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RICHTER v WALTON
SUPREME COURT OF NEW SOUTH WALES COURT OF APPEAL
KIRBY P, PRIESTLEY JA and O'KEEFE AJA
15 June 1993, 15 July 1993
[1993] NSWCA 233
MEDICAL PRACTITIONERS — professional misconduct — discipline — insertion
of finger into patient's vagina — admission of wrong and remorse — evidence that
conduct was an aberration — protection of public
WORDS & PHRASES — "public welfare"
MEDICAL PRACTITIONERS — professional misconduct — removal of name from
register — specialist rheumatologist inserts finger into patient's vagina, caresses
breasts and acts improperly — practitioner acknowledges misconduct and expresses
remorse — Medical Tribunal orders removal of name from medical register —
appeal to Court of Appeal against order
WORDS and PHRASES — "the public welfare".
MEDICAL PRACTITIONERS — professional misconduct — removal of name from
register — specialist rheumatologist inserts finger into patient's vagina, caresses
breasts and acts improperly — practitioner acknowledges misconduct and expresses
remorse — Medical Tribunal orders removal of name from medical register —
appeal to Court of Appeal against order
WORDS and PHRASES — "the public welfare".
held: (by maj): Reprimand and 2 years supervised practice substituted for removal from
the register. Kleiner v Secretary, Department of Health, unreported, CA, 20.10.1987 appld.
held: (1) (by the Court): In order to authorise the Court of Appeal to disturb an order
of the Tribunal, it was necessary for the practitioner to show error in the Tribunal's
decision. Huang v Walton, Court of Appeal, unreported, 20 April 1993 [1993] NSWJB 34
applied; (2) (by Kirby P and O'Keefe AJA; Priestley JA dissenting): The Tribunal erred
in the use made by it of evidence concerning the risk of re offence and in the apparent
inconsistency of its reasoning; (3) Such error required reconsideration of the evidence and
of further evidence placed before the Court of Appeal in the light (inter alia) of the public
welfare; (4) The purpose of the exercise of the jurisdiction by the Tribunal and by the
Court was protection of the public, not, as such, the punishment of the practitioner. Clyne
v New South Wales Bar
Association (1960) 104 CLR 186; New South Wales Bar Association v Evatt (1968) 117
CLR 177 applied; (5) Having regard to the evidence and the purpose of the jurisdiction,
the appropriate order was reprimand and supervised practice for two years under
conditions limiting the treatment of female patients without chaperone. Kleiner v The
Secretary, Department of Health, Court of Appeal, unreported, 20 October 1987 applied;
(6) Such orders substituted by the Court of Appeal.
Kirby P and O'Keefe AJA This is an appeal by a medical practitioner (the
Appellant) pursuant to s32U of the Medical Practitioners Act, 1938 against an
order by the Disciplinary Tribunal under s32R of that Act that the name of the
Appellant be removed from the Register of Medical Practitioners and fixing a
2 UNREPORTED JUDGMENTS
period of twelve months from 5 May, 1993 as the time after which the Appellant
might apply to have his name restored to the Register.
The Facts
The Tribunal found, and indeed it was not in dispute, that on 28 May, 1992 in
the course of examining a female patient the Appellant interfered with her by
inserting one of his fingers into her vagina, caressing her on and otherwise
interfering with her breasts and engaging in associated improper actions. The
Complainant indicated that the whole of the assault occupied a short time,
something more than a minute but probably not more than a few minutes at most.
There was no suggestion of force, violence or any rough handling of or language
to the
patient. Naturally the Complainant was distressed and her evidence was that
the event had a considerable psychological effect upon her and caused her not to
trust men, particularly doctors. This was accepted by the Tribunal.
The Appellant freely confessed his wrongdoing. At no time did he make any
attempt to conceal or excuse what he had done, nor could he. What he had done
was clearly in breach and in serious breach of the ethics of the medical profession
and of the standards rightly expected of the members that profession. All patients
are entitled to approach their medical practitioners secure in the belief that their
ills will be treated to the best of the skill and ability of their medical practitioners
and without any interference of an improper kind with their persons or in relation
to their affairs. Respecting the vulnerability of those who attend upon them when
in need is fundamental to the practice of medicine. In admitting that what he had
done was a serious breach of the standards expected of a medical practitioner and
constituted unethical and improper conduct in relation to its practise the
Appellant recognised this and the high standards expected by the public of the
members of the medical profession.
