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UNDERHILL v SHERWELL
SUPREME COURT OF NEW SOUTH WALES COURT OF APPEAL
MEAGHER, SHELLER and BEAZLEY JJA
11 November 1997, 18 December 1997
[1997] NSWCA 325
Torts — Trespass to person — Civil assault — Self defence — Reasonable self
defence — Justification — Excessive force — Whether act of self defence excessive —
Onus — Whether onus on plaintiff to prove excessive force used or on defendant to
prove that there was not.
Damages — Damages for loss of chance — Assessment.
This was a plaintiff's appeal arising from an incident which occurred on 11 April 1989.
The trial judge, accepting the respondent's version of the incident, found that an argument
had started between the parties and that the appellant had attacked the respondent with her
fists and feet. The respondent had put up his hands to defend himself, and came into
contact with the appellant's face. The appellant sustained her injuries on the day she was
to be interviewed for employment. The interview was a final interview. On the appellant's
action for damages, the trial judge found that the respondent had acted in reasonable self
defence.
The appellant argued that the nature of her injuries suggested that she was hit with
considerable force, far more force than a male putting up his hands simply to ward off a
female. One question which arose in the determination of this question was whether the
onus was on the appellant to prove that excessive force was used, or on the respondent to
prove that there was not.
The appellant also appealed against the trial judge's award of damages.
HELD, allowing the appeal:
(1) The respondent had a right, in the circumstances of the case, to defend himself.
Fontin v Katapodis (1962) 108 CLR 177; McClelland v Symons [1951] VLR 157;
Zecevic v Director of Public Prosecutions (Vic) (1987) 162 CLR 645; R v Loughnan
[1981] VR 443 considered.
(2) Any defensive act in which a person who is in danger engages must be reasonably
necessary. If excessive force is used the defence of self defence fails.
Fontin v Katapodis (1962) 108 CLR 177; Zecevic v Director of Public Prosecutions
(Vic) (1987) 162 CLR 645; considered.
(3) The onus of proving the reasonableness of the defensive act at all times remains on
the defendant. In the circumstances of the case, it was incumbent upon the respondent to
prove that the action he took was necessary in order to defend himself from the appellant's
attack.
Pearce v Hallett [1969] SASR 423 approved; Miller v Sotirpoulos (unreported, New
South Wales Court of Appeal, 18 August 1997) followed; McClelland v Symons [1951]
VLR 157 not followed.
(4) In the circumstances of the case, the respondent did not satisfy the onus upon him
that the degree of force exerted was reasonable.
(5) The appellant should be assessed as having lost the chance of obtaining the
employment for which she was to be interviewed the day of the incident.
Malec v J C Hutton Pty Ltd (1990) 169 CLR 638; Norris v Blake [No 2] (1997) 41
NSWLR 49 followed.
Meagher JA I agree with Beazley JA.
2 UNREPORTED JUDGMENTS
Sheller JA I agree with Beazley JA.
Beazley JA This is a plaintiff's appeal from a decision of Barr AJ in which his
Honour entered a verdict for the respondent/defendant in respect of her claim for
damages for injury sustained during an incident in which the respondent's hand
came into contact with the appellant's face (the incident). His Honour found that
the respondent had acted in reasonable self defence.
The incident occurred not long after midnight on 11 April 1989. Both the
appellant and respondent were, at that time, affected by alcohol. Apart from those
two matters, there was little common ground between the parties as to the events
preceding the incident.
The Nature of the Relationship
The parties had met in January 1988. They kept company until August 1988,
although the nature of their relationship was in dispute. The relationship was
disrupted by an argument in Adelaide, to which I will return. They recommenced
their relationship in January 1989.
The respondent contended the relationship was a sexual one and that he had
provided her with considerable financial support. Except in minor respects, the
appellant denied both aspects of the relationship. As to the financial support, not
only was the appellant in receipt of social security benefits over a substantial
period of the relationship, the respondent was able to provide documentation
which supported his version on this issue. The trial judge accepted the
respondent's evidence. Similarly, he accepted the respondent's evidence as to the
sexual nature of their relationship. His Honour's finding on those matters cannot
be disturbed by this Court: Abalos v Australian Postal Commission (1990) 171
CLR 167; Devries v Australian National Railways Commission (1993) 177 CLR
472.
