BRUTON v NEW SOUTH WALES INSURANCE MINISTERIAL CORPORATION [1994] NSWCA 34
NSW Caselaw
Full text
Select any passage to save a personal note with optional tags.
BRUTON v NEW SOUTH WALES INSURANCE MINISTERIAL
CORPORATION
SUPREME COURT OF NEW SOUTH WALES COURT OF APPEAL
KirBY P, SHELLER and COLE JJA
18 October 1994, 6 December 1994
[1994] NSWCA 34
JUDGMENTS AND ORDERS — statement of reasons for decision — duty to record
and make findings on critical issues — evidence of six lay witnesses referred to but
not described — whether mistrial — held (by maj): Not. COURTS AND JUDGES —
judges — statement of reasons- duty to consider and make findings on crucial
evidence — whether failure to do so in reasons given — held (by maj): No failure.
EVIDENCE — expert evidence — opinion based upon premises removed during
trial medical experts — whether Court entitled to substitute own opinion. Paric v
John Holland (Constructions) Pty Ltd (1985) 62 ALR 85 (HC) consd.
JUDGMENTS AND ORDERS — statement of reasons for decision — evidential
matters — contested assessment of damages following motor accident — dispute as
to pre- and post-accident condition of plaintiff — plaintiff calls six lay witnesses on
pre- and post-accident conditions — Master rejects credit of plaintiff and his treating
medical practitioner — fails to refer to evidence of six lay witnesses — whether such
failure amounts to a departure from the judicial obligation to give reasons extending
to findings on matters critical to the issue of the case — held (Sheller and Cole JJA;
Kirby P dissenting): In the circumstances of the case, the omission of the Master to
refer in his reasons to the witnesses' testimony was not crucial and did not warrant
a re-trial — the decision rested upon credibility findings and could not be disturbed
on appeal. Mifsud v Campbell (1990) 21 NSWLR 725 (CA), distinguished.
COURTS AND JUDGES — judges — statement of reasons for decision — evidential
matters — critical issues to be recorded and findings made thereon — whether
default in circumstances of the case — held (by maj): Not.
EVIDENCE — expert evidence — opinion of medical practitioners — based on facts
not established by evidence — whether opinions lacking in evidential value —
whether Master entitled to substitute his own opinion. Ramsay v Watson (1961) 108
CLR 642; Paric v John Holland (Constructions) Pty Ltd (1985) 62 ALR 85 (HC),
considered.
ORDERS
Appeal dismissed with costs.
Kirby P A superficial approach to this appeal would suggest that it involves
achallenge to strongly expressed credibility findings, adverse to the appellant,
made by Master Malpass in the Common Law Division of the Supreme Court.
Given current doctrine, such an appeal would run into the substantial obstacles
presented by such decisions of the High Court of Australia as Jones v Hyde
(1989) 63 ALJR 349 (HC), 351; Abalos v Australian Postal Commission (1988)
171 CLR 167, 178f; and Devries and Anor v Australian National Railways
Commission and Anor (1993) 177 CLR 472, 479.
However, on closer examination, the appeal is really about a suggested
departure from due process of law, occasioning a miscarriage of justice.
Variously put, it was asserted that the Master:
2 UNREPORTED JUDGMENTS
* failed to provide adequate reasons for his decision, adverse to the appellant;
* failed to explain his rejection of critical and apparently believable evidence,
supporting the appellant's case;
* provided reasons which were internally contradictory;
* apparently rejected evidence which had not been challenged as untrue or was
not shaken by relevant cross-examination; and
* reached a final decision which was based upon conjecture rather than the
evidence tendered at the trial.
All of this is to say, within the language of the Privy Council in SS
Hontestroom v SS Sagaporack [1927] AC 37 (PC) at 47, that the appellant's case
was that the Master had "failed to use or has palpably misused his advantage" as
the primary decision-maker who saw the witnesses and reached his conclusion
with that facility available to him. Within the tests stated in Jones, Abalos and
Devries, it is repeatedly acknowledged that the credibility findings of the primary
decision-maker must stand "unless it can be shown" that he or she "failed to use,
or palpably misused", that advantage. In essence, that is what the appellant
asserted had occurred in this case. To evaluate that assertion, it is necessary to
outline the issues at the trial, the findings of the Master and the competing
contentions of the parties before this Court.
SERIOUS MOTOR ACCIDENT - SUBSTANTIAL INJURIES ALLEGED
Mr Michael Bruton (the appellant) was injured on 28 August 1985. He alleged
that his injuries occurred whilst he was driving his vehicle along the Bell's Line
of Road, when an unidentified vehicle, travelling in the same direction, overtook
him, causing him to drive off the road and overturn.
Liability was in issue at the trial. The Government Insurance Office of New
South Wales appeared to defend. On the appeal, the Insurance Ministerial
Corporation was substituted as the respondent. By statute, the insurer was, and
now the Corporation is, liable for injuries arising out of the negligent driving of
an unidentified motor vehicle.
Various issues of liability were contested at the trial, although not, apparently,
with much vigour. With respect to the Master, the structure of his reasons do not
clearly isolate, and first determine, the issue of liability. Instead, the issue is dealt
with at five different parts of his extensive opinion, sandwiched between
descriptions of the evidence relating to damages.
In the end, however, the Master found in favour of the appellant on all issues
of liability. He rejected a defence of contributory negligence. No cross-appeal
was filed on the issues of liability. The appellant was therefore entitled, by law,
to recover the full damages which he proved were attributable to the
consequences of the motor vehicle accident.
Unfortunately, those consequences were not clear cut. In part, the case was
complicated by the fact that the appellant, seemingly an enterprising man prior
to {he accident, had pulled himself up from his start in life as an apprentice
carpenter (1957-1961), to become the manager of a building company and of a
fanning business. The financial records of each of these businesses were naturally
produced at the hearing. The trial took place over four days in August and
November 1990 and April 1991. The case was decided on 16 April 1991.
The records of the building company appeared to show that the appellant's
income increased during this interval, save for the 1990 tax year, where there was
a reduction, seemingly due to the economic downturn in the building industry. So
far as the farm was concerned, it was carried on from 1982 in partnership with
the appellant's wife. The evidence suggested that the income from this activity
URRUTON v NEW SOUTH WALES INSURANCE MINISTERIAL CORPORATION (Kirby PB
had also improved in the post-accident years. Thus, because of his business
enterprise, the appellant faced the substantial difficulty that the proof of his loss
of earnings was more difficult than it would have been in the case of an ordinary
worker earning weekly wages. For most of the time after the accident, the
appellant's claim was more properly seen as one or loss of earning capacity, as
distinct from actual income loss.
The second complication was more substantial. Because he suffered no frank
fracture or objectively demonstrable injury in the motor accident, the appellant's
various complaints of disabilities were largely dependent upon his description of
them. Medical evaluations of that description necessarily depended, in the case
of all but one of the medical witnesses (Dr Harry House, who had been his
general practitioner for three decades), upon the history which the appellant gave
to the medical practitioners. Unfortunately, this history was, in each case,
inaccurate, incomplete and in some ways, misleading. That fact presented very
real difficulties to the Master, to which I shall have to return. It undoubtedly also
presented difficulties for the appellant. It meant that the usefulness of medical
opinions, based upon the inadequate or incomplete histories, was undermined.
Alas, this is another case where the only oral medical evidence called at the trial
was that of Dr House. Sorting out the extent of the appellant's complaints
unproved or attributable to the motor vehicle accident, and those unproved or
attributable to other pre-existing injuries and disabilities, became a major issue at
the trial. In the resolution of this problem, the expert medical evidence was
ultimately of limited assistance only. Vital in these circumstances was the other
evidence available to assist the Master to determine the appellant's pre- and
post-accident physical conditions.