S32U of the Medical Practitioners Act provides that:
"(1) A person about whom a complaint is referred to the Tribunal under s31,
s32 or s32H, or the complainant, may appeal to the Supreme Court against:
(a) a decision of the Tribunal with respect to a point of law, or
(b) the exercise of any power under s32R by the Tribunal, within the
prescribed time.
(3) In determining an appeal under this section, the Supreme Court may:
(a) dismiss the appeal; or
(b) make such orders as it thinks proper having regard to the merits of
the case and the public welfare and, in doing so, may exercise any one
or more of the powers of the Tribunal under s32R"
In order for the Appellant to succeed in this Appeal he must first show that
there has been error on the part of the Tribunal.
The Tribunal erred
There is an internal tension in the Tribunal's decision. On the one hand it found
that the event, the subject of the complaint "do not indicate any premeditation...
rather that the improper acts occurred on the spur of the moment", that they were
"an isolated one off aberration" which was "an isolated incident not typical of
(the Appellant's) normal behaviour" and that there was nothing to support any
suggestion of inappropriate behaviour at any other time. The Tribunal concluded
that anxiety and depression had given rise to the
URJ RICHTER v WALTON (Kirby P and O'Keefe AJA) 3
uncharacteristic and unacceptable behaviour of the Appellant and that such
anxiety and depression had diminished significantly as a result of treatment
which he had undergone since the events complained of. On the other hand the
Tribunal found that there was a "small" but "nonetheless...real risk" of such
behaviour recurring.
The medical evidence on which this finding was based indicates that the risk
of the Appellant reoffending was "very remote" and "exceptionally remote" (Dr
McMurdo), that for him to do so again would be "extremely unlikely" (Dr
McClean). However in reaching its conclusion the Tribunal gave a great deal of
weight to particular answers by Dr McClean indicating that when considering the
possibility of a repetition of such behaviour "no one could be absolutely certain',
that he "couldn't give any guarantee" and to his expression of opinion that if the
underlying factors of anxiety were depression were not changed "there could be
a risk" that such behaviour could recur. However later on in his evidence Dr
McClean described this risk as "minimal".
In reaching its conclusion that the name of the Appellant should be removed
from the Register the Tribunal considered the prospects of the Appellant
reoffending. It found the risk to be "small" but nonetheless "real". In this finding
it appears to us that the Tribunal translated the remote possibility and the minimal
risk
referred to in the evidence into something which was significant. There, in our
opinion, lies the error. Read as a whole, the evidence indicates that whilst no
doctor (or indeed anyone) can ever guarantee that any individual, including the
Appellant, may not at some time in his or her life do something which is
uncharacteristic and aberrant, for the Appellant the prospects of that occurring
were "exceptionally remote", "minimal", "extremely unlikely" ie, not significant.
This estimate, advanced in the only evidence on the point before the Tribunal is
supported by the antecedent behaviour of the Appellant as well as by the finding
of the Tribunal that this was a "one off uncharacteristic" incident.
The Tribunal did not have to accept the particular evidence of any of the
witnesses. But, if it differed from the fair meaning of the unanimous evidence
placed before it, and if as here that evidence was in any case supported by the
probabilities emerging from the Appellant's life and past and subsequent conduct,
the Tribunal could be expected to indicate its rejection of the evidence and to
explain why it had done so. The Tribunal did not do this. It seems to have
considered that it was simply applying the evidence. But in our view it was not.
The appropriate order
Since we have concluded that the Tribunal fell into error it is necessary for us
to consider the order which it is appropriate to make in the present case.
The Appellant is a very highly qualified, skilled and caring practitioner. He
graduated in 1973 and has practised as a specialist physician since 1980. He is
a fellow of the Royal Australian College of Physicians, and a Doctor of
Philosophy. He was Registrar at Middlesex Hospital in London and Senior
Registrar from Guys Hospital in London. He is a person who has conducted both
clinical and scientific tests and spent a considerable part of his adult life in
studying some of the more difficult aspects of rheumatology. In the course of his
practice he has aimed at providing and has in fact provided a very high level of
service for his patients, the object of which has been not to keep any patient
waiting for an appointment longer than two weeks. This resulted in a very heavy
4 UNREPORTED JUDGMENTS
work load, the pressure of which on the medical evidence and the Tribunal's
finding, contributed to the unacceptable behaviour complained of.
