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WENTWORTH v NSW BAR ASSOCIATION
SUPREME COURT OF NEW SOUTH WALES COURT OF APPEAL
MCLELLAND, CARRUTHERS and STUDDERT JJA
2 to 6 and 9 to 13 August, | and 2 November 1993, 14 February 1994
[1994] NSWCA 342
LEGAL PRACTITIONERS — Application for admission as a barrister — Opposed
by NSW Bar Association — Court is to be satisfied that applicant is "suitable... for
admission" independently of whether applicant is 'of good fame and character" —
Resolution of Bar Council to oppose application is of no probative value on question
of applicant's suitability, where disclosure of counsel's opinion considered by Bar
Council was successfully resisted on ground of legal professional privilege —
Conduct of applicant as litigant in person — Likelihood of similar conduct as
barrister acting for clients — Decision of trial judge dismissing application upheld —
Legal Profession Act 1987, s4 and s9.
McLelland, Carruthers and Studdert JJA This is an appeal against an order
of Campbell J made on 23 December 1992 dismissing an application by the
appellant for admission as a barrister. The primary ground on which his Honour
dismissed the application was that the appellant had not been shown to be a
person suitable for admission as a barrister in that
(1) it was likely that the appellant would "abuse the privilege conferred upon
a barrister as to the making of defamatory allegations" and would not "properly
discharge the responsibility that privilege carries with it";
(2) the appellant lacked "understanding of a fundamental matter of proper
conduct" in relation to the making of applications constituting abuses of the
process of the Court, and that situation was unlikely to change; and
(3) it was doubtful "that the Court could have confidence in the truth of what
[the appellant] says".
Campbell J also found that having regard to the material upon which he made
findings (1)and (3) above, the appellant had not been shown to be of good
character.
The appellant has challenged these findings and has further contended that on
the true construction of the relevant legislation, it is not open to the Court to
refuse her application on the ground that she is not suitable for admission, the
only available grounds for refusal being, it is argued, either the absence of the
requisite educational qualifications or the absence of satisfaction by the Court
that she is of good fame and character.
It is convenient to deal first with this last submission. The most material
legislative provisions are s4 and s9 of the Legal Profession Act 1987, which are
in the following terms:
"4 (1) The Supreme Court may admit persons as barristers, whether or not as
provided by subs(2).
(2) The Supreme Court shall, on any day appointed by the Supreme Court for
the purpose, hear and determine any application made on that day for the
admission as a barrister of a person approved by the Barristers Admission Board
as a suitable candidate for admission.
(3) A barrister is an officer of the Supreme Court.
2 UNREPORTED JUDGMENTS
(4) The Supreme Court Charter is revoked in New South Wales in so far as it
relates to the admission of Barristers and Advocates.
9. A candidate, however qualified in other respects, shall not be admitted as a
barrister unless the Supreme Court is satisfied that the candidate is of good fame
and character."
The use of the word "may" in s4(1) indicates that the power thereby conferred
may be exercised or not by the Court at its discretion (Interpretation Act 1987 s9).
Such a discretion is not of course unlimited: its limits are those indicated by the
nature of the purpose for which the discretion is conferred. A principal purpose
for which the discretion in s4(1) is conferred is to enable the Court to ensure, as
far as possible, that the public, and in the public interest other legal practitioners
and the Courts, are protected from the activities as barristers of those likely to act
in a manner inconsistent with the standards of professional conduct required of
barristers. The likelihood that a person will act in such a manner does not
necessarily mean that such person is not "of good fame and character'.
Therefore, in exercising its discretion under s4(1), the Court is not limited to
the questions whether the applicant has sufficient educational qualifications and
whether she is of good fame and character. The limits of the discretion extend to
embrace a consideration of any likely acts of the applicant as a barrister
inconsistent with proper standards of professional conduct and are aptly indicated
by the question whether the applicant is
"suitable... for admission", an expression which occurs in s4(2). Subs(1) and
subs(2) of s4 provide two alternative routes to admission by the Court. The route
provided by subs(2) requires approval by the Barristers Admission Board of the
applicant as a "suitable candidate for admission".
In these circumstances it would be anomalous if the Court, in an application
under subs(1), could not consider whether the applicant was "suitable... for
admission". This view corresponds with that expressed by the High Court in an
interlocutory appeal in these proceedings (Wentworth v NSW Bar Association
176 CLR 239). The majority of the Court said (at 251):
"... the right to practise in the Courts is such that, on an application for
admission, the Court concerned must ensure, so far as possible, that the public is
protected from those who are not properly qualified and, to use the language of
s4(2) of the Act, from those who are not 'suitable... for admission'."
The appellant relies on a passage in the judgment of Moffitt P in Re B 1981 2
NSWLR 372 (at 380). That was an application for admission as a barrister prior
to the enactment of the Legal Profession Act 1987. The then governing provision
was CL10 of the Charter of Justice 1823 by which the Supreme Court was
authorised "to admit... fit and proper persons to appear and act as Barristers...
according to such general rules and qualifications as the... Court shall for that
purpose make and establish."
S9 of the Legal Practitioners Act 1898, then in force, provided: "9 No
candidate, however qualified in other respects, shall be admitted as a barrister
unless the Board is satisfied that he is a person of good fame and character... "
The passage relied on by the appellant is the first of the two paragraphs from
the judgment of Moffitt P set out hereunder:
"The power to admit is a power exercisable generally as appears from the
words of the Charter according to such general rules and qualifications as the
court shall for the purpose make and establish. If a person meets the requisite
learning standards and is of good fame and character so he meets the requirement
URVENTWORTH v NSW BAR ASSOCIATION (McLelland, Carruthers and Studdert JJA) 3
that he be a fit and proper person to be admitted to practise as a barrister, it hardly
need be said that there is no other discretionary bar to admission, whether on the
basis of race, color, religion, sex, political outlook or otherwise. The judicial
system and the right to participate in it is an essential part of our democratic
institutions. Courts are open to be invoked by all and open to all to become legal
practitioners, except so far as the former is confined by jurisdictional limitations
of general application or in the case of the latter by requirement already referred
to.
It follows from the foregoing and, having regard to the background of this
case, that it can and should be stated that in itself being a radical in a political
sense or being what might be regarded by some as an extremist in views on sex,
religion or philosophy provides no bar to admission as a barrister, unless of
course, the attitude of the prospective or practising barrister can be seen to render
him not a fit and proper person because his character, reputation or likely conduct
fall short of the standards expected of a practising barrister. It is an open
institution subject only to the requirements of being a fit and proper person. The
court has the responsibility to pass judgment on what standards must be met for
a person to be adjudged fit and proper, but it does so in the context of democratic
institutions and a long history here and elsewhere of the exercise of the power
and judicial pronouncements of the question of fitness. "
Read in isolation the first paragraph provides support for the appellant's
contention. However, read in the light of the second paragraph, it is hardly likely
that his Honour was intending to assert that the Court could not take into account,
as well as character and reputation, likely conduct falling short of the standards
required of a practising barrister. In any event, such a view finds no support in the
judgments of the other two members of the Court. It is relevant to note that in
Wentworth v NSW Bar Association 176 CLR 239, the majority of the High Court
(at 254) assimilated the position under the Legal Profession Act 1987 with that
obtaining before that Act:
"The terminology of the criterion for admission may have changed, so that the
precise question, in terms of s4(2), is whether the person is "suitable... for
admission", rather than whether he or she is a fit and proper person" as was
previously required by the Charter. But that is a mere change in terminology
which cannot affect the nature of the Court's duty to have regard, in admission
proceedings, to the protection of the public. And it clearly appears from s4(2) that
no change in the nature of the Court's duty was intended, for, by that subsection,
the Supreme Court must "hear and determine" an application for admission, even
though the person concerned has been approved as a suitable candidate by the
Board. Thus the change of terminology affects neither the nature of the issues to
be determined nor, as was argued, the nature of admission proceedings. "
It is clear from the remaining part of that judgment (particularly at 255) that
the High Court regarded the question whether the appellant was "suitable... for
admission" as a matter for determination by the Supreme Court on the hearing of
her application. We do not consider that these expressions of view by the High
Court were either obiter dicta or per incuriam, as submitted for the appellant. We
therefore agree with the view expressed by Campbell J
"that to succeed in this application the plaintiff must establish that she is a
person 'suitable... for admission' and that this requirement, except in
terminology, is the same as the earlier requirement that [an applicant] establish
that she is a 'fit and proper person' to be admitted to the Bar".
