JLT SCAFFOLDING INTERNATIONAL PTY LTD (IN LIQUIDATION) v SILVA [1994] NSWCA 157
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JLT SCAFFOLDING INTERNATIONAL PTY LTD (IN LIQUIDATION) v
SILVA
SUPREME COURT OF NEW SOUTH WALES COURT OF APPEAL
KIRBY P, MAHONEY and PRIESTLEY JJA
1 February 1994, 30 March 1994
WORKERS' COMPENSATION — appeal — proper approach to — significance of
enlarge facility of appeal — significance of factual findings by specialist tribunal —
necessity of appellant to establish error — proper approach of Court of Appeal to
compensation appeals on medical and factual issues — discussion by Kirby P of
matters of approach.
WORKERS' COMPENSATION — incapacity — causes of — whether caused by
significant injury when worker fell through four storeys of building site — whether
earlier injuries with same and earlier employer inculpated — failure to cross
examine medical opinions allegedly with inadequate histories — failure to tender
earlier transcript allegedly inconsistent — failure to question worker on allegedly
inconsistent earlier evidence — held: The transcript of earlier proceedings which was
not tendered in the subsequent proceedings could not be admitted on the appeal.
JUDGES — reasons — duty to state — obligation to express grounds for decision —
adequacy of reasons — held: Reasons adequately stated — errors of fact finding
insubstantial and not sufficient to require setting aside of award.
Workers Compensation Act 1987, s66, and s67.
Kirby P This appeal challenges a number of factual determinations of
O'Meally CCJ. It also concerns a complaint that his Honour failed to give
reasons for his determinations, as required by law.
A worker sustains three compensible injuries Mr John Silva (the worker) is the
respondent in this appeal. He came to Australia in 1974 from Chile. Thereafter,
he was employed as a rigger. He worked successively for "Hoover", "Repco" and
JLT Scaffolding International Pty Ltd (the employer), now in liquidation. The
employer is the appellant in this appeal. The worker performed duties as a rigger
and scaffolder with the appellant.
The worker gave evidence before O'Meally CCJ of a number of injuries prior
to an apparently more major accident which occurred in me course of his
employment for the employer on 7 January 1989. This is what he said:
"Q:... in January 1987 you had a fall onto your left leg and you saw Dr Peter
Giblin about that.
A: Yes.
Q: I think that he put you off for a couple of days, you went back to work and
that seemed to resolve itself, that aspect.
A: That's correct, yes.
Q: However in May 1987 you had another accident, you were carrying some
braces. I think you had some sciatica at that time.
A: Yes, sciatica.
Q: On the left side, a couple of weeks off physiotherapy at Liverpool, back to
work.
A: That's correct.
Q: You had some further physiotherapy I think in the end of 1987 again with
no time off, again for similar problem that you were having.
2 UNREPORTED JUDGMENTS
A: Similar - same problem, yes.
Q: The problem in your left leg, was it.
A: It was the sciatic nerve at the time that I damaged when I was carrying a
whole bundle of braces on my shoulder...
Q:... On 30 June 1988, you were tightening a scaffold and again had - you
slipped and again had some problems, is that right, and that was to your back. I
think that you saw a - you had some x-rays, a CT scan in July 1988 and you
attended Dr Funnell at the Bankstown Occupational Health Service in July. You
had about six weeks off at that time, is that right.
A: Roughly, yes.
Q: Then did you return to your full normal duties.
A: That's correct.
Q: As far as you were concerned, was there any restrictions on what work you
were doing at that time, after you returned to work, did you have any problems
at all.
A: Not at all...
Q: How did you feel, did you feel fine.
HIS HONOUR: It is all right, I understood him to say that."
It was at this point that the worker sustained a serious injury. He fell four floors
in the course of his employment with the employer. Normally, such a fall would
be fatal. The worker's survival was attributable to his grasping with his right arm
objects which broke the falls but resulted in a dislocation of the right arm, the
right shoulder being, as he described it, pulled out of its socket. He suffered a
fracture dislocation of the right humerus; a fracture through the distal phalanx of
the right ring finger; a large haematoma to his left buttock but the x-rays of his
pelvis and lumbosacral spine appeared normal. This was so despite the fact that
the worker, when he first landed, could not move and thought that he had broken
his back.
He was taken to Royal North Shore Hospital. He came under sustained
medical treatment. He was paid worker's compensation benefits until March
1990, when they ceased. He brought a claim for continuing payments to the
Compensation Court. This was heard on 22 October 1991, that Court being
constituted by Moran CCJ. The worker gave oral evidence before Moran CCJ.
The transcript of such evidence was not placed before O'Meally CCJ in the
subject proceedings. However, his Honour was handed, and read, the transcript
of the judgment of Moran CCJ. This has also been placed before this Court,
without objection.