Events Prior to the Incident
The respondent had been staying at the appellant's house for the three days
prior to the incident. On the day before the incident, they had gone to Bondi
Junction to buy clothes suitable for a job interview which the appellant had the
following day. The respondent said this was the principal purpose of the trip. The
appellant said the principal reason for going to Bondi Junction was to keep two
appointments, one with her solicitor and one with a doctor.
The trial judge carefully analysed the evidence to determine whose version
should be preferred. He stated that the:
"... Tespective accounts about what happened on the day assume some
importance because they bear on the question how much the parties had to drink
on 10 April 1989 and whether the [appellant] had anything or anything much to
drink."
The effect of the respondent's evidence was that they had commenced the day
on 10 April 1989 with a champagne breakfast; had drinks at a hotel for about an
hour, the appellant matching the respondent "drink for drink"; shared a bottle of
red wine over lunch, had more drinks in the afternoon and then equally shared
about half a bottle of port over dinner.
Counsel for the respondent submitted that his Honour's acceptance of the
respondent's evidence on this and other matters was such that the verdict could
not be disturbed. See Abalos v Australian Postal Commission; Devries v
Australian National Railways Commission. Such a proposition is far too
simplistic. The principle in Abalos and Devries relates to the integrity of findings
URJ UNDERHILL v SHERWELL (Beazley JA) 3
of facts made by a trial judge based on the credibility of a witness. Such a finding
"must stand until it can be shown that the trial judge has failed to use or has
palpably misused his advantage or has acted on evidence which was inconsistent
with facts incontrovertibly established by the evidence ": see Devries at 479 per
Brennan, Gaudron and McHugh JJ.
The relevance of a particular finding of fact depends at all times on the issue
to which the evidence is directed. Save for the question of credit, which was
determined in the respondent's favour, and the finding that each party was well
affected by alcohol, it is not readily apparent what significance his Honour's
finding about the amount each had to drink had to his determination. His
acceptance of the respondent's version of the incident was based on his overall
finding of credit. It was not based upon the amount each had to drink.
The appellant contended that she had independent corroborative evidence to
support her version that she had attended her solicitor on the morning of 10 April
and had a blood test in the afternoon. As to the former, there was tendered in
evidence a letter from John Lloyd & Co solicitors which stated:
"On the 10th April, 1989 Mr Lloyd of our office saw M/s Underhill in
conference."
There was enclosed a copy of his appointment diary for that day.
The trial judge found that evidence of little assistance. He also found that even
if it was correct, it did not contradict the respondent's version of how much the
appellant had to drink during that morning. That conclusion was open to his
Honour.
The evidence in respect of the blood test was, in my view, more significant and
his Honour's rejection of it, at face value, open to criticism. The report from
Douglass Laboratories showed that the blood sample was received on 10 April
1989. 10 April was a Monday. In the absence of evidence that Douglass
Laboratories had late collection services and worked outside normal business
hours, his Honour did not accept that the blood was taken on the same day as it
was received by the Laboratory. His Honour found that the blood must have been
taken the previous Friday.
His Honour's approach to this evidence may have demonstrated a lack of
knowledge of what is common practice in respect of pathology services.
However, that is a risk the appellant took. Notwithstanding that I would have
thought that it was common knowledge that pathology services provide pick up
facilities in the late afternoons and that it would not be expected that a blood
sample be kept for three days before being collected and tested. I do not believe
that such knowledge falls within the area of judicial notice. Nor was such an
approach urged on the Court. I should also state, so that there be no confusion
about the matter, that these proceedings were heard prior to the commencement
of the Evidence Act 1995 (NSW). Accordingly, in the absence of evidence as to
these matters, his Honour's rejection of the report from Douglass Laboratories as
providing support for the appellant's case, was open to him.