4 UNREPORTED JUDGMENTS
Although the power conferred on the Court by s4(1) is, in the sense described
above, a discretionary power, the findings of Campbell J that the appellant had
not been shown to be a person suitable for admission as a barrister and had not
been shown to be of good character are in no sense "discretionary" findings:
they are findings on matters which the members of this Court must consider for
themselves so far as may be necessary for the resolution of this appeal. In
considering those matters however, this Court should not depart from findings of
primary fact made by Campbell J to the extent that such findings depend upon an
assessment of the demeanor or credibility of the appellant or other witnesses who
gave oral evidence, unless it can be shown that Campbell J "has failed to use or
has palpably misused his advantage" of having seen those witnesses, for example
by his findings being inconsistent with admitted or proved facts or "glaringly
improbable" (see Abalos v Australian Postal Commission 171 CLR 167 at 178;
and Dawson v Westpac Banking Corporation 66 ALJR 94 at 99, and cases there
cited).
It is convenient next to deal with the significance (if any) of the fact of
opposition to the appellant's admission by the respondent (the Bar Association).
Campbell J, citing passages in Ex parte Evatt (Court of Appeal 12 April 1972,
unreported) and Ex parte Davis 50 SR 158, said that the opposition of the Bar
Association to the admission of the appellant is a "weighty matter" to be
considered on her application. His Honour also said that he had expressed his
conclusion on the application without taking into account as a_ specific
consideration the formal opposition of the Bar Association, but that such
opposition strengthened and confirmed that conclusion.
There will no doubt be cases in which the fact of opposition by the Bar
Association to an application for admission as a barrister should properly be
treated by a Court hearing the application as having some probative value on the
question of suitability for admission, and in such cases the weight to be given to
the fact of such opposition is likely to vary with the particular circumstances. In
the present case, the evidence indicates that opposition by the Bar Association to
the appellant's application for admission was definitively resolved upon at a
meeting of the Bar Council on 25 June 1991.
That meeting had before it a written opinion by senior and junior counsel
retained by the Bar Association. During the hearing before Campbell J counsel
for the appellant called for the production of that opinion. The Bar Association
resisted production on the ground of a claim for legal professional privilege.
Counsel for the appellant then conceded that Campbell J had no alternative but
to uphold that claim, and his Honour did so. Accordingly, the opinion was not
available to the appellant or to the Court. Consequently, a significant means of
examining the nature and soundness of the reasons for the resolution of the Bar
Council authorising opposition to the application, and therefore the evidentiary
weight to be attributed to that opposition, namely the opinion, has been withheld
from forensic consideration.
The claim for privilege having been made and upheld, the fact of the Bar
Association's opposition could not in our view thereafter have been properly
treated as having probative value on the question of the appellant's suitability for
admission We note, as already indicated, that Campbell J's relevant conclusions
were not dependent upon taking the Bar Association's opposition into account,
and we do not propose to treat it as having any probative value in reaching our
own conclusions.
URVENTWORTH v NSW BAR ASSOCIATION (McLelland, Carruthers and Studdert JJA) 5
As already indicated, there were three principal findings on the basis of which
Campbell J concluded that the appellant had not been shown to be a person
suitable for admission as a barrister. The first of these was that it was likely that,
if the appellant were to be admitted as a barrister, she would abuse the privilege
conferred upon a barrister as to the making of defamatory allegations and would
not properly discharge the responsibilities that privilege carries with it. This
finding was based on three anterior findings, namely:
(a) that in the course of litigation in which the appellant was a party acting for
herself, she has made a great many allegations of the gravest kind against a wide
range of persons with no foundation for those allegations other than her own
"belief" (to which we will refer as the unfounded allegations finding);
(b) that it is not likely that her propensity for making unfounded allegations of
the gravest kind has altered or will alter; and
(c) that as a barrister she would conduct her clients' litigation in much the same
way as she has conducted her own.
It will be necessary for us in due course to consider certain allegations by the
appellant of serious misconduct on the part of other persons who are not, of
course, parties to the present proceedings. We do not propose by means of this
judgment to give to those allegations any further currency than may be necessary
and for that reason we will wherever possible avoid naming those persons.
The litigation referred to in the unfounded allegations finding arose out of two
earlier proceedings, one criminal and one civil, commenced by the appellant
against her former husband (the husband) in respect of an alleged violent sexual
assault said by the appellant to have been committed by him upon her on 29
January 1977. The criminal proceedings were initiated by informations laid by
the appellant in 1981 charging the husband with buggery, assault occasioning
actual bodily harm and common assault. After a committal hearing on the first
two of those charges at Waverley Court of Petty Sessions (during the course of
which there were ancillary proceedings in the Supreme Court), the husband was
on 18 October 1984 committed for trial in the District Court. The common
assault charge was withdrawn and dismissed. A no bill application to the Attorney
General on the husband's behalf was unsuccessful, and his trial in the District
Court on the first two charges took place before judge A and a jury between 22
July and 26 July 1985. He was acquitted on both charges.
The civil proceedings (to which we will refer as the common law proceedings)
were commenced by the appellant in the Common Law Division of the Supreme
Court in 1982. She claimed damages for aggravated assault. After his acquittal on
the criminal charges, the husband cross claimed against the appellant in the
common law proceedings for damages for malicious prosecution. The trial in the
common law proceedings took place before judge B and a jury between 25
November and 18 December 1985. The jury found a verdict for the husband on
the appellant's claim against him, and a verdict in his favour for $571,000.00 on
his cross claim against her, and judgments were entered accordingly. The
appellant appealed to the Court of Appeal which on 6 March 1987 allowed the
appeal, set aside the judgments and directed a new trial. The new trial has not yet
taken place.
In both the criminal proceedings (except for the trial in the District Court in
which she was not a party) and the common law proceedings, the appellant was
represented by solicitors and/or counsel (as she was in the appeal from the
judgments in the common law proceedings). But shortly after the institution of
that appeal there occurred the first of a long series of proceedings in, and
6 UNREPORTED JUDGMENTS
applications and appeals to, the Supreme Court (to which we will collectively
refer as the further litigation) principally instituted by the appellant, in which she
acted for herself. Allegations made by her in the course of the further litigation,
in pleadings, affidavits, a statutory declaration and submissions, form the basis
for the unfounded allegations finding.