Moran CCJ recounted the serious injuries which the worker sustained in the
fall of 7 January 1989. He did not mention the earlier injuries so that it can be
inferred that they were not in his opinion significant for the aetiology of the
incapacity which he found. He determined that the worker, as a result of the
injury on 7 January 1989 was partially incapacitated for work. He ordered the
employer to pay the worker weekly compensation benefits. He granted leave to
the worker to defer any claims he may want to pursue under s66 and s67 of the
Workers Compensation Act 1987. It was this deferred claim which came before
O'Meally CCJ and is the subject of this appeal.
Questions on the significance of prior injuries The hearing of me claim took
place, remarkably enough, at Bundaberg in Queensland, for reasons unexplained.
It comprised oral evidence of the worker only, and a large amount of medical
evidence tendered by way of reports. No other local witness was called to explain
the venue of the hearing.
URWT SCAFFOLDING INTERNATIONAL PTY LTD (IN LIQUIDATION) v SILVA (Kirby P) 3
The worker's evidence followed the course already described. He was then
cross examined by counsel for the employer. Most of the cross examination
concerned the extent of the complaints of pain to which the worker had deposed.
However, at a certain point, the worker was cross examined about the injuries he
had sustained prior to that of January 1989:
"Q: Sir, you would agree with me that you were referred to Dr Giblin as a
result of your injury in 1987.
A: That's correct.
Q: Do you agree with me that you had physiotherapy treatment referred by Dr
Giblin in 1987.
A: Yes.
Q: You had been treated by Dr Ayscough, your local doctor at that stage.
A: That's correct.
Q: You complained of pain that radiated into your left buttock and left knee in
May 1987 to Dr Ayscough.
A: If it's written down, probably was at that time. If it was written down, yes.
Q: You agree with me that he prescribed Indocid tablets for your to assist you
with the pain at that time?
A: Well, he gave me some type of tablet... but if it's written on the report that' II
have to be the case.
Q: You were certified unfit for work from 14 January 1987 until 12 June 1987,
would that be correct.
A: Must be if it's written on the report...
Q: Is that your recollection as to the period of time you were off work as a
result of the injury you had to your back in 1987?
A: If it's written on the report - because what happened is when you working
in the building industry... is not like working in an office, you always are liable
to hurt yourself because of the simple fact that you're working with heavy
materials. Now if you no fully recovered, is no point in going up in the building
and make a mistake or hurt yourself or hurt someone else underneath of you
because you can't afford mistakes and...
Q: Do you recall you were off work about six months because of the injury in
1987, does that sound about right?
A: Could be, could be.
Q: I think that while you were employed with a company known as High Tech,
is that right?
A: High Tech, that's correct.
Q: Did you go back to work with them?
A: That's correct, yes, I went back to work with them and then I went back to
JLT.
Q: I think that you continued to see Dr Ayscough being treated for the
problems with your back in August 1987, about eight months after the injury.
That would be correct, would it not? The first injury was on 14 January 1987,
does that sound about right?
A: The one that was carrying the braces?
Q: You slipped on loose dirt?
A: That's it, that's it, yes.
Q: That was on 14 January 1987?
A: Must have been, yes.
Q: You continued to see Dr Ayscough through that year. You saw him on 31
December 1987 and he suggested you lose weight?
4 UNREPORTED JUDGMENTS
A: L always was a big fellow, that's nothing unusual.
Q: I think you in fact saw him on 5 July 1988 in relation to a further injury you
had had to your back. That is when you fell, lost your balance.
A: Yes, I pulled a muscle then, but it wasn't a major injury.
Q: The other one was a major injury in 1987, was it. A: No, well, I hurt my
sciatic nerve which - that's what I said, it took a while to heal up.... Q: I think you
finally resumed work in October 1988.
A: Yes.
Q: So that as a result of the fall you had in June 1988, you were off work for
about three months, four months, would that be correct.
A: Must be. If it's written down, it must be, I can't remember now.
Q: The fact is, is it not, that you had continual problems with your left leg with
pain radiating down your left leg from 1987 until the time you had your injury
in 1989.
A: Aha.
Q: Is that correct.
A: Well, you 're saying it, yes.
Q: Is that correct or not.
HIS HONOUR: Just because Mr Willis says it it does not mean it is correct.
He is asking you whether it is correct and you let him know whether you say it
is correct or whether you say it is incorrect.
Q: Is it correct?
A: Yes. "
The worker was then cross examined about his alleged failure to tell the
employer's doctors about the injuries before that of January 1989:
"Q: I suggest to you that you did not tell [Dr Pheils] that you had any previous
problems with your back or left leg.
A: I said to every doctor that 1 seen that I - in the building game you always
have accident; I mean no big ones, but pull muscle like pulling my sciatic nerve.
