COMMISSIONER OF POLICE v ANDERSON and ANOR [1996] NSWCA 116
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COMMISSIONER OF POLICE v ANDERSON
SUPREME COURT OF NEW SOUTH WALES COURT OF APPEAL
MAHONEY ACJ, MEAGHER and BEAZLEY JJA
27 August 1996, 21 October 1996
[1996] NSWCA 116
Procedural fairness — effect of drawing incorrect inference from remarks of trial
judge.
Offensive language — s4(1)(b), Summary Offences Act, 1988 — language used by a
police officer — possibility of language being heard in foyer of police station.
FACTS:
The respondent had been charged pursuant to Police Departmental regulations with
using offensive language. The terms of the charge substantially followed s4(1)(b) of the
Summary Offences Act, 1988. the charge was heard before the Police Tribunal. At these
proceedings, the legal representative for the Appellant failed to give submissions on the
question of whether the language used by the respondent could have been heard in a public
place. In its decision, the Police Tribunal dismissed the charge on the grounds that it had
not been proved that the language could have been heard in a public place.
On appeal, the Appellant submitted that the trial judge, during the proceedings, had led
the parties to the dispute to believe that the question of whether the language could be
heard in a public place was no longer in issue and, as such, the appellant had been denied
procedural fairness.
HELD:
By Mahoney ACJ, Meagher, Beazley JJA:
There has not been a denial of procedural fairness where a legal representative has
drawn an inference that is incorrect that a particular point is no longer in issue and, as a
result, has failed to give submissions on that point.
By Meagher JA:
On the facts, the language used by the respondent was not legally offensive.
ORDERS:
1. Appeal dismissed with costs.
Mahoney ACJ I agree with the orders proposed by Meagher JA.
The Commissioner of Police seeks prerogative relief against what was done by
the Tribunal in respect of one of the charges brought against the police officer in
question Sergeant Anderson, namely, that relating to the use of offensive words
in circumstances such that they could be heard in a public place, namely, the
foyer of the Blacktown Police Station.
Mr Porter QC for the Commissioner of Police went, as usual, to the essential
point in the application. He submitted, as the ground and the only ground of the
application, that there had been a failure of judicial fairness during the hearing of
the matter such as warranted relief in the nature of certiorari: see Stollery v
Greyhound Racing Control Board (1972) 128 CLR 509; Craig v South Australia
(1995) 184 CLR 163 at 175-6. The procedural defect on which he relied was that
the Tribunal dismissed the proceeding upon the ground that, if the words
complained of were used and if they were offensive, they could not be heard in
the public place specified, namely, the foyer of the police station. The submission
for the Commissioner of Police was that in the proceeding it had not been in issue
2 UNREPORTED JUDGMENTS
but that the words, if spoken, could have been heard in the foyer of the police
station and that to dismiss the proceeding upon the basis that they could not
involved such procedural unfairness as warranted intervention in this way.
The issue between the parties was not whether the Tribunal had dismissed the
proceeding on that ground: clearly it did. The issue was whether it was relevantly
unfair for it to have done so.
In such a case as the present, the onus lies upon the applicant for relief to
establish the facts constituting the procedural unfairness: see Ex parte Lovell; re
Buckley (1938) 38 SR (NSW) 153 at 167; cited in Craig v South Australia at 176.
See also Commissioner of Police v District Court of New South Wales (1993) 31
NSWLR 606 at 631. In the Court of Appeal it is ordinarily to be expected that
there will be no significant contest of facts. Accordingly, parties will be expected
to establish factual matters by affidavit evidence filed prior to the hearing: see
Pt51 r13A, Pt54. Where conflicts of fact are apt to arise, the Court will expect
that counsel for the parties will, prior to the hearing, discuss the differences which
would otherwise arise and will achieve, as far as possible, a resolution of such
difficulties. In the, hopefully rare, cases in which agreement cannot be arrived at
as to the facts, it will, after affidavits have been filed, be necessary for the Court
to determine the procedure by which the factual issues are to be determined. In
a complicated case it will obviously be undesirable for factual issues to be
examined at length before a Court of three judges. Where appropriate the Court
may direct the determination of fact to be made by procedures within s51 of the
Supreme Court Act or otherwise. Where the issues of fact can be determined
without undue delay, the Court may itself hear oral evidence and/or
cross-examination upon affidavits.
In the present case, the Commissioner of Police had, by affidavit filed prior to
the hearing, detailed the facts as he claimed them to be. No affidavit had been
filed on behalf of the respondents. At the commencement of the proceeding
before this Court, Mr Gross QC for the active respondent sought leave to file an
affidavit putting in issue some of the essential matters upon which the
Commissioner's application depended. No explanation was offered for the failure
to file affidavits or indicate the intention to do so prior to the hearing.