It is desirable to outline some elements of the further litigation. On 7 May 1986
the appellant filed in the Court of Appeal a summons in which she was the
plaintiff and the husband the defendant seeking, inter alia, a declaration that the
judgments in the common law proceedings were "obtained by fraud, perjury and
conspiracy to pervert the course of justice" and were therefore "null and void".
In support of this summons the appellant filed an affidavit of herself dated 7
May 1986. On 21 May 1986 the Court of Appeal transferred the summons to the
Equity Division. In accordance with a direction of the Court, the appellant on 27
May 1986 filed a statement of claim and on 29 May 1986 the husband filed a
notice of motion for orders that the statement of claim be struck out and the
proceedings dismissed. On 3 June 1986 the appellant filed an amended statement
of claim. The husband's notice of motion was treated as relating to the amended
statement of claim and was heard on 5 June 1986 by judge C who reserved his
decision. In response to a threat by the appellant to proceed to judgment in
default of defence, the husband made an application which was heard by another
judge on 17 June 1986 for protection against summary or default judgment
pending the delivery of judge C's reserved decision.
The other judge extended the time for defence until delivery by judge C of his
reserved judgment. On 18 June 1986 the appellant filed a notice of motion for the
punishment for alleged contempts of Court by the barrister and solicitor
respectively who had appeared for the husband on the application heard on 17
June 1986 in respect of matters arising out of that application. The contempt
notice of motion carne before judge C on 19 June 1986 on which date that judge
adjourned the application in relation to the barrister to the Duty Judge's list on 21
July 1986 and the application in relation to the solicitor to 4 July 1986 before the
Registrar. On the same day, 19 June 1986, judge C delivered judgment on the
application he had heard on 5 June 1986 and ordered that the appellant's
amended statement of claim be struck out and the proceedings dismissed.
The appellant appealed from judge C's orders to the Court of Appeal. The
appeal was heard on 24 July 1986 and on 3 October 1986 judgment was delivered
and the appeal dismissed. In the meantime, on 4 July 1986 the contempt
application relating to the solicitor was heard by judge D and dismissed. On 18
July 1986 the appellant applied to judge E for an order abridging time for service
of a subpoena to require judge C to give evidence on 21 July 1986 in the
contempt application relating to the barrister. Judge E refused that application.
On 21 July 1986 the contempt application relating to the barrister came before
judge F, and was heard over the period 21 to 23 July 1986 and dismissed.
The appellant appealed from the decision of judge F to the Court of Appeal and
on 7 October 1986 she filed an amended notice of appeal, a notice of motion
seeking an order that the judgment and orders of judge F be set aside together
with an affidavit of herself dated 7 October 1986 in support of that notice of
motion. The notice of motion was heard and dismissed by the Court of Appeal on
20 October 1986. On 13 and 28 November 1986 an application by the appellant
to have grants of legal aid to the husband declared invalid was heard by judge G,
URVENTWORTH v NSW BAR ASSOCIATION (McLelland, Carruthers and Studdert JJA) 7
who on 3 December dismissed the application. The appellant appealed from that
decision to the Court of Appeal. The appeal was heard on 13 March 1987 and
dismissed on 25 June 1987.
On 7 October 1986 the appellant filed in the Court of Appeal a notice of motion
seeking orders that each of 17 named individuals be committed for contempt of
Court and for various other criminal offences. In support of that notice of motion
she filed an affidavit of herself dated 7 October 1986. On 16 June 1987 the
appellant filed in the Court of Appeal a further notice of motion seeking a variety
of orders against 19 named individuals including declarations that they had
committed various criminal offences. In support of that notice of motion the
appellant filed an affidavit of herself dated 16 June 1987 to which was annexed
a statutory declaration also of herself dated 9 June 1987.
On 21 and 22 July 1987 the Court of Appeal heard applications by some of the
respondents thereto that the appellant's notices of motion of 7 October 1986 and
16 June 1987 (together with a third notice of motion which the appellant had filed
on 3 July 1987 seeking orders against 8 named individuals) be dismissed and on
22 July 1987 the appellant's three notices of motion were dismissed. On 23
February 1987 orders were made in the Equity Division on a claim by the
appellant against a firm of solicitors for the repayment of certain money and the
delivery of certain documents. One of the orders made was for the entry of
judgment for the appellant for $69,000.00. On 9 March 1987 both the appellant
and the firm of solicitors were granted leave to appeal from those orders, and a
stay of the order for entry of judgment was granted until further order. The
appeals were heard in late March 1987 and the decision reserved.
One of the grounds on which the appellant challenges the unfounded
allegations finding is that she was denied procedural fairness "in that his Honour
made findings that she had made unfounded allegations against unspecified
persons and witnesses when such was no part of the [Bar Association's] case...".
Mr Gross QC who appeared (with Ms Rimmer) for the appellant in this appeal,
made it clear (appeal transcript at 140 to 143, 212 to 214 and 395 to 396) that this
ground was directed only to findings that the appellant had made unfounded
allegations against persons other than judges and legal practitioners.
It was not contended that there was any absence of procedural fairness in
respect of any findings that the appellant had made unfounded allegations against
judges and legal practitioners. (In this context the expression "legal practitioners"
is to be understood as denoting barristers or solicitors acting in that capacity and
as not including witnesses in the criminal proceedings or the civil proceedings
who were legal practitioners.)
It is not clear that Campbell J intended to base his unfounded allegations
finding on allegations by the appellant against persons other than judges and legal
practitioners. His Honour's pronouncement of the finding is immediately
followed by the statement,
"T refer shortly, by way of example, to some of the allegations against Judges
and legal practitioners. There are more, some of which have been referred to
earlier in this judgment".
It is unclear whether "more" denotes more unfounded allegations against
judges and legal practitioners or more unfounded allegations generally. (Some
allegations against judges and legal practitioners (eg of conspiracy with lay
persons) necessarily involve corresponding allegations against those lay persons
as well.) It is however unnecessary for us to come to any conclusion on that
question, or on the related question whether any finding that the appellant had
8 UNREPORTED JUDGMENTS
made unfounded allegations of serious misconduct against lay persons fell
outside the scope of the Bar Association's case (structured as it was on wide
ranging particulars, several of which were expressed in very general terms), since
this is an appeal by way of rehearing, and having considered the evidence for
ourselves, we have reached a firm conclusion sufficient to dispose of so much of
the appeal as relates to the unfounded allegations finding without going beyond
some of the more extreme allegations made by the appellant concerning judges.
Factors taken by us into account in our consideration of the matter include the
following:
(1) the appellant, now aged about 54, is well educated (she graduated in
Science from the University of Sydney many years ago) and articulate;
(2) prior to 1988 she had no formal legal training;
(3) during the period 1988 to 1991 she completed the course of study, and
passed the examinations, prescribed by the Barristers and Solicitors Admission
Rules as a result of which she was granted a Diploma in Law;
(4) for the purposes only of the present proceedings, it is appropriate for it to
be assumed in her favour:
(a) that her account of the events of 29 January 1977 and the succeeding few
days is correct, and
(b) that she has reasonable grounds to believe that some evidence given by
some witnesses in the criminal trial and the common law proceedings was false;
(5) that the trial of the common law proceedings miscarried by reason of errors
of law by the judge in a number of rulings on the admissibility of evidence, as
held by the Court of Appeal on 6 March 1987.