I never even thought that it was going to be taking me that long to get back on
order again, and he did, he just, you know, I was just totally a minor slip,
obviously, I didn't think anything at the time but...
Q: Sir, you were asked questions by Dr Anderson about whether or not you had
had any previous problems prior to January 1989 with your shoulder, back or leg,
is that correct or not? Can you remember him asking you that.
A: He asked me...
Q: Do you remember him asking you those questions?
A: All I say was that 1 had pulled muscles in my back and things like that. I
told every single doctor that I've seen that I'd had injuries before, yes, but no
very major because this what I call a major injury. "
In re examination the following questions and answers ensued: "Q: He asked
you about any previous back problem and left sciatica problem.
A: That's right.
Q: You told him that 12 months before you had had low back pain and left
sciatic problem.
A: Yes.
Q: That you had fully recovered and at the time of the 1989 incident you felt
fully recovered.
A: I was good as gold.
Q: Was that the fact, that by the time of that accident you had fully recovered.
A: That's correct..."
URWT SCAFFOLDING INTERNATIONAL PTY LTD (IN LIQUIDATION) v SILVA (Kirby P) 5
The strategy of the foregoing questions in cross examination was not only to
attack the worker's credit (by reason of what he had allegedly failed to tell the
employer's doctors). It was also to deflect attention from the seriousness of the
worker's employment injury of January 1989. From answers to questions by the
Bench, it emerged that the reasons for this attempted deflection were twofold.
First, as was disclosed, the injury in 1987, which was the first in the series,
occurred in the course of the worker's employment for another employer ("High
Tech) and thus involved, presumably, a different insurer. Secondly, it emerged
from an uncontested statement from the Bar Table that the worker has
commenced Common Law proceedings against the employer. The circumstances
of the minor injury of mid 1988 were not such as to attract common law liability.
But it was conceded that the injury of January 1989 was such as might give rise
to a claim for damages. To this extent it was in the worker's interests to try to
deflect responsibility for his continuing disabilities to the injury of January 1989
in order to secure any estoppels that might arise from the findings of the
Compensation Court. On the contrary, it was in the employer's interests to try to
deflect liability away from injury of January 1989.
A further reason for the employer's strategy was, by emphasising the
significance of the first injury of January 1987, to possibly escape the threshold
fixed by the Act for the recovery of compensation for pain and suffering.
The primary judge's determination O' Meally CCJ recounted the injuries which
me worker had had prior to the injury of 7 January 1989 which the worker was
claiming for his continuing disabilities:
"Tn January 1987, he hurt his back and was absent from work, seemingly, for
a period of some six months. Treatment, it is said, endured until the end of 1987.
On 30 June 1988, whilst employed by the respondent, he hurt his back again. On
this occasion it was accompanied by sciatica. His evidence is that he was absent
from work for a period of six weeks, though there is a suggestion in the clinical
notes of his general practitioner, which are before me, that he was absent from
work for a longer period. The note under the entry for 12 October 1988 is
"Clearance for work 21/10' From that I was invited to infer that he was absent
from work until 21 October 1988. That fact has not been proved and if it were
the case it would have been open to the respondent to prove it. The entry in
doctor's clinical notes does not establish the applicant was absent from work until
21 October 1988 and I am not comfortable in drawing such an inference from the
entry. "
O'Meally CCJ was, however, unimpressed by the contention that the earlier
injuries (one with another employer and the other with the appellant) were
implicated in the continuing disabilities which sustained the claims based upon
s66 and s67 of the Act. He said:
"The significance of the earlier injuries is that investigative studies conducted
before and after 7 January 1989 do not show any change in the pathology of the
applicant's spine. CT studies conducted by Dr Lim on 18 July 1988 showed slight
bulging at L4 - 5, but the thecal sac was preserved. Otherwise, there was no
abnormality revealed. Dr Gale conducted similar studies in June 1991. The only
change between 1980 and 1991 was the presence of early osteoarthritis at the
lumbo sacro apophoseal joints upon which Dr Gale commented. Otherwise the
condition was substantially the same.
The applicant's evidence is that after returning to work as he said, some six
weeks after the episode on 19 June 1988, he had no problems until the episode
of 7 January 1989. This was a very nasty accident and followed a fall of some 15
6 UNREPORTED JUDGMENTS
metres [and] the type of fracture sustained to his arm it is not surprising, nor is
the haematoma which developed, nor his back pain."
His Honour then dealt directly with the employer's submission that the
impairment to the worker's back could not be said to have resulted solely from
the "nasty" injury of 7 January 1989:
"Tn my view that submission would have greater strength if there had been a
continuity of symptoms. However, I accept the applicant as a witness of truth and
I accept that, for a significant time before 7 January 1989, he was untroubled by
pain or discomfort in his back. I am therefore of the view that such impairment
of his back as affects him is the result only of the accident of 7 January 1989. "
The employer's challenges Before this Court, the employer mounted its
challenge in two ways. But the first was misconceived.
