BOURKE v PAN PACIFIC PTY LTD (IN LIQ); BOURKE v LINER SERVICES PTY LTD (IN LIQ); BOURKE v CONAUST (NSW) PTY LTD [1996] NSWCA 58
NSW Caselaw
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BOURKE v PAN PACIFIC PTY LTD (IN LIQ); BOURKE v LINER
SERVICES PTY LTD (IN LIQ); BOURKE vy CONAUST (NSW) PTY LTD
SUPREME COURT OF NEW SOUTH WALES COURT OF APPEAL
PRIESTLEY and SHELLER JJA and COHEN AJA
19 November 1996, 4 December 1996
[1996] NSWCA 58
NEGLIGENCE — workplace injury — assessment of damages — credibility of
witness — trial Judge's findings of fact not disturbed — Devries v Australian
National Railways Commission (1993) 177 CLR 472
The appellant suffered workplace injuries on four separate occasions during his
employment as a tally clerk. He was employed at the relevant times by the three
respondents. The appellant brought four different sets of proceedings claiming damages in
negligence. The first two claims concerned injuries sustained by the appellant on 27 April
1982 and 24 January 1983, while he was employed by the first respondent. The appellant
claimed against the second respondent for injuries suffered on 5 August 1985, and also
against and third respondent in relation to injuries suffered on 4 July 1986.
Sully J found that the 1982 injury was caused by the first respondent's negligence. His
Honour found that the appellant had been incapacitated as a result of the injury, and that
he should be compensated for loss of earning capacity and expenses up until his
termination in October 1986. His Honour also concluded that the appellant's evidence
should not be accepted on a matter of substance where it was not corroborated by
independent evidence. His Honour give judgment in favour of the first respondent in
relation to the second injury, because there was no evidence independent of the appellant
himself to corroborate his allegations.
In relation to the third and fourth claims, his Honour found negligence on the part of
the second and third respondents, and awarded general damages in favour of the appellant.
The appellant appealed against the trial Judge's findings and treatment of the evidence,
and claimed that the awards of damages were inadequate. He also argued that there should
have been a finding of negligence against the first respondent in relation to the second
claim.
HELD:
1. It was open to the trial Judge to find that the appellant probably suffered a muscular
ligamentous injury in the 1982 incident, and that he was fit to work by October 1986, if
not before. The award of damages based on this closed period was appropriate in the
circumstances.
2. If a Judge finds himself or herself unable to rely on a party to tell the truth in relation
to matters of substance, and there is no other acceptable evidence on the matter, the Judge
may reject the party's evidence for that reason. The trial Judge rejected the second claim
against the first respondent because there was no evidence independent of the appellant to
corroborate his allegations, and he did not find the appellant to be a credible witness. This
was a matter within his Honour's discretion, and his finding should not be disturbed:
Devries v Australian National Railways Commission (1993) 177 CLR 472 at 479.
3. There was no basis for challenging the conclusion that damages should have been
awarded for the closed periods determined by the trial Judge. The amounts awarded in
respect of the third and fourth claims were not outside the range of a sound exercise of
discretion.
ORDER
Appeals dismissed with costs
Priestley J I agree with Sheller JA.
2 UNREPORTED JUDGMENTS
Sheller J INTRODUCTION
The appellant, Colin George Bourke, appeals from decisions of Sully J given
on 15 October and 30 November 1993. His Honour heard together four claims in
different sets of proceedings against three defendants which, at the relevant times,
employed the appellant as a tally clerk. Two of the claims were made by the
appellant against the first respondent, Pan Pacific Pty Ltd, and concerned
workplace injuries the appellant said he suffered on 27 April 1982 and 24 January
1983. The third claim was against the second respondent, Liner Services Pty Ltd,
for workplace injuries suffered by the appellant on 5 August 1985. The fourth
claim was against the third respondent, Conaust (NSW) Pty Ltd, for workplace
injuries suffered by the appellant on 4 July 1986. After a detailed review of the
evidence including his medical and employment history, Sully J formed the view
that the appellant's credit was such that his evidence should not be accepted on
any matter of substance which was not corroborated by credible independent
evidence. Undoubtedly this conclusion was open.
