denied he had forged
entries on the appellant's medical card.
The learned judge said (38):
"Did he or did he not examine the plaintiff's breasts on 14 December 1989? of
course Dr Chiddy could be expected to interpret his notes in the most favourable
light to assist him in his case. I have already referred to the rationale for such a
view. His position in relation to the examination was unshaken during cross
examination and his position was simply that his note reflects that he conducted
an examination which disclosed no abnormality. He has no independent
recollection, and of course his records stand to be interpreted by him, and it is
whether or not his interpretation should be accepted, and in that regard whether
or not there are any matters affecting his credit. On my observation Dr Chiddy
(again given his position as a defendant in this kind of action) was overall
unremarkable that I have to simply come to that conclusion that Judges always
have to come to is whether or not he is to be accepted on the issue.
He conceded that it is possible that the entry was a "mistake" in the context of
the not uncommon nor unreasonable proposition that 'anything is possible'.
In the course of submissions it was contended for the plaintiff that one basis
for seriously doubting the integrity of the entry in relation to the breast
examination is a comparison with an entry made on 31 May 1991 which
disclosed 'O/E Breasts (tick) (tick) Chest (tick)' the submission is the latter entry
is just an impossibility, as it were, because by that time the mastectomy had been
carried out (21 June 1990). I reject this submission as a grotesquerie in itself and
attach no weight to it all the more so because such an extraordinary proposition
was not even put to the defendant in cross examination.
There also was a question raised as to the '4' which the defendant was able to
confront. Nothing turns on this. (As to the writing of dates; simply note in the
original documents of Exhibit D the form of the entry for 28 March 1989 and the
12 UNREPORTED JUDGMENTS
preceding entry), The ultimate submission for the plaintiff in relation to this entry
given the plaintiff's assertion that no such examination took place, is that the
entry in relation to breasts is a 'forgery' inserted by the defendant after the cancer
had been diagnosed in June 1990. I was provided a magnifying glass with which
to consider handwriting differences that would lead to this conclusion (including
the 'bifurcation' in parts of the written lines). No expert evidence was called on
the matter. I am not an expert on such matters. It was clearly denied by the
defendant and by the whole tenor of his evidence. Insofar as I can form a view
by magnified examination certainly do not come to the conclusion that there is
anything sinister in any variation, if there be any at all to ordinary observation,
in the entry. It is my concluded opinion that, in the writing itself, applying
ordinary observation, there is nothing at all amiss.
The plaintiff's anxiety to ensure acceptance of the proposition that no breast
examination took place over the 15 month period is understandable in the context
of this litigation. I am not prepared to form the view that the defendant's anxiety
to defend his reputation is such as for him to have engaged in the alleged conduct
which at best is dishonest, and at worst criminal. I reject this submission and
accept the defendant's position that the entry is genuine and that, even though he
has no independent recollection of the event, it is probative of the fact of
examination and its outcome. I find that there was an examination on the breasts
on 14 December 1989 which disclosed no abnormality."
Unless these findings can be set aside on appeal, the appellant cannot succeed
and I do not think they can. It has not been demonstrated that Levine J failed to
use or palpably misused the advantage of seeing and hearing witnesses (see
Abalos v Australian Postal Commission (1990) 171 CLR 167, Jones v Hyde
(1969) 63 ALJR 349). The findings based upon the demeanour and credibility of
Dr Finch and the respondent were neither "glaringly improbable" nor
inconsistent with other proved facts. The circumstance that, in each case, the
evidence given was inconsistent with that of the appellant and her husband
highlights the problem facing the appellant. It was for the trial judge to determine
what evidence he accepted and what evidence he rejected. Although the learned
trial judge did not have regard to the demeanour of the appellant when giving
evidence, he did give reasons why he did not accept her evidence. It is clear that
his Honour found that if the lumps were not palpable and detectable in June 1989
and December 1989, then the malignant tumour detected in June 1990 was not,
on the probabilities, relevantly related to the lumps detected in March 1989. He
accepted the evidence that it had not been shown on the balance of probabilities
that the lumps found and detected in March 1989 were malignant. This
conclusion, in my opinion, disposes of the appeal.
However, the appellant submits in this Court that Levine J erred in failing to
award her damages for what was described in the submission as "the lost chance
of cure or near normal life expectancy" by reason of the respondent's failure to
refer her to a surgeon for specialist examination in April 1989. It was submitted,
if I understand the argument correctly, that the appellant was entitled to
compensation for the loss of a chance of diagnosis of cancer notwithstanding that
she failed to prove more probably than not that upon proper diagnosis the cancer
would have been discovered. We were invited to consider a number of American,
Canadian and English authorities touching, it was said, upon the topic (see
McGhee v National Coal Board [1973] 1 WLR 1, Farrell v Snell (1990) 72 DLR
(4th) 289). It would seem to me that the law in Australia is that the plaintiff is
required to prove on the balance of probabilities that her damages are the result
URJ STACEY v CHIDDY (Cripps JA) 13
of a defendant's negligence (see The Public Trustee as Administrator of the Estate
of the Late Peter Saroukas v Sutherland Shire Council (1992) Australian Torts
Reports 81-149)). This is not a case where it could be said that the breach of duty
itself materially caused or contributed to the appellant's damage. However, and
of greater significance, the case now sought to be advanced in the Court of
Appeal was not the appellant's case at the trial. At trial her case was that the
lumps were malignant in March and April 1989 and that had a biopsy been
undertaken at that time it would have led to early diagnosis and treatment. There
was no case put to the effect that a biopsy on cysts, for example, could have led
to detection of cancer elsewhere in the breast and unrelated to the lumps as
appeared to be suggested in argument before this Court. Nor was it alleged that
the appellant was the "exquisitely unlikely case" referred to by Dr Sheldon viz
that the lumps were malignant in March but not detectable in June or December
1989. The case at trial was that the lump or lumps was or were present and
getting bigger between March April 1989 and June 1990.
That being so her case was that the detected tumour in June 1990 would, more
probably than not, have been detected in April 1989. The loss of chance by not
detecting a malignant tumour elsewhere in the breast had a biopsy been
performed in March 1989 was not explored at the trial and I do not think it can
be raised on appeal (see Coulton v Holcombe (1986) 162 CLR 1, Water Board
v Moustakas (1988) 62 ALJR 209 and Banque Commerciale SA En Liquidation
v Akhil Holdings Ltd (1990) 169 CLR 279). Doubtless the trial proceeded as it
did because the appellant accepted that unless she established on the balance of
probabilities that a malignant tumour was present and detectable in April 1989
she could not succeed. The learned trial judge rejected her claim and, in my
opinion, no error has been identified. I would dismiss the appeal with costs.
Appeal dismissed with costs.
Counsel for Appellant: B Gross QC with LA Levy
Solicitors for Appellant: Yvonne Swift and Burn
Counsel for Respondent: DJ Higgs with A Gelbart
Solicitors for Respondent: Tress Cocks and Maddox
Related laws
No related documents linked yet.
You've got 21 of 22 free Acts left this visit. Sign up anytime for Facts, Related, and study briefs too.