At the opening of argument an attempt was made to place before the Court the
transcript of the worker's testimony before Moran CCJ. Apparently this was
ventured upon the footing that the evidence which had been given by the worker
before Moran CCJ, in the claim for weekly benefits, was inconsistent with the
evidence which the worker gave before O'Meally CCJ in his claims under s66
and s67 of the Act.
For a number of reasons, the Court declined to accept the transcript so
tendered:
1. As the official transcript of the proceedings before O'Meally CCJ revealed
(and as was conceded) the transcript of the evidence before Moran CCJ was not
tendered in those proceedings. The judgment of Moran CCJ was tendered and
read as it was by this Court;
2. The cross examination of the worker contained not a single question
directed at the inconsistency of his evidence before O'Meally CCJ when
compared to that given before Moran CCJ; and
3. Counsel could not agree that it was the practice of the Compensation Court
(assuming this to be proper) to act upon the transcript of earlier proceedings
between the parties as if such transcript were tendered without requiring that
formality. Given the care that O'Meally CCJ took to have it recorded that he was
reading the judgment of Moran CCJ, and nothing else, it should not be assumed
that the practice of the Compensation Court is different than that which the rules
of evidence (and one might say procedural fairness) require.
When these difficulties of admitting the transcript were pointed out, counsel
for the employer properly accepted that he could not rely upon this attack upon
the worker's evidence and credit.
That left the attack which was ultimately presented. It was said that O'Meally
CCJ had mistaken the evidence before him and mis stated it in relation to the
period of time that the worker was off work following the injury of June 1988.
O'Meally CCJ stated that this was "a period of six weeks". However, the
combined evidence of the worker and of Dr Ayscough would appear to make it
plain that the worker was actually off work until 21 October 1988. O'Meally
CCJ's rejection of the note in the medical practitioner's report ("clearance for
work 21/10") appears to have been misconceived. For the passage in which the
worker was pressed during cross examination, he ultimately agreed that he
resumed work in October 1988. This means that he was off work not for six
weeks (as stated by O'Meally CCJ), nor six months, as the worker's then counsel
at one stage stated, but three and a half months, ie fourteen weeks. This is a
mistake of fact. It is not irrelevant to the determination of the seriousness of the
URWT SCAFFOLDING INTERNATIONAL PTY LTD (IN LIQUIDATION) v SILVA (Kirby P) 7
injury of June 1988. Self evidently, the longer the period the worker was required
to be off work following that injury, the more significant the injury could be
ordinarily brought to be.
Perhaps more significantly, the employer attacked O' Meally CCJ's conclusion:
"... Laccept the applicant as a witness of truth and I accept that, for a significant
time before 7 January 1989, he was untroubled by pain or discomfort in his back
The cross examination of the worker did ultimately elicit the affirmative
answer to the leading question:
"The fact is, is it not, that you had continual problems with your left leg with
pain radiating down from your left leg from 1987 until the time you had your
injury in 1989. "
Upon this footing, the employer suggested alternatively that:
1. O'Meally CCJ's conclusion concerning the cause of the worker's continuing
incapacity was undermined by the mistakes of fact finding upon which that
finding rested; or
2. That his Honour had failed adequately to expose the grounds for his
conclusion and had thus not fulfilled the judicial obligation to state the reasons
for the award which he entered implicating only the employer and the last injury
in the sequence."
Matters of approach
It is convenient to state a number of matters of approach to a case such as the
present. They can be stated briefly because I do not believe that they are
controversial:
1. Parliament has provided the facility of appeal from the Compensation Court
to this Court. See Compensation Court Act, 1984, s32. It has enlarged that facility
by permitting, in cases such as the present, where proceedings were commenced
after the appointed day, the appeal would no longer be limited to a complaint in
point of law but would embrace complaints about fact finding in which, any
tribunal, however expert and diligent, can make mistakes and occasion injustices.