THE FIRST CLAIM AGAINST PAN PACIFIC
The appellant alleged that on 27 April 1982 he was struck by a fork lift truck
while in Pan Pacific's employ. The driver of the truck had alighted to assist two
storemen. The truck then rolled back and hit the appellant on the right side, while
he was stepping out of the way, and knocked him into a stack of pallets. Sully J
accepted that the appellant had suffered an injury and that it was occasioned by
a negligent failure on the part of Pan Pacific to ensure that the fork lifts, which
were being used in loading and unloading containers of the kind on which the
appellant was then working, were reasonably safe for the purpose. Sully J
dismissed the defence of contributory negligence. His Honour said that the
appellant's case on damages was simple. He alleged he had suffered a traumatic
injury to his lumbar spine causing a disc protrusion at L5/S1, which had resulted
in a constantly symptomatic back exacerbated by the supervening injuries alleged
in January 1983, August 1985 and July 1986. He contended that he would have
this symptomatic back condition for the rest of his life, that it had made him
permanently unemployable after October 1986 and that it had catastrophic effects
upon his personal and social life. The appellant's claim was for $657,000. Sully
J found that the evidence did not support an overall award of that magnitude. His
Honour said:
"T have come to the conclusion that the evidence is in such a condition of
confused and confusing possibilities, that the only safe finding on the
probabilities is that the plaintiff should be compensated for wages lost and for
out-of-pocket expenses incurred by reason of the condition of his back, up to the
termination of his employment on 31 October 1986. It should be found on the
probabilities that thereafter he was fit for his work as a tally clerk and remains fit
for it."
His Honour awarded $16,000 for general damages with interest on $11,000 of
this for 11.25 years at 2 percent per annum computing at $2,530, $1,509.52 for
out of pocket expenses and $3,300 for past economic loss with interest of $5,094.
An amount of $1,298.20, representing payments of workers compensation, was
offset against this sum to produce a verdict for the appellant on this claim of
$27,135.32. His Honour ordered the first respondent to pay three-quarters of the
appellant's taxed costs of the proceedings.
SECOND CLAIM AGAINST PAN PACIFIC
URQURKE v PAN PACIFIC PTY LTD (IN LIQ); BOURKE v LINER SERVICES PTY LTD (I
LIQ); BOURKE v CONAUST (NSW) PTY LTD (Sheller J)
The appellant claimed that on 24 January 1983, while employed by Pan
Pacific, as he was walking along an alley way from the clerk's office in E shed,
where he had gone to pick up a manifest, he tripped over some goods which were
protruding into the alley way over yellow safety lines. He fell forward, put his
hands out to protect himself and, as he saved himself from going down
frontwards, went backwards onto another stack of pallets and hurt his back.
Whereas the appellant's case was in some respects supported by other witnesses
in the first claim, there were no independent witnesses of this incident. Having
referred to what he regarded as curious features of the appellant's case, his
Honour said that there was no evidence independent of the appellant himself
which, if accepted, would corroborate his allegations in relation to this claim. "In
those circumstances, and consistently with the approach earlier explained, I am
not prepared to make a finding that the plaintiff has established on the
probabilities that there was an incident as alleged, being an incident which can
be sourced to actionable negligence on the part of Pan Pacific." His Honour gave
judgment for the first respondent on this claim.
CLAIM AGAINST LINER SERVICES
The appellant alleged that on 5 August 1985, while he was employed by Liner
Services, he was working up in the top shed going to unpack a container when
a fork lift with pallets on it drove into his back and knocked him nine to twelve
feet forward. The appellant called witnesses to support this claim and his Honour
found that the totality of the evidence touching upon the overall system of work
which was on foot at the relevant place and time sufficiently established that it
would not have been far fetched or fanciful to understand that such a system was
likely to result in workplace injuries of the kind which the appellant described.
Again he dismissed a defence of contributory negligence and gave judgment for
the appellant. His Honour said that the injury to his back was to be understood
as having entailed the aggravation, for a closed period, of a pre-existing
condition. He found that the appellant was incapacitated between 5 August and
2 September 1985, a period of four weeks. He assessed general damages at
$2,000 and, after further argument about loss of wages and out of pocket
expenses, gave judgment for $2,320. The addition represented interest. It was
conceded that the appellant's normal salary for the period and out of pocket
expenses were paid by way of workers compensation. He ordered each party to
pay their own costs.
CLAIM AGAINST CONAUST
The appellant alleged that on 4 July 1986, while in the employ of Conaust, as
he was moving out of the way of a vehicle he tripped on dunnage and injured his
right ankle and right elbow. He claimed later to have developed pain in his back
as a result of this episode. The appellant called a witness in support of his claim
and his Honour found there was sufficient corroboration of the appellant's version
to carry the day as to whether the incident occurred. He found negligence and
dismissed the claim of contributory negligence.
Sully J was not prepared to find that the appellant suffered any injury as a result
of the incident of 4 July 1986 other than a twisting of the right ankle and a
bruising injury to the right olecranon. He was satisfied on the probabilities that
those injuries involved the appellant's absence from his employment for a period
of eight weeks or thereabouts up to 2 September 1986. He awarded $2,000 for
general damages adjusted after further argument by an amount of $140 for
interest, which amounted to $2,140.
APPELLANT'S GROUNDS OF APPEAL
4 UNREPORTED JUDGMENTS
The solicitor then acting for the appellant filed four notices of appeal which
were in substantially the same terms except that the second, directed to the
dismissal of the second claim against Pan Pacific, asserted that his Honour had
erred in making a finding that that respondent was not negligent. All the grounds
of appeal were directed to his Honour's findings and treatment of the evidence.