It is convenient to consider first a document in the form of a statutory
declaration by the appellant dated 9 June 1987 which was an annexure to, and
comprised the principal part of, an affidavit of the appellant dated 16 June 1987
which she filed in the Court of Appeal in support of a notice of motion of that date
in which she sought a variety of forms of relief against 19 separate respondents,
included among whom were various lawyers, doctors, a police officer and
numerous lay persons, all of whom had been in one way or another associated
with the criminal proceedings, the common law proceedings or the further
litigation. The appellant caused the affidavit including the annexed statutory
declaration to be served on each of the 19 respondents. It thus had a wide initial
circulation.
The statutory declaration contained many allegations of serious misconduct by
numerous judges, including those indicated below.
In para 37 the appellant asserted that judge A "badgered the jury into coming
to a decision, before he summed up, as even then the evidence that the rape and
assault had occurred was fairly solid and the judge would have had to properly
directed the jury to find the defendant guilty on the evidence, which he knew, and
set out in a judgement on 22/11/85 when he refused the application of [the
husband] for costs of the trial, on the basis of the evidence".
In para40 the appellant asserted that the jury acquitted the husband "as a result
of the collusion of [judge A] with [17 named individuals including the husband,
the Crown prosecutor, the barrister who had appeared for the husband in the
committal proceedings, senior and junior counsel and the solicitor for the
husband in the criminal trial and several witnesses and potential witnesses], other
crown officers, and others, in an attempt to pervert the course of justice".
URVENTWORTH v NSW BAR ASSOCIATION (McLelland, Carruthers and Studdert JJA) 9
In para65, para66 and para67, the appellant asserted "It is clear, from his
decision, that [judge C] had given extensive regard to the no bill document which
he should not have had access to, and scant regard to the contents of the
Statement of Claim and affidavit of particulars" and further asserted her belief
"that [judge C] was so influenced by the false propositions advanced in the no bill
document, and by the press reports of the two trials, that he acted with a
predetermination and bias which was unjudicial" and that "these views were
reinforced by his discussions with other lawyers and brother judges, especially
[11 named individuals including senior counsel for the husband in the criminal
trial, senior counsel for the husband in the common law proceedings, and 9
judges] and other members of the Bar of NSW, the legal profession, and other
judges".
In para 73 the appellant asserted "[judge E] had the file containing the no bill
application, and I believe that he gave full heed to its contents and as well
discussed the application with [3 named judges] and others and did not give
proper heed to the principles of fairness in the administration of justice, having
formed a pre determined view, which was biased against me".
In para 88 and para 89 the appellant asserted her belief
"that the grossly unjudicial behaviour of [judge F] was influenced by his
perusal of the no bill application, and by his discussions with counsel and his
fellow judges especially [senior counsel for the barrister charged with contempt,
and 6 named judges] and that the main reason for forcing on the proceeding was
to allow [senior counsel for the barrister] to examine me as to the contents of an
affidavit to be sworn in another proceeding, and to prevent [judge C] being called
to give evidence, as [judge F] knew that would support the action for contempt
against [the barrister]", that
"[judge F's] call to the Attorney General was to attempt to preclude me taking
action on appeal against his outrageously improper ruling, and to prevent me
appealing the main determination before [judge B], taking action against the
Legal Aid Commission, for wrongly giving [the husband] legal [a]id, and to
prevent action against [a firm of solicitors]", and
"that his pre determination against me was such as to pervert the course of
justice, and that such misbehavior renders him unfit for judicial office and that his
attempt to get the Attorney General to declare me a vexatious litigant was
intended to influence the Attorney General to not act on my application against
various persons on charges of perjury".
In para 93 the appellant asserted her belief
"that [judge D] was influenced by the no bill application against me and by
discussions with his fellow judges [6 named judges], and came to the Court with
pre determination and bias, and intended to find in [the solicitor's] favour
regardless of the evidence, and that such behaviour is unjudicial and renders him
unfit to hold judicial office".
In para98 the appellant asserted her belief "that [judge G] had, at least as early
as June 1986, by conversation with his judicial colle[a]gues, and by his
inspection of the no bill document, come to such a pre determination against me
that he acted unjudicially and in such a biased fashion as to attempt to pervert the
course of justice".
In para 99 to paral05 the appellant asserted her belief that a named judge
10 UNREPORTED JUDGMENTS
"is deliberately causing me harm and damage because of personal antipathy,
but as well, he is influencing the other members of the bench to determine matters
against me, and is thereby perverting the course of justice" and that "in pursuance
of his personal vendetta, [the judge] has influenced the minds of the judges of the
Court of Appeal against me... ".
Also in paral05 the appellant asserts a belief that a member of the Court of
Appeal who participated in the decision of 3 October 1986 "had regard.. to the
no bill application, and persuaded the other members of the Bench as to the
'truth' of its contents and that the other members of the court were thereby
influenced against me, and agreed to the judgment of 3/10/86. ".
In paral 15 (the first so numbered) the appellant asserted her belief (as at 9 June
1987) that the judgment of the Court of Appeal in the appeal heard late in March
1987 from the orders made on 23 February 1987 in her claim against the firm of
solicitors
"is now being deliberately delayed, by the presiding bench, influenced as well
by [a named judge] so as to try and force me into financial ruin... ".
In paral 16 the appellant asserted her belief that the refusal of a named judge
"to disqualify himself from hearing my matters, is motivated by his desire to
cause me as much harm and damage as possible, utilising his position of power
with grave impropriety, and that he thereby demonstrates such misbehavior as
makes his continued presence on the bench of a Court of NSW, improper. "
In paral17 the appellant asserted her belief
"that the refusal to deliver judgment in the [firm of solicitors] matter, and the
refusal to order the repayment to me of my funds in the meantime, is a deliberate
attempt to try and send me bankrupt, so that I will have no defence to the grossly
improper claims for payments from [the firm of solicitors]... ".
It is to be noted that Campbell J made orders having the effect that para99 to
paral16 of this statutory declaration (as well as certain other documents) are to
be treated as confidential and are not to be disclosed or in any way published
pending a further order by his Honour or another judge of the Supreme Court. We
now order that the disclosure or publication of anything expressly stated in this
judgment is not to be treated as a breach of those orders. Otherwise those orders
remain in full force and effect.
The allegation concerning judge A in para37 of the statutory declaration relates
to a statement made by the judge to the jury immediately after both counsel had
addressed, informing them of their entitlement to "interrupt the trial and
announce" a not guilty verdict "[i]f you as a jury at any time feel that the
evidence seems to you to furnish an unsafe foundation for convicting the
accused... if you are all of that mind".
After an adjournment for morning tea the foreman of the jury handed a signed
note to the judge which read "Your Honour, Sir, Not guilty on both charges.
Based on your offer, we see no point in proceeding". The judge's statement
(which we have not quoted in full) was expressed in moderate terms, and was
accompanied by a reminder that they alone were to determine the facts and assess
the quality of the evidence given, together with a disclaimer of an intention to
influence them one way or the other. The statement was incapable of supporting
the assertion that the judge "badgered the jury into coming to a decision, before
he summed up".
The allegation goes on to suggest a sinister aspect to the judge's statement in
the assertion that the judge knew that if he summed up he would properly have
had to direct the jury to find the husband guilty, which assertion is claimed to be
URVENTWORTH v NSW BAR ASSOCIATION (McLelland, Carruthers and Studdert JJA)11
supported by reference to a judgment on costs given on 22 November 1985.