This Court must fulfil faithfully the jurisdiction which Parliament has conferred
upon it and do so neutrally whether the complaint is by a worker or by an
employer or other party;
2. Nevertheless, the procedure for ventilating the complaint is an appeal. It is
not a primary hearing. This Court is not involved in the full conduct of the initial
trial. It does not see the witnesses. Typically it is taken to selected parts of the
transcript. The realities of the pressure upon this Court are such that it will rarely
be possible for the Court to read every page of the appeal book with the care that
might be expected of a primary judge. Necessarily the Court is dependent upon
the parties or their representatives to draw to its attention the salient points of the
evidence supportive of the respective cases of the parties. Being an appeal, it is
for the appellant to demonstrate error. Otherwise, the authority of this Court to
disturb the decision of the primary judge will not be enlivened. The mere fact that
the Court may incline to a different opinion on the facts will not alone be
sufficient to justify the disturbance of the decision at first instance;
3. The appeal comes to this Court from a specialised Tribunal which is dealing
with compensation cases and conflicting lay and medical evidence every day. The
flavour of the expertise of the Compensation Court can be found in the judgment
under appeal. Medical conditions, unfamiliar to a lay body are stated in the
judgment without definition simply because those practising in the Compensation
Court are, or are taken to be, familiar with the medical terms used and the
8 UNREPORTED JUDGMENTS
ordinary and oft repeated conflicts of medical opinions expressed. It can be
inferred from the establishment of a specialised Compensation Court (one might
say especially given the abolition of such bodies elsewhere in Australia) that the
Parliament of this State has entrusted the decision making in (relevantly)
questions of medical causation and the aetiology of incapacity to a specialist
tribunal comprised of specialist members whose expertise is refined by the
repeated performance of their tasks. This does not mean that error cannot be
established. But it does impose upon a generalist Court of Appeal such as this a
degree of care in substituting its opinion on such questions for that of the
specialist judge;
4. Mistakes of fact finding can readily occur in a busy court which is required,
in order to get through its list, to proceed to ex tempore judgments in order to
permit the next case to start. The Court can take notice of the heavy list in the
Compensation Court and the pressure on the judges, faced with claims, often for
sustenance, by injured workers, to deal with such claims quickly. Excessive
fastidiousness in fact finding cannot be required. What is required is accuracy in
important facts. Where error of fact finding is demonstrated from the reasons of
the Compensation Court judge, the question is then posed as to whether such
error is sufficient to require the intervention of this Court and the setting aside of
the award of the Compensation Court. Not even error of fact finding will require
that result. Necessarily, it must be shown that the error is such as might have
affected the outcome of the proceedings and, if corrected, might result in a
different outcome warranting the serious step of displacement of the award and
the requirement of a retrial; and
5. By the authority of this Court, judges of the Compensation Court are
required to give reasons for their decisions. But those reasons do not oblige them
to address every item of evidence called or even every argument of the parties.
It is sufficient that the grounds for the decision reached are exposed,
demonstrating the way in which the award was arrived at. See Soulemezis v
Dudley (Holdings) Pty Ltd (1987) 10 NSWLR 247 (CA), 274, 280.
Conclusion: mistake but not significant
The employer mounted a strong argument that, for the actual claims being
considered by O'Meally CCJ (relevantly for the loss of the use of the left leg and
permanent impairment of the worker's back) it was critically important to find
accurately the significance of the radiation of pain into the left leg which the
worker ultimately accepted that first followed his injury of 1987. I have some
sympathy for this argument and for the complaint that the reasons given could
have indicated more precisely the basis upon which his Honour rejected the
significance of the earlier injuries, especially that of 1987.
I regard this case as a borderline one. But in the end, I have concluded that the
established errors of fact finding are not such as should occasion the intervention
of this Court. My reasons are these:
1. O'Meally CCJ accepted the evidence of the worker as that of "a witness of
truth". The decision which his Honour reached must therefore be approached
upon that footing. It is perhaps worth noting that Moran CCJ earlier had reached
a similar conclusion. But when this Court is asked to disturb the award of
O'Meally CCJ it must approach its function bearing in mind the advantages
which his Honour enjoyed and the conclusion which he reached concerning the
worker's evidence. We do not have those advantages. We can only disturb an
award resting upon the impression of the truthfulness of the worker in the very
narrow circumstances permitted by the repeatedly expressed authority of the
URWT SCAFFOLDING INTERNATIONAL PTY LTD (IN LIQUIDATION) v SILVA (Kirby P) 9
High Court of Australia. See Abalos v Australian Postal Commission (1991) 171
CLR 167, 178f. One may have reservations about the principles laid down in this
authority which can often frustrate the utility of appeal and cloak injustice in
primary decision making. But this Court is bound by the authority and must apply
it;
2. Whilst it is true that the worker did not, as per O'Meally CCJ, uniformly
state that "for a significant time before 7 January 1989 he was untroubled by pain
or discomfort in his back", that was the general thrust of his evidence which I
have troubled to set out in order to demonstrate the fact. It is correct, as the
respondent states, that, ultimately, under cross examination, the worker agreed
that he had had "continual problems" with his left leg from 1987 until the injury
of 1989. But the reluctant way in which that question was affirmatively answered
and the initial willingness to answer it affirmatively only because counsel had
stated it may have led to the answer being discounted by O'Meally CCJ;
3. There was certainly contrary evidence which, by inference, his Honour must
have accepted. This was the evidence most vividly encapsulated by the worker's
evidence (in reply) that at the time of the 1989 incident he had fully recovered
and was "as good as gold". If that statement was accepted, it provides a
foundation for O'Meally CCJ's critical conclusion;
4. It is also borne out by the simple fact that the worker returned to full duties
as a rigger and scaffolder. Indeed it is borne out by the very work which he was
performing at the time he was injured in January 1989. This was arduous
awkward work, not really suited to a person with a serious back or leg difficulty.