There was a third possible difficulty for the appellant. A video film was taken
of his activities in February 1990. As described, it showed him working at a job
site where he "appeared to be carrying out his work activities in a normal and
unrestricted fashion". However, this film does not appear to have counted for
much in the resolution of the case. The Master observed that during the course
of submissions, neither counsel made any reference to the video. Neither party to
the appeal asked the Court to view the video. It can therefore safely be
disregarded.
THE MASTER'S ASSESSMENT AND FINDINGS
In resolving the disputes concerning the extent of the damage which flowed
from the subject motor accident, the Master expressed, at a number of points in
his reasons, adverse conclusions which undoubtedly rested, mainly if not wholly,
upon the poor impression which the appellant made upon him as a witness of
credit. Some of the findings were:
* "His evidence as to his business activities was somewhat unreliable. "
* "T closely observed the demeanour of the plaintiff during the giving of his
evidence. I formed the impression that he tended to reply to questions with vague
responses which sought to avoid an answer to the question. His manner was
evasive. I am of the view that his evidence must be treated with the greatest of
caution and in many respects cannot be accepted. He did not strike me as a
credible or reliable witness. He professed to express difficulty in recalling any
matter which tended to adversely affect the case he was propounding in these
proceedings."
* "Generally speaking, he professed an inability to recall matters relating to
pre-accident complaints. This included a pre-existing back complaint, for which
he was required to have x-rays in April 1985, a few months before the accident.
4 UNREPORTED JUDGMENTS
Earlier, during his cross-examination, he professed to have no substantial back
complaints (a pulled muscle or something like that), no knee or neck complaints
and no stomach problems, prior to the accident. He clearly sought to convey an
untrue picture of his pre-accident condition. He did this both to the Court and to
doctors."
* "The plaintiff, in my view, is not a credible witness. He sought to deceive the
Court and the doctors. He has given false or misleading histories to the doctors."
The Master also expressed adverse comments about the one medical
practitioner who gave oral evidence, Dr House. The Master was critical of the
failure of Dr House to provide medical experts to whom he referred the appellant
with details of the appellant's pre-accident complaint. Dr House was undoubtedly
in the best possible position to provide such information, having been the
appellant's family doctor for so long. He explained his failure by reference to his
busy practice. However, a full knowledge of the appellant's previous injuries and
disabilities did not cause him to embrace the thesis ultimately accepted by the
Master, namely that the motor accident had caused a very short exacerbation only
of pre-existing disabilities or vulnerability of the neck, back, knees, left shoulder,
gastritis and headaches. As these were the continuing disabilities of which the
appellant complained, the view of the impact on them of the subject accident
explained the very modest judgment which ie Master eventually returned.
At three passages in his reasons, ie Master criticised Dr House:
"[The appellant] clearly sought to convey an untrue picture of his pre-accident
condition He did this both to the Court and to doctors. The conduct of Dr House
assisted this being done. I discerned an intention to attribute any physical
problems that he may have had to the accident. "
* During his cross-examination, Dr House said that he had not brought, to the
attention of Dr Harrison, the plaintiff's prior history of back pain. He had not
brought the x-rays to Dr Harrison's attention. He said that he probably should
have referred the history of back pain to the specialist and given him the x-rays.
He had not told Dr Harrison of the plaintiff's prior problems relating to his right
shoulder. The plaintiff suffered from rotator cuff syndrome and any movement in
the shoulder would cause him pain.... He didn't tell Dr Ruppin that the plaintiff
had had a prior history of gastrointestinal complaints... He conceded that he did
not give any indication of the plaintiffs previous medical problems to any of the
other doctors."
* "Dr House failed to give details of prior history and/or x-rays to specialists
to whom he had referred the plaintiff.
He has conceded that in some instances he should have made such information
available to them. Dr House had been his treating general practitioner for about
thirty years. I formed the impression that he was concerned to do his best to
advance the plaintiff's claim. In my view those medical opinions, which have
been based on false or misleading histories, must be treated, at the very least,
with considerable caution. Much opinion cannot be relied on. Generally
speaking, the opinions expressed, inter alia, as to the relationship between the
plaintiff's condition and the accident cannot be accorded much, if any, weight."
It is against the background of these strongly expressed opinions as to the
credibility of the appellant and the reliability of the main medical practitioner
who had seen the appellant before and after the motor accident, that the Master
approached his assessment. He allowed:
General damages $30,000.00
URRUTON v NEW SOUTH WALES INSURANCE MINISTERIAL CORPORATION (Kirby PB
Out-of-pocket 1,000.00
expenses
Past economic 10,000.00
loss
Interest on past 4,675.00
economic loss
Judgment $45,675.00
It is from that judgment that the appellant has appealed to this Court.
By his supplementary notice of appeal, the appellant expressed his complaints
in three categories:
(1) failure to award the appellant any damages for loss of future earnings;
(2) awarding only a portion of the amount expended for treatment; and
(3) failing properly to consider and analyse the evidence called on behalf of the
appellant.
The first and second categories (grounds 5 and 6) are clearly dependent upon
the assessment which the Master reached concerning the extent of the appellant's
complaints which were attributable to the motor accident. As the conclusion in
that regard rested, in large part, upon expressed findings as to the credit of the
appellant, and as no evidence was demonstrated which made the Master's
conclusions "inconsistent with facts incontrovertibly established by the
evidence" or which was "glaringly improbable", those grounds of appeal must
fail.
So far as the grounds of appeal concerning the suggested failure of the Master
properly to consider and analyse all of the evidence adduced on behalf of the
appellant is concerned, a complaint was included about the Master's treatment of
the evidence of Dr House. But eventually, it was conceded, rightly I think, that
this argument could not succeed. In the light of the concession by Dr House that
he could, and should, have made a fuller history available to the doctors to whom
he referred the appellant, the criticisms voiced by the Master (even if this Court
were to disagree with them), were clearly available to him. They are insusceptible
to correction because they rested, in part, upon the impression which Dr House
made upon the Master as a witness.
This leaves, as the sole remaining viable complaint of the appellant, his
suggestion that the Master failed to take any, or any proper, account of the
evidence of six witnesses who were called to give evidence in the appellant's
case.
THE SUGGESTED FAILURE TO CONSIDER THE EVIDENCE OF SIX
WITNESSES
There is no doubt that the Master failed to analyse in his reasons the evidence
of the six lay witnesses whom the appellant called in his case. At one point, he
did catalogue their testimony:
"On behalf of the plaintiff oral evidence has also been given by his sons (Stuart
James Bruton and Bradford Michael Bruton), Messrs Ritchie, Ercey, Hawker and
Louis. In addition further medical evidence including reports from Drs Seaton,
Clyne and Dan has been tendered."
But this represents a mere chronicle of the fact that they gave evidence. It does
not give the reader of the Master's reasons the slightest idea of his conclusions
about the evidence or what part, if any, of their evidence that the Master accepted,
rejected or otherwise took into account.
6 UNREPORTED JUDGMENTS
The appellant urged that this was a critical omission. It was vital because the
evidence of the six witnesses represented the very way in which the appellant had
sought to demonstrate the impact on his life of the injuries for which he claimed
damages. Calling reliable witnesses to describe the condition of an injured person
before and after injury, is a common forensic means of establishing the injury's
impact upon a plaintiff, particularly where the injury is not objectively provable.
Counsel for the respondent conceded, as he was bound by the record of the
Master's reasons to do, that there was no analysis of the testimony of the six
witnesses. However, he asserted that this was because the Master had accepted
that the injuries did have an impact on the appellant, but only for a strictly limited
time. Because the testimony of the witnesses was imprecise and did not add to
the differentiation of the damage caused by the accident and that attributable to
other causes, the failure to provide the analysis was irrelevant.
To consider these competing contentions, the Court was taken through the
evidence of the six witnesses. For this purpose, the appellant accepted that his
own evidence had to be ignored in light of the Master's credibility finding. He
rested his case upon the complete omission of any apparent consideration of the
six lay witnesses whom he had called.