There is nothing in that judgment reasonably capable of supporting such an
assertion.
The allegation in para40 of the statutory declaration, which is of the utmost
seriousness, was completely without rational support. In relation to this
allegation, Campbell J observed "In cross examination the plaintiff sought to
distance herself from the use of the word 'collusion' in relation to [judge A]
however I do not accept that attempt and think that the plaintiff meant to allege
that there had in fact been a fraudulent secret understanding between the judge
and at least some of the others to whom she was referring". We share his
Honour's opinion.
The "no bill document" or "no bill application" referred to in para65, para66,
para73, para88, para93 and paral05 of the statutory declaration is a lever arch
binder containing a copy of a letter dated 27 February 1985 from the husband's
solicitors to the Attorney General making submissions as to why the prosecution
should not proceed, together with various copy transcripts, judgments and other
records and a number of affidavits. For obvious reasons, this collection of
documents tends to present an impression adverse to the merits of the prosecution
case.
The appellant says in substance that she discovered this binder among the
Court records relating to some of her litigation at the end of May 1987, made
enquiries as to its source and ascertained from judge C's associate that the binder
had been handed to the associate in Court on 5 June 1986 by an unidentified
solicitor and that the associate had treated it as a subpoenaed document, although
there had been no call made for it and the appellant was not aware that it had been
produced. Upon this tenuous foundation, combined with the fact and terms of the
various decisions given against her was erected the chain of allegations of
judicial misbehavior associated with this binder, already referred to. There was
no reason for the appellant to suppose that judge C's associate having, rightly or
wrongly, treated the binder as a subpoenaed document, anyone else within the
Court, judge or otherwise, would be likely to have treated it any differently. There
was no reasonable basis for the appellant's allegations of judicial misconduct in
relation to the "no bill document".
The appellant had no reasonable basis for a belief that any discussions of an
improper kind had occurred between any particular judge and any other judge or
judges or legal representatives or any other person. The appellant relies heavily
on the fact and terms of decisions given from time to time against her as
providing material supportive of an inference, and in many instances the
principal or only basis for an inference, of the corrupt behaviour which she
alleges against judges. Those decisions, whether there are errors in them are not,
are incapable of giving rise to or supporting any such inference. What does
appear is, as Campbell J observed,
"that if the point of view for which [the appellant] has contended does not
succeed before a Court, she will frequently find an explanation in actual bias,
prejudgment or other improper conduct on the part of the judicial officer
involved. The possibility that her view might be incorrect or that the decision
making body has simply been in error does not appear to be acceptable to [the
appellant]".
The appellant has sought in her evidence, and through the submissions of her
counsel, to justify the allegations she has made, with minor qualifications. We are
of opinion that nothing that has been suggested in evidence or argument provides
12 UNREPORTED JUDGMENTS
any acceptable basis for belief by the appellant in the truth, or for the making and
dissemination in the manner earlier referred to, of any of the allegations to which
we have referred. The statutory declaration in the context in which it was
deployed by the appellant is properly to be described as scandalous.
Mr Gross submitted that the many allegations of judicial misconduct asserted
in the statutory declaration should be considered in the context that they were
being made for the purpose of complaints to the Judicial Commission under the
Judicial Officers Act 1986 for which purpose the statutory declaration was
originally prepared. With such complaints, he submitted, vigorous expression by
complainants could be expected and excused, because the making of complaints
under the Act met the public perception that judges should be accountable for
misconduct. To use the document against the appellant, Mr Gross argued,
involved a major risk of undermining the very purpose behind the complaints
provisions of the Judicial Officers Act.
We do not accept the proposition that the Judicial Officers Act provides any
justification for the making of baseless allegations of serious misconduct against
judges. However, the significant aspect of the matter for present purposes is not
the making of a confidential communication to the Judicial Commission, but
rather the public use that the appellant made of the statutory declaration in
connection with her application to the Court of Appeal in support of which her
affidavit annexing it was filed and served. The appellant's suggestion in cross
examination that the statutory declaration was annexed to her affidavit because of
time constraints is unconvincing to us, as it was to Campbell J. The alleged claim
to urgency was not made out, and even if it had been, it could not possibly have
justified the course taken by the appellant.
We turn next to consider the affidavit of the appellant of 7 May 1986 filed in
the Court of Appeal in support of her summons of that date in which she sought
to overturn the judgments in the common law proceedings on the basis that they
were "obtained by fraud, perjury and conspiracy to pervert the course of justice".
That affidavit was relied on by the appellant in the application to strike out her
amended statement of claim heard by judge C on 5 June 1986 in which judgment
was delivered on 19 June 1986.
In para72 of that affidavit the appellant asserted that she "has been gravely
harmed by the verdict of the Juries, being partly due to the demonstrated malice,
bias and hostility exhibited by the judges.
(i) in the Criminal trial [judge A] allowed Counsel for the defendant to act in
a way contrary to all rules of the Court,... the Act and the Bar Association Rules,
and in no way kept the conduct of the Court within the terms of the Evidence Act
leading to a grave miscarriage of justice.
(vi)... The hostility and bias of the various witnesses and [judge B] and the
improper conduct of proceedings, combined with the determined perjury of
witnesses and the suborning of other potential witnesses and the rendering of
falsely sworn affidavits only intended to libel [the appellant] and contradicted by
the defendant's material facts as pleaded (in particulars), and/or other evidence or
statement of other witnesses demonstrate an organised attempt of various persons
to pervert the course of justice by not allowing proper facts to go to a Jury for
determination and this attempt and/or conspiracy to pervert the course of justice
has resulted in a grave miscarriage of justice."
The allegation in relation to judge A is based, at least principally, on the cross
examination of the appellant by senior counsel for the husband and, in particular,
cross examination as to her credit in the course of which various denigratory
URVENTWORTH v NSW BAR ASSOCIATION (McLelland, Carruthers and Studdert JJA)13
suggestions were put to her and denied. The cross examination was vigorous and
of a kind which would naturally give rise to strong feelings of resentment in the
appellant. But grave allegations against the husband, which he denied, were
being pursued at the trial, the credibility of the appellant was a critical matter, and
the judge's role in the cross examination was extremely limited. The transcript of
the criminal trial reveals no reasonable basis for the assertion of "demonstrated
malice, bias and hostility" (or any one of the three) on the part of judge A on the
grounds specified, and having regard to the evidence of the appellant, we
conclude that there was no such basis.
Para72(vi) contains a strong implication that judge B was a party to a
conspiracy with various other persons to pervert the course of justice in the
conduct of the common law proceedings. That such a suggestion was intended by
the appellant is evident from the course of argument before the Court of Appeal
in the appeal from judge C's decision of 19 June 1986. With reference to the
judgment of judge C the following exchange is recorded in the transcript of
argument:
"MS WENTWORTH.... He goes to the essential allegations at 3 and 4 (reads
140 M - R) and I could not agree with him more, it is disreputable."
[The passage identified as "140 M - R" read by the appellant from judge C's
judgment was in the following terms:
"Tt can be seen that in essence that plaintiff says that the verdict reached at the
trial came about because the defendant instigated a conspiracy which involved
not only a large number of witnesses, but also several lawyers and which
involved at least one Judge, the Crown, the Police Department and a few doctors
either not performing their duty or being involved in activities which to say the
least would be disreputable."]
"Kirby P: Do you agree with his description of what is the general nature and
essence of your case?