Yet after that accident in January 1989, unsurprisingly given its gravity, the
worker's symptoms were continuous and serious;
5. The employer failed to produce the records which were uniquely available
to it to demonstrate exactly how long the worker was off work following the
earlier injury with it in June 1988. Instead it relied upon cross examination of the
worker and medical reports. In these circumstances, there can be little surprise
that there was doubt and uncertainty about the precise times. To that extent, the
employer failed to prove relevant evidence; and
6. The employer also failed to ask questions of the worker or to call medical
witnesses who could have been questioned concerning the significance of the
respective times that the worker was off work prior to the apparently major injury
of January 1989. The matter was simply not addressed in terms to the medical
reporters in a way that would throw up the issue and permit a confident
conclusion to be reached that there is an important difference between an absence
from work of six weeks and absence of fourteen weeks. Without such evidence
it was not unreasonable for O'Meally CCJ to put store upon the worker's
conclusion that injuries of various kinds were an incident of his work, that muscle
pulls and the like were not major but that the injury in January 1989 was of major
significance and was the true explanation of the symptoms of pain and disability
that followed continuously thereafter.
Remaining matters
The employer also challenged the actual findings of permanent loss of the left
leg. It pointed out that Moran CCJ had made no specific finding of an injury to
the worker's left leg. However, this is irrelevant given the different purposes of
the fact finding required of Moran CCJ and that required of O'Meally CCJ. The
employer argued that O'Meally CCJ did not in his judgment give reasons for his
decision that the worker was entitled to a 10% loss of the use of the left leg at
or above the knee. It asserted that the worker's case was that such loss was
10 UNREPORTED JUDGMENTS
related to referred pain from the back. By his failure to provide reasons, it argued
that O'Meally CCJ had not permitted a proper examination of whether or not he
had taken into account the evidence of the worker's previous injuries which had
resulted in referred pain into the left leg at above and below the knee.
For the reasons given above, I do not believe that this Court should intervene.
As stated, the brief reasons given by his Honour are less than perfect in this
regard. But it can be inferred that he concluded that any referred pain which had
existed prior to January 1989 had sufficiently resolved by the time the major
injury took place. That injury, falling through a distance of four stories of a
building site was of the kind which commonsense suggests could cause the
disabilities of which the worker complained, without positing any prior
consideration. But commonsense in this case was supported by numerous
medical opinions. Dr RF Ayscough (4 September 1989) attributed his incapacity
"direct" to the fall he sustained and by inference the disabilities too. Dr Eric
Caspary (19 May 1992) attributed the shoulder and left lower limb injuries to the
incident of January 1989. So did Dr Ian Collins (13 August 1992) and Dr Alan
Nicholls, who reported for the employer (29 September 1989). If the employer
complains that some of these reports and opinions were based upon inadequate
history, its proper course was to object to the reception of the reports with the
incomplete history and/or to require that some or all of the medical practitioners
who expressed their opinions should be tendered for cross examination upon the
elaborated history.
Instead of tendering the transcript of the earlier proceedings now said to give
rise to inconsistencies and examining the doctors on the significance of those
inconsistencies of the earlier injuries and disabilities, the employer relied upon a
few answers in cross examination and the argument of its counsel rather than
evidence. When the objective facts are examined, they remain these. The worker
had earlier injuries. But he had returned to full arduous duties. He then had the
major injury which was inculpated by O'Meally CCJ. From that point onwards,
he had serious pain and disability as might be expected from the very nature of
that injury.
The employer might have had a case if it had been properly prepared and
presented. But it cannot come to this Court to seek the repair of the way in which
the case was placed before the primary judge at Bundaberg.
Orders The appeal should be dismissed with costs.
Mahoney JA I agree that the appeal should be dismissed. The essential facts
are stated in the judgment of Kirby P which I have had the advantage of reading.
I shall therefore state shortly my reasons for agreeing with the order which the
President has proposed.
It is clear that the worker was badly injured by the fall which occurred on 7
January 1989. In 1991 it was found that his injuries on that occasion arose out of
or in the course of his employment and he was awarded periodic compensation.
Subsequently, he pressed his claim for lump sum compensation under s66 and
s67 of the Workers Compensation Act 1987. It is the order for lump sum
compensation which is the subject of this appeal.