The first such witness was the appellant's son, Mr Stuart Bruton. He was
actually in ie passenger seat at the time of the motor accident. But his evidence
was principally directed to the effect which the accident had had on his father's
work.
"Q. Prior to this accident, did you recall if your fother went to work or not? A.
Yes. he did.
Q. Do you recall what type of clothes he used to wear to work? A. Just shorts
and shirt - a t-shirt...
Q. Did you ever observe him when he came home in the evening, before the
accident? A. Yes.
Q. Was his appearance in any way different to when he left in the morning? A.
Yes, he was dirty; quite dirty and a different appearance to what he was in the
morning.
Q. After the accident did you notice any change in his appearance? A. Yes.
Most of the time he was in the office. He never left early to go to work. I would
come home and he would still be in the office."
Mr Bruton also complained that following the injury, his father had given up
playing cricket and kicking a football around.
In cross-examination, the same witness deposed that he was apprenticed to his
father as a carpenter. At the time of the trial, he was in his third year of that
apprentice. After the accident, his father would perform carpentry on the building
jobs. But only rarely.
"Q. He still takes his hammer to work doesn't he? A. Not that I know of. It's
all in the workshop, his tools and that. A. His nail bag he still takes to work with
him? I don't know really. I think that's in the workshop or, where it is I don't
know."
In re-examination, the witness gave the following evidence: "Q. At the present
time are you aware if you have a subcontractor carpenter or are you not aware?
A. Yes we have.
Q. And is carpentry work the work your father used to do? A. Yes. Q. Is it fair
to say that from time to time you have been there for three years but you have
employed some subcontract carpenters during the last three years? A. Yes we
have."
URUTON v NEW SOUTH WALES INSURANCE MINISTERIAL CORPORATION (Kirby PY
The next witness was Mr Bradford Bruton. He was another son of the
appellant. He had formed his own building contracting company. He gave ie
following evidence:
"Q. Before the accident were you aware if your father was working in his
occupation? A. Yes he was.
Q. After the accident did you do anything in relation to the work that he was
doing? A. Yes, I finished off a job or two for him directly after the accident and
then I'd been working on and off for him since then.
Q. And have you observed - if your father does the carpentry work now? A. No
he doesn't - not to my knowledge at any rate do any carpentry work. He has at
different times come out to the job but he does very little.
Q. Since the accident have you ever observed him endeavour to carry out any
carpentry work? A. There could have been one or two occasions when he tried
to do a little bit but he wasn't very successful at it."
The witness was not cross-examined to suggest that his evidence was false:
"Q. Apart from the few jobs you had to finish off for him at the time of the
accident, it hasn't changed that much, has it? The situation hasn't changed much
so far as you are concerned has it? A. I have done a lot more work for him over
the past five years than what I would have previous to the accident."
This exchange led to ie following re-examination:
"Q. Did he ever appear to have any trouble doing his work as a carpenter
before the accident? A. No, not before the accident."
The third witness was Mr Kenneth Ritchie. He had known ie appellant for
twenty to thirty years. As to the accident's impact, he gave the following
evidence:
"Q. Before the accident how would you describe his personality? A. He was
[a] pretty happy-go-lucky sort of person. He was very involved in different clubs.
He was a life member of the Penrith Leagues Club and St Pat's College
Bankstown, and since the accident his sports dropped by the wayside. He doesn't
play tennis anymore or cricket and I see quite a lot of him going to the doctor
because he goes past my business all the time.
Q. Have you noticed any change in his moods since the accident? A. I think
that Mick has aged a lot in the last four or five years. He seems to have slowed
down a lot.
Q. When you say "slowed down" is that in his manner of walking or his
flexibility or what? A. Yes. In his manner of walking and what he wants to do.
He has just gone backwards.
Q. When you say he has gone backwards, does he walk slower? A. His whole
gait is slower. Mick used to be pretty athletic. He used to run a lot and things like
that, but now he just takes it very slowly.
Q. Since the accident has he made any complaints of pain to you? A. He has
called into the shop there and has had to sit down when going to the bank and that
and I said 'What have you been doing?' and he said 'I tried to do this or that, I
tried to do that'. This is over the last three or four years and I always know that
he has been trying to do something because he seems to suffer the next day or a
couple of days later...
Q. And then has he said what was wrong with him? A. Yes, his back is aching
up around his neck, and that.
8 UNREPORTED JUDGMENTS
Q. In terms of his moods have you noticed any change? A. He gets very
irritable.
Q. Have you never seen him working. A. No I haven't. "
The witness also described the appellant's difficulty of posture:
"Q. Does he appear to have any problems playing cards? A. Yes. He can't sit
up for any time; he gets up and goes for a walk up around the table and he might
stand up and play a couple of hands. He is having a couple of tablets all the time."
The cross-examination of this, as of other witnesses, was directed mostly to the
appellant's sporting prowess. But the following questions were asked:
"Q. Did he ever complain to you about any aches and pains before the
accident? A. Not before, but since the accident he won't carry anything because
he reckons it makes his back ache.
Q. Have you ever known him to take any time off work before the accident?
A. No. Mick has always been a bit of a workaholic really. He is not one to shirk
his responsibilities and that."
The fourth witness was Mr John Ercey, a carpenter who had worked for the
appellant as a subcontractor. His work was in 1987, ie after the accident. He is
therefore of no utility in differentiating pre- and post-accident capacity. However,
he did provide descriptions of the appellant's on-site capacity as he observed it:
"Q. During the time whilst you were there when he visited the jobs, did he
appear from your observations to carry out any carpentry work? A. No carpentry
work, no.
Q. Are you able to tell us how you could describe carpentry work as heavy,
light or moderate and what is the position? A. Carpentry work covers mainly
physical labour lifting, setting out the jobs and just organising subcontractors."
The fifth witness was Mr Bruce Hawker, also a carpenter, who worked as a
subcontractor to the appellant. He described the observation of the appellant
about the site:
"Q. Did he ever make any complaints to you or pain? A. Well, I noticed by his
movements that he was not very free in most situations.
Q. How did you notice that? A. The way he used to normally walk around very
slowly and sometimes if he spent time on the job and if anything had to be done
he would ask somebody else to do it.
Q. Have you ever seen him do anything or lift anything? A. Well the only thing
he has lifted is maybe a small object that has been on the road, or something like
that - pick it up and throw it to the side.
Q. Have you observed anything about his neck in relation to reasonably full
movement? A. He probably seems to be a little bit stiff. He hasn't complained to
me about neck problems."
The cross-examination of this witness was designed to show that carpentry
was a job which, of its nature, puts stress on the lower back, something with
which the witness unsurprisingly agreed.
The last witness in the series was Mr Patrick Louis, a plumber. He had known
the appellant for about twenty-five years. He had worked for him, on and off,
over that period. He was aware of his accident in 1985. He was asked:
"Q. When you spoke to him after the accident, did he tell you anything about
any troubles he had? A. Yes. I asked why - he looked sick. He did not look well
at all and I asked what was wrong and he explained about the accident.
Q. Did he mention if he was having any problems as a result of the accident?
A. Yes he said - back and his neck.
URRUTON v NEW SOUTH WALES INSURANCE MINISTERIAL CORPORATION (Kirby PB
Q. Before the accident did you work for him over a number of years as a
sub-contractor? A. Yes, early - it has been an on and off affair. I might do two or
three jobs - he sort of gets prices - you know - and says you know, if you want
it, that's the price and if you don't want to do it at that sort of price, I won't.
Q. During the times you worked for him before the accident have you observed
if he has been at the job or not? A. Yes. He always runs the job - he is on the job
all the time you know working.
Q. When you mean working, where? A. He is the foreman.
Q. What about carpentry? A. Yes, well, he is always doing carpentry frames
and stuff.
Q. How would you describe his health? A. Nothing wrong with him, excellent.
Q. His fitness? A. Great.
Q. Did you continue to do from time to time subcontracting work for him after
the accident? A. Yes.
