ASHWORTH v GOVERNMENT INSURANCE OFFICE OF NSW [1994] NSWCA 7
NSW Caselaw
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ASHWORTH v GOVERNMENT INSURANCE OFFICE OF NSW
SUPREME COURT OF NEW SOUTH WALES COURT OF APPEAL
GLEESON CJ, HANDLEY and POWELL JJA
22 November 1994, 22 November 1994
[1994] NSWCA 7
PERSONAL INJURY — DAMAGES — APPEAL AND NEW TRIAL — minor
motor vehicle collision — alleged whiplash injury — pre-existing injury —
conflicting medical evidence — results open on evidence were either substantial or
only small verdict for appellant — verdict for defendant — reasons for trial judge's
decision affected by error — new trial ordered.
DAMAGES — NEW TRIAL The appellant was involved in a very minor motor
vehicle collision as a result of which she claimed to have suffered a whiplash injury.
The matter was complicated by the fact that she had a pre-existing repetitive strain
injury. There was no dispute about the fact that the collision was the fault of the other
driver. There was competing medical evidence at the trial. One doctor expressed the
opinion that the appellant, as a result of the accident, had suffered a significant and
continuing disability. The other doctor expressed the opinion that, as a result of the
accident, the appellant had suffered mild soft tissue injury which would have settled
down after a few months. On the evidence, therefore, the issue was whether there
should be a substantial verdict for the appellant or only a small verdict. In those
circumstances the trial judge entered a verdict for the defendant — HELD — the
reasoning of the trial judge, who said that he accepted the evidence of the second
doctor, was internally inconsistent and effected bv error and there should be a new
trial.
ORDERS
1. Appeal allowed.
2. Orders made by McDevitt DCJ set aside.
3. Order for a new trial.
4. The respondent to pay the appellant's costs of the appeal and if entitled to a certificate
under the Suitors Fund Act to have one.
5. Costs of hearing at first instance to await determination of the judge at the new trial.
Gleeson CJ This is an appeal against a decision given by McDevitt DCJ in the
District Court at Gosford. The appellant, who was born in July 1957, was
involved in what, on any view of the matter, was a very minor motor vehicle
collision on 18 August 1986. At 8.30 in the morning, while she was on her way
to work, a motor vehicle that was driving behind her, collided, at low speed, with
her car. There was no material damage to either vehicle. A bumper bar was
somewhat displaced in the collision but this was corrected manually. The police
were not called, and the appellant continued on her way to work.
It was common ground in the proceedings before McDevitt DCJ that the
collision was the result of a negligent driving of the vehicle which bumped the
rear of the appellant's vehicle. It seems that the vehicle was uninsured. When the
appellant came to sue for damages for what she says were personal injuries
arising out of the accident, she sued the respondent Government Insurance Office
of New South Wales.
2 UNREPORTED JUDGMENTS
We were told that the respondent commenced third party proceedings against
the driver of the uninsured vehicle and those proceedings were before McDevitt
DCJ. However, his Honour made no formal order in those proceedings and it
seems that technically they have never been formally determined.
The evidence of the appellant concerning the circumstances of the collision
and its consequences may be conveniently summarised as follows. She told
Judge McDevitt that her vehicle was stationary at the time the other vehicle
bumped into it. She gave the following evidence:
"Q And what happened to you when you felt the jolt? A Well my head was hit
back on the headrest.
Q And did you feel anything at that particular time? A I wasn't conscious of
noticing - I was just surprised by the jolt."
She said that she and the other driver attended to the problem of the slight
displacement of her bumper bar. It did not appear to be cracked or otherwise
broken. She saw no damage to the other car. She had a brief conversation with
the other driver about whether the police should be called and it was decided the
police would not be called. She had no consciousness of suffering any pain at the
time. She drove to her workplace at Gosford and there she parked the car.
It seems that the appellant told people at her workplace what had happened and
on their advice she filled out an injury report. At the time she filled out the report
she was not feeling any pain but the report made reference to suffering muscular
discomfort in the neck and shoulders.
The appellant, in her evidence, told McDevitt DCJ that by lunchtime she
started to feel very stiff and sore in the shoulders and neck. By the end of the day
she was very tired and sore in the shoulders and neck. She remained at her work
for the rest of the week and continued to experience pain. She said she felt a lot
of back pain and pain in her shoulders. On the following Monday she consulted
a doctor because of the pain and told him what had happened. The doctor was her
general practitioner, Dr Low. He referred her to a chiropractor, Dr Nelson. She
was off work for about a fortnight because of the pain in her back and shoulders.
She had no further time off work after the accident.
