COMMISSIONER OF POLICE v DONLAN, COMMISSIONER OF POLICE v HANSON [1995] NSWCA 468
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COMMISSIONER OF POLICE vy DONLAN, COMMISSIONER OF
POLICE v HANSON
SUPREME COURT OF NEW SOUTH WALES COURT OF APPEAL
CLARKE, HANDLEY and POWELL JJA
20 June 1995, 8 August 1995
[1995] NSWCA 468
GREAT ACT — STATUTORY CONSTRUCTION — s48(4) — STATUS OF
REASONS PUBLISHED AFTER DECISION HANDED DOWN GREAT ACT —
STATUTORY CONSTRUCTION — s54 — APPEALS ON ERRORS OF LAW —
WHEN WRONG QUESTION ASKED — AZZOPARDI v TASMAN UEB
INDUSTRIES LTD (1985) 4 NSWLR 139 APPLIED GREAT ACT — WHETHER
TRIBUNAL ASKED THE WRONG QUESTION FACTS The two respondents,
Donlan and Hanson, were prosecuted and convicted for assault and assault
occasioning actual bodily harm. Following their convictions, the two respondents
were dismissed from the Police Force. They then appealed to GREAT. Seven days
after the completion of the hearing, GREAT gave its decision and published short
reasons for that decision. One month later GREAT published a document described
as "Reasons for Decision". The substantial ground of appeal to this Court was that
GREAT had erred in law by asking itself the wrong question and in basing its
decision on the answer to that question.
ISSUES
1. What is the status of the reasons GREAT published one month after GREAT gave its
decision?
2. Did GREAT ask itself the wrong question?
HELD
(per Clarke JA; Handley and Powell JJA agreeing)
The statutory obligation of GREAT is clearly expressed in s48(4) and it follows that the
publication of the later reasons was an act which was not authorised by the law and was
of no legal effect. This court is obliged, therefore, to disregard those later reasons. They
are of no legal effect and cannot be used to supplement, or explain, the reasons given with
the decision.
$54 of the GREAT Act properly construed, enables an appellant to appeal against the
decision of GREAT whenever an error of law, as explained in Azzopardi, is raised. That
will occur, as I have previously indicated, where the Tribunal has asked itself the wrong
question.
What test should GREAT apply? GREAT's jurisdiction is of a protective nature and
GREAT was not concerned with punishment. (per Clarke JA, Handley JA concurring and
Powell JA dissenting)
Did GREAT pose for itself the correct test? There are indications in the language used
in the decision which point in the direction of punishment. On the other hand GREAT
placed much emphasis on the answer to the question whether the respondents were
capable of rendering valuable police service if allowed to remain in the force. In
considering that question great weight to the respondents' previous records, the
expressions of opinion of senior Police officers and their community reputation. Having
done that GREAT concluded that the respondents were capable of rendering valuable
service in the future and for that reason thought that the respondents should have the
opportunity to continue in the force.
In these circumstances I am unable to conclude that GREAT did, as charged, pose, and
answer, the wrong question.
2 UNREPORTED JUDGMENTS
(per Powell JA)
Far from considering whether, having regard to the objects of protection of the public,
maintenance of proper standards of conduct on the part of members of the Police Service
and the protection of the reputation of the Police Service, the decision of the
Commissioner to dismiss the Respondents was correct, GREAT was concerned to
determine whether, in all the circumstances, dismissal from the Police Service was too
great a punishment for the offences of which the Respondents had been convicted.
GREAT misdirected itself and failed to take into account certain relevant facts.
ORDERS
Appeal dismissed with costs.
Clarke JA These two appeals, which were heard together, concern the reversal
by the Government and Related Employee's Appeal Tribunal (GREAT) of orders
of dismissal of two policeman each of whom is a respondent. It is accepted that
the appeals from GREAT are restricted to the consideration of errors of law
(indeed the respondents submitted that the appeals were confined to a limited
category of errors of law), nonetheless, it is necessary to refer shortly to the facts
in order to provide the background for the consideration of the legal questions
which arise.
At about 9.30 pm on 28 September 1990 both respondents, Donlan and
Hanson who were off duty, were at the Moss Vale Hotel in Moss Vale. There they
became involved in a difference or argument with two other customers - Quigg
and McIntyre. The argument became heated and the licensee of the hotel ordered
the respondent, Donlan, to leave the hotel and he also ordered Quigg to leave by
another exit.
All four who had been involved in the altercation then left the hotel. A short
time later Donlan called out to Quigg and Mcintyre in the street and another
argument developed. Hanson then joined them and shortly afterwards the two
respondents started to assault the other two men. Mcintyre managed to escape but
Quigg was subjected to a brutal assault in which he was punched by Hanson and,
when he fell to the ground, kicked. Donlan assisted Hanson and dragged Quigg.
As a result of the assault Quigg went to the Bowral District Hospital where he
was attended by Dr Flynn. The doctor observed that Quigg had contusions on his
forehead, right frontal region, right temporal region, and around the left eye. The
doctor also observed swelling over the right cheek bone and thought initially that
there was a possible fracture. Quigg's nose was swollen and his left nostril was
torn away from his face. Five sutures were required. Quigg also complained of
pain to his left wrist and was generally sore over the rest of his body. Dr Flynn
was of the opinion that Quigg's injuries were consistent with his having been
unlawfully assaulted.
The two respondents were prosecuted for assault and assault occasioning
actual bodily harm. They pleaded not guilty and, after a hearing, were convicted.
In his decision the learned Magistrate found that the assault was premeditated
and that both respondents intentionally occasioned actual bodily harm to Quigg.
This was a serious finding on any view. Having found the respondents guilty the
learned Magistrate stood over the sentencing, having said that he would have to
consider imposing a term of imprisonment.
Following their convictions the two respondents were dismissed from the
Police Force. This could hardly have been thought surprising given the gravity of
their proven misconduct. It was the dismissal which led to the appeal to GREAT.
UWRAMMISSIONER OF POLICE v DONLAN, COMMISSIONER OF POLICE v HANSON
(Clarke JA)
The appeals were heard by GREAT which, seven days after the completion of
the hearing, gave its decision setting aside the dismissals and at the same time
publishing short reasons for that decision. In the course of its decision GREAT
said:
[1] "This decision and short reasons therefore are published so that the
Tribunal's directions may be implemented as quickly as possible. This will
enable both the Commissioner and the appellants to know their respective
positions. The full reasons for the Tribunal's decision will be published at a later
date."
One month later GREAT published a document described as "Reasons for
Decision" as it had foreshadowed it would do in its decision and original reasons.
The substantial ground of appeal to this Court was that GREAT had erred in
law by asking itself the wrong question and in basing its decision on the answer
to that question. I will return to this legal issue but before doing that I need to
consider two questions, the answers to which concern the course that this Court
should take.
The first question concerns the status of the reasons GREAT published in
October 1994, approximately one month after handing down its decision. The
appellant has submitted that these reasons are of no legal effect and must be
disregarded by this Court. In their written submissions the respondents contended
that the court was entitled to regard both sets of reasons as disclosing relevant
grounds for the decision which had been published. However, in the light of
authorities to which I will refer, the respondents did not adhere to that stand and
during his oral submissions senior counsel for the respondents, Mr Gross QC,
accepted that the later reasons were of no effect and should substantially be
disregarded by this Court. Mr Gross did, however, contend that the court could
have recourse to the later reasons as explaining more fully what had been said in
a shorthand way in the earlier reasons.
In my opinion Mr Gross was correct to abandon the stance which he had
initially taken and to accept that the later reasons were devoid of legal effect. The
relevant section of the Government and Related Employees Appeal Tribunal Act
1980 ("the GREAT Act") relating to GREAT's obligation to publish a decision in
writing supported by reasons is s48(4) which reads:
[2] "The decision of the Tribunal in respect of an appeal shall be in the form of
an instrument in writing signed by the Senior Chairperson or Chairperson before
whom the appeal was heard and shall include the reasons for the decision.
This section clearly expresses the obligation cast upon GREAT to publish its
decision in the form of an instrument in writing which includes the reasons for
that decision.
Not only does the Act not expressly reserve to GREAT a power to publish its
reasons at a later time than it publishes its decision but s55, which lays down a
mandatory requirement that any appeal be made within 21 days after the date of
the Tribunal's decision, provides a clear indication, if such be necessary, that the
legislative intention underlying s48(4) was that the decision and reasons be
published at one and the same time. Furthermore, the powers of GREAT, being
a creature of statute, are limited to those powers expressly conferred upon it by
the statute. Any attempted exercise of power beyond those conferred by the
statute is necessarily of no legal effect.
In Ex parte Currie; Re Dempsey and Ors (1969) 70 SR (NSW) 443 this Court
said, in a different context, (at 447):
4 UNREPORTED JUDGMENTS
[3] "... From a consideration of these provisions, and indeed of the whole tenor
of the Act and Regulations, it is clear that the court is intended to exercise only
the powers conferred by the statute. It is purely a statutory tribunal subject to the
well-recognised limitations of power of such a court. If the power does not flow
from the Act as properly construed, it cannot exist. The jurisdiction of an inferior
court is defined by the Act of Parliament by which it is constituted or such general
provisions of statutes which extend such jurisdiction."
The application of those principles led this Court in Palmer v Clarke (1 989)
19 NSWLR 158 to hold. in the context of the District Court Act 1912, and Rules,
that, in the District Court, reasons delivered subsequent to the entry of judgment
were of no force and effect and could not of themselves be used on appeal to
remedy deficiencies in the reasons delivered upon pronouncement of the
judgment.
That decision was applied to the Solicitors' Statutory Committee constituted
by the Legal Practitioner's Act 1898 in Knaggs v Solicitors' Statutory Committee
and Anor (No 2) (1992) 27 NSWLR 603. There the public pronouncement of
orders in proceedings heard by the Committee was made by a statutory
committee constituted differently to the one which heard the proceedings. This
Court held there never had been a lawful conclusion of the reference to the
statutory committee concerning Mr Knaggs and that the order which was
published had no warrant in law In the course of their reasons the court said (at
611):
[4] '"Aseries of decisions in this State has emphasised the requirement of courts
and tribunals of limited jurisdiction established by statute to adhere strictly to the
formalities required by law. Those formalities extend to the publication of
reasons and to pronouncing their order. If they are required of courts, with a large
penumbra of powers necessarily imputed to courts for the performance of their
functions, they are also required of tribunals such as the statutory committee."
The statutory obligation of GREAT is clearly expressed in s48(4) and it
follows that the publication of the later reasons was an act which was not
authorised by the law and was of no legal effect. This court is obliged, therefore,
to disregard those later reasons. They are of no legal effect and cannot be used
to supplement, or explain, the reasons given with the decision The next question
concerns the nature of an appeal from GREAT to this Court. The question arises
out of the words used in Pt5 of the GREAT Act dealing with appeals from the
Tribunal and a number of decisions which have passed on those words.
The relevant Part commences with the heading 'Appeal to Supreme Court on
point of law' and there then follows s54-s56 the relevant parts of which read:
"54. A person being... may, subject to this part, appeal to the Supreme Court
against any decision of the Tribunal on a question of law.
[5] TIME FOR MAKING APPEAL ETC
[6] 55.(1) An appeal under s54 shall be made within 21 days after the date of
the Tribunal's decision on the question of law....
[7] DETERMINATION OF QUESTION OF LAW
[8] 56.(1) The Supreme Court shall hear and determine the question of law
arising on an appeal under s54..."
The breadth of these provisions arose for consideration in Metropolitan Water
Sewerage and Drainage Board v Histon and Ors (1982) 2 NSWLR 720. There the
chairman of GREAT decided a preliminary question as to the meaning of 'salary
in s21(1)(f) of the GREAT Act. The question arose whether an appeal lay under
UWRAMMISSIONER OF POLICE v DONLAN, COMMISSIONER OF POLICE v HANSOS
(Clarke JA)
s54 from that interlocutory decision. On this question, which obviously turned
upon the proper construction of the legislative provisions, Samuels JA had this to
say (at 725):
[9] "It seems to me that the natural meaning of the relevant words in s54 is that
an appeal lies against any decision which the tribunal makes on a question of law.
My paraphrase is, on reflection, scarcely less pointed than the original language,
but the notion which the language conveys is that the decision does not bear what
may be its prima facie meaning of dispositive order but is qualified by the
succeeding words 'on a question of law' in a way which displaces that prima
facie sense. The competing constructions to which s54 might be subject are well
conveyed by a case... (Director General of Social Services v Chaney (1980) 47
FLR 80). There, the question was the meaning of the word 'decision' in the
context of the Administrative Appeal Tribunal Act 1975 (Cth) s44(1): 'A party to
a proceeding before the Tribunal may appeal to the Federal Court of Australia, on
a question of law, from any decision... in that proceeding'.
[10] The Federal Court, by a majority, held that 'decision' in that statutory
context was to be given 'a restricted meaning and refers to a final decision or
ory
determination'.
[11] Samuels JA went on to point out that s54 was framed in almost exactly
"the contrary way". In his view "As a matter of grammar the words 'on a
question of law' qualify 'any decision of the Tribunal', and not the words 'appeal
to the Supreme Court'." It followed, in his Honour's view, "that the ordinary
meaning of this language is that an appeal lies against any decision of the
Tribunal which is a decision on a question of law".
Hutley JA, who agreed with Samuels JA, thought that it was clear that there
was a decision on a question of law whenever the Tribunal decided a question of
law, that is, whether before or at the time of giving its decision on the appeal.
This construction of the Act widened the ambit of the appeal provisions.
Nonetheless, Mr Gross QC, has sought to rely on Histon in support of the
proposition that an appeal only lies when the Tribunal expressly refers to a
question of law which it proceeds to determine. According to his submission, in
Histon the Tribunal expressly raised the question as to the meaning of the word
'salary' in the relevant legislative provision and that was a question of law. Where
the Tribunal decided a factual dispute without expressly referring to any legal
questions then, according to the argument, no appeal lay to this Court and Mr
Gross took the court to some authorities which seemed to provide support for that
proposition.
Perhaps the high point of his argument was the judgment of Kirby P in
Wijesuriya v Director General of the Department of Conservation and Land
Management (1994) 54 IR 384. There the learned President said that s54 had
been given a narrow construction in this Court and went on to say "effectively,
it has been held that the Tribunal must identify a question of law and decide it as
such" and quoted Histon's case. This test was expressed by the President in a
passage of his judgment which was not part of the ratio. Despite what might be
thought to be a very limited appeal right the President concluded that an appeal
against the decision of GREAT should be allowed for the reason that in
approaching a factual question GREAT asked itself the wrong question. It is not
presently fruitful to reflect upon the consistency between the test and its
application. Handley JA (at 395) referred to the passage in Azzopardi v Tasman
UEB Industries Ltd (1985) 4 NSWLR 139, at 156 where Glass JA said:
6 UNREPORTED JUDGMENTS
[12] "A finding of fact... may nevertheless reveal an error of law where it
appears that the trial judge has misdirected himself, ie, has defined otherwise than
in accordance with law, the question of fact which he has to answer."
[13] and reached the same conclusion as the learned President, that is, that the
Tribunal had erred in law by asking itself the wrong question. Although,
therefore, on one view the case provides superficial support for Mr Gross's
submission the judgments do not, upon examination, support the proposition that
an appeal lies only when GREAT expressly poses for itself a question of law
which it proceeds to answer erroneously. On the contrary it supports the
proposition that an appeal will lie where GREATs decision has been affected by
an error of law, such as a failure to ask itself the correct question.
In my respectful opinion the true effect of s54 of the GREAT Act is to be found
in the judgment of Sheller JA in Clisdell vy Commissioner of Police (1993) 31
NSWLR 555 at 559:
[14] "However, if in accordance with the general understanding of the
expression 'appeal from a decision', one translates 'decision' to 'order' or
'judgment', used in the sense of an act affecting adversely the rights claimed by
the appellant, the qualification 'on a question of law' is meaningless. It seems to
me, therefore, that 'decision' in s54 is used to include an opinion of the Tribunal
on a question of law upon which its action or decision, as generally understood,
is based."
Further, | would understand the approach of the President In Wijesuriya to be
substantially in accordance with this expression of opinion by Sheller JA.
Accordingly, I would reject the submission that it is necessary for GREAT
expressly to identify a point of law and then furnish its answer to that point before
an appeal will lie under s54. In my opinion the section, properly construed,
enables an appellant to appeal against the decision of GREAT whenever an error
of law, as explained in Azzopardi, is raised. That will occur, as I have previously
indicated, where the Tribunal has asked itself the wrong question.
I return now to the appellant's fundamental submission which, it will be
recalled, is that GREAT asked itself the wrong question. The question which the
Tribunal asked itself, according to Mr Porter QC who appeared for the appellant,
was "What punishment was appropriate in the circumstances?" This was the
wrong question for, according to well established doctrine, the relevant
disciplinary jurisdiction invested in GREAT is protective. More specifically, the
correct question was whether it was in the public interest and the interest of the
Police Service that the respondents should be allowed to continue as police
officers.
The submission raises two questions. First, what test should GREAT apply
and, secondly, did it apply that test in this case?
The answer to the first question is straightforward and is in accordance with Mr
Porter's submission. GREATs jurisdiction in a disciplinary appeal such as this is
of a protective nature. This principle has been laid down in a line of cases relating
to the exercise of disciplinary jurisdiction of which New South Wales Bar
Association v Evatt (1967) 117 CLR 177, at 183-4 is a good example and has
been applied in the context of a Commonwealth policeman in Hardcastle v
Commissioner of Police (1984) 53 ALR 593, at 597 where the Full Federal Court
said:
UWRAMMISSIONER OF POLICE v DONLAN, COMMISSIONER OF POLICE v HANSON
(Clarke JA)
[15] "The object of disciplinary proceedings under the Discipline Regulations
is to protect the public, to maintain proper standards of conduct by members of
the Australian Federal Police and to protect the reputation of that body. The
object of disciplinary proceedings is not to punish."
[16] That seems to me to be a concise and admirable description of the relevant
principle.
Mr Gross conceded that the test was as stated in Hardcastle but contended that
the language used by GREAT should be understood in the context that the Police
Regulations (Appeals) Act 1923 referred, in s61, to the punishment of a member
of the Police Force. For my part I do not think that that Act is relevant to the
problem presently under consideration. The jurisdiction of the tribunal is
essentially protective and GREAT was not concerned with punishment.
Accordingly, the second question to which I earlier adverted arises - Did GREAT
pose for itself the correct test?
This is not a simple question given the abbreviated nature of its reasons. Mr
Porter contends that it is clear that GREAT considered that it was determining the
appropriate punishment for the respondents (who were the appellants before it).
He contends that the words used are supportable only upon that basis but in
addition has argued that if GREAT had asked itself the correct question it could
never have made orders setting aside the dismissals. In other words, having
regard to the objective seriousness of the misbehaviour of the respondents the
only order which could properly have been made 'to protect the public and to
maintain proper standards of conduct by members of the Police Force and to
protect the reputation of that body' was one dismissing their appeals. They were
not fit, in his submission, to be members of the Police Force and the only rational
way in which the reputation of the New South Wales Police Force could have
been protected was by maintaining their expulsion from the force.
The passage in the judgment upon which the submissions have focused is
relatively short and I will set it out in full:
[17] "The evidence presented has convinced the Tribunal that each appellant is
capable of rendering valuable Police service if given the opportunity. In reaching
its decision to allow them that opportunity the Tribunal has given weight to their
previously unblemished record of service, the opinions expressed by senior
police officers who have knowledge of their previous service, and the regard with
which each was held in the community prior to the offences of which they have
been convicted. The Tribunal regards those offences as serious and totally
inconsistent with their duties and oath of office. However, the Tribunal believes
that their actions in committing these offences were an aberration and
uncharacteristic of their normal behaviour. While the conduct of the appellants is
to be deplored, there are circumstances which satisfy the Tribunal that they
should have the opportunity to continue their police service."
Mr Porter sought to reinforce his submission by reference to the statement later
made in the decision relating to Donlan - "The Tribunal has decided that he
should also suffer loss of seniority so as to further bring home to him the
seriousness of his conduct of the night in question" - which was, according to his
submission, the language of punishment.
These submissions cannot lightly be dismissed for, with great respect to
GREAT, the result was a surprising one and there are indications in the language
used in the decision which point in the direction of punishment. On the other
hand GREAT placed much emphasis on the answer to the question whether the
respondents were capable of rendering valuable police service if allowed to
8 UNREPORTED JUDGMENTS
remain in the force. In considering that question GREAT gave weight to the
respondents' previous records, the expressions of opinion of senior Police officers
and their community reputation. Having done that GREAT concluded that the
respondents were capable of rendering valuable service in the future and for that
reason thought that the respondents should have the opportunity to continue in
the force.
In these circumstances I am unable to conclude that GREAT did, as alleged,
pose, and answer, the wrong question. Although I would accept that their
approach is not entirely clear I am unable to conclude that the appellant has
demonstrated the error of law upon which the success of its appeal depends.
For these reasons I would propose that the appeal be dismissed with costs.
Handley JA I agree with Clarke JA.
Powell JA I have read in draft the Judgment which has been prepared by
Clarke JA, with which Judgment and the Orders proposed by his Honour I
understand Handley JA to agree.
Insofar as, in his Judgment, Clarke JA has dealt with the preliminary questions:
1. what is the status to be accorded to the reasons published by the Tribunal in
October 1994; and
2. what must be demonstrated before an appeal to this Court will lie under s54
of the GREAT Act;
I agree with his Honour's conclusions, and I would not wish to add anything
to his reasons for those conclusions. However, I regret that I am unable to share
his Honour's conclusion that the Tribunal did not misdirect itself as to the
questions which, in the circumstances, it was required to determine.
With respect to those who hold a different view, it seems to me that, in coming
to the conclusion which it did, the Tribunal erred in two respects, they being:
1. it failed to appreciate that its role was to review "the Commissioner's"
decision - that is to say, to determine whether that decision was correct - rather
than to make a fresh and independent decision on the material before it; and
2. it failed to appreciate that the power, the exercise of which by "the
Commissioner" was the subject of that review, while it may loosely be described
as a power to punish for an offence found to have been proved, is a power
conferred on the Commissioner, and is to be exercised by him, for the protection
of the public;
So far as the first of these matters is concerned, it is sufficient, in my view, to
remind oneself of what was said by McHugh JA (as he then was), with whom
Priestley JA agreed, in Strange-Muir v Corrective Services Commission of New
South Wales!, which was an appeal under s54 of the GREAT Act: -
"When the legislature gives to a court the power to review or hear an 'appeal'
against the decision of an administrative body, a presumption arises that the court
is to exercise original and not appellate jurisdiction: Ex parte Australian Sporting
Club Ltd; Re Dash (1947) 47 SR (NSW) 283; 64 WN 63. The court hears fresh
evidence and determines the case as at the date of hearing on the materials and
the law then applicable. The rule is not an absolute one and gives way to any
contrary indication in the terms of the statute conferring jurisdiction: Buliders
Licensing board v Sperway Constructions (Syd) Pty Ltd (1976) 135 CLR 616 at
621. The position with respect to the hearing of an appeal by one administrative
1. (1986) 5 NSWLR 234, 249-250)
\WRAMMISSIONER OF POLICE v DONLAN, COMMISSIONER OF POLICE v HANSON
(Powell JA)
body against the decision of another administrative body is perhaps not so clear.
No doubt the matter must ultimately be determined by the terms of the statute
which confers the right of appeal. Unfortunately, however, legislation rarely
gives any definite indication as to the nature of the hearing.
In Horne v Locke [1978] 2 NSWLR 88, Sheppard J held that an appeal to an
Appeals Board by an employee against - the failure of his employer to promote
him had to be determined on the facts which existed at the time of the employer's
decision. His Honour reached this decision notwithstanding that the Board had
power to hear evidence. He held that the Board could hear evidence of events up
to the date of the employer's decision whether or not they were before the
employer but could not hear evidence of events after that date. No doubt the
learned judge's decision in confining the evidence to the date of the employer's
decision was influenced by the terms of the legislation in question. But I think
that his Honour was also influenced (at 101) by the inconvenience which might
occur if an administrative decision of the employer could be set aside by relying
on facts which did not exist at the date of the original decision. Horne v Locke
also decided that the issue for the Board was whether the decision of the
employer was objectively correct and not whether it was reasonably open on the
facts. The decision was approved on this point by Smithers J in Drake v Minister
for Immigration and Ethnic Affairs (1979) 46 FLR 409 at 430; 24 ALR 677 at
699. In that case the Full Court of the Federal Court considered the nature of the
Jurisdiction of the Administrative Appeals Tribunal in reviewing an
administrative decision. That Tribunal has power to admit evidence on the
review. Bowen CJ and Deane J said (at 419, C89):
'The question for the determination of the Tribunal is not whether the decision
which the decision maker made was the correct or preferable one on the material
before him. The question for the determination of the Tribunal is whether that
decision was the correct or preferable one on the material before the Tribunal.'
This passage brings out the point that, although the Administrative Appeals
Tribunal may hear evidence which was not before the administrator, nevertheless
it is the correctness of his decision which remains the focus of review. That is to
say, the Tribunal does not itself make a new decision but reviews the original
decision of the administrator.
It is true that these two decisions were not uninfluenced by the terms of the
legislation which they were considering. Nevertheless they are consistent with
the principle that, in the absence of a contrary legislative indication, the
conferring of a right of appeal to an administrative tribunal against an
administrative decision is not a grant of jurisdiction to make a fresh or original
decision. Uniformity of approach in this area of the law is highly desirable.
Accordingly, I think that those two cases would be taken as establishing that there
is a presumptive rule that in an administrative appeal to an administrative body
the issue is whether the decision was correct when it was made. The hearing is
not de novo. This is so whether or not the tribunal is empowered to hear
additional evidence."
As is apparent from the relevant passage in its Judgment which Clarke JA has
set out on 10-11 of his Judgment, the Tribunal at no time directed itself to the
question whether - either in the light of the material before "the Commissioner"
in October 1992, or in the light of the material before it in September 1994 - the
decision of "the Commissioner" to dismiss the Respondents was correct when it
was made; on the contrary, that passage seems to demonstrate that the Tribunal
believed that its role was to determine, in the light of the material then before it,
10 UNREPORTED JUDGMENTS
in what manner the power which, in October 1992, was conferred on "the
Commissioner" by R44 of the Police Regulations 1990, and, in September 1994
was conferred on "the Commissioner" by s179 of the Police Service Act 1990,
ought then to be exercised. In so doing, the Tribunal, in my view, misdirected
itself.
Even if this were not so, and even if it were open to it to make a fresh, or
original, decision on the question whether or not the Respondents ought to have
been dismissed from the Police Service, the Tribunal, in my view, misdirected
itself as to the matters relevant to be considered before making that decision.
It is to be remembered that the power to dismiss from the Police Service is a
power which, in October 1992, was to be found in that part of the Police
Regulation 1990 which dealt with "Discipline", and which is now to be found in
"Pt9 - Discipline of Members of the Police Service of the Police Service" of the
Police Service Act 1990. It is also to be remembered that the power was, and is,
one which may be exercised in any case in which a departmental charge - which,
if denied, is, in the usual case, to be dealt with by the Police Tribunal (Police
Service Act 1990 s174) which must make a recommendation as to "the penalty"
appropriate to be applied (s175(1)), and which recommendation must be taken
into consideration by, although it does not bind, "the Commissioner" (s175(3)) -
or a criminal charge, against a police officer is duly proved (Police Service Act
s178-s179) whether, or not, in the case of a criminal charge, the relevant court has
proceeded to a conviction. While it might be possible in the case of a
departmental charge involving disciplinary proceedings to characterise the power
as a power to impose a penalty, or punishment, for an offence, the fact that the
power is also exercisable in respect of an offence for which a court may impose,
or has imposed, a penalty, or punishment, makes it clear that the true objects for
the attainment of which the power was granted, and for which it is to be
exercised, is, not punishment, but the protection of the public, to maintain proper
standards of conduct on the part of members of the Police Service and to protect
the reputation of the Police Service (see, for example, Hardcastle v
Commissioner of Police.?
The passage from its Judgment which Clarke JA has set out on 10-11 of his
Judgment, in my view, makes it clear that, far from considering whether, having
regard to those objects, the decision of "the Commissioner" to dismiss the
Respondents was correct, the Tribunal was concerned to determine whether, in all
the circumstances - including those matters personal to each of the Respondents
- dismissal from the Police Service was too great a punishment for the offences
of which the Respondents had been convicted. In proceeding in this way, the
Tribunal, in my view, not only misdirected itself, but failed to take into account
the facts: -
1. that the offence of assault occasioning actual bodily harm is a felony
carrying a maximum penalty, following a conviction on indictment, of penal
servitude for 5 years, or if dealt with summarily, imprisonment for 2 years;
2. common assault, although a misdemeanour, carries a maximum penalty of
imprisonment for 2 years if dealt with on indictment, or 12 months if dealt with
summarily;
3. although each of the Respondents claimed that, on the night in question, he
acted solely in self-defence, the magistrate found that the Respondents had acted
in concert deliberately to assault the victim;
2. (1984) 53 ALR 593,597
\WRQMMISSIONER OF POLICE v DONLAN, COMMISSIONER OF POLICE v HANSON
(Powell JA)
4. having delivered his Judgment and found the Respondents guilty of each of
the offences charged the magistrate expressed the view that a custodial sentence
had to be considered;
5. prior to their being sentenced, the Respondents had been dismissed from the
Police Service;
6. in his remarks before imposing sentence, the magistrate said: - "BENCH:
The finding of the facts which I made in relation to both the defendants was that
it was a joint enterprise. It wasn't a coincidence that the two of them met up
together. The circumstances were all the parties had been at the hotel for some
time. They were all affected by alcohol, despite the evidence of one of the victims
that they considered that the defendants were asserting their authority as police
officers when they approached them. I take Into account the fact that the police
officers were not on rostered duty, a police officer is always on duty as regards
his obligations as a police constable. The police officers must be aware that they
have that authority at all times and that the public are also aware of that. This Is
a matter whether they were police officers or not, a term of imprisonment because
of the circumstances of the assaults, a prison sentence is warranted. I take into
account that they had no prior convictions whatsoever and there is affirmative
evidence in respect of both defendants of their good character. I note that they
both will suffer severely as a result of their loss of employment as police officers.
I must take into account that they do not have the ability or claim that say a
labourer or a bricklayer might have, that this type of offence might have been
more in character with their upbringing and the circumstances and culture in
which they worked. A police officer because of the fact that he is a police officer
in all his duties should be more conscious of his obligation not to engage in this
sort of behaviour. In the circumstances, and in respect of each offence I give the
same penalties in respect of each offence to both police officers. I come to that
final result by different courses in respect of each of them but in the upshot it
brings the same penalty. One is an older man and has a longer period of prior
unblemished record. The other gentleman did not participate as fully in the
physical contact. I am satisfied that they both participated by mutual agreement,
it was not two individuals acting not in concert with each other. Please stand up
Mr Donlan and Mr Hanson.
IN EACH MATTER YOU ARE CONVICTED. The court has been informed
that you consent to perform community service, is that correct?
DONLAN: Yes sir.
HANSON: Yes sir.
BENCH: The purpose of the order is that as punishment for the offences for
which you have been convicted you are to perform unpaid community. This is a
direct alternative to going to gaol. If you do not complete the order satisfactorily
further action can be taken against you and the order can be revoked. It can also
be revoked if you are sentenced for other offences. If it is revoked then you can
be sent to prison."
which remarks make it clear, in my view, that the principal reason for the
Respondents not being given a custodial sentence was their dismissal from the
Police Service;
7. the Respondents' appeal to the District Court against conviction was
dismissed by Phelan DCJ;
8. if the Respondents had, in fact, been given a custodial sentence, any appeal
against "the Commissioner's" decision to dismiss the Respondents from the
Police Service would, in my view, have been hopeless;
12 UNREPORTED JUDGMENTS
9. the fact that, because of their dismissal from the Police Service, the
Respondents were not given a custodial sentence could hardly justify a finding
that "the Commissioner's" decision to dismiss was, in all the circumstances,
erroneous.
The Orders which, for these reasons, | would favour are:
1. ORDER that the Appeal be upheld.
2. ORDER that the matters be remitted to the Tribunal to reconsideration
according to law.
3. ORDER that the Respondents' pay the Appellant's costs of the Appeal but,
if qualified, have a certificate under the Suitors' Fund Act 1951.
Appeal dismissed with costs.
COUNSEL:
Appellant: CA PORTER QC and G WILLIS
Respondent: BJ GROSS QC and RW WHITE
SOLICITORS:
Appellant: OFFICE OF THE SOLICITOR NSW POLICE SERVICE
Respondent: COHEN AJAKA and WALTER
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