The purpose of an order under s32R of the Act is to protect the public, not to
punish the practitioner. The disciplinary power is, as the High Court said in New
South Wales Bar Association v Evatt ((1968) 117 CLR
177 at 183),"entirely protective". In no sense is the order to be regarded as
punitive or imposed to conform to notions of due punishment for the conduct
which is found. Removing the name of a medical practitioner from the Medical
Register is the ultimate professional sanction, in the same way as is the disbarring
of a barrister. Again as the High Court has said "when such an order is made, it
is made, from the public point of view, for the protection of those who require
protection, and from the professional point of view, in order that abuse of
privilege may not lead to loss of privilege" (Clyne v New South Wales Bar
Association (1960) 104 CLR 186 at 201 to 202).
Necessarily, the exercise of a disciplinary power in respect of a professional
person may have a consequence that seems punitive and that has results for the
person that are burdensome and hard. But that is not their purpose in the eye the
law. In a case such as the present, punishment can be left to the application (if
any) of the criminal law, to the consequences for the practitioner's practice, to
any civil action that may be taken and to the shame of the publicity that has
attended these proceedings. Punishment is not the purpose of the proceedings.
That purpose remains, from first to last,........ the protection of the public who
deal with medical practitioners upon the assumption of their integrity and ethical
behaviour, including those who deal with this practitioner.
In considering the appropriate order to be made it is right that we take into
account the serious nature of the breach of ethical and professional standards
proved against the Appellant and the affront to the privacy and dignity of the
patient which the Appellant admits. However it is also necessary to give weight
to the following considerations:
1 that the unacceptable behaviour of the Appellant was uncharacteristic;
2 that such behaviour was engaged in on the spur of the moment;
3 that the likelihood of any recurrence is exceptionally remote;
4 the response of the Appellant to his wrongdoing, ie freely confessing,
exhibiting genuine remorse and amendment for his wrongdoing and recognising
its seriousness; and
5 the previously untarnished professional and personal record of the Appellant
over almost ten years in practice.
Should the services of such a highly qualified and caring medical practitioner
be lost to the public (whose welfare
we must by s32U(3) of the Act take into account) because of this event of a few
moments? In the circumstances of the present case we think not.
Additional evidence on appeal
On balance we do not consider that the protection of the public and the
expression of the community's proper disapprobation of the behaviour in
question requires the removal of the name of the Appellant from the Register.
This view is fortified by additional evidence which was admitted by the Court as
relevant to the issue of the order which should be made in the event that the Court
came to consider the question of the appropriate order to make. This evidence
was given by Professor Gordon Parker, Professor of Psychiatry at the University
URJ RICHTER v WALTON (Kirby P and O'Keefe AJA) 5
of New South Wales and Dr JM McClean who clarified and expanded on the
evidence he had given before the Tribunal.
In his report Professor Parker, who was treating the Appellant, said of him:
"He has clearly been publicly and professionally humiliated, a punishment"
which has had immediate consequences and which will have ongoing negative
effects. He has been required to leave the hospital with which he has been
affiliated for a period of time. For a person who has been regarded by his
professional colleagues and by others who have known him for an extended
period as a caring kindly and compassionate man this is a severe consequence
which, in my mind, is almost certainly sufficient in and of itself to prevent such
behaviour recurring."
In his oral evidence Professor Parker also addressed the question of whether or
not there was a likelihood of repetition of behaviour of the kind in question. He
said
"My judgment of Dr Richter's personality style and in terms of my experience
with other people who stepped out of line, then I judge the probability as
extraordinarily low. I think the humiliation, the various consequences that have
followed are of the type that people with his personality style just find so
unbearable that the chance of repeating the behaviour is almost impossible.,..."
We accept the evidence of Professor Parker. This evidence provides even
stronger support than did the evidence before the Tribunal for the conclusion that
behaviour of the kind which brought the Appellant before the Tribunal would not
recur. Professor Parker was strongly of the opinion that the Appellant's chance of
repeating the unacceptable behaviour was "extremely unlikely" and in his oral
evidence he judged "the probability as extraordinarily low".
Dr McClean supplemented the evidence which he gave before the Tribunal by
a report which explained something in his evidence below which seems to have
been misunderstood by the Tribunal. He also stressed the Appellant's proper
response to what he had done and the fact that he had become "painfully and
humiliatingly aware of what he has done". Dr McClean thought that a lack of
insight, which in his view had been a factor in giving rise to the improper
behaviour of the Appellant, had been overcome. His view was that:
"The shock he has received has made it impossible for him to return to that
state of blindness."