Q. Did you observe if he continued to do the work himself or not? A. No,
before the accident, if you wanted to see him, he was on the site and if not, you
would ring him at home.
Q. After the accident? A. After the accident he would be at home. You very
rarely see him on the site.
Q. Subsequently to the accident have you ever seen him on the site? A. Yes.
Q. Have you ever observed him doing anything in terms of carpentry work? A.
Maybe drive a nail or two, but that is about it - mainly just directing other
people."
Mr Louis was asked eight questions in cross-examination. They showed that
he had been working for the appellant probably twelve months before the
accident. He was asked whether he knew that the appellant had gone to the doctor
before the accident and he answered in the negative:
"Q. As far as you are aware he never went to the doctor? A. No. He was a fairly
healthy sort of fellow, always a fairly good sportsman. That was the main interest
between us. We both coached football sides."
The respondent's comment that much of the foregoing evidence of the six
witnesses was imprecise, is reasonable. It can also be said that two of the
witnesses were members of the appellant's family and others were his friends.
One of the witnesses is only able to speak of the post-accident time. But that
leaves five witnesses who portrayed the appellant, pre-accident, as a fairly active
man, with keen sporting interests, regularly on the job sites and regularly
performing carpentry work. After the accident he was slower. He tended to keep
away from the job sites. He was constantly complaining of pain or stiffness,
especially in the back and neck. With respect, it is naive to treat as compelling
the fact that a carpenter, working in heavy activities, has occasional back and
shoulder pain before the dramatic car injury sued on. Most carpenters would have
such back and shoulder disabilities from time to time. They are to be
distinguished from the serious injuries suffered by the appellant when he was
forced off the road, travelled through 20 metres and hit a tree causing his vehicle
to overturn.
The Master's failure to refer to the evidence of the six lay witnesses, becomes
significant when it was noted that on two occasions, after indicating his poor
impression of the credit of the appellant, the Master stated that there was no
"corroboration" to confirm the appellant's testimony. Thus, at one point in his
reasons, the Master said:
10 UNREPORTED JUDGMENTS
"He was a man who saw doctors more often than others. IN THE ABSENCE
OF CORROBORATION I am unable to accept his evidence as to his
pre-accident and post-accident condition. " (emphasis added)
Later, he said to the same effect:
"In the ABSENCE OF CORROBORATION, I am unable to accept the
plaintiffs oral evidence on the matters pertaining to his claims for economic loss.
Prior to the accident, he had suffered other injuries and was disabled by a number
of physical problems.... His accident injuries must be viewed in this context"
(emphasis added).
The appellant urged that the very disbelief by the Master of the evidence which
he had given, made it all the more critical for the Master, using to the full the
advantages which he had as the primary decision-maker, to take into account and
deal with the "corroboration" which the lay witnesses he had called, offered. Far
from there being an "absence of corroboration", there was confirmation of the
change in the appellant's life that was brought about by the motor accident. To
that extent the Master's statement that there was an "absence of corroboration",
was wrong. It converted the failure to do more than chronicle she calling of the
lay witnesses from an apparent oversight, into a critical mistake which
undermined the integrity of the Master's decision.
THE APPLICABLE PRINCIPLES
The principles applicable to the submission to which this appeal ultimately
came, are not really in doubt:
1. The duty of a judicial officer to provide reasons for his or her decision is, in
Australia, an incident of the very nature of the judicial office. It is not a universal
duty. It does not apply to every judicial decision. But it certainly applies to the
final determination of a claim which is made by a person for lawful compensation
arising from accepted liability of a tortfeasor (or its representative). See Public
Service Board of New South Wales v Osmond (1986) 159 CLR 656, 666. Not
only must reasons be given by a judicial officer to permit an appellate court to
perform its function. See Pettitt v Dunkley [1971] 1 NSWLR 376 (CA), 388. It
is now regarded as "an incident of the judicial process". See Housing
Commission (NSW) v Tatmar Pastoral Co [1983] 3 NSWLR 378 (CA), 386;
2. Nevertheless, it is not a requirement of our law that a judicial officer must,
in providing reasons, review each and every witness's evidence to indicate which
witness is accepted or rejected and what is made of the evidence of each. It is
enough that the judicial officer should expose the grounds for the decision. See
Soulemezis v Dudley (Holdings) Pty Ltd (1987) 10 NSWLR 247 (CA), 273, 280.
It is not requisite that lengthy or elaborate reasons should be provided. See Ex
parte Powter; Re Powter and Anor (1945) 46 SR (NSW) 1, 5. The Courts have
declined to impose inflexible rules lest this add unnecessarily, and without
commensurate utility, to the burdens of judicial decision-making and opinion
writing. See generally MD Kirby "Reasons for Judgment: Always Permissible,
Usually Desirable and Often Obligatory" (1994) 12 Aust Bar Rev 121, 126f;
3. Nevertheless, where a judicial officer determines a matter of importance to
the resolution of a matter for trial adversely to the interests of a party, it will
usually be obligatory for the judicial officer to ensure that the adverse suggestion
is adequately presented (either by counsel for the party or by the court itself), so
that the party or witness has a fair opportunity to meet the adverse conclusion.
This is not a rigid rule, inflexible in its operation. It is a requirement of procedural
fairness. Like the giving of reasons itself, it is an incident of the judicial office.
UARUTON v NEW SOUTH WALES INSURANCE MINISTERIAL CORPORATION (Kirby Ry
See Vakauta v Kelly (1989) 167 CLR 568, 571; Galea v Galea (1990) 19
NSWLR 263 (CA), 279f; Allied Pastoral Holdings Pty Ltd v Commissioner of
Taxation [1983] 1 NSWLR 1 (SC), 18;
4. Another incident of judicial duty is the obligation of the judicial officer to
consider all the evidence in the case and, in giving reasons for judgment, to
express the findings on those parts of ie evidence which are critical to an issue
in the case. In Misfud v Campbell (1990) 21 NSWLR 725 (CA), Samuels JA, at
728 expressed this elaboration of ie foregoing rules thus:
"Similarly, in my opinion, it is an incident of judicial duty for the judge to
consider all the evidence in the case. It is plainly unnecessary for a judge to refer
to all the evidence led in the proceedings or to indicate which of it is accepted or
rejected. The extent of the duty to record the evidence given and the findings
must depend as the duty to give reasons does, upon all the circumstances of the
individual case.
... [A] failure to refer to some of the evidence does not necessarily, whenever
it occurs, indicate that the judge has failed to discharge the duty which rests upon
him or her. However, for a judge to ignore evidence critical to an issue in a case
and contrary to an assertion of fact made by one party and accepted by the
judge... may promote a sense of grievance in the adversary and create a litigant
who is not only 'disappointed' but 'disturbed' to use the words which appear in
the New Zealand case of Connell v Auckland City Council [1977] 1 NZLR 630
at 634. It tends to deny both the fact and appearance of justice having been done.
If it does... then it will have worked a miscarriage of justice and have produced
a mis-trial and resulted in what I take to be an error of law which is reviewable
on appeal. Whether it is an error of law or an error of fact, it seems to me a failure
by the judge to do what the nature of the office requires.
Samuels JA's opinion in Mifsud was concurred in by Clarke JA and Hope
A-JA in that case. Clarke JA (at 729) took as his criterion whether the:
"deficiencies in the judgment [were] indicative of an unsatisfactory or
incomplete reasoning process which has led to a judgment based on grounds
which are unsupportable".