I put aside the submission that the judge erred in failing to give sufficient
reasons for his decision: I agree with Kirby P's conclusion that that submission
should fail. It is the effect or significance of the worker's previous injuries to
which attention was, in the main, directed. (The shoulder injury was, in
argument, put aside. It was to the back and leg injury to which the argument was
directed).
UBU SCAFFOLDING INTERNATIONAL PTY LTD (IN LIQUIDATION) v SILVA (Mahoney JA)
The worker had suffered at least two previous injuries. The evidence or the
cross examination suggested one injury in January 1987 and another in about
June 1988. There was, I think, little doubt that such injuries occurred. What is not
clear is what is the relevance of them for the purposes of this appeal. During
argument, two suggestions emerged: one substantive and the other evidentiary.
The first suggestion was, I believe, that the previous injuries and not the instant
injury of 7 January 1989 were the cause of the disabilities for which the worker
sought the lump sum orders or at least that the previous injuries had contributed
to such disabilities. The judge held that they were not relevant. He held in terms
that, as far as concerned the back impairment, it was "the result only of the
accident of 7 January 1989".
The submission suggested, I think, that the judge's conclusion in this regard
was wrong and that, on a rehearing by this Court, it should be reversed. It
suggested that the judge's conclusion depended upon or was affected by an error
of fact and that that error of fact invalidated the conclusion and required a re
examination of the matter. The error of fact suggested was related to the period
of time that elapsed between the injury of June 1988 and his return to work. The
worker had said that he had returned to work some six weeks after that injury; it
was, Mr Poulos QC suggested, not until about mid October 1988 that he returned
to work.
Mr Branson QC for the respondent worker conceded that in this regard the
judge erred. I shall assume, without so deciding, that he did. It is, on this
assumption, necessary to consider whether that error should lead this Court to
conclude that the difficulties resulting from the accident of January 1989 were not
caused by that accident but by the earlier injuries. To decide that it is necessary
to consider the process of reasoning followed by the trial judge.
Mr Poulos QC submitted that medical evidence strongly supported the
conclusion that the worker's injuries resulted, wholly or mainly, from the earlier
injuries and in particular those of June 1988. But the trial judge, in my opinion
rightly, saw a fall of the kind which occurred in January 1989 as apt to produce
the results claimed by the worker. His Honour pointed to the fact that previous
investigations after the first two injuries had not shown any "abnormality" which
he saw as significant. The worker said that when he returned to work he was
"good as gold". He gave evidence to that general effect both in chief and in re
examination. On this basis, his Honour concluded that the accident of 7 January
1989 was the only cause of the relevant impairment.
In coming to this conclusion, his Honour placed reliance upon the fact, as he
found it to be, that the worker said he had fully recovered from the earlier
injuries. His Honour concluded that the worker had returned to work "some six
weeks after the episode on 19 June 1988 (and) he had no problems until the
episode of 7 January 1989". He said that the submissions in relation to the
previous accidents "would have greater strength if there had been a continuity of
symptoms". His Honour said "that for a significant time after 7 January 1989 (the
worker) was untroubled by pain or discomfort in his back". It was this absence
of symptoms "for a significant time" which played a part in his Honour's
reasoning to his conclusion.
It was to this point in the argument to which the submissions of Mr Poulos QC
were directed. They were, or at least they involved, that the worker returned to
work not six weeks but only after some three and a half months after the accident
of June 1988, that the period between that return to work and 7 January 1989 was
not "a significant period" within the judge's reasoning, and that when the medical
12 UNREPORTED JUDGMENTS
evidence was weighed the proper conclusion was that when the worker was
injured in January 1989 he was not fully recovered from the previous injuries.
If the matter fell to be considered on that basis, I do not think that the
submission should be accepted. I would conclude that, during the period between
his return to work and the final accident, the worker had been free of symptoms
suggesting ongoing effects from the earlier accidents. He was working in a
construction industry, though not necessarily in the most strenuous of positions.
His doctor had certified that he was fit to return to such work. And there was
nothing directly to suggest that during that period of work he suffered any
symptoms of the earlier accidents.
But the matter goes further. As I have said, the worker said and repeated that,
when he returned to work, his condition was, as he described it, "good as gold".
His Honour accepted him as "a witness of truth". That finding, if accepted, adds
significantly to the evidence that the worker was no longer suffering from the
effects of the earlier accidents. Were the evidence and the findings such, I would,
on a rehearing, conclude that the judge's findings in this regard were correct.
That leads to the second suggestion made by or involved in Mr Poulos'
arguments. He submitted that the court should not accept the worker as a witness
of truth, should not find that, at the relevant time, he was "good as gold", and
accordingly should find the impairment for which lump sum compensation was
claimed as relevantly related to the earlier injuries. In this, Mr Poulos recognised,
I think, that the acceptance of the worker as a witness of truth and accordingly
the acceptance of his evidence as to his condition during this intervening period,
was a matter of importance in determining the cause of this impairment.