A claim that damages, in so far as awarded, were inadequate can be inferred from
all the notices of appeal. On their face all appear to raise the difficulty that
appellants encounter in seeking to have an appellate Court set aside the trial
Judge's findings of fact: Devries v Australian National Railways Commission
(1993) 177 CLR 472 at 479. In the present case these difficulties were greater
because of Sully J's detailed consideration of the evidence and findings about the
appellant's credit.
On the hearing of the appeal, the appellant appeared for himself. He filed no
written submissions and, I think understandably, acknowledged that he was not
capable of undertaking an analysis of the trial Judge's judgments and the
evidence. The evidence, particularly the medical evidence, was complex. On a
rough count there were thirty-nine medical reports from fifteen doctors in
evidence. Sully J said:
"These reports were, to speak bluntly, dumped upon the Court at trial in an
uncollated and undigested mass from which the Court has been left to do the best
it can to deduce rationally a reasonable overview of the plaintiff's medical and
employment histories.
So far as this mass of documentary material is concerned, I share the views of
a number of the doctors whose opinions I have been summarising. That is to say,
I, also, find it impossible to arrive at a confident overview of the plaintiff's
medical and employment histories. There are so many conflicting opinions
expressed in the medical reports that, without the benefit of cross-examination,
any drawing of conclusions on the probabilities from that mass of material
necessarily involves as much intuitive response as logical deduction.
I presume to say that there must be, in my opinion, a more satisfactory way of
getting at the truth of a plaintiff's medical and employment histories."
The appellant made short oral submissions in which he emphasised one point
which suggested an argument of some force in his favour. Sully J said that the
only safe finding about the April 1982 injury, on the probabilities, was that the
appellant should be compensated for wages lost and for out of pocket expenses
incurred by reason of the condition of his back up to the termination of his
employment on 31 October 1986. "It should be found on the probabilities that
thereafter he was fit for his work as a tally clerk and remains fit for it." His
Honour's reasons do not demonstrate why this date was chosen. He had found
that in April 1982 the appellant suffered a low back injury, probably involving a
muscular ligamentous injury. He did not think that the disc protrusion shown, in
particular, by a CAT scan of the appellant's lumbar spine performed in 1989
could be related back to the April 1982 injury.
Mr Bourke referred us to Conaust's answer of 22 November 1988 to a request
for information about the date the appellant's employ ceased and the reason for
this: "He was deregistered 31.10.86 'medically unfit'." On 22 October 1986 the
New South Wales Superintendent of the Association of Employers of Waterside
Labour wrote to Mr Bourke, referred to an earlier letter of 18 September 1986,
which was not in evidence, and continued as follows:
URQURKE v PAN PACIFIC PTY LTD (IN LIQ); BOURKE v LINER SERVICES PTY LTD (IIs
LIQ); BOURKE v CONAUST (NSW) PTY LTD (Sheller J)
"As previously discussed with you, by your submission of subsequent medical
certificate issued by Dr JG Blyth on 19th September, the content of that letter was
nullified. In view of the medical reports however, we did arrange for you to be
medically examined at the Trade Union Medical Co-Operative Society on 23rd
September. The report from the examining medical officer, Dr P Honeyman, was
issued on 6th October. As the doctor seemed of the opinion that the duties of a
disability clerk did not entail standing or moving around, we had to seek
clarification of his opinion. That clarification was received in a letter of 16th
October in which the doctor states 'if you say that the job involves 7 hours or
more of standing, I also consider under that definition he would not be fit at
present to do that sort of job.' The doctor also states in that letter that 'it would
not be safe to employ him in this sort of job...'.
In view of the doctor's report, we have no option but to terminate your
employment on medical grounds. Accordingly, we hereby give you notice that
your employment with AEWL will terminate as from Friday 31st October, 1986.
We will arrange for payments in lieu of your outstanding leave credits to be
available for you at the AEWL. Accounting Office, MSB No 4 Bond Store,
Hickson Road, Sydney, on Thursday, 6th November 1986.
We also shall advise the Secretary of the Waterfront Retirement Fund of your
termination of employment on medical grounds. A cheque covering your benefit
from that fund will be sent to you by the Fund Secretary as soon as practical."
Dr Honeyman's report of 6 October was not in evidence nor was he called to
give evidence.
On or about 24 December 1986 the new South Wales Superintendent wrote to
the Union on a without prejudice basis that:
"1. Mr Bourke will be re-registered to the shipping clerks disability roster
forthwith.
2. Mr Bourke's registration will be reviewed on receipt of the specialist report
from Dr Selby-Brown.