In such a case, it can be said by the appellate court that the primary judicial
decision-maker has not taken proper advantage of having seen and heard the
witnesses. This conclusion permits the intervention of the appellate court. See
Patterson and Anor v Patterson (1953) 89 CLR 212, 224; Thomas v Thomas
[1947] AC 484 (HL), 487f. It permits the appellate court to pass beyond the gate
which is otherwise barred and marked with the sign "Credibility findings -
appellate courts keep out". Although that sign strongly protects the primacy of
trial judges, and defends the principle of finality of litigation, it cannot neuter the
appellate process which Parliament has provided. Where the judicial officer's
reasoning is defective, the appellate court has its own duty to defend the integrity
of court process. Cf Phillipe v Government Insurance Office of New South
Wales, Court of Appeal (NSW), unreported, 1 March 1994; [1994] NSWJB 21;
and
5. For expert evidence to be of any value to the decision-maker, the facts upon
which the expert opinion is based must be proved by admissible evidence. See
Ramsay v Watson (1961) 108 CLR 642, 647; Paric v John Holland
(Constructions) Pty Ltd (1985) 62 ALR 85 (HC), 87f. This does not mean that the
facts proved must correspond "with complete precision;' to the propositions on
which the opinion is based. But there must be a sufficient concurrence so that the
opinion does not rest upon a different and irrelevant foundation, leaving it in
12 UNREPORTED JUDGMENTS
doubt as to whether significantly different premises would occasion a different
conclusion. See Paric, 88. Where a trial judge has reached a conclusion based
upon his or her own suppositions, which are insufficiently founded upon the
evidence adduced in the trial because such evidence is undermined by the failure
to prove the premises upon which it was based, the opinion stated may be set
aside to prevent a miscarriage of justice. Cf Ellis v Wallsend District Hospital
(1989) 17 NSWLR 553 (CA), 586.
CONCLUSION: THE TRIAL MISCARRIED
I regard this case as being at the borderline. The Master's reasons are detailed.
They recount at length the course of the trial and much of the evidence relating
to damages. They describe the complaints of the appellant. They record, in the
several passages cited and others, the poor impression which the appellant clearly
made upon the Master. However, for a number of reasons, I have come to the
conclusion that there has been a miscarriage which may have occasioned a
serious injustice to ie appellant. This requires a re-trial. My reasons are:
1. The crucial issue for the Master to determine was ultimately the impact of
the accident, for which liability was proved. It was to distinguish its
consequences in damage and loss, from other conditions of the appellant present
before the accident. It was to that end that five of the six lay witnesses were
tendered. Their presence in the trial is mentioned. It is true that their evidence
was sometimes imprecise. But it is completely ignored in the Master's reasons.
It seems to me that this falls short of the standard required by the principle
expressed by a unanimous Court in Misfud;
2. It is not as if it was easy in this case to ignore the six witnesses. After all,
apart from the appellant and Dr House, they were the only witnesses who gave
oral evidence. As I have indicated, there were comments upon the unreliability or
unacceptability of the evidence of the appellant and Dr House. But about the
evidence of the six witnesses, there is total silence. The Master may have been
impressed or unimpressed by them. He simply does not say;
3. Despite the imprecision of much of the evidence of the six, their testimony
does paint a picture of the appellant as a person who was much more active
before the motor accident than after. The condition after is not confined to months
but is expressed in terms of years. Even if the sons are discounted as family, there
was no apparent reason why the other citizens who gave evidence should be
discarded as irrelevant or unbelievable. At the least, it was necessary that there
should be some comment upon the reconciliation of their description of the
appellant before and after injury and the Master's conclusion that the impact of
the injury was slight, even trivial. Whilst the appellant might not have been able
to establish loss of earnings (because of the income from his two businesses), he
was entitled, by law, to damages for loss of earning capacity if he could prove
that the accident had reduced his capacity to perform physical duties on his
building contract sites;
4. Upon his stated premises, ie Master's reasoning is also unsatisfactory. He
said that he was "unable to accept [the appellant's] evidence as to his pre-accident
and post-accident condition... in the absence of corroboration". Allowing that in
the "corroboration" means, in this context, some other confirmatory evidence, it
became essential for the Master to say why the evidence of five of the six lay
witnesses, tendered for precisely that purpose, did not rise to the point of some
measure of confirmation to distinguish the appellant's proved pre- and
post-accident conditions;
UBRUTON v NEW SOUTH WALES INSURANCE MINISTERIAL CORPORATION (Shells
JA)
5. In the end, the Master's conclusion rests upon his own substitution of his
evaluation of the medical evidence for that tendered in expert opinions before
him. Dr House, was the one medical practitioner who attended the appellant for
a substantial time before and after the motor accident, certainly did not embrace
the Master's opinion. Dr D Spencer saw the appellant before injury (including on
16 August 1985) in respect of his right shoulder - but not in respect of his back.
Specifically in relation to the back condition, Dr House rejected the suggestion
that the pre-accident back trouble was either the cause of continuing disability or
an indication of a condition which amounted to the cause. He adhered to his
opinion that the motor accident was the governing cause. The Master was left
with a series of medical reports which, through no real fault of the writers, were
based upon inaccurate or incomplete histories. One must have sympathy for the
Master in this predicament. This Court has previously had occasion to refer to the
near impossibility which is presented to a decision-maker, of choosing between
medical reports in direct contradiction of one another, without the benefit of at
least some relevant oral evidence. To this difficulty was added, in the present
case, the fact that the opinions were expressed upon premises significantly
knocked away during the hearing. Of course, it was for the appellant to prove his
case. But the Master did not resolve the quandary thus presented to him on the
basis of the onus. Instead, he elected for his own opinions which, with respect,
do not appear to have a fin foundation in the opinions of the experts tendered; and
6. It is noted that the hearing of this trial took an unusual course. The hearing
began in August 1990. It continued in November 1990. The lay witnesses were
concluded in August 1990. The hearing was then stood over until April 1991
when the video film referred to was shown. The appellant was then recalled. The
Master's decision was given in April 1991. In these circumstances, it is at least
possible that the impact of the lay witnesses was forgotten in the eight-month
period between their testimony and the decision. But whether it was or was not,
no mention was made of what they had said or what was made of it. On the
contrary, reference was made to the lack of relevant "corroboration". This leaves
me with a sense of disquiet.
It was common ground that this Court could not substitute its opinion of the
appellant's damages. There must be a re-trial. That is unsatisfactory and
expensive. But it is the price our system of justice accepts for the very high
standards that it insists upon in the performance by all judicial officers of their
judicial function.
Orders
The orders which I favour are:
1. Appeal allowed;
2. Set aside the orders of Master Malpass;
3; Order a re-trial of the plaintiff's action, limited to the assessment of his
damages;
4. The costs of the second trial to abide the outcome of the third;
5. The respondent to pay the appellant's costs in the appeal, but to have, in
respect thereof, if otherwise so qualified, a certificate under the Suitors' Fund Act
1951.
Sheller JA INTRODUCTION
I have had the benefit of reading the judgments prepared by the President and
Cole JA. The appellant, Michael Kenneth Bruton, appeals from a decision of
Master Malpass of 16 April 1991 awarding him a verdict and judgment of
$45,675 on the ground that the award was inadequate and against the evidence.
14 UNREPORTED JUDGMENTS
MOTOR VEHICLE ACCIDENT
The appellant, who was born on 7 November 1941, was injured in a motor
vehicle accident which occurred at 4.45 pm on 28 August 1985. At the time of
the accident he was aged forty-three. He was driving in an easterly direction
along Bells Line of Road, near Kurrajong, in the kerbside lane, when overtaken
by another vehicle which pulled in front of his vehicle causing the appellant to
swerve to miss it. The other vehicle and its driver remain unidentified. The
appellant lost control and his vehicle collided with a tree and rolled over down
a hill. The appellant's son, Stuart James Bruton, was a passenger. After the
accident the appellant and his son went to Baulkham Hills Medical Centre where
his injuries were recorded as bruising to front chest "minor SL/whiplash to neck."
PROCEEDINGS
The appellant sued the respondent in negligence to recover damages for and
consequent upon his bodily injuries. The Master found that the unidentified
vehicle had been driven in a negligent manner. That is not now in dispute. The
nature and extent of the injuries suffered by the appellant in the accident remains
in dispute. By the time the evidence had concluded the appellant's claim was
confined to one for injuries to his neck, back, knees and left shoulder, headaches
and a gastro-intestinal problem. He made no claim as a result of any injury to his
right shoulder.