Dr McClean also expressed the opinion, that he could not realistically see the
Appellant losing that insight which he had gained. Importantly, since it was on
some of his answers that the Tribunal relied in reaching its conclusion, he
expressed his opinion that "the current likelihood of the (Appellant) re offending
is virtually nil" We accept that opinion and regard it as correct. We also regard
as relevant the high opinions expressed of the Appellant by professional
colleagues who were aware of his misconduct, considered it an "astounding
aberration" and maintained their trust in him and respect for him.
Applicable earlier decision
The case is similar in many respects to Kleiner v The Secretary Department of
Health (C of A unreported 20 October, 1987). In that case this Court substituted
a reprimand and conditions of practice in lieu of removal from the Register
imposed by the Disciplinary Tribunal for uncharacteristic behaviour of a kind not
unlike that in the present case. However the conduct in question in that case had
what, on one view, was an even more serious element in it. It involved a female
child of four years of age. As in the present case the breach was an isolated
6 UNREPORTED JUDGMENTS
instance, with virtually no likelihood of repetition. There had been a conviction
of the Appellant and a fine imposed on him in respect of an offence of indecency
towards the child involved, and at the time of the hearing of the appeal the doctor
was still on a good behaviour bond.
Street CJ in delivering the judgment of the Court, with which Hope JA and
Priestley JA agreed, said:
"T have formed the view that the merits are so strongly favourable to the
confidence that can be entertained regarding the Appellant's rehabilitation that
the extreme penalty of removal of his name from the Register is not called for."
The Chief Justice thought that in that case "the risk of repetition was minimal
and to the extent that it could be perceived it could be adequately covered by
conditions."
In our opinion the same is true in the present case.
Sufficient time has elapsed since the incident, as it had in Kleiner, for the Court
to share the confidence for the future of the medical practitioners who gave
evidence before the Tribunal and before the Court. The opinions expressed in that
original evidence as explained and expanded upon by the additional evidence of
which the Court had the benefit are no less favourable than those before the Court
in Kleiner. In the circumstances it is, in our opinion, appropriate to adopt a course
of the kind taken by the Court in Kleiner.
Since shortly after the Appellant committed the acts which brought him before
the Tribunal he has lightened his work load and changed the circumstances in
which he examines female patients. Those changes are reflected in the conditions
which were imposed by the Tribunal and by this Court as conditions of stays
granted in respect of the Tribunal's orders of 5 May, 1987. In our opinion these
conditions should form part of any order which we make, as should a further
disciplinary sanction in the form of a reprimand.
We propose the following orders:
Orders
1. The Appeal be allowed and the order of the Tribunal of 5 May, 1993 be set
aside.
2. The Appellant's name be restored to the Register.
3. The Appellant be reprimanded for his conduct on 28 May, 1992.
4. For a period of two years from these orders or until the Medical Board
otherwise earlier determines, the Appellant comply with the following conditions
of practice:
(a) Except in the case of an emergency when the Appellant has no other
reasonable choice, the Appellant shall, in the course of his practice, whether in
a hospital or otherwise, not see or treat any female patient except in the
continuous presence of a female chaperone;
(b) The Appellant shall, at no cost to the Medical Board, at least once in every
period of three months or such other period as the Board may specify, undergo
psychiatric consultation and, if required, treatment by a psychiatrist nominated
by the Medical Board.
(c) The Appellant shall consent to the psychiatrist referred to in condition (b)
above furnishing to the Medical Board (if it so requires) a report of his/her
consultation and/or treatment of the Appellant.
6. The Appellant should pay the costs before the Tribunal. No order as to the
costs of the appeal.
URJ RICHTER v WALTON (Priestley JA) 7
Priestley JA Dr Richter by his notice of appeal in these proceedings appeals
from the decision and order of the Medical Tribunal of 5 May 1993 that his name
be removed from the Register of Medical Practitioners and that the appellant may
not apply for re registration within one year of that date.
The Medical Tribunal was constituted by his Honour Judge Cooper, Dr
Grygeil, Dr Pasfield and Ms Petre.
The Tribunal's reasons for its decision and order are clear and detailed. I will
not attempt to reproduce them, but will only mention those aspects of them
necessary to explain my conclusion as to the proper result of the appeal, leaving
any further detail to be obtained by reference to the entirety of the Tribunal's
reasons.