3. The re-registration of Mr Bourke is on the clear and absolute understanding
that Mr Bourke and the Federation will not pursue any claims for wages for the
period since 31st October 1986 and Mr Bourke's re-registration."
The appellant refused to give any such undertaking. Sully J referred to Dr
Honeyman's report of 6 October 1986 which triggered the notice of termination
from 31 October 1986. Mr Bourke pointed to the inconsistency between his
Honour's finding that after 31 October 1986 the appellant was fit for his work as
a tally clerk and remained fit for it, and the medical evidence that at that time he
was not fit to do the duties of a disability clerk and in consequence his
employment was terminated. His Honour's resolution of this apparent
inconsistency was as follows:
"The assessment of damages in relation to the plaintiff's first action against Pan
Pacific is a matter of special difficulty. The case is not one where it can be found
on the probabilities that the plaintiff has never worked at all since 27 April 1982,
and that for reasons capable of being sheeted home by reliable medical evidence
to the injury which I have found him to have suffered on that day. All to the
contrary, the plaintiff was off work for a comparatively short time and then
worked on and off until the date, (24 January 1983), of the alleged second
incident. As soon thereafter as August 1983, the plaintiff was completing an
application form for employment by Liner Services, obviously considering
himself fit for his normal work as a tally clerk. In December 1983 after Pan
Pacific went out of business, the plaintiff, although apparently enrolled on the
6 UNREPORTED JUDGMENTS
disability roster at least for some time, appears to have been 'picked up' fairly
regularly for various work assignments. In March of 1986, when the plaintiff
returned to the 'Pick-up Centre', he was eventually enrolled, as it would seem,
on the fit roster and was so enrolled when 'picked up' by Conaust. The
termination of the plaintiff's employment on the waterfront on 31 October 1986,
cannot simply be attributed, on the probabilities, to the injury which he suffered
in April 1982, even if some allowance be made for the exacerbating injuries
which I have found him to have suffered on 5 August 1985. All to the contrary,
the termination in October 1986 of the plaintiff's waterfront employment was the
culmination of a tangled skein of events which included, very significantly as it
seems to me, a course of behaviour on the part of the plaintiff that was both
aggressive and abrasive, both towards his employers and his Union colleagues.
Superimposed upon all of that is the further consideration that the plaintiff's
general physical condition left a great deal to be desired: there are several
references throughout the various medical examinations of the plaintiff of his
obesity and general lack of condition. In addition, the plaintiff's medical and
employment histories show, quite apart from the four incidents in respect of
which he now sues, constant alleged workplace injuries, involving especially his
right ankle, and associated absences from work. I do not think that it can be
merely coincidental that the plaintiff has attracted, time and time again, comment
from examining doctors remarking upon his aggressiveness, non-co-operation
and obvious lack of motivation. There is, finally, the impact of the following
evidence given by the plaintiff during his cross-examination by learned counsel
for Liner Services:
'Q. You at no time since you first suffered injury in respect of which these
proceedings are brought considered yourself unfit for work as a tally clerk have
you A. No.
Q. In fact, as recently as last year you considered yourself fit for that work? A.
Yes.
Q. You still do? A. That's correct.'
There followed, immediately, this passage of cross examination by learned
counsel appearing for Conaust:
'Q. The reason you don't get offered that work is because of problems with
your Union? A. Beg your pardon.
Q. The reason you don't get offered that work is because you have problems
with your Union? A. Problems with both parties, the Union and the employers,
Sir"
In short, Sully J did not accept that if unfitness was the reason for the
appellant's termination, and this was doubtful, that that had anything to do with
the injuries for which the appellant sought to recover damages. I shall return in
a moment to deal specifically with the appeal against his Honour's assessment of
damages in the first claim against Pan Pacific.
APPEAL AGAINST DISMISSAL OF SECOND CLAIM AGAINST PAN
PACIFIC
His Honour rejected this claim because he did not accept the appellant's
account of the incident. In particular his Honour was of the opinion that there was
no evidence independent of the appellant to corroborate his allegations. He had
already expressed his view about the appellant's credibility. If a Judge finds
himself or herself unable to rely upon a party to tell the truth on matters of
substance, and there is no other acceptable evidence on the matter, the Judge may
reject the party's evidence for that reason. However, this should not be simply a
URQURKE v PAN PACIFIC PTY LTD (IN LIQ); BOURKE v LINER SERVICES PTY LTD (IM
LIQ); BOURKE v CONAUST (NSW) PTY LTD (Sheller J)
mechanical exercise. Parts of an unreliable witness's evidence may be true.
Whatever the Judge's overall view of the party's reliability, the party's evidence
on particular matters must be weighed and considered. However Sully J did not
approach the evidence in any limited mechanical way. Amongst other things his
Honour noted that although the appellant was well acquainted with the existence
of the accident report book maintained at his place of employment and familiar
with the management requirement that any such injury as he alleged be reported
promptly and formally, he never recorded the alleged occurrence in this book. He
had no explanation for the absence of an appropriate notation. There was no other
corroborating evidence. In my opinion the appeal against the rejection of this
claim must fail.