THE APPELLANT'S CASE
At first the appellant's case was that until the date of the accident he was in
good health and had none of the disabilities from which he claimed he suffered
after the accident. This may be illustrated by the following extract from his
evidence under cross examination:
"Q. Prior to the accident did you have any problems with your back? A. No,
not that I can recall. I probably had over the years - I have had a pulled muscle
or something like that, muscle or shoulder or arm or something like that, sort of
thing.
Q. But no other... A... Nothing substantial.
Q. What about your neck, Have you had any problems with your neck prior to
the accident? A. No, not prior to the accident.
Q. You went to see a doctor about your stomach problems? A. That is correct,
yes.
Q. Who was that, Dr Ruppin? A. Dr Ruppin it was.
Q. You told him when you saw him that prior to the accident you did not have
any problems with your stomach or any gastro problems? A. I would imagine so.
That is five years ago and I could not remember what I told him.
Q. But certainly before the accident you did not have any gastro intestinal
problems? A. No, no problems with the stomach.
Q. No problems? A. No.
Q. What about your knees, did you have any problems with your knees prior
to the accident? A. No, no problems with the knees.
Q. Did you ever go to a physio at all before the accident? A. I don't think I did.
No, I don't think I have ever been to a physio before the accident."
Q. Did you ever get headaches? A. No, I never used to.
Q. Never went to the doctor for headaches? A. Not that I can recall, unless I
had one - I certainly went in with the flue a few times and that and probably had
headaches with that."
UBRUTON v NEW SOUTH WALES INSURANCE MINISTERIAL CORPORATION (Shells
JA)
The appellant called Dr House, the general practitioner who had looked after
him for about thirty years, to give evidence and tendered reports from a number
of specialists, namely:
Dr John Harrison, an orthopaedic surgeon, who first saw the appellant on 31
January 1986;
Dr David Ruppin, a gastroenterologist, who first saw the appellant on 3
February 1986;
Mr Rudi van Kessel, a physiotherapist, who first saw the appellant on 23
September 1985;
Ms Victoria Egan, a physiotherapist, who first saw the appellant on 5 May
1987;
Dr DG Seaton who first saw the appellant on 27 May 1986;
Dr PR Clyne, a family physician, who first saw the appellant on 15 January
1986; and
Dr Noel Dan, a neurosurgeon, who first saw the appellant on 3 July 1989.
In none of the reports of any of these persons is reference made to any
pre-accident injuries, symptoms or complaints by the appellant. On 27 July 1989
Dr Ruppin reported that the appellant described himself as "being a happily
married builder who had been in excellent good health until a motor vehicle
injury in August 1985 Prior to his accident he had no gastrointestinal
complaints."
Dr House said the following in evidence about the appellant's back problems:
"Q. If you could just assume that the plaintiff was working for 2, 3, 4 weeks
prior to the accident, would that demonstrate anything to you in respect to the
severity of any back problem he might have had in April 1985? A. Considering
the nature of his occupation as a builder, lifting 4 by 2 roof trusses and things like
that, it indicates he had had complete virtual recovery from any accident he had.
Q. In your notes you ascertained that he suffered back pain from pulling a peg
out of the ground? A. Yes.
Q. The fact he had been working prior to the accident shows recovery? A. Yes
that's normal.
Q. Assume for the moment that subsequent to the accident he had continued
to complain of back pain and had not been able to carry out work that required
bending or lifting heavy weights or things that required applying stress to the
lumbar area, would that demonstrate anything? A. Yes. He most probably had
suffered new injury or aggravation to a previous injury during the accident and
it continued on.
Q. Assuming the accident was where he had run off the road, travelled a
distance of 60 feet or so and hit a tree, the vehicle overturned and subsequent to
that he has been complaining of lumbar spine difficulty, would that help you
come to any view as to whether his present complaints of backache are related
to the accident or to any complaints he made in April 1985? A. One could not be
absolutely certain. I would imagine and I always thought his present back injuries
are almost certainly due to the accident he had subsequent."
The cross examination of Dr House revealed that the appellant had in May
1968 complained of and been treated by Dr House for pain in the lower back. In
April 1985 he complained of pain in the lower lumbar spine and was sent for
x-rays which indicated degenerative changes at T11-T12, T12-L1 and L1-L2 and
a spina biffida occulta deformity at S1. In November 1970 the appellant
complained of a sore left shoulder which had continued for three months and
which Dr House diagnosed as a torn deltoid muscle. In May 1972 Dr House
16 UNREPORTED JUDGMENTS
found some epigastric tenderness, in March 1976 again epigastric discomfort and
in January 1977 nocturnal indigestion. On 2 January 1979 the indications were
that the appellant had had indigestion on and off for two years. At that time he
underwent a contrast x-ray of the stomach (barium meal). On 31 January 1979
the appellant was found to have a mild to moderate reflux. In August 1979 he
complained of frontal headaches and again in September 1981. In 1982 the
appellant had problems with his right shoulder. This led to his being referred to
Dr Spencer, a specialist rheumatologist. By December 1982 the appellant was
also complaining of pain in his right knee. He was given anti inflammatory
medication and a pain relief tablet. In January 1984 he 'complained of pain in his
wrist. Dr House found a tendon sheaf cyst in his forearm. In May 1984.the
appellant fell into a hole one foot deep at work whilst walking backwards and
twisted his right knee. He complained of pain on the inner side of his right knee.
In October 1984 he was again referred to Dr Spencer because of pain in his right
shoulder. In December 1984 he went to see Dr Spencer and again in August 1985.
On 16 August 1985, less than a fortnight before the accident, Dr Spencer
reported:
"His right shoulder had again become painful at work and he has had the last
three weeks off work where anti inflammatories in combination with rest seems
to have made quite a marked improvement.... I have however suggested that
when he starts back at work, should the shoulder become painful then it would
be worth injecting it at that time to try to reduce the period of time off work."
The appellant gave evidence and called six lay witnesses:
* His son, Stuart Bruton, gave evidence that prior to the accident he recalled
his father going to work wearing just shorts and a T-shirt. When he came home
in the evening he was dirty and had a different appearance. After the accident the
appellant spent most of the time in the office and never left early to go to work.
Asked if the appellant complained of pain the son said: "Yes in his back, his hip
and a fair bit of his shoulder." Asked about his sporting activities he said the
appellant "played cricket and kicked a football around. Since the accident he had
stopped that altogether. His reason was that he had been complaining of his
shoulder and he could not move his hip and he could not kick the ball." He rarely
performed carpentry work on building jobs. His son, Bradford Michael Bruton,
was asked what activities the appellant did prior to the accident. He said the
appellant was "basically working on the tools, doing general building work and
carpentry work and so forth." Asked did he appear to have any difficulty with it
the witness said: "No he seemed to get through it quite OK." After the accident
he said the appellant "did not do the carpentry work. He came out to the job but
he did very little. On a number of occasions he had complained about his back
and neck, legs I think, and knees around that area. He would often comment on
how sore his back was. Probably every month or every couple of months I
suppose." Asked about the appellant playing squash the witness said at one time
he was playing squash every week but he stopped playing.
"Q. That was before the accident? A. Yes.
Q. He stopped playing before the accident? A. It could have been because of
the accident he stopped playing. I can't recall exactly."
He said that he had been doing a lot more work for the appellant over the "past
five years" than he would have done before the accident.
* Kenneth Aloysius Ritchie had known the appellant for twenty or thirty years.