Even if his Honour erred in rejecting this evidence, it does not follow that his
Honour's acceptance of the respondent's version of the incident was vulnerable
to appellate interference. There were other bases upon which his Honour
accepted the respondent as a witness of truth and rejected the appellant's version
of events. It was open to him, therefore, to accept the respondent's version of the
incident.
It is convenient at this point to recount the respondent's version of the incident.
4 UNREPORTED JUDGMENTS
His Honour found that an argument had started when the appellant asked the
respondent to give her $200. The respondent refused. The appellant then implied
that if the respondent did not let her have the money, she would earn money
through prostitution. The respondent left the house, and stood in the street
opposite the house, repeatedly calling the appellant "whore" in a loud voice. In
response, she called out "Kevin Maxwell Sherwell, Assistant Signalmaster, South
Head". The respondent commenced to leave the vicinity of the house and turned
into Alison Road. He heard the appellant running after him. She attacked him
with her fists ant feet. He put up his hands to defend himself. He said his hands
were never closed into a fist. He was not conscious of having come into contact
with the appellant and said he had no intention of harming her. He accepted that
he may have come into contact with her nose, but this had not been deliberate.
The appellant fell. The respondent noticed that her nose was bleeding but did not
observe any other injuries. The parties then returned to the house together. The
respondent left the house at the request of the appellant.
The trial judge fount that:
"The [respondent] had reason to defend himself because his experience in
Adelaide showed that the [appellant] might injure him."
The Adelaide Incident
The reference to the respondent's experience in Adelaide was a reference to the
argument which the parties had in Adelaide which had caused a disruption to the
relationship in August 1988. His Honour accepted the respondent's version of
that incident. It was as follows:
"... [H]e and the [appellant] went to the Adelaide Casino on the Saturday night.
They had a fair amount to drink there. On the way home they dined at a Japanese
restaurant, then called into an hotel and took some beer back to the motel. They
drank the beer in bed. The [appellant] hallucinated, saying that she could see her
dead brother and friends and asking him, the [respondent], whether he could see
them. The [appellant] picked up an empty beer bottle, tried to smash it and jab
him in the face with it. Luckily it did not break. The [appellant] quietened down
and went to sleep. She was normal again by morning. On the next day, Sunday,
the [appellant] got in touch with her friend Lillian, who joined them at an hotel.
At the hotel an argument developed and the [appellant] said that she wanted her
airline ticket to keep for herself and to go and stay with Lillian. The [appellant]
again attacked the [respondent], punched him and tore his shirt. She then
telephoned police and claimed he was withholding her airline ticket. The police
arrived. The parties told their respective stories to the police, the [appellant]
packed her bags and left with the police and her airline ticket."
Although his Honour relied upon the Adelaide incident to support his finding
that the respondent acted in self defence, the respondent did not give any
evidence that he was concerned for his safety for that reason. His concern was
immediate - the appellant was kicking him in the shins and hitting him with her
fists. The respondent had a right, in those circumstances, to defend himself. See
Fontin v Katapodis (1962) 108 CLR 177; McClelland v Symons [1951] VLR
157; Zecevic v Director of Public Prosecutions (Vic) (1987) 162 (CLR 645; R v
Loughnan [1981] VR 443 at 448 per Young CJ and King J. However, any
defensive act in which a person who is in danger engages, must be reasonably
necessary: Fontin v Katapodis per McTiernan J at 181. The question to be asked
in such circumstances was framed by Wilson, Dawson and Toohey JJ in Zecevic
v DPP (Vic) at 661 in these terms:
URJ UNDERHILL v SHERWELL (Beazley JA) 5
"Tt is whether the accused believed upon reasonable grounds that it was
necessary in self defence to do what he did."
However, if excessive force is used the defence fails. See Fontin v Katapodis,
where it was held that the throwing of a piece of glass in self defence, which was
capable of causing serious injury, was out of all reasonable proportion to the
emergency confronted.