APPEAL AGAINST ADEQUACY OF DAMAGES AWARDED AGAINST
LINER SERVICES
His Honour's conclusion was based upon the contemporaneous notes made by
the port doctor, Dr Blyth, who treated the appellant until June 1988, from which,
his Honour said, it was possible to glean a number of valuable indications
concerning the progress of the appellant's medical and employment situations.
Those notes referred to the incident on 5 August 1985, recounted the nature of the
injury, and, after four intervening notes, recorded on 29 August 1985 that the
appellant was fit for work as from 2 September 1985. This conclusion was
supported by a report of Dr Bloch of 12 August 1985 except that, on that date,
Dr Bloch thought the appellant was fit for his tally clerk duties forthwith. He
reported that no disability had resulted from the injury of 5 August.
In my opinion there is no basis for challenging his Honour's conclusion that
the effect of the injury did not extend beyond the closed period. The manner of
assessment of special damages for this period was not in dispute. The amount of
general damages awarded was not outside the range of a sound exercise of
discretion. The appeal against the judgment in respect of this claim fails.
APPEAL AGAINST ADEQUACY OF DAMAGES AWARDED AGAINST
CONAUST
For like reason this appeal fails. It was open to Sully J to find based on Dr
Blyth's notes that the injury on 4 July 1986 involved a twisting of the right ankle
and striking of the right elbow with some bruising and that the appellant was fit
for work on 2 September 1986. For such a closed period of injury an award of
general damages in an amount of $2,000 was not outside the range and the parties
were agreed that workers compensation payments for the period equalled or
exceeded any amount that could be claimed for wage loss and out of pocket
expenses.
APPEAL AGAINST ADEQUACY OF DAMAGES AWARDED AGAINST
PAN PACIFIC ON THE FIRST CLAIM
If Sully J was correct in concluding that the appellant's right to compensation
ended on 31 October 1986, the damages he awarded for economic loss were said
to accord with the evidence that no more than approximately eleven weeks of
incapacity were certificated. If anything, it appears from the submissions about
economic loss that his Honour's award may have been generous. This however
leaves open the question whether his Honour erred in concluding that the effects
of the injury ceased in terms of the appellant's fitness for work on 31 October
1986.
Unassisted by full submissions from the appellant, it has been necessary to
examine the evidence, particularly the medical evidence, in some detail. It should
be noted that two CAT scans were performed on the appellant's lumbar spine, the
8 UNREPORTED JUDGMENTS
first on 11 May 1983 and the second by Dr Roberts on 8 March 1989. The second
revealed that at L5-S1 there was a little narrowing of the AP diameter of the bony
canal and the L5-S1 disc bulged centrally into the canal where it indented the
caudo equina. No other abnormality was seen.
The medical evidence covered two periods, the period up to the end of 1986
and the period thereafter, which in terms of medical evidence starts in 1988. Most
of the evidence consisted of written reports or notes. Four doctors gave oral
evidence, namely Drs Thomas, Selby-Brown, Ganora and Smith. Sully J made no
express reference to the oral evidence of Dr Ganora though he did to the oral
evidence of the other three doctors. This appears to be an oversight. For reasons
of fairness to which he referred his Honour gave no weight to a report of 18
March 1983 by Dr Vago, to whom the appellant was referred by an insurer, and
I shall say no more about it.
Sully J dealt with the medical reports chronologically, quoting the significant
passages from them, and with the oral evidence of the three doctors, again
quoting the significant passages from their evidence. Having done so, he said he
was not prepared to accept that this evidence tended to corroborate the
appellant's own evidence as to his developing medical situation following the
April 1982 incident.
The first thing to observe is that his Honour accepted Pan Pacific's submission
that as a result of this injury the appellant was entitled to no more than $300 per
week for a period of eleven weeks "representing the aggregate of a number of
individual periods which are set out in self explanatory detail in the relevant
portions of the defendant's written submission." That written submission is
available to us and indicates that the eleven weeks were between late January
1983 and the end of May 1983. During that time the appellant consistently
complained of pain in the back, cramps and paraesthesia in his legs down to the
feet. Apart from a complaint on the day of the accident to the port doctor, there
was no other contemporaneous record of complaint until 18 June 1982 when the
appellant saw his family doctor, Dr Sekel, who found on examination an area of
slight tenderness over the lower four thoracic vertebral spines and made no other
significant findings. He prescribed some conventional medication and furnished
a medical certificate for home rest of one week which notified a diagnosis of
"strained back at work".
The appellant was next examined on 21 January 1983 by Dr Sekel's partner,
Dr Lowy, who could find no abnormality of the appellant's lumbar sacral spine.