It is obviously undesirable that evidence of important facts be produced in this
way. In the circumstances of this case, the Court permitted the affidavit tendered
by Mr Gross QC to be read and permitted cross-examination of the deponents of
the Commissioner's affidavit and that affidavit. It is not to be inferred that the
Court will permit evidence to be adduced in this way in other cases.
1. THE FACTUAL FINDINGS:
The case for the Commissioner was essentially that the judge presiding at the
hearing by the Tribunal gave the parties to understand that it was not in issue but
that, if Sergeant Anderson had said what he was alleged to have said, what he said
could be heard in the foyer of the police station. To establish this, the
Commissioner relied upon the evidence of Mr Pemberton, the police sergeant
who had had the conduct of the proceeding before the Tribunal. Mr Pemberton,
in his affidavit, referred to what, as he contended, the presiding judge had said
and referred generally to the transcript of the proceedings and the material in
evidence before the Tribunal. I shall not detail all of the evidentiary material:
reference to relevant parts is made in the judgment of Meagher JA which I have
had the advantage of reading. The evidence did not establish that the presiding
judge had, in terms, informed the parties that that fact was not in issue or that he
was satisfied that what Sergeant Anderson had said could be heard in the foyer.
URJ COMMISSIONER OF POLICE v ANDERSON (Mahoney ACJ) 3
Mr Pemberton, in his evidence, indicated that he had inferred from what had been
said by the presiding judge that such was the case, and that for that reason he had
not, by further evidence or in address, sought to support the fact that what was
said could be heard in that place.
Mr Gillett, who had appeared before the Tribunal as counsel for Sergeant
Anderson, was the deponent of the affidavit tendered by Mr Gross QC. He was
cross-examined. Mr Porter QC established from him, by a_ brief
cross-examination, that at the hearing it had not been a part of Mr Gillett's
strategy to establish that the words could not have been heard in the foyer; it was
his strategy to suggest that if the words had been said they could have been heard
by a number of other police officers in the police room, that those police officers
had not heard the words said and that it should be inferred they were not said as
alleged. In the cross-examination he conceded that, had he sought to prove that
the words could not be heard in the foyer, he might have weakened his case that,
if the words were said, they would have been heard by these police officers.
Accordingly, Mr Gillett said, he had not submitted in address that the words
could not have been heard in the foyer.
I accept without reservation that what Mr Gillett said to this Court has been
said honestly and in good faith. However, from a reading of the transcript of the
proceedings in May 1995, it does not clearly appear that this was the course taken
during the proceeding. In answer to a question by the presiding judge, Mr Gillett
may be thought to have suggested that his "point" was that what was said could
not have been heard in the foyer. Mr Porter QC sought to explain what is
recorded in the transcript in another way. Without doubting the honesty of Mr
Gillett's evidence, I am not satisfied that it appeared clearly from what Mr Gillett
said or did at the trial that this matter was not in issue. If the matter be judged
by reference merely to the written evidence, I would conclude that the "point"
remained one which was open for decision by the Tribunal.
Subject to that matter, I accept as a fact that the presiding judge said words to
the effect of those to which Mr Pemberton in his affidavit referred: see para26 of
the affidavit. It was there suggested that the trial judge "indicated to Mr
Gillett...'the area of the police station is so small that the words, if found to have
been used, would surely have been heard in the foyer area".
2. WAS THERE PROCEDURAL UNFAIRNESS?:
Counsel were not able to refer the Court to any decision dealing directly with
the precise point here at issue. I am not satisfied that the presiding judge intended
to inform the parties that the relevant point was not in issue and that he would
accept, for the purpose of decision, that what Mr Anderson said could be heard
in the foyer of the police station. It may I think be accepted that if, whatever be
the intention of the Court or the Tribunal, things be said or done during the course
of the proceeding which would lead a reasonable person in the position of the
party to conclude that a point was not in issue and if that party, believing it not
to be in issue, acted to his detriment in the course of the proceeding, then there
may be such procedural unfairness as could warrant quashing of the decision by
certiorari. For this purpose it would not depend upon whether the presiding judge
intended to convey that to the parties; if what was said or done in fact and
reasonably conveyed that to the parties and the parties acted upon it, then
procedural unfairness could exist.
But the matter is not to be determined merely by whether in fact one or other
of the parties drew that inference or formed that impression. I accept for purposes
of this proceeding that Mr Pemberton in fact formed the impression that he did:
4 UNREPORTED JUDGMENTS
there is, in my opinion, no reason to doubt the truth of his affidavit in this regard.