It is apparent that the trial judge was satisfied that it was necessary for the
respondent to act as he had done. This is implicit from his Honour's finding that
the respondent had acted in "reasonable" self defence. That finding would be
unassailable if the respondent's version of the manner in which he defended
himself was accepted in its entirety. See Abalos v Australian Postal Commission;
Devries v Australian National Railways Commission. However, the trial judge
only partially accepted his evidence in this regard. He found:
"T accept that he believed that all he did was put up his hands in the manner
he described. He does not remember coming into contact with her, however, and
he must have done.... He might, I suppose, have struck her with other than an
open hand, but it seems possible that the injuries could have been caused by a
hard blow with the heel of the hand or hands." (emphasis added)
It seems that the only finding which his Honour made in this passage was that
there was physical contact. He postulated that it may have been from a hard blow
with an open hand, but did not make any finding as to whether "the hard blow
with the heel of the hand or hands" was as a result of the appellant running into
the respondent or whether it was the result of a directed blow or blows. However,
it is clear from a passage to which I refer below, that his Honour accepted that
the appellant's injuries were consistent with a blow by a fist as described by the
appellant.
The appellant argued that the nature of her injuries suggested that she was hit
with considerable force, far more force than a male putting up his hands simply
to ward off a female and more force than was necessary in the circumstances
here. The first question which arises in determining this question is whether the
onus is on the appellant to prove that excessive force was used, or upon the
respondent to prove that there was not. It is suggested in McClelland v Symons
at 169-171 that where the plaintiff has established the assault and battery
complained of, and the defendant has proved justification, or self defence, the
onus rests upon the plaintiff to show that the act of self defence was excessive.
This proposition was considered by Bray CJ in Pearce v Hallett [1969] SASR
423. His Honour stated at 428:
"T cannot think that under modern conditions the onus of proof can be affected
by the form of pleading, still less that a plaintiff who replies specifically alleging
excessive force thereby assumes a burden which would not otherwise fall upon
him.
I venture with some diffidence to make a distinction which seems to me to be
at least good sense and I hope good law. The alleged excess may relate to the
number of blows or to their nature. If the position is, as in McClelland v Symons
(1951) VLR 157, that one blow would have been justified in self defence but
further blows would not and the plaintiff alleges several blows and the defendant
admits only one, then the onus of proving the further blows must, I think, be on
the plaintiff. Each alleged blow is really a different assault and the plaintiff has
the onus of proving each such assault. On the other hand, where it is not the
number of blows alleged by the plaintiff but their nature and reasonableness
which is in dispute, then once the plaintiff proves the blows it seems to me that
6 UNREPORTED JUDGMENTS
the onus passes, or at any rate ought to pass, to the defendant to justify them, not
only with reference to the necessity for some force but as to the necessity for the
particular force. This seems to me to be inherent in Cockcroft v Smith (1705) 2
Salk 642 (91 ER 541).... I see really no answer to the proposition advanced in
Miska v Kivec (1959) 18 DLR (2d) 363 that the reasonableness of the force is an
integral part of the defence, so long as it is clear that the assault finally relied on
by the plaintiff is the very assault which the defendant has undertaken to justify
and not some other assault."
I agree with this view. The very essence of the defence of self defence is that
it is the use of reasonable force. In determining that issue, there may be shifting
evidentiary burdens. However, the onus of proving reasonableness at all times
must remain on the defendant. This was clearly stated by this Court in Miller v
Sotiropoulos (unreported, New South Wales Court of Appeal, 18 August 1997).
In this case, there was no direct evidence of the force which was in fact used.
There was, however, evidence which his Honour was required to consider to
determine whether the respondent had discharged his onus. The first piece of
evidence was statements made by the respondent to the appellant's mother, Mrs
Dormer, some hours after the assault. The second was a record of interview taken
by Detective Senior Constable Corban on 22 July 1989; and the third was the
extent of the appellant's injuries.