He said that before the accident the appellant was a pretty happy- go-lucky sort
of person. He was very involved in the activities of different clubs. Since the
UBRUTON v NEW SOUTH WALES INSURANCE MINISTERIAL CORPORATION (Shell
JA)
accident his sports dropped by the wayside. He did not play tennis any more, or
cricket. "I see quite a lot of him going to the doctor because he goes past my
business all the time." He said he seemed to have slowed down a lot. He had just
gone backwards. He said the appellant had complained of things he had tried to
do but been unable to do. His back was aching up around his neck. Before the
accident he had seen the appellant coming home from work dirty. Subsequent to
ie accident he had never seen him in working clothes. His sporting activities had
slowed down. On one occasion he had gone to try to play golf and "reckoned he
couldn't play". The appellant had never complained of any injuries prior to the
accident. Since the accident the appellant would not carry anything because he
"reckons it made his back ache."
* John Mark Ercey worked for the appellant in 1987. The appellant visited jobs
once a week. He did not observe the appellant doing carpentry work.
* Bruce Gordon Hawker had been doing sub-contract work for the appellant's
company for approximately four months. He said the appellant came to the site
two or three times a week for about five minutes. Asked if he ever made any
complaints of pain the witness said he noticed by his movements that he was not
very free in most situations. Asked about his neck in relation to reasonably full
movement he said he probably seemed to be a little bit stiff. "He hasn't actually
complained to me about neck problems."
* Patrick William Louis had known the appellant for about twenty five years.
He said he spoke to the appellant after the accident. The appellant said he was
having problems as a result of the accident with his back and his neck. Asked
how he would describe the appellant's health before the accident the witness said:
"Nothing wrong with him, excellent." Asked about his fitness he said: "Great."
After the accident he very rarely saw the appellant on the site. The only carpentry
work he did was drive a nail or two. He was mainly just directing other people.
The witness had not really seen the appellant at work during the twelve months
before the accident.
NATURE OF THE CASE
As the evidence emerged the resolution of this case became one of particular
difficulty. The Master was satisfied that the appellant suffered some injuries in the
accident. There was some aggravation to the appellant's pre-existing neck and
back conditions. It could be expected that some headaches might be associated
with his neck injury. The Master in the course of his reasons conducted a
painstaking review of the evidence. The problem was to gauge the extent to
which the disabilities, of which the appellant complained, persisted and the
extent to which they were attributable to injuries suffered in the accident. The
appellant's medical evidence which should have assisted the Master in the latter
task failed to do so. As the Master pointed out Dr House conceded that he did not
give any indication of the appellant's previous medical problems to any of the
other doctors. Nor did the appellant. In consequence, understandably, the Master
took the view that those medical opinions, which had been based on false or
misleading histories, had to be treated, at the very least, with considerable
caution. The opinions expressed, inter alia, as to the relationship between the
appellant's condition and the accident could not be accorded much, if any,
weight. The first question put in chief to Dr House, which I have quoted, dealt
only with the appellant's back disability and proceeded on the assumption that
the appellant was working for two, three, four weeks prior to the accident. Dr
Spencer was not called to give evidence but his report of 16 August 1985 was
admitted into evidence and stated that the appellant had had "the last three weeks
18 UNREPORTED JUDGMENTS
off work". The doctor advised that when the appellant started back at work
should the shoulder become painful it would be worth injecting it at that time to
try to reduce the period of time off work.
THE MASTER'S JUDGMENT
Presented with this scanty evidence the Master set about deciding the
appellant's claim. The Master concluded, with ample justification, that the
appellant was not a credible witness. Dealing with what he regarded as the
appellant's principal complaints relating to neck and back pain and headaches,
the Master said that the appellant clearly had pre-existing degenerative changes
in his back. He had had significant back problems prior to the accident at least
since April 1985. He said that the accident probably caused some temporary
aggravation of these problems. He was not satisfied that any continuing back
complaints could be related to the accident. If the appellant continued to have
such complaints, they were more likely to be associated with his pre-accident
problems. In the Master's view any neck problem related to the accident should
have resolved at least by early 1987 (if not earlier). Any problems persisting in
February 1987 were minimal. He referred to Dr Harrison's report of 12 May 1987
that the appellant had seemingly recovered with conservative treatment after 13
February 1987 when he had been complaining of inter-scapular discomfort,
shoulder pain, an awareness of restriction in neck movement, left gluteal and
thigh pain. Apart from attendances on Dr House the appellant had not required
any other medical treatment for his neck and back. On 12 May 1987 the appellant
complained of thoraco-lumbar central back pain and radiation of discomfort to
both infra-scapular areas. This he began to experience after some mainly
carpentry work on | May 1987. Apparently Dr Harrison did not see him again
until 23 June 1988. By that time left knee problems were dominant. There were
some episodical intermittent back and neck pain occurring perhaps once a month
in ie neck and characterised by restricted movement brought about by lifting
heavy objects above shoulder height. In his report of 24 July 1989 Dr Harrison
said that he last saw the appellant on 17 July 1989 and that he remained a busy,
self-employed builder. With respect to his neck he complained of occasional
headaches aggravated by lifting. The Master observed that this was the only
complaint made to Dr Harrison about headaches. The appellant had some low
back pain, which together with other problems, had continued to trouble him
about a month before, and which quickly responded to some interventive
physiotherapy assistance.
The Master said he was unable to accept the appellant's oral evidence as to the
continuation of headaches. The appellant has suffered from headaches prior to the
accident. Apart from some limited period following the accident, the Master was
not satisfied that any continuing headaches could be related to the accident. The
appellant had suffered some very mild gastritis for some months prior to February
1986. These problems resolved shortly after he was seen by Dr Ruppin. They had
been caused by the treatment given to the appellant by Dr House including
aspirin to relieve pain. The Master accepted that on the evidence the very mild
gastritis had some relation to treatment received by him in respect of injuries
caused by the accident.
The Master said that he was not persuaded that any problems the appellant
may have had concerning his knees could be related to the accident. He had a
right knee problem prior to the accident. The left knee was not the subject of any
complaint until 1988. By 13 September 1985 the appellant reported that the
complaint of injury to the left shoulder had settled down to a degree. Dr House's
UARUTON v NEW SOUTH WALES INSURANCE MINISTERIAL CORPORATION (Shell
JA)
report of 20 July 1988 did not reveal any further complaint relating to the left
shoulder during subsequent attendances. Dr House's report of 29 November 1989
referred to the appellant's continuing to have exacerbation, inter alia, of shoulder
pain. The report did not relate the appellant's continuing complaints to the
accident. The Master considered that the reference to "shoulder" in this report
might relate to right shoulder problems and that any injury to the left shoulder
(whatever it was) was of a temporary nature and resolved soon after the accident.
The Master concluded that the appellant may have experienced some limited
interference in his activities by reason of his accident injuries. He was unable to
accept the appellant's evidence on these matters. Apart from such limited
interference, any problems the appellant "may have had concerning the
performance of sporting and other activities were related to other injuries and
disabilities."
THE APPEAL MUST BE DISMISSED
The principles to apply in determining this appeal are well settled. The
significant challenge to the decision depends upon one sentence in the Master's
judgment where he said: "In the absence of corroboration, I am unable to accept
his [the appellant's] evidence as to his pre-accident and post-accident condition."
Earlier in his judgment the Master said that on behalf of the plaintiff, oral
evidence had been given by his sons and Messrs Ritchie, Ercey, Hawker and
Louis. The appellant submitted that his evidence as to his pre- and post-accident
condition was corroborated by some at least of these witnesses. The appellant
argued that the Master had failed properly to consider and analyse the evidence
called on his behalf. I do not think, particularly in light of the Master's express
reference to these witnesses, that it is open to this Court to infer that the Master
overlooked this evidence. In the course of his judgment in Abalos v Australian
Postal Commission (1990) 171 CLR 167 McHugh J, at 178, said that: "Where a
trial judge has made a finding of fact contrary to the evidence of a witness but has
made no reference to that evidence, an appellate Court cannot act on that
evidence to reverse the finding unless it is satisfied that any advantage enjoyed
by the trial judge by reason of having seen and heard the witnesses, could not be
sufficient to explain or justify the trial judge's conclusion". The critical difficulty
faced by the appellant in the present case was to prove that his post-accident
disabilities related to injuries suffered in the accident. This he attempted to do by
saying that before the accident he was in good health and suffered no such
disabilities.