MS WENTWORTH: Yes your Honour, I would indeed..."
After discussion concerning another passage from judge C's judgment read by
the appellant, there is the following exchange.
"KIRBY P:... It is one thing to say a Judge misdirected himself in giving a
wrong direction as to the admission of evidence or in a charge to the jury, and you
will be heard to advance that case in your appeal in the substance of the matter,
but it is quite another thing and it would be as disreputable and as scandalous, to
say that a Judge has been involved in some sort of conspiracy with a party to
procure a verdict by fraud - that is a very serious allegation.
MS WENTWORTH: I realise that your Honour.
KIRBY P: It ought only to be made supported by the strongest evidence.
MS WENTWORTH: I have done that your Honour..."
There was no basis on which the appellant could responsibly have made such
a suggestion of conspiracy on the part of judge B.
We now turn to consider an affidavit of the appellant of 7 October 1986 filed
in the Court of Appeal in support of her notice of motion of that date seeking to
set aside the dismissal by judge F on 23 July 1986 of the contempt application
against the barrister. In paral4 of that affidavit the appellant asserted her belief
"that the Judgements and orders of [judge F] were pre determined and actuated
by bias, and that he allowed [counsel for the barrister] to abuse the process of the
Court, for a reason that had nothing to do with the case before him, and that this
14 UNREPORTED JUDGMENTS
was his real reason for forcing [the appellant] on in a matter, in which an
interlocutory proceeding had to be determined before the main case could be
heard".
In relation to this allegation, it is sufficient that we express our entire
concurrence in the view expressed by Campbell J, "There is no basis for the
allegations made by [the appellant] other than her own willingness to infer that
decisions contrary to her interests must be motivated by some improper conduct".
The appellant, both in her evidence before Campbell J and through her counsel
in submissions before the Court, has sought to propound or explain the grounds
upon which she based the allegations to which we have referred. In each case it
is our conclusion that there were no grounds upon which the allegation in
question could have been responsibly made.
The instances of allegations of judicial misconduct to which we have referred
provide a sufficient foundation for a decision on this aspect of the appeal, and it
is unnecessary for present purposes to deal with the numerous others disclosed in
the evidence.
The making, in the course of litigation, of baseless or insupportable allegations
of serious misconduct on the part of others, whoever those others may be, is
conduct which, in a barrister, would be inconsistent with a fundamental aspect of
the professional standards required of barristers. Where the objects of such
allegations are judges of the Courts before which the barrister practices, such
conduct also has a strong tendency to be destructive of the relationship of mutual
confidence and trust between the Court and the Bar which is essential to the
proper and efficient administration of justice.
If, as a barrister, the appellant were to conduct herself as she has as a litigant
in person in the respects referred to above, she would be unfit to remain at the
Bar. If it is proper to conclude that, were she to be admitted as a barrister, she
would be likely to conduct herself in a similar way, then she is not a suitable
person to be so admitted.
On the critical question whether the likely future conduct of the appellant as
a barrister can properly be measured by her past conduct as a litigant in person,
it is relevant to note that in her principal affidavit in reply to the case of the Bar
Association, an affidavit of 8 October 1992, the appellant asserted (in paral.15)
"I believe and always have believed that... I was entitled to make the
allegations and take the steps I have taken in relation to [various proceedings
including all the proceedings to which we have earlier referred]".
In his judgment, Campbell J said:
"During her cross examination [the appellant] did, at times, concede that
certain things might be done differently now that she has more legal training.
However, those matters were all on the periphery. The impression which emerged
strongly from the cross examination was the obduracy with which [the appellant]
held to the correctness of the actions that she had taken and the allegations she
had made. I was left with a strong impression that nothing of significance has or
would change in relation to such matters.
Of course, as a barrister [the appellant] would be conducting litigation for her
clients and not for herself. Having read a great deal of what [the appellant] has
written and heard her cross examination, I am convinced that she would conduct
her clients' litigation in much the same way as she has her own."
We can discern no error in these findings which are amply justified on the
evidence.
URVENTWORTH v NSW BAR ASSOCIATION (McLelland, Carruthers and Studdert JJA)15
For the above reasons we are of opinion that Campbell J was correct in finding
that it is likely that, if the appellant were to be admitted as a barrister, she would
abuse the privilege conferred upon a barrister as to the making of defamatory
allegations, and would not properly discharge the responsibilities that privilege
carries with it. This is sufficient to lead to the conclusion that the appellant is not
a suitable person to be admitted as a barrister.
The second principal finding on the basis of which Campbell J concluded that
the appellant had not been shown to be a person suitable for admission as a
barrister was that she lacked understanding of a fundamental matter of proper
conduct in relation to the making of applications constituting abuses of the
process of the Court, and that situation was unlikely to change. This finding had
reference to the filing (and pursuit) by the appellant, as previously referred to, of
three notices of motion in the Court of Appeal of 7 October 1986, 16 June 1987
and 3 July 1987 respectively, and her present expressed belief and attitude as to
the propriety of those applications, notwithstanding trenchant judicial criticism
by the members of the Court of Appeal in dismissing the three notices of motion
summarily as an abuse of process on 22 July 1987.
Each of the three notices of motion was filed in the proceedings comprising the
appeal from the judgments in the common law proceedings (which appeal was
disposed of on 6 March 1987)). In the notice of motion of 7 October 1986 the
appellant sought orders against each of 17 persons that he or she "be committed
for contempt of Court and for' various other specified criminal offences
including (in some cases) perjury, attempts to pervert the course of justice and
conspiracy to pervert the course of justice.
In the notice of motion of 16 June 1987 the appellant sought against each of
those same 17 persons and 2 additional persons, 21 separate orders including
declarations that various of them or various combinations of them had committed
a variety of criminal acts including conspiracy to pervert the course of justice and
perjury, orders that they be "punished", orders that they pay damages to the
appellant, orders that 4 of them, being legal practitioners, "be forbidden to
practice law in the State of New South Wales", an order that one of them, being
a police officer, "be removed from the police force of New South Wales,
permanently, and declared to be a disgrace to the police force of New South
Wales", an order that each of the 19 persons "be permanently restrained from
taking any proceedings against the appellant... in respect of any matters arising
out of these proceedings" or various other proceedings, an order that the
respondents pay all costs incurred by her in other associated proceedings and that
existing orders for costs be stayed, an order that the husband "be re committed
for criminal trial", an order that the husband pay damages to the appellant "in the
sum of $500,000.00 for the grave harm and damage he has caused to her by his
assault and rape, and buggery, and his conspiracy to pervert the course of justice
thereafter with the other Respondents", and an order that the orders of the Court
of 6 March 1987 ordering a new trial of the common law proceedings "be
permanently stayed".
In the notice of motion of 3 July 1987 the appellant sought against each of 8
named persons that he or she be committed for contempt of Court for various
alleged acts, some done in relation to the proceedings before judge C, some in
relation to the common law proceedings and one (perhaps) in relation to the
criminal trial, some or all of which were the subject of relief sought in one or both
of the two earlier notices of motion.
16 UNREPORTED JUDGMENTS
These notices of motion were undoubtedly abuses of the Court's process. Of
the three, considered individually, the most egregious collection of objectionable
features is to be found in that of 16 June 1987. Among the statements concerning
this notice of motion in the reasons for judgment of the Court of Appeal of 22
July 1987 appear the following:
Samuels JA —
"The declarations and the orders which the claimant seeks in this notice of
motion, as I think my description of it will indicate, would entail the court
embarking upon a summary trial of criminal offences such as perjury, perverting
or attempting to pervert the course of justice, and criminal conspiracy.