Commenting on Dr Lowry's examination Dr Sekel said:
"He had an enlarged liver, which had been present for many years and had
previously been related to his significant alcohol intake. Dr Lowy felt that the
majority of his symptoms were due to his enlarged liver and advised him
accordingly."
Dr Lowy felt that some part of the back pain could be related to muscle strain
from his playing squash for one hour a few days previously. Dr Sekel last saw the
appellant on 16 February 1983 when he referred him for physiotherapy and
advised him that he was fit for his normal duties as a tally clerk. He advised him
to return to work.
Thereafter the appellant saw Dr Elliott, an orthopaedic specialist, who opined
on 28 February 1983 that he may have sustained a soft tissue injury to his back.
The doctor did not believe that he had done any serious damage to his back and
believed he was fit to do his job as a clerk. Dr Smith, who gave oral evidence,
and whom Sully J found to be an impressive witness, in April 1983 thought there
URQURKE v PAN PACIFIC PTY LTD (IN LIQ); BOURKE v LINER SERVICES PTY LTD (IN
LIQ); BOURKE v CONAUST (NSW) PTY LTD (Sheller J)
was a tenderness well localised to the fifth lumbar spinus process and was of
opinion that the appellant was fit for work not involving lifting, bending,
prolonged sitting or standing or bending particularly in awkward positions. He
regarded the appellant as fit for work as a tally clerk. Dr Smith arranged for the
appellant to have the first CAT scan.
In May 1983 the appellant saw Dr Bornstein, who could find no objective
physical signs in the patient and thought it reasonable "to allow him to have a
manipulation, he should thereafter at least attempt to resume work, and I have
told him this in no uncertain terms." Dr Bornstein said: "His disability depends
entirely upon symptoms but there are no physical signs to back him up." On 7
November 1983 Dr Bornstein said that the appellant was "certainly" fit for his
clerical duties. He thought that the appellant appeared to have a genuine
complaint of back pain but noted "a certain measure of hyper reactivity on
examination" and felt this indicated "a marked exaggeration of his complaints
although he may well have some mild pain."
Dr Smith, who had seen the appellant on a number of occasions, thought it
reasonable to leave any further assessment of his fitness to Dr Bornstein. The
appellant saw Dr Bornstein again on 24 August 1984. Dr Bornstein said:
"In view of the total absence of corroborating special investigations and
muscle spasm in the lumbar spine, I have to conclude that this patient is
malingering. I consider him fit for his present duties despite the fact that he is
entering complaints into the entry book."
On 28 September 1984 the appellant was examined by Dr Millons, who
concluded that it was doubtful whether the appellant had suffered anything more
than a contusion to his back in the incident of 27 April 1982. He felt that the
appellant's general picture was of an unfit man exaggerating his complaints.
He was of the view that the appellant was well able to perform his work as a
tally clerk.
Dr Smith again examined the appellant on 12 July 1985. He expressed the
view that he was then fit for work "provided he is able to avoid heavy lifting and
prolonged bending....... although I think work as a tally clerk would be associated
with some increase in his pain I think this should be tolerable and acceptable."
On 9 August 1985 the appellant was examined by Dr Bloch, who expressed the
conclusion to which I have already referred. Both Dr Bornstein and Dr Bloch
considered that the CAT scan performed on 11 May 1983 showed nothing
abnormal.
There is nothing in the evidence so far referred to which would persuade me
that his Honour erred in the conclusion he came to. The most that can be said is
that his Honour may have been generous to the appellant in extending the period
of incapacity for the April 1982 injury up to October 1986. The medical
consensus was that the appellant was fit for work as a tally clerk well before that
date. It was open to his Honour to conclude, as he did, from the medical evidence
that in April 1982 the appellant suffered a low back injury probably involving a
muscular ligamentous injury.
Dr Selby-Brown saw the appellant once on 18 December 1986. He was unable
to find any abnormal neurological findings in either of the appellant's lower
limbs. He found a variable degree of tenderness to palpitation and diagnosed a
muscular ligamentous injury to his back but could not exclude a disc lesion. On
the assumption that in 1983 there was no abnormality on the CAT scan and that
the appellant had continued over the years to be grossly overweight and obese,
Dr Selby-Brown was asked whether it would be fair to ascribe the changes seen
10 UNREPORTED JUDGMENTS
on the 1989 CAT scan to natural degeneration taking place within his spine over
those years, particularly having regard to his weight. He said:
"T certainly consider that it would be a factor to be considered. The narrowing
of his canal, of course, is a congenital situation, but the central disc bulging
certainly would have to be looked at whether it was of a degenerative nature, and
overloading a disc is one way to make it degenerate.
Q. If a CAT scan taken some 18 [sic] months after the accident in April 1982
was clear, and the CAT scan in 1989 shows the abnormality which you have seen,
it would be more likely, would it not, that those changes are due to age rather than
anything that happened to him on 27 April?