The evidence given by the lay witnesses was imprecise and did not contribute
to resolving the question of which disabilities resulted from the accident and
which were attributable to other causes. It was of little or no assistance in
determining whether the appellant's post-accident complaints about his back,
neck, left shoulder and knees and about headaches related to the pre-existing
disabilities he clearly had or to his accident injuries. The most that could be said
is that apparently prior to the accident the appellant had not complained to these
witnesses and that they were unaware of the various matters which Dr House's
evidence revealed. The witnesses confirm at unspecified times some of the
complaints which the appellant undoubtedly made to his own doctors. This is of
no assistance in dealing with the persistence of the various complaints which the
Master resolved by a careful analysis of the appellant's medical evidence.
20 UNREPORTED JUDGMENTS
I reiterate that the Master was faced with a very difficult task largely as a result
of the false basis upon which the appellant originally sought to make good his
case. For the reasons given by Kirby P and Cole JA I agree that the appeal must
otherwise fail. In my opinion no ground is shown for interfering with the
Master's conclusion.
CONCLUSION
The appeal should be dismissed with costs.
Cole JA On 16 April 1991 Master Malpass delivered extensive reasons for
holding that the respondent defendant to this appeal was liable to the appellant
plaintiff for damages suffered as a result of a motor vehicle accident. The Master
entered a verdict and judgment for the appellant in the sum of $45,675. That sum
was made up as follows:
General Damages $30,000
Past Economic Loss $10,000
Out of Pocket Expenses $1,000
Interest $4,675
The learned Master rejected the appellant as a witness of truth and gave
extensive reasons for that finding. Shortly stated, the Master found that as a result
of the accident on 28 August 1985, the appellant suffered "relatively minor soft
tissue injuries... There was probably some aggravation, of a temporary nature, to
his pre-existing neck and back conditions"!. The Master rejected the appellant's
contention that before the accident the appellant was a fit and healthy person
engaging in the work of a carpenter but that after the accident, and resulting from
it, he suffered a variety of disabilities rendering him unable to engage in work as
a carpenter. The Master found that the plaintiff had, in giving medical histories
to various doctors consulted after the accident. "Concealed pre-accident
problems, including problems affecting his right shoulder, lower back, left wrist,
right knee, tennis elbow and problems concerning headaches and indigestion."2
It was accepted by Senior Counsel for the appellant that, in truth, the appellant
had those pre-accident problems. It necessarily follows that the complaints which
the appellant made of injuries and disabilities in those areas post accident were
not necessarily caused by the accident.
The Master found:
"At the time of the accident, he had accumulated a considerable medical
history and had a number of physical problems. Subsequent to the accident, he
complained of other problems, which were established to be unrelated to the
accident. He was a man who saw doctors more often than others. In the absence
of corroboration, I am unable to accept his evidence as to his pre-accident and
post-accident condition."3 The Master relied significantly upon his observation of
the plaintiff during the trial. He found:
"T closely observed the demeanour of the plaintiff. during the giving of his
evidence. I formed the impression that he tended to reply to questions with vague
responses which sought to avoid an answer to the question. His manner was
evasive. I am of the view that his evidence must be treated with the greatest of
1. Appeal book, at 441
2. Appeal book, at 441
3. Appeal book, at 441
UBRRUTON v NEW SOUTH WALES INSURANCE MINISTERIAL CORPORATION (Cole J&)I
caution and in many respects cannot be accepted. He did not strike me as a
credible or reliable witness. He professed to express difficulty in recalling any
matter which tended to adversely affect the case he was propounding in these
proceedings."'4
In the opinion the decision of Abalos v Australian Postal CommissionS and
Devries and Anor v Australian National Railways Commission and Anoré
preclude this Court from disturbing the Master's judgment even where it
disposed to do so. For my part I do not have any such disposition. In my opinion
the judgment of the learned Master was fully justified by the evidence before
him.
Only one matter of substance was raised in the appeal. It was argued by Mr
Branson QC that the learned Master, having found that he could not accept the
evidence of the appellant absent corroboration, disregarded the evidence of six
lay witnesses which, as I understood it, was said to give corroboration to the
appellant's pre and post accident condition. This was said to be a critical issue in
the case and failing to analyse such evidence in detail and express the analysis in
the judgment constituted a miscarriage of justice producing a mistrial in
accordance with Mifsud v Campbell'.
Regarding this submission, the following matters are apposite:
1. The evidence of the six witnesses was not overlooked by the Master. He
referred to the fact that oral evidence was given by the plaintiffs two sons and by
Messrs Richie, Ercey, Hawker and Lewis'.
2. The evidence of each of those six witnesses was non-specific, vague as to
activity and time, and imprecise. Read individually, or as a whole, the evidence
was insufficient to establish the pre-accident and post accident capacity to work
with any clarity at all.
3. The evidence was, in a sense, irrelevant, because the Master accepted that,
after the accident, the appellant did not engage in significant amounts of work as
a carpenter. He engaged more in the work of a builder through his building
company, engaging subcontractors to do various aspects of building work,
including carpentry work. According to the plaintiffs evidence in chief, that was
in substance the manner in which the appellant conducted his business affairs
before the accident?.
4. The Master saw and referred in his judgment to a video which showed the
appellant in 1990 working on a job site and "carrying our his work activities in
a normal and unrestricted fashion. His activities included kneeling and
bending".!0
5. The Master found that, apart from some slight aggravation for a limited
period of time, any disabilities suffered by the plaintiff due to his back!!,
headaches!2, gastritis!3 or knees!4 were not caused by the accident but were
Appeal book, at 425
(1988) 171 CLR 167
(1993) 177 CLR 472
(1990) 21 NSWLR 725 at 728 per Samuels JA.
Appeal book, at 423
Appeal book, at 16
Appeal book, at 433
11. Appeal book, at 442 K-N
12. Appeal book, at 443 M-Q
13. Appeal book, at 443 R-V
14. Appeal book, at 445 E-G
Sewer AMS
22 UNREPORTED JUDGMENTS
pre-accident related. The Master found that any neck problem had resolved by
early 198715, and bruising!® and left shoulder!7 discomfort had subsided quite
quickly. None of the witnesses said to have to been disregarded by the Master
addressed any of these matters in any detail.
In Abalos!8, McHugh J said:
"Consequently, where a trial judge has a made a finding of fact contrary to the
evidence of a witness but has made no reference to that evidence, an appellate
court cannot act on the evidence to reverse the finding unless it is satisfied "that
any advantage enjoyed by the trial judge by reason of having seen and heard the
witnesses, could not be sufficient to explain or justify the trial judge's
conclusion."
In my view this Court could not be so satisfied.
In Mifsud!9, Samuels JA said: "Similarly, in my opinion, it is an incident of
judicial duty for the judge to consider all the evidence in the case. It is plainly
unnecessary for a judge to refer to all the evidence led in the proceedings or to
indicate which of it is accepted or rejected. The extent of the duty to record the
evidence given and the findings made depend, as the duty to give reasons does,
upon the circumstances of the individual case."
In my view the reasons given by Master Malpass are an adequate, indeed an
expansive, statement of his reasons for decision. I am not satisfied he overlooked
any material evidence.
In my view the appeal should be dismissed with costs.
Appeal dismissed with costs.
Counsel for the Appellant: TCC Branson QC/ RH Grace
Instructed by: GH Healey and Co
Counsel for the Respondent: RC Tonner
Instructed by: Solicitor for New South Wales Insurance, Ministerial
Corporation
15. Appeal book, at 442 G
16. Appeal book, at 444 E
17. Appeal book, at 445 I
18. (1988) 171 CLR 178
19. (1990) 21 NSWLR at 728
Related laws
No related documents linked yet.
You've got 21 of 22 free Acts left this visit. Sign up anytime for Facts, Related, and study briefs too.