The claimant took us, most accurately if I may say so, to a good deal of
authority distinguishing between criminal and civil conspiracy, and between both
of those and other offences which might seem to arise from the relief sought in
the notice of motion. This morning she has suggested that this court does have
jurisdiction to try offences of this kind.
For my own part I can see nothing in s48(2) of the Supreme Court Act, viewed
in the light of the Third Schedule, which would enable the Court of Appeal to
undertake a trial on indictment, the normal mode of trial for crimes of the kind
mentioned. As a matter of practice the court would not consider summary trial of
offences of this sort. If such a procedure were undertaken it would of course
deprive the opponents of safeguards which our system of criminal justice regards
as vital in most cases, although of course not in all. That is to say, a preliminary
committal before a magistrate and then a trial by a jury which is still, with few
exceptions which have no application to the present case, the mode of criminal
trial in force in this State and indeed in most States, if not all, in Australia.
This court does conduct a summary criminal trial in cases of criminal
contempt. The reasons for that I need not dilate upon. They are somewhat special,
and exceptional.
I do not think that the court could ever contemplate, leaving questions of strict
power aside and even if we had jurisdiction, trying some nineteen charges of
perjury and conspiracy made in one document against nineteen respective
defendants. Furthermore, as I have said, we have been asked to try a defamation
case, to assess damages, to exercise the disciplinary functions which the court
exercises over the legal profession and to act as a committing magistrate. I do not
know that I have in fact exhausted all the possible consequences.
As I have said, the claimant is endeavouring to bring into this court in one
process claims and charges against all those against whom she feels she has a
right, in order to determine all of the matters which lie in dispute between them
and her. It is quite out of the question in my view for the court to contemplate any
such procedure. To endeavour to do so and to determine the remedies which the
notice of motion seeks would be unfair and oppressive to the opponents and it
would be beyond the power, beyond the practice and beyond the competence of
the court to undertake.
On those grounds the notice of motion in my view is an abuse of the court's
process."
Mahoney JA:
"The proceedings, as they have been brought, and as they have been pressed
before this court, are an abuse of the process of the court. This is plainly so. If
proceedings of this kind and in this form had been brought and had been pressed
by a lawyer in this way, the lawyer would, in my opinion, have been in danger
of proceedings for professional misconduct. The mixture of allegations and
URVENTWORTH v NSW BAR ASSOCIATION (McLelland, Carruthers and Studdert JJA)17
claims, criminal and civil, can plainly not be dealt with together or in the way
which Ms Wentworth seeks to have them dealt with.
Before parting with these proceedings, I think, proper to attempt to make
certain things clear. First the vice of the proceedings to which I have referred,
these notices of motion, does not lie simply in the form of them. The form of
them is, as I have said, bad and incurably bad. But the suit [sic] lies also in the
substance of them.
Where proceedings are taken against an individual for a criminal offence,
safeguards have been developed by the law to protect that individual against
oppression and to ensure that he is fairly dealt with. These safeguards are not
developed out of any tenderness for the guilty; they are necessary because, unless
they are applied both to guilty and to innocent, the innocent as well as the guilty
will suffer.
The reasons of substance why the present proceedings are an abuse of the court
is because they would have the court put aside those safeguards and override the
rights and, as it was said in argument, the civil liberties of those against whom
Ms Wentworth makes her allegations. This cannot be allowed. this is the
substance of the reason why in my opinion these proceedings must be set aside."
Clarke JA:
"The diversity of charges and the varying nature of the orders sought in the
notice of motion should in my opinion be sufficient to illustrate the gross
oppression caused to the respondents by the claimant's attempt to support the
notice of motion and to press the hearing of all the charges against the varying
respondents.
Nothing could, in my view, be a dearer abuse of the court's process.
The collection of a number of criminal and civil charges against a large
number of respondents in an initiating process in an appeal court and the obvious
circumvention of the processes of the law designed to ensure that the rights of
those persons charged with serious crimes are properly protected is in my opinion
a blatant misuse of the court's process."
We have already referred to the appellant's belief asserted in paral.15 of her
affidavit of 8 October 1992 that she was entitled to take the steps taken in relation
to the litigation in question. In the same affidavit (in paral2.5(h)), she says with
specific reference to the notice of motion of 16 June 1987: "I believe that the
orders sought by me on 16/6/87 in respect of each of the 19 respondents were
proper and that there is sufficient evidence to show that each of my applications
had a proper basis in fact and in law". In cross examination the appellant
expressly stated her disagreement with each of the propositions in the three
sentences comprising the second last paragraph quoted above from the judgment
of Samuels JA of 22 July 1987 and also expressed her disagreement with the
proposition as stated by Samuels JA and Mahoney JA that the notice of motion
of 16 June 1987 was an abuse of the process of the Court. She also disagreed with
the proposition that either of the other two notices of motion was an abuse of the
Court's process.
We agree with Campbell J's summation of this aspect of the matter as follows:
"Tt appears quite clearly that [the appellant] rejects the view and indeed the
judgment of those two Judges of the Court of Appeal [Samuels JA and Mahoney
JA], sitting as part of the Court of Appeal, that the proceedings she had brought
were an abuse of the process of the Court. As she still does not accept the view
of the Court that that is so, it is difficult to see how she could be a suitable person
to be admitted to practice at the Bar. A clearer example of proceedings which are
18 UNREPORTED JUDGMENTS
an abuse of the process of the Court of the most 'blatant', to use Clarke JA's
word, kind is hard to contemplate. Yet [the appellant] now does not agree that that
is so. Some of what was done as a litigant in person can be explained on that
basis, but [the appellant] now maintains, as an applicant for admission to the Bar,
that the conclusion of the Judges that the matters were abuses of process is not
correct. Clearly they were such abuses and a person who cannot see that is
unlikely to be suitable to be admitted to the Bar. Further, a person who does not
accept the view of three senior judges upon such a matter would seem to have no
real prospect of benefiting by the expression of opinion upon matters of proper
conduct by members of the Bar during a reading program or period of pupillage."
As his Honour later points out the appellant's adherence to the view that these
notices of motion did not involve abuse of the process of the Court raises the
possibility that process such as that on which the Court had been required to rule
might be issued on her advice.
It may be added that the views expressed by the members of the Court of
Appeal on 22 July 1987 were reinforced (if reinforcement were thought to be
necessary) in a judgment subsequently delivered by Roden J on 7 October 1988
on an application by the Attorney General for an order against the appellant under
s84 of the Supreme Court Act 1970. His Honour had occasion to comment on the
notice of motion of 16 June 1987 (in association with the other two notices of
motion) in the following terms:
"Some of the orders sought are inappropriate, unprecedented and beyond the
powers of the Court. Lawyers would describe some as grotesque
.... Lam in no doubt that there was considerable abuse of process involved in
all three proceedings. 'Scandalous', 'embarrassing' and the other adjectives
commonly used in this connection, were all well earned by these efforts by Ms
Wentworth. It is no surprise that on 22nd July 1987 they were all dismissed by
the Court of Appeal...