But the matter cannot, I think, be determined by the mere fact that a party has
formed a belief. For there to be procedural unfairness, it will ordinarily be
necessary that, by reason of what was done by the Court or by a party during the
proceeding, it was proper and reasonable for the parties to form that conclusion
and to act upon it until the conclusion of the proceeding. But that alone is not
satisfactory. as an exhaustive criterion of what will or may give rise to procedural
unfairness. In the exigencies of a trial situation inferences can be drawn which,
on reflection, are to be seen as not warranted in fact. But those who recall those
exigencies, those who can appreciate the pressures on a trial advocate, will
recognise that wrong inferences may be drawn at a trial; it is possible to be
reasonable but wrong. Accordingly, it is necessary that the inferences be not
merely reasonable but, in the judgment of the court of review, proper. I do not
mean by this that no other cases can arise: the infinite variety of error is not
contained by formulas of this kind. But in the present case I do not think that
what was said or done ought reasonably have led the Commissioner of Police or
those representing him to conclude that the presiding judge had indicated what is
now suggested.
For these reasons, I agree with the opinion of Meagher JA that the proceeding
should be dismissed with costs.
Meagher JA This is an application for prerogative relief brought by the New
South Wales Commissioner of Police from a determination of Herron DCJ sitting
as President of the Police Tribunal. In that matter, the first opponent, Sergeant NT
Anderson was charged with two offences arising from a single incident.
According to evidence led at the hearing before the tribunal, the Sergeant
shouted to one of his constables, Constable Cowin, "Constable, fucking get over
here!" When Constable Cowin then approached the opponent, the opponent
shouted to the Constable, "Why aren't these fucking messages on the fucking
pad?" Constable Cowin then explained to the opponent that she had not been the
only person working in that room throughout the day and that the omission may
have been the fault of one of a number of other constables. The opponent then
allegedly said to Constable Cowin, "I don't fucking care. I want them on the
fucking pad and you put them on at this time."
The Constable then proceeded to type the messages on the pad. Constable
Cowin claimed that, then, the opponent said to her, "How many fucking
messages are you putting on?" Constable Cowin then said, "I don't know. You
gave me about half a dozen." To this the opponent is alleged to have replied,
"Well you put on three and fucking get someone else to put the others on." The
original departmental charges alleged that the word 'cunt' was used by the
opponent although Constable Cowin conceded that Sergeant Anderson's use of
this word was not directed at her.
The first charge, that Sergeant Anderson failed to show respect for his
subordinates, was brought pursuant to cl9(4) of the Police Service Regulations,
1990 and was upheld by the Tribunal. For this offence, the opponent was
reprimanded.
The second charge was also a departmental charge but substantially followed
s4(1)(b) of the Summary Offences Act, 1988. It was alleged by the Commissioner
that the opponent used offensive language within hearing of a public place,
namely, the foyer of Blacktown Police Station. In respect of this charge, Herron
URJ COMMISSIONER OF POLICE v ANDERSON (Meagher JA) 5
DCJ found that the opponent had used the language as alleged. His Honour was
not satisfied, however, that such language could have been heard in the public
area.
It is from this second finding that the claimant now seeks relief. The essential
submission of the claimant is that the trial judge determined the matter on a point
that was not in issue during the proceedings: that is, whether the language used
by the opponent could possibly have been heard in the foyer of the station. The
claimant has argued that certain conduct of the trial judge during the proceedings,
as well as the manner in which the case for the opponent was conducted, led the
claimant's legal representative to believe that this point was not in issue and that
the Tribunal did not wish to hear submissions on it. As such, the claimant was
denied the opportunity of addressing the Tribunal on this point and, thus, was
denied procedural fairness.
This submission relies upon the affidavit evidence of Sergeant Pemberton who
prosecuted the matter before the Tribunal. According to this evidence, during the
course of a discussion between bench and bar, his Honour stated that "the area
of the police station is so small, that the words if used, would surely have been
heard within the foyer area." Unfortunately, this alleged discussion was not
recorded in the transcript of the proceedings. In a further passage that is recorded
in the transcript, his Honour also asked a witness, "It is only a fairly small area,
the whole place?" To this question, the witness replied, "Yes it is."
As far as the manner in which the opponent conducted his case is concerned,
the evidence of Sergeant Pemberton is that the opponent throughout the
proceedings, similarly, did not address the question of whether the language used
by Sergeant Anderson could be heard in the nominated public place. There was,
then, a presumption by the claimant that the representative for the opponent had
conceded that this point was not in issue.
In response, the opponent has denied that the point of audibility was conceded
by the opponent's representative at the hearing before the Tribunal. Further, it is
submitted on behalf of the opponent that the issue was raised by counsel at the
hearing and that the claimant's legal representative was labouring under a
considerable misapprehension in presuming that there was no need for this point
to be addressed. In support, the opponent has provided the affidavit evidence of
Mr Garry Gillett, counsel for the opponent at the hearing before the Tribunal. In
this affidavit, Mr Gillett indicates that he did not recall the trial judge making the
statement alleged by Sergeant Pemberton, that "the area of the police station is
so small, that the words if used, would surely have been heard within the foyer
area." Mr Gillett's affidavit also denies having conceded the relevant point to the
claimant.