Statement to the Mother
After the appellant was taken by ambulance to the Prince of Wales Hospital
and a plaster cast applied to her wrist, she was told to return home to change and
return to the hospital within two hours. She telephoned her mother (Mrs Dormer)
from the hospital and arranged to go to her house in Randwick. The respondent
arrived shortly after the appellant got there. Mrs Dormer asked the respondent
why he had assaulted her daughter. He replied that he could not remember. The
appellant then returned to the hospital. Later, Mrs Dormer rang the respondent
and again asked why he had assaulted her daughter. He again stated that he could
not remember. He returned to Mrs Dormer's house later on, and when asked why
he had assaulted the appellant he again stated that he could not remember.
Statement to the Police
On 22 July 1989, the respondent was interviewed in relation to the assault
"outside 5 John Street, Randwick, about 11:30pm on 11 April 1989". After being
cautioned, the respondent stated that he "did not assault her in John Street,
whatever happened happened in Alison Road". When asked to explain, the
respondent stated: "We had an argument inside the house. She chased me outside
the house somewhere near Alison Road. I don 't know whether I hit her or
whether she fell over or whether I was defending myself. I can 't remember. We
had both been drinking and its all a bit hazy to me. I remember certain things. I
didn't just front up and assault her". He signed a record of the conversation that
he had with Detective Senior Constable Corban. He then asked what injuries the
appellant had sustained. The officer stated that the appellant had alleged that she
became unconscious when the respondent had punched her in the face. The
respondent replied: "That's not right. When I saw her in the street she was sitting
up on the footpath". When told of the appellant's injuries the respondent stated
"T don 't think I could have caused all those injuries".
The trial judge found that the respondent's statements to the appellant's mother
and to the police were explicable and did not amount to an admission. His
Honour states that he would not necessarily have expected the defendant to give
URJ UNDERHILL v SHERWELL (Beazley JA) 7
a complete account to Mrs Dormer in the circumstances in which she called him
to her house when the appellant was present and was hurt and in need of some
attention. His Honour stated that the respondent must have said that he was sorry
for what had happened the night before, but did not regard that as any admission
of responsibility for what had happened. He continued:
He and the [appellant] had, on any view, had a blazing row and any party to
such a row, feeling innocent or guilty, would probably be feeling very badly
about it on the following morning, especially if the other participant had suffered
some injury. If the [respondent] said to Mrs Dormer that he could not remember
I would not take that to have meant that the [respondent] did not remember
anything at all about what had happened. It may equally have been a way of
declining to talk to Mrs Dormer about a subject which might have been none of
her business. Ultimately I do not think it assists in deciding the issues in this trial
to decide whether the [respondent] used the words Mrs Dormer said
As to the record of interview, the trial judge found that the respondent had
regarded the incident as a private domestic matter and had dealt with it
accordingly, "having even then some notion of protecting the interests of the
[appellant]". It was submitted at trial that because of what the respondent had
said to the police officer, his account of what happened could not be a true one.
The trial judge disagreed. His Honour found that the two accounts, that is, his
statement to the police and his evidence, were not necessarily inconsistent, and
that it was not surprising that he did not tell the police that the appellant was
making unreasonable demands on him for money and that the argument had
arisen because she had asked for money and he had refused. His Honour also
found that the respondent was entitled to believe that the matter was not being
treated seriously by the police. His Honour continued:
"T think it consistent with his desire to protect the [appellant] and with his
understandably naive approach to the interview that he gave a somewhat inept
and incomplete account of what had happened. I would not have expected him
in those circumstances to give an account which exonerated him if to do so would
have asserted serious misconduct the by [appellant]. I am satisfied that the
[respondent] was not concerned to do such a thing at that time."
Even though a different view could have been taken of this evidence, the trial
judge's conclusion was open to him.
The other evidence was the extent of the appellant's injuries. The trial judge
found that the appellant had exaggerated her injuries. Notwithstanding this, there
was objective evidence upon which his Honour determined that the appellant had
sustained facial injuries. The appellant's face was swollen and her nose was
bleeding. She had a fractured nose which required reduction, resulting in the
appellant being hospitalised for approximately 4 days, and X-rays also revealed
an irregularity of the left bony margin of the nose "which may be related to a
fracture". She also had a fracture of the root of the second upper right molar;
which his Honour "assumed" (and therefore must be taken to have found) was a
result of the incident. The appellant also suffered injury to her left forearm.