The unacceptability of the procedures adopted, is illustrated by the following
passage from the judgment of Clarke JA:
'The collection of a number of criminal and civil charges against a large
number of respondents in an initiating process in an Appeal Court and the
obvious circumvention of the processes of the law designed to ensure that the
rights of those persons charged with serious charges are properly protected is in
my opinion a blatant misuse of the Court's process."
At the end of his judgment Roden J makes the following cautionary comment
after declining to make the orders sought:
"Tf Ms Wentworth appreciates that she has been sailing close to the wind, and
now realises the virtues of restraint, and the value of having a pilot aboard, these
proceedings may prove to have served a useful purpose."
We agree with Campbell J that the evidence shows both a lack of
understanding by the appellant of a fundamental matter of proper conduct in
relation to the filing of documents constituting abuses of the process of the Court,
and the unlikelihood of that situation changing. For this reason also, the appellant
has not been shown to be a person suitable for admission as a barrister.
The third principal finding on the basis of which Campbell J reached his
ultimate conclusion was that it was doubtful that the Court could have confidence
in the truth of what the appellant says. His Honour found that there is a real, as
opposed to fanciful or remote, risk that a Court may be deliberately, in the sense
of not by mere inadvertence or error, misled by the appellant, and his Honour did
not consider that a Court could have confidence in the truth of what she says in
URVENTWORTH v NSW BAR ASSOCIATION (McLelland, Carruthers and Studdert JJA)19
a difficult situation which is, as his Honour observed, the time at which the
importance of such confidence comes to the fore. His Honour's findings on this
issue were based on several matters.
One comprised statements made by the appellant to judge F on 21 July 1986
to which date the hearing of the contempt application relating to the barrister had
on 19 June 1986 been adjourned by judge C. When the matter came before judge
F the appellant, who did not wish to proceed that day, unequivocally told the
judge that the matter was in the list not for hearing that day but to fix a date for
hearing if the parties were ready to proceed.
Campbell J's judgment deals in considerable detail (which there is no need to
repeat) with what occurred before judge F, and with the history of the matter,
from which his Honour reaches conclusions to the effect that judge C had on 19
June 1986 stood the matter over for hearing on 21 July 1986 subject to the
availability of a judge to hear the matter, that the appellant was aware of that fact,
and that the appellant, not wishing the matter to proceed, deliberately
misrepresented to judge F what had been said by judge C. We consider those
conclusions to be unassailable.
Campbell J also found that on three separate matters the appellant had given
evidence in cross examination before him which she did not believe to be true.
These matters related to (a) her belief as to the effect of a document issued to her
by the Barristers Admission Board; (b) her belief as to the effect of certain
particulars supplied by the Bar Association; and (c) her belief as to whether she
had had a fair hearing on a particular occasion before the Court of Appeal. Each
of these matters is discussed in considerable detail by Campbell J in his judgment
(under the headings "S33", "S34" and "S13" respectively) and there is no need
to repeat the details here.
We do not discern any error in his Honour's consideration of these matters or
any legitimate basis for challenging his Honour's conclusion that the appellant
was deliberately untruthful in the instances given, or his Honour's failure to be
satisfied that a Court could have confidence in the truth of what the appellant
said, on the basis of there being a real risk of a Court being deliberately misled
by the appellant. This again is sufficient reason to find that the appellant has not
been shown to be a person suitable for admission as a barrister.
In the notice of appeal as ultimately amended there were 99 separate grounds
of appeal. We have not found it necessary to deal with every one of these. On the
approach to the matter which we have taken, many are irrelevant to the
disposition of the appeal. Our conclusions on those which are relevant to the
basis for our disposition of the appeal are subsumed or implicit in these reasons
for judgment.
For the above reasons we are of opinion that his Honour's conclusion that the
appellant had not been shown to be a person suitable for admission as a barrister
was correct, and that accordingly the appeal should be dismissed. It is therefore
not necessary for us to consider the question, which is not without difficulty,
whether any of the material supporting the conclusion that the appellant has not
been shown to be a person suitable for admission should also lead to a finding
adverse to her under s9 of the Legal Profession Act.
It remains to consider questions of costs. On 29 June 1993, for reasons given
in a judgment of that date, Campbell J made an order the effect of which was that
subject to orders already made, each party should bear her and its own costs of
the proceedings. An appeal by the appellant against that order has not been
20 UNREPORTED JUDGMENTS
pursued. There is however a cross appeal by the Bar Association seeking in
substitution for that order an order that the appellant pay the Bar Association's
costs of the proceedings.
Campbell J's order as to costs was of course made in the exercise of a wide
discretion. It has been submitted that his Honour's discretion miscarried for two
reasons, namely
(1) that he did not adequately take into account the proper role of the Bar
Association in the proceedings, and
(2) that he took into account an unjustified assumption that it was likely that
the legislature had made provision for the funding of the Bar Association in the
exercise of its role in the proceedings.
Submission
(1) depends on the circumstance that the Bar Association was joined, and
properly joined, as a party to the proceedings and was not merely an intervener.
Although the Bar Association was originally joined as a defendant by reason of
the fact that orders were sought against it, the position had in a practical sense
altered by the time the interlocutory appeal was heard by the High Court, in that
the status of the Bar Association had in substance changed from that of a party
against whom orders were sought to that of a party participating in the
proceedings for the purpose of assisting the Court in the public interest, in
substitution, as a matter of convenience, for the Bar Council, which had a
statutory right to appear. We see no error in his Honour's judgment on this
ground.
Submission (2) is based on the following statement in his Honour's judgment
of 29 June 1993:
"Tt [is] clear enough that under the Legal Profession Act 1987 the Legislature
looks to the Bar Council, in the case of Barristers, to appear on behalf of the
public interest. I do not think that the Court should assume that appropriate
consideration has not been given by the Legislature and by the Bar Council to the
funding of the performance of its public duty in this respect. I should mention
that I do not need for the purpose of this paragraph to draw any distinction
between the Council and the Association."
We agree with submission (2) to the extent that we do not consider that
questions of funding come into the matter. What is relevantly significant is the
fact that the legislature has, in the public interest, vested certain functions in the
Bar Council. It is the public aspect of those functions, rather than how their
performance may be funded in any particular case, that matters for present
purposes. On the other hand, the quoted passage is expressed in terms of an
absence of a particular assumption, which does not necessarily imply a positive
assumption to the contrary effect. We are not persuaded that this passage
indicates that his Honour was proceeding on the positive assumption that the Bar
Association's role in the proceedings was being funded by the government, or
that any such assumption played a significant part in his Honour's decision on
costs. In our view that decision should stand. In any event, Campbell J's costs
order is that which, if necessary, we would ourselves arrive at.
The considerations which render it appropriate that there be no order as to the
costs of the proceedings before Campbell J do not apply in respect of the costs
of an unsuccessful appeal from his Honour's decision. The appellant must pay the
URVENTWORTH v NSW BAR ASSOCIATION (McLelland, Carruthers and Studdert JJA}21
costs of the appeal, subject to a qualification to reflect the failure of the cross
appeal, which however did not extend the time of the hearing to any appreciable
extent.
The orders of the Court are as follows:
1. Order that the appeal be dismissed.
2. Order that the cross appeal be dismissed.
3. Order that the appellant pay to the respondent its costs of the appeal
other than such costs as are solely referable to the cross appeal.
Counsel for the Appellant: Mr B Gross QC, Ms CA Rimmer
Instructed by: Russo and Partners
Counsel for the Respondent: Mr P Garling
Instructed by: Michael Rosser and Co