The deponents of both affidavits were cross-examined on their evidence. In my
view, it is clear from counsel's cross-examination of Sergeant Pemberton that
Sergeant Pemberton was genuinely under the impression that the question of
audibility had been taken out of issue one way or another. I am also of the
opinion, however, that such an impression was a mistaken one. One point raised
in cross-examination of Sergeant Pemberton, for example. concerned the
following passage from the transcript of the proceedings before the Tribunal:
"Pemberton: If a person came into the police station and was standing at the
enquires counter of the Blacktown Police Station and you were saying those
words to Constable Cowin would they be able to hear the words, do you think,
in your opinion?
Anderson: They did not say anything.
6 UNREPORTED JUDGMENTS
His Honour: There is no evidence that anybody was at the counter.
Pemberton: I am not suggesting that.
His Honour: Well, does it matter?"
In cross-examination, Sergeant Pemberton suggested that when the trial judge
asked "Well, does it matter?" his Honour was indicating that it did not matter
whether the words used by Sergeant Anderson could be heard in the foyer of the
police station, regardless of whether a member of the public was present there or
not. I think, though, that the more likely interpretation of the trial judge's
question is that suggested by counsel for the opponent: that is, that the relevant
test for this particular charge did not revolve around the actual presence of a
member of the public but the simple possibility that the language in question
could be heard in a public place. That this was, at the very least, a possible
interpretation of the passage, was not denied by Sergeant Pemberton.
Most importantly, and as was admitted by Sergeant Pemberton in cross
examination, it is usual that if concessions in relation to an elements of a charge
are made by an accused person, then such concessions are made in a formal
admission of the relevant element and are recorded in the transcript of the
proceedings.
The quite trenchant point was made by counsel for the appellant, both in
cross-examination of Mr Gillett and in submission, that the opponent's case
before the Tribunal, was that words alleged were not in fact used. Thus, Mr
Gillett was concerned to make the point that, if the opponent had used the alleged
words and with raised voice, then they would have been heard throughout the
police station including the public area. To this end, Mr Gillett had called a
number of witnesses, each of whom gave evidence to the effect that they had not
heard the opponent use the words alleged. Further evidence was adduced to the
effect that the station was small.
I agree with counsel for the appellant that it probably did not suit Mr Gillet's
tactics to raise the argument that the words, even if used, could not have been
heard in a public place. This does not, however, amount to a concession on behalf
of the accused in respect of that element of the charge. It certainly does not shift
the onus borne by the prosecution, to establish all elements of the offence as
charged. It is certainly not incumbent upon the accused to conduct his case in a
fashion that will facilitate the prosecution's discharge of this onus.
In all the circumstances, I believe that the claimant's representative before the
Tribunal incorrectly guessed the issues that were outstanding at the hearing and
that still remained to be proved. I do not believe that the trial judge denied
procedural fairness to any party by deciding the matter upon a view that the
prosecution had failed to prove a central element of the relevant charge. I would
therefore dismiss the summons with costs. However, even if were minded to
uphold the claimant's submissions, I would still dismiss the summons.
Without coming to any conclusion on the question, the trial judge commented
that the words used by the opponent are "probably not offensive". I would agree
with his Honour. Undoubtedly, the behaviour of the opponent was unchivalrous
and unbecoming of the office he occupies. This is, however, a long way from the
language allegedly used being offensive in any legal sense.
The evidence discloses that Sergeant Anderson habitually used the word
"fuck" or its derivatives; that everyone else did also; that Constable Cowin
herself did so regularly. It was, so a witness said, part of what oxymoronically is
called "police culture". Likewise, the word "cunt" used from time to time,
although Sergeant Anderson never used this word to Constable Cowin. There was
URJ COMMISSIONER OF POLICE v ANDERSON (Beazley JA) 7
no evidence that persons in the public area were ever offended, nor that the public
area was frequented by gentle old ladies or convent schoolgirls. Bearing in mind
that we are living in a post Chatterly, post-Wolfenden age, taking into account all
circumstances, and judging the matter from the point of view of reasonable
contemporary standards, I cannot believe that Sergeant Anderson's language was
legally "offensive".
Beazley JA I have had the advantage of reading in draft the judgments of
Mahoney ACJ and Meagher JA. I agree with their reasons as to why the
proceedings should be dismissed. I do not consider it necessary to enter into the
debate whether the language was offensive.
By consent, the orders are:
1. Appeal dismissed.
2. Parties to approach the Registrar to list for hearing the issue of costs.
Counsel for the appellant: CA Porter QC with P Saidi
Solicitors for the appellant: Office of Solicitor, NSW Police Service
Counsel for the respondents: B Gross QC with B Rowe
Counsel for the respondents: Walter Madden Jenkins