Mr Poulos was, of course, faced with the principle illustrated in Abalos v
Australian Postal Commission (1990) 171 CLR 167. This may well have been
one of the cases in which the advantage of seeing the witness in evidence was of
assistance in deciding whether what he said in relation to this period was true. To
take but one example, the way in which the witness, in cross examination, made
concessions as to what he had said in chief and the suggestions of the cross
examiner might well, and justifiably, have helped the judge in his assessment of
the witness's credibility.
The only, or only substantial, basis on which Mr Poulos could contend that his
Honour's assessment of the witness as "a witness of truth" should be put aside
was the mistake which his Honour made as to the period off work following the
June 1988 injuries. It was in effect submitted that, because he had made this error,
his Honour's assessment of the witness could be put aside.
I do not doubt that if a trial judge's assessment of the acceptability of a witness
is based on or affected by a finding of fact which is wrong, that assessment of the
witness may be reconsidered. It is, of course, not every erroneous finding of fact
which will affect the assessment of a witness: the finding of fact may have little
or nothing to do with that assessment. The suggestion involved in the present
submission is, I think, to the effect that had the judge recognised that the worker's
statement that he had returned to work after about six weeks was wrong, he
would or might have refused to accept him as a witness of truth.
I do not think that, in the circumstances of this case, that would have affected
his Honour's assessment of the worker. The worker had accepted in chief that he
was off work for "about six weeks" as "roughly" correct. When it was put to him
that he had been off work for the longer period, he said: "Must be. If it's written
down, it must be, I can't remember now". His Honour might well have thought
that the error in question resulted, not from an intention of the worker to deceive,
UBU SCAFFOLDING INTERNATIONAL PTY LTD (IN LIQUIDATION) v SILVA (Priestley JAB
but from uncertainty of recollection as to dates. Were I required to judge the
matter upon the written evidence, I would so conclude.
But, however that be, I do not think that the acceptance of error in this regard
should lead this Court to put aside his Honour's assessment of the worker. His
Honour found the worker to be "a witness of truth". That finding is to an extent
ambiguous. It may mean that the witness was trying to speak the truth and was
accurate or that he was trying to tell the truth but was inaccurate. A credible
witness is sometimes not an accurate witness. I believe that his Honour's
assessment was intended at least to indicate that he accepted the worker as
attempting to tell the truth. Such a finding is, of course, not invalidated by the fact
that a part of the witness's evidence is found to be inaccurate. If, with the
advantage of a trial judge, a finding of credibility alone is made, an appeal court
is not authorised to put aside that finding merely because some of the evidence
given is in fact inaccurate. On the concession made, that was, in my opinion, the
position in the present case. I do not think that the conceded error affects the
acceptance of the worker as a witness attempting to tell the truth.
This, of course, is of importance because in this regard the question is whether
the worker should be accepted when he said that at the time of the 1989 accident
he felt fully recovered and was "good as gold". The fact that he was inaccurate
in the estimate of time off work in 1988 does not, I think, determine the
acceptability of what in that regard he said.
I therefore agree with the orders proposed by Kirby P.
Priestley JA I agree with the conclusions of Kirby P and Mahoney JA on the
facts of this case.
The appellant was able to point to what may have been some misunderstanding
by O'Meally CCJ of the evidence before him. I am not persuaded that all of the
appellant's submissions about this are correct. Some answers which read on the
printed page as admissions, seem to me not to have been treated as such by the
trial judge, because of the way they were extracted in cross examination. This is
a true instance of a trial judge having an advantage over an appellate court. He
had the data, in addition to what appears in the transcript, of the attitudes and
expressions, and manner and speed of speech, of counsel and party, of which this
court has none.
How could this court, on the transcript in this case, confidently decide the
judge was wrong in the impression he formed of such answers as those at 20 of
the transcript, at 28 of the Appeal Book (and see T 36, AB 44)? Only by
persuading itself that with significantly less data than the trial judge had, it knows
better than he what was meant by the witness, this being in the absence of any
particular reason for such a conclusion. It would not be a reasonable path for this
court to take in this case.
In my opinion any factual misunderstanding by the trial judge did not detract
from his substantial findings, which were fully grounded by the evidence as he
saw it, and the way he saw it was in my opinion reasonable.
Further, his reasons were adequate for an ordinary reader to understand why he
reached the result he did.
In my opinion the appeal should be dismissed with costs.
Appeal dismissed with costs.
Counsel for the Appellant: J Poulos QC / TJJ Willis
Instructed by: PW Turk and Associates
14 UNREPORTED JUDGMENTS
Counsel for the Respondent: CC Branson QC / MJ Cranitch
Instructed by: Beilby Poulden and Costello