However, she gave evidence of continuing to see a chiropractor and of the
condition of the pain in her back and shoulders varying from time to time. At the
time of the hearing she said that her pain in her shoulders had never subsided, that
she lost sleep over the pain every night. The pain in her neck had significantly
improved. It was not anything like it was at the time of the accident. She said that
she received relief by way of chiropractic treatment for the pain in her neck. She
was still undergoing such treatment from time to time.
The position was somewhat complicated by the fact that in August 1985 the
appellant had had about two weeks off from work because of a repetitive strain
injury which resulted in neck pain.
The appellant's case was conducted before McDevitt DCJ upon the basis that
as a result of the accident she had suffered, and was still, at the time of the trial,
suffering, from a significant and continuing disability. Her counsel relied
principally upon two medical reports by Dr Rockman. Dr Rockman had evidently
been given a history which led him to understand that the appellant's neck had
been violently jolted in the collision. He expressed the opinion that she was
suffering substantial and ongoing disabilities as a result of the collision.
I should interpolate that in the course of her cross examination the appellant
gave the following evidence:
"Q Well it was not much of an impact was it? A It was a jolting impact.
URJ ASHWORTH v GOVERNMENT INSURANCE OFFICE OF NSW (Gleeson Cu) 3
Q But it was not, you would not describe it as severe jolting impact would
you? A I wouldn't have said it was severe.
Q You would not have said it was severe? A No."
The respondent, the Government Insurance Office, relied at the trial upon the
written report of Dr Leigh. Neither Dr Rockman nor Dr Leigh were called to give
evidence. Dr Leigh, in his report, said as follows:
"Miss Ashworth gives a history of being involved in a motor vehicle accident
on 18/8/86. She was the driver of a vehicle, wearing a seatbelt, when she was hit
from behind. There were no other passengers in her vehicle at the time. She states
she was thrown about in her seatbelt and her head hit the headrest fitted to the
back of her seat."
That history, as recounted by Dr Leigh, was not inconsistent with the evidence
given by the appellant at the trial. In particular, there is nothing in Dr Leigh's
report to indicate that he was given a history of a severe jolting at the time of
impact. Dr Leigh concluded his report as follows:
"OPINION
I am of the opinion that this woman merely sustained a mild soft tissue
musculo-ligamentous injury which would have settled within a few months. She
is fit for work and, in fact, is currently working in a clerical position at the
council. However; she should avoid undue stresses and strains on her cervical
and lumbar spine."
A reading of the medical reports of Dr Rockman and Dr Leigh indicates that
the principal issue that was fought at the trial was whether the appellant was
entitled to substantial damages upon the basis that as a result of the accident she
suffered significant injury and ongoing disabilities or whether, on the other hand,
the appellant was entitled to a relatively modest award of damages on the basis
that she sustained, in the accident, a mild soft tissue injury which probably settled
down within a few months after the collision. The former view would have been
open on the basis of the evidence of Dr Rockman; the latter view would have
been open on the basis of the evidence of Dr Leigh.
A reading of the whole of the evidence in the case and the medical reports to
which reference has been made indicates to me that if McDevitt DCJ had
preferred the latter view and had decided to award the appellant a relatively
modest sum by way of damages, any appeal against such a decision would have
been unlikely to succeed. However, in the circumstances which I have described,
his Honour decided that there should be a verdict for the defendant. That has
given rise to the present appeal.
His Honour's reasoning begins with an account of the motor vehicle collision.
It then refers to the notification of the injury which was filled out by the appellant
and to the somewhat surprising circumstance that at a time when she said she was
feeling no pain, she referred to muscular discomfort in the neck and shoulders.
His Honour then referred to the fact that the police had not been called to the
accident and he referred to the repetitive strain injury to the appellant's neck that
had been suffered in 1985.
The remainder of his Honour's reasoning, which was obviously critical to his
decision of the case is as follows:
"Several medical reports were tendered. Of them, the most persuasive was that
of Dr Boyd Leigh. His opinion is that the plaintiff merely sustained a mild soft
tissue musculo-ligamentous injury which would have settled down within a few
months. This doctor is careful to explain that his report is based on evaluation of
objective findings on 13 October 1988 and what the plaintiff had told him. I
4 UNREPORTED JUDGMENTS
accept his report and findings and where they conflict with other medical
opinions, I accept Dr Leigh. I am not persuaded that the symptoms of which she
complains are causally related to the accident. Dr Leigh's report is to the effect
that she now has no physical abnormality and x-rays of her cervical spine show
no defect. In any event, I am of the opinion that a minor bump such as she
describes would not, on the balance of probabilities, have caused any injury. In
fact, it would be most improbable to have caused any injury to any occupant but
particularly to the plaintiff sitting in the driver's seat and being restrained by a
seatbelt. There was no evidence of any bruising or contusions, likely to be present
if the plaintiff had been violently jolted or pushed forward or backward in the
fashion necessary to cause whiplash injury. THERE WILL BE A VERDICT FOR
THE DEFENDANT. "
Counsel for the appellant has rightly pointed out that there appears to be an
internal inconsistency in that process of reasoning. Dr Leigh was not of the
opinion that a minor bump, such as that described by the appellant, would not
have caused any injury. Nor was Dr Leigh of the opinion that it was improbable,
by reason of the fact that the appellant was restrained by a seatbelt, that any
injury would have occurred.
One of the passages quoted above from the report of Dr Leigh indicates that
he knew perfectly well that she was restrained by a seatbelt. He refers to the fact
that she was wearing a seatbelt. Furthermore, nothing in Dr Leigh's report
suggests that he had been given to understand that the jolting in question was
severe. Nothing in Dr Leigh's report says that he had been given to understand
that there was bruising or contusion present as a result of the injury or that only
violent jolting would cause whiplash injury of any kind.
McDevitt DCJ said that he accepted the report and findings of Dr Leigh. Dr
Leigh's findings were that in his opinion the appellant had sustained a mild soft
tissue injury that would have settled down within a few months.
Counsel for the respondent has argued that his Honour cannot possibly have
meant, when he said that he accepted Dr Leigh's findings, that he accepted Dr
Leigh's findings. After all, what might be called the bottom line of Dr Leigh's
findings is contained in the expression of opinion to which I have just made
reference. The only explanation that counsel for the respondent has been able to
give for the reasoning of McDevitt DCJ in that respect is that his Honour was
intending to say that he accepted certain other parts of Dr Leigh's report but not
the critical part under the heading "Opinion".
Neither counsel has been able to point to any evidence in the proceedings
before McDevitt DCJ that would have justified his Honour in his view that
bruising and contusions would have been likely to be present or that violent
jolting would necessarily have occurred if the appellant had suffered any
whiplash injury to any degree entitling her to claim damages.
The fundamental difficulty with his Honour's process of reasoning is that,
confronted with an issue on the medical evidence as to whether the appellant was
entitled to a substantial award for damages or only a modest award of damages,
his Honour resolved the issue by concluding that she was entitled to no damages
at all. As I have earlier indicated, on the evidence, if his Honour had come to the
conclusion that she was only entitled to a modest award of damages it would have
been impossible to quarrel with that conclusion. However, the process of
reasoning which led his Honour to the conclusion that the appellant had suffered
no injury of any kind or degree resulting from the collision described to him, is
reasoning that is internally inconsistent and in my view affected by error.
URJ ASHWORTH v GOVERNMENT INSURANCE OFFICE OF NSW (Powell JA) 5
In particular, it appears to involve a misapprehension of the evidence of Dr
Leigh, which his Honour said he accepted, and upon which he was prepared to
rely.
Both counsel before us agreed, with regret, that if the court decides to allow
this appeal it is necessary that there be a new trial. The reason for this is that a
good deal, relevant to the assessment of damages to which the appellant would
be entitled, would necessarily turn upon an assessment of her as a witness.
McDevitt DCJ, in his reasons for judgment, did not say that he disbelieved the
evidence of the appellant as to her pain and suffering and her on-going
disabilities. The matter was complicated by the circumstance that she had had a
previous injury that might have been taken to account, at least to some extent, for
what she suffered following the accident the subject of this litigation.
In my view counsel were right to agree that, if the court allows the appeal, the
case is a proper one for a new trial and this Court should not embark upon the
task of endeavouring to assess the appellant's damages for itself. I would propose
that the court should make the following orders. The appeal should be allowed.
The orders made by McDevitt DCJ should be set aside and there should be a new
trial. The respondent should pay the appellant's costs of the appeal and if entitled
to a certificate under the Suitor's Fund Act, should have one. The question of the
costs of the hearing before McDevitt DCJ should await the determination of the
judge at the new trial.
Handley JA I agree. In my opinion an order for a new trial in this case is
inevitable.
Powell JA I also agree.
Appeal allowed.
Orders made by McDevitt DCJ set aside.
Order for a new trial.
The respondent to pay the appellant's costs of the appeal and if entitled
to a certificate under the Suitors Fund Act to have one.
5. Costs of hearing at first instance to await determination of the judge at
the new trial.
RYN
Counsel for the Appellant: RE Quickenden
Instructed by: Patrick McHugh and Co
Counsel for the Respondent: GR Petty
Instructed by: Solicitor for Government Insurance Office of NSW