The Tribunal had before it a complaint alleging misconduct by the appellant on
two separate occasions.
The primary evidence of what was alleged against the appellant on both
occasions came from a female patient who made a statutory declaration in which
she narrated in matter of fact detail what she said happened on each occasion.
The statutory declaration was in evidence before the Tribunal. In
Dr Richter gave evidence before the Tribunal. He did not disagree with the
account of events given by the patient but put forward a medical justification for
what he did on the first occasion. Another medical practitioner gave some support
to the claim that the admitted conduct was medically justified and the Tribunal
held that it was not satisfied on the balance of probabilities that the complaint
concerning the first occasion was made out.
The second occasion of complaint was 28 May 1992. The appellant and the
patient were alone in the room in the appellant's surgery in which he examined
patients. He was treating her for back pain and for the purpose of physical
examination she undressed to bra and panties. The appellant gave the patient an
injection in the lower back while she was lying on the table in his room. After his
treatment and examination were finished he caused her to lie on her back on the
table and then without her consent handled and kissed her right breast and nipple,
began playing (the patient's words) with her clitoris, inserted one finger in her
vagina, then a second finger. Again using the patient's words, he continued
playing with her clitoris, began to move his fingers in and out of her vagina and
pulsated his fingers there.
From the full description of these events in para8 to paral inclusive of the
patient's statutory declaration, it is not possible to form a clear estimate of the
time taken by the events, but they must have gone on for at least several minutes.
The patient was menstruating at the time and was using Meds. The appellant's
penetration of the patient with his fingers forced the Meds further into her vagina.
In her statutory declaration she said that when he first inserted one finger into her
vagina she could not believe what was taking
place. As the events went on she said she was terrified and had her eyes shut.
She remembered some conversation she had with him during and immediately
after the episode but said by the end of it she was so upset and afraid that she
could not remember exactly what he said.
Events then returned to being ordinary medical ones. The appellant gave her
some prescriptions, some advice and an account. She left his rooms and going
downstairs in the lift started crying. She continued to feel upset about what had
happened and eventually saw a solicitor and went to the Complaints Unit of the
Health Department.
8 UNREPORTED JUDGMENTS
In her evidence before the Tribunal the patient said that about a week after 28
May 1992 she sought professional assistance from a psychologist whom she
continued to see at first weekly and at the time of giving evidence before the
Tribunal approximately monthly. She said the incident had "a lot" of "effects"
upon her: Asked to say in her own words what she meant by that, she said:
"Very hurt, a trust that just completely disappeared from - sorry - I have no
trust in men, especially in doctors. I am just hurt and very upset. I just - I put my
whole trust in this person for him to help me deal with my pain, hopefully to fix
it and it was destroyed."
At the time of the Tribunal hearing the patient was nearly twenty five.
The appellant made a statutory declaration in which he set out his recollection
of the two occasions of the patient's complaint. This declaration was in evidence
before the Tribunal. In paral0 and paral! the appellant was speaking of what
happened on 28 May 1992. He referred first to the injection he administered to
the patient and said that while waiting for the anaesthetic to take effect he asked
her if he could perform a vaginal examination to establish whether she had
injured the ligament in her pelvis and she consented to that. He continued:
"T am ashamed to relate that at that time, the events referred to by" [the patient]
"in para9, paralO and paral! of her statutory declaration took place."
The matters I have so far summarised comprised the case in support of the
complaint made against the appellant. He did not contest that the complaint was
established in regard to the occasion of 28 May 1992.
The rest of the hearing before the Tribunal and almost the entirety of the appeal
in this court was taken up with the related questions of why it was the appellant
did what he did, what were the prospects he might do something similar again
and what was the appropriate order to be made in regard to him in exercise of the
powers under s32R(1) of the Medical Practitioners Act. That is, the focus of
attention in the proceedings switched from the facts of the misconduct and its
effects upon the patient to a very detailed concentration upon the appellant and
his mental health, what it was that caused his misconduct, and the consequences
of his misconduct for himself and his future. In his case reports made by two
psychiatrists were tendered and they each gave evidence. Much of their evidence
was directed to the question whether the appellant might misconduct himself
again in the same or a similar way.
The Tribunal considered this material in detail and said that in reaching its
decision about the appropriate order to make it was particularly bearing in mind
the following:
"1: The conduct of the respondent on" [the patient] "was reprehensible and a
breach of the trust which the patient reposed in him and has caused her long
lasting psychological effects.