However, X-rays demonstrated there was no bony injury. Notwithstanding this,
her wrist was in plaster for a few months. The appellant had also alleged that her
jaw had been broken. This was not made out on the evidence. However, she did
receive an injury to her jaw sufficient to interfere with the fit of the occlusal splint
which the appellant already wore.
8 UNREPORTED JUDGMENTS
The trial judge stated that these injuries were consistent with a blow to the face
with a fist as described by the appellant. However, as no evidence was called
about the force which would have been necessary to cause the injuries, the trial
judge made his own assessment. His Honour found that the medical reports did
not assist in ascertaining the size or position or seriousness of the nasal fracture.
The trial judge concluded that none of the medical evidence led him to the view
that the plaintiff's injuries might not have been caused by some action taken by
the defendant in defence of himself. His Honour did not refer to Dr Bomba's
evidence that there must have been "quite a disturbance " in teeth position.
There are two difficulties with his Honour's conclusion. First it does not
address the question of onus. It was incumbent upon the respondent to prove that
the action he took, which on his Honour's finding was consistent with a blow to
the face with a fist as described by the appellant, was necessary in order to defend
himself from the appellant's attack. His Honour's view that he was not satisfied
that the appellant's "injuries might not have been caused by some action taken by
the [respondent] in defence of himself' is only consistent with his having
assumed that the onus was upon the appellant to prove that more force than
necessary was used. Further, although his Honour had earlier recognised in his
judgment that, in the absence of evidence as to the force necessary to cause the
appellant's injuries, he would have to make his own assessment, he fails to
express his reasons for having come to the view which he did. For my part, I
cannot conceive how injuries, of the nature received did not involve considerable
force. In expressing that view, I am excluding, for the moment, the injury to the
arm, which almost undoubtedly was received when the appellant fell to the
ground. The evidence does not establish, in my view, that that degree of force was
necessary to fend off the appellant. Indeed, on the respondent's version, the only
force he needed to exert was to outstretch his hands to ward her off. In my
opinion, the respondent did not satisfy the onus upon him that the degree of force
was reasonable. Accordingly, I am of the opinion that the defence of self defence
should fail.
Damages
The appellant also appealed against the trial judge's award of damages.
The trial judge properly proceeded with an assessment of damages,
notwithstanding that he had found a verdict for the respondent. He assessed
general damages in the sum of $10,000 and allocated the whole of that sum to a
one year period. He rejected any claim for past and future economic loss.
The appellant sustained a broken nose which required surgical reduction. The
fracture to the root of the molar meant that teeth had to be removed. More
serious, however, were the effects the appellant suffered from the injury to her
mouth. Prior to the accident, the appellant hat a malocclusion which was being
treated conservatively by Dr Marks, dental surgeon. Dr Marks had fabricated an
occlusal splint, which he fitted on 28 March 1989. The splint did not fit
post-accident and the appellant required surgical intervention. On 28 April 1992,
she underwent a bilateral sagittal split osteotomy to rotate the mandible and
correct its deviation. She underwent a further 8 months orthodontal treatment. It
must be recognised of course, that the appellant had to undergo a considerable
amount of orthodontal treatment in any event. Dr Bomba, who recommended the
surgery, also gave evidence that her preferred choice of treatment, even
pre-injury, would have been surgical intervention. She recognised that sometimes
a patient opted for conservative treatment if possible and that the appellant fell
URJ UNDERHILL v SHERWELL (Beazley JA) 9
into that category. However, after the accident Dr Bomba said that the appellant
had no choice but to have surgical treatment. This was performed on 29 April
1992, the appellant being hospitalised for 4 - 5 days. In my opinion, the trial
judge's award of general damages was outside a sound discretionary range ant
general damages in the sum of $15,000 should be awarded. As the whole of this
is attributable to the past, interest on that amount should be awarded.
The