A. That's one of the possibilities. One would have to consider that it is age,
secondly, that he had a further injury or, thirdly, that possibly there was damage
done in 1982 which had not become apparent on the scan and it was only with
the passage of time that such - that further changes occurred in addition to being
injured at that time, such that they became visible on the scan."
Beginning on 6 September 1988 the appellant was examined by a number of
doctors during the period up to the date of the trial in August 1993. On 6
September 1988 Dr Bornstein said that there were no objective physical signs
whatever and "it would appear that there is a strong psychogenic component to
his presentation - either conscious or unconscious." As the result of an
examination on 31 January 1989, Dr Opie expressed the conclusion that the
appellant's physical examination revealed several inconsistencies which cast
doubt on the validity of his claim. On 8 March 1989 Dr Roberts performed the
second CAT scan of the appellant's lumbar spine. In November 1989 the
appellant was referred to Dr Morse, a consultant psychiatrist, who reported:
"He said he would be able to carry out the work as he did under the disability
scheme but couldn't do other work required in the normal day-to-day operations
of a tally clerk. As mentioned, sporting and other activities have been very much
reduced and restricted.
I see the prognosis as very poor. This is stated because of the length of time
he has had both the physical and emotional symptoms and the other factors which
are causing his distress and are continuing and I see him as being physically and
emotionally disturbed probably for the rest of his life due to the effect of the
accident and the other factors that have occurred."
On 23 November 1989 Dr Bornstein examined the appellant and reported that
he did not consider he suffered a significant injury but as the result of an
examination conducted on 8 October 1990, Dr Bornstein said he believed the
appellant "psychologically to be totally unfit for any form of employment."
"However I do not believe that this incapacity is in any way related to a
physical problem....... Physically I believe him fit for employment,
psychologically probably unfit."
Dr Tooth reported a definite exaggeration and a magnification reaction and
factors other than the actual injury as determining the causation and being
responsible for the perpetuation of symptomatology. The appellant was assessed
on 3 October 1991 by Dr Shand, a consultant psychiatrist, who summed up his
impressions as follows:
"Tt must be said that he has been accident prone. Not much by orthopaedic
diagnosis comes out of the reports. Lumbo-sacral strain appears to have been the
favoured diagnostic label by those Orthopaedic Surgeons who did offer
diagnoses. X-rays have not disclosed serious or significant organic disorder.
From my assessment whatever nervous disorder he may still have would
URQURKE v PAN PACIFIC PTY LTD (IN LIQ); BOURKE v LINER SERVICES PTY LTD (iN
LIQ); BOURKE v CONAUST (NSW) PTY LTD (Sheller J)
certainly not prevent him from working. Prognosis for future health and
employment remains largely in the orthopaedic sphere."
In the same month the appellant was re-examined by Dr Bornstein, who
considered him to have a strong overlay which was clouding both his own
perception of discomfort and his real disability, if any, to the point that it was
virtually impossible to assess if there was a disability. "Under these
circumstances and with the lack of actual physical signs of a hard nature, I can
only come to the conclusion that there is very little, if anything, wrong with this
man's back."
On 6 November 1991 Dr Lennon, who had previously seen the appellant,
re-examined him and reported there was significant embellishment of the
symptom complex and evidence of exaggeration of the disability. Dr Lennon had
little doubt that the appellant could resume his prior work as a tally clerk but that
there appeared to be little motivation to do so.
Dr Ganora, who examined the appellant on 3 March 1992, at the request of his
solicitors, felt that it was not possible to arrive at a specific diagnosis as to the
cause of his persisting symptoms on the basis of clinical assessment alone. He
said:
"Accepting the possibility that Mr Bourke has sustained lumbar intervertebral
joint injury as a result of the episodes he described, he would be unfit for work
that requires substantial manual handling or repeated bending or twisting. This
would not preclude him from performing the work of a tally clerk, which does
not require substantial manual handling. It should be noted, however, that his
persisting symptoms and ongoing difficulties have led to a state of considerable
inactivity and de-conditioning which would substantially have diminished his
tolerance of sustained work activities. Therefore he would require extensive work
conditioning and up-grading of physical tolerance to cope with re-employment.
He would find this difficult because of his persisting pain. Therefore, his fitness
for work as a tally clerk will be diminished by his de-conditioning."
Unfortunately the history given to Dr Ganora was incomplete. Towards the end
of his cross examination he gave the following answers:
"Q. However, with the combination of the history I gave you and the negative
CAT scan at the time, on the balance of probabilities, giving regard to those
matters, it is unlikely that anything of a serious nature happened to him on
twenty-second of April 1982, do you agree with that? A. It is much less likely.
The treating doctor would be entitled to not act upon that possibility.