2: It was, however, a one off aberration in an otherwise excellent history of
practice.
3: It was caused by psychological stresses of which the respondent was, at the
time, unaware. This does not mitigate the gravity of his conduct. It does however
explain it.
4: The respondent has been, and still is, conscious of the enormity of his
conduct and genuinely remorseful. He has demonstrated his remorse not only by
words, but more importantly, by his actions. Those actions include obtaining
appropriate treatment, reducing his hours of work, and instituting a system of not
seeing female patients unless accompanied by a female chaperone. In addition,
he has provided appropriate examination gowns.
URJ RICHTER v WALTON (Priestley JA) 9
5: Whilst the risk of the respondent re-offending is small, it is still nonetheless
a real risk."
The Tribunal continued:
"The Tribunal has given careful consideration to the question of permitting the
respondent to continue in practice subject to conditions, including the presence
of a chaperone during consultations with female patients. There is however a real
practical difficulty in enforcing such conditions. To a great extent compliance
with such conditions depends upon the continued co-operation and reliability of
the respondent.
The evidence of Dr McClean indicates to this Tribunal that psychological
stresses in the future may bring about a situation in which the respondent could
succumb to temptation. Such succumbing could lead to his breaching the
conditions in circumstances where there would be no third party present to
enforce them.
In the light of these findings, this Tribunal is of the opinion that the appropriate
order to make in order to protect the public, and to maintain the standards of the
medical profession, is that the name of Dr Richter be removed from the register.
At the same time this Tribunal considers that it would not be desirable to leave
the respondent without any hope of ever practising his profession again. The
function of this Tribunal is not to punish but to uphold the standards of the
profession and to protect the community. The protection of the community is best
met by the existence of high standards and the adherence by the profession to
those standards. It is essential that the public can repose absolute trust in the
members of the profession. This Tribunal is satisfied that both these functions
will be fulfilled by fixing a period of twelve months from this date as being the
period after which the respondent may apply to be registered.
In fairness to the respondent, it must be said that it is not automatic that he
would be accepted for registration at the expiration of 12 months. In any future
application for registration it will be incumbent upon the respondent to satisfy the
Tribunal both of his redemption and that he has in the interval, kept himself
abreast of current medical knowledge."
The nature of the appeal which the appellant has brought to this court pursuant
to s32U(1)(b) against the orders made by the Tribunal under s32R was mentioned
by Samuels JA in Childs v Walton, an unreported decision of this court given on
13 November 1990. He said:
"that the making of an order under s32R is an exercise of discretion with which
this court should not interfere save upon the well understood grounds which
authorise intervention in such cases." (at 14)
The nature of the appeal was mentioned again in Huang v Walton, another
unreported decision of this court, delivered on 20 April 1993. In that case Kirby
P said that it is not open to this court in such an appeal simply to substitute its
decision for that of the Tribunal but "... it is necessary... to show error on the part
of the Tribunal appealed from.... cases" [where the court can intervene] "will be
akin to those where an error in the exercise of the discretionary or quasi
discretionary power can be demonstrated." (at 4)
Again, in Bannister v Walton, an unreported decision of this court delivered on
4 June 1993, I touched upon the same matter more shortly, saying that:
"This court's task" [in such an appeal] "is... to consider the appeal against the
orders made to see whether, in regard to the complaints found proved, the
Tribunal acted on some wrong basis such that the orders should be set aside or
varied." (at 2)
10 UNREPORTED JUDGMENTS
In the present case it was submitted for the appellant that two errors could be
seen in the Tribunal's reasoning to its decision. It was said first that the finding
by the Tribunal that the appellant's conduct was a one-off
aberration in an otherwise excellent history of practice was quite inconsistent
with the further finding of the Tribunal that the risk of the appellant re offending
was small but nonetheless a real risk. Second, it was said that this latter finding
showed a misunderstanding by the Tribunal of the expert psychiatric evidence
before it or alternatively that it was simply not open to the Tribunal to make that
finding on the evidence before it.
I do not agree with either of these submissions.
The first of them seems to me to depend on reading into the Tribunal's finding
that the misconduct of the appellant was a one off aberration an implication that
because it was a one off aberration it would not happen again, that is, that the
finding amounted to saying that it was a once only aberration. It seems to me on
considering the whole of the reasoning preceding the references to the conduct
being a one off aberration, a comment that was made more than once in the
course of the Tribunal's reasons, that what the Tribunal was doing was
summarising the history of the appellant prior to the occasion of misconduct,
noting in his favour that there was nothing to indicate that anything similar had
ever happened before, noting also that his history of practice was excellent until
that time, but was dealing with matters to that time, and not making any finding
about the likelihood of such conduct happening again. On that understanding of
the finding made, I see no conflict between it and the later finding with which it
is said to be inconsistent.
The substance of the second submission rests upon the fact that generally
speaking the opinions expressed in the course of the psychiatric evidence before
the Tribunal were to the effect that the risk of the appellant re offending was
exceedingly unlikely, exceptionally remote or minimal. That opinion evidence
was not fully adopted by the Tribunal which came to the conclusion that the
chance of the appellant re-offending was small but
nonetheless real. The Tribunal, however, to my mind, adequately explained the
reason for the opinion it reached. It set out passages from Dr McClean's evidence
in which he described what in his opinion were the primary reasons for the
appellant having reached a condition of mind in which he committed the
misconduct of 28 May 1992. From those primary reasons for the misconduct the
Tribunal drew a conclusion different in some degree from the opinion expressed
by Dr McClean. That does not mean, in my opinion, that the Tribunal was in
error. Samuels JA in delivering what was (effectively) the judgment of the court
in Buttsworth v Walton (Court of Appeal, unreported, 19 December 1991) said
that the Tribunal, being an expert body, is not bound to accept the evidence of
experts given before it, even where there is no expert evidence to the contrary (at
14).
What happened in the present case is an example of that position. The Tribunal
accepted, as in my opinion it was entitled to do, the opinions expressed by Dr
McClean about the underlying causes of the appellant's behaviour, and then, as
it was equally entitled to do, drew from those premises somewhat different
conclusions from those which Dr McClean expressed as being his opinion about
future possibilities. I do not see any error in this.
URJ RICHTER v WALTON (Priestley JA) 11
Since I do not agree that the Tribunal made errors as submitted by counsel for
the appellant, there is no basis for this court to vary the orders made by the
Tribunal, so long as those orders are not so inappropriate to the circumstances of
the misconduct as to indicate in themselves that some error must have been made.
I do not see any such inappropriateness between the misconduct and the orders
made.
The degree of trust which patients necessarily give to their doctors may vary
according to the condition which takes the patient to the doctor.
Even in regard to the most commonplace medical matters the trust a patient
places in a doctor is considerable. In some cases, of which the present seems to
me to be an example, the patient's trust cannot help but be almost absolute. The
doctor's power in regard to the patient in such cases is also very great. I do not
mean power in an abstract way but as a matter of fact; the extent of the power
will vary according to the temperament of the patient, but the doctor with some
patients and for limited periods, because of the relationship in which they are
temporarily placed, is in a position to do whatever the doctor wants with the body
of the patient. This is one of the reasons why doctors are subject to
correspondingly great obligations and are expected to maintain very high
standards; all this being very much in the public interest. When the maintenance
of those standards and the protection of the public interest are considered in
relation to what happened in the present case, I do not think that it can be said
that the orders made by the Tribunal were inappropriate.
In my opinion, the appeal should be dismissed with costs.
Appeal allowed. Order of the Medical Tribunal of 5 May 1993 set aside;
The appellant's name to be restored to the Register;
The appellant to be reprimanded for his conduct on 28 May 1992;
For a period of two years from these orders or until the Medical Board
otherwise earlier determines, the appellant comply with the following
conditions of practice:
(a) except in the case of an emergency when the appellant has no other
reasonable choice, the appellant shall, in the course of his practice, whether in a
hospital or otherwise, not see or treat any female patient except in the continuous
presence of a female chaperone;
(b) the appellant shall, at no cost to the Medical Board, at least once in very
period of three months or such other period as the Board may specify, undergo
psychiatric consultation and, if required, treatment by a psychiatrist nominated
by the Medical Board; and
(c) The appellant shall consent to the psychiatrist referred to in condition (b)
above furnishing to the Medical Board (if it so requires) a report of his/her
consultation and/or treatment of the appellant.
6. The appellant to pay the costs before the Tribunal. No order as to the costs
of the appeal.
RYN
Counsel for the appellant: J Barker QC
Solicitors for the appellant: Edson Pike
Counsel for the respondent: MG Sexton / R Weaver
Solicitors for the respondent: David Swain
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