Q. And at best you could elevate it to a possibility having regard to the material
which I have now? A. Within the scenario you have described the likelihood of
there having been a disc prolapse at that time is not a probability."
On 18 December 1992 Dr Tooth re-examined the appellant and commented
that it was impossible to assess the true impairment of his back and its
relationship to his work injuries but in his opinion it would be no more than 10
percent. Dr Lennon, who re-examined the appellant in May 1993, agreed with
this diagnosis.
Dr Smith expressed the view that the 1983 and 1989 CAT scans showed
essentially the same things and were consistent with the complaints of back pain
that the appellant had made following the incident of 27 April 1982. Sully J,
having referred to this evidence, said:
"T must say that, re-reading the evidence at T 326 and 327, I cannot escape the
impression that there was some confusion in the exchanges between witness and
counsel between the scan taken on 11 May 1983 and the scan taken later and in
12 UNREPORTED JUDGMENTS
1989. I am not quite clear, at the end of the day, whether Dr Smith is saying that
he was shown outside the Court on the morning on which he gave evidence the
1989 scan and was able therefore to compare it with a note made somewhere in
his records about the 1983 scan. It is clear enough that Dr Smith is saying that
if one looks at the 1983 scan, one can see a disc protrusion at L5-S1, and that the
radiologist's report in 1983 was in terms of a normal finding, for the reason that
in 1983 a disc bulge at L5-S1 was not thought to be abnormal. What is not clear
to me is where Dr Smith finds the evidence of an L5-S1 disc protrusion recorded
as found by the 1983 CAT scan.
Be all that as it may, Dr Smith went on to say, in cross-examination, that he had
not been able to find much by way of objective support for the plaintiff's
complaints of pain, and that he had been almost entirely dependent upon the
plaintiff's own history of complaints of pain and disability. Dr Smith agreed that
it is possible to get a bulging of the L5-S1 disc by reason of degenerative change,
and that such bulging could well be sufficient to cause an indentation of the kind
described in the 1989 CAT scan report."
Dr Thomas purchased Dr Blyth's practice in 1988 and first saw the appellant
thereafter. In November 1991 he found the appellant to be suffering from a severe
spasm in lower back muscles. He accepted the possibility that the protrusion of
LS-S1 compressing the caudo equina he observed in the CAT scan report could
possibly have been brought about by the appellant's age.
In respect of the April 1982 injury, his Honour awarded damages based on a
closed period and allowed nothing for economic loss following the close of that
period up to the time of the trial or for future economic loss. In the way the
medical evidence was presented "in an uncollated and undigested mass", it is not
surprising that the trial Judge found it impossible to arrive at a confident
overview of the plaintiff's medical and employment histories. His Honour
recognised that the assessment of damages in relation to the first claim against
Pan Pacific was a matter of special difficulty. His Honour referred specifically to
the facts that the plaintiff was off work for a comparatively short time, in August
1983 completed an application form for employment by Liner Services, in
December 1983 although enrolled on the disability roster for some time appeared
to have been 'picked up' fairly regularly for various work assignments and in
March 1986 was eventually enrolled on the fit roster and when so enrolled was
picked up by Conaust.
An examination of the whole of the medical evidence does not persuade me
that his Honour erred in concluding that the appellant suffered a muscular
ligamentous injury as a result of the incident of April 1982 and was fit to work
by October 1986, if not before. His Honour did not expressly deal with the
evidence of functional overlay and whether this could be attributed to that injury
or indeed any of the injuries for which the appellant claimed damages. If such a
claim was made it seems that his Honour rejected it and there is nothing that I
have seen which would persuade me that he was wrong in doing so. The
suggestion of functional overlay was dealt with only in written reports. None of
the doctors who spoke of it was presented for cross examination. Only Dr Morse
related it to the appellant's injury. Dr Shand expressed the view that prognosis for
future health and employment remained largely in the orthopaedic sphere. I do
not think the appellant at trial made a case for damage based on anything but his
physical injury.
CONCLUSION
In my opinion the appeals should be dismissed with costs.
URQURKE v PAN PACIFIC PTY LTD (IN LIQ); BOURKE v LINER SERVICES PTY LTD (18
LIQ); BOURKE v CONAUST (NSW) PTY LTD (Cohen J)
Cohen J I agree for the reasons given by Sheller JA that the appeals should be
dismissed.
Appeals dismissed with costs
The appellant appeared in person.
Counsel for the respondent (Pan Pacific): CE O'Connor QC/EG Romaniuk
10 Solicitors for the respondent (Pan Pacific): Moray and Agney
Counsel for the respondent (Liner Services): GR Petty
Solicitors for the respondent (Liner Services): Gadens Ridgway
15 Counsel for the respondent (Conaust): L King SC/R Dalgliesh
Solicitors for the respondent (Conaust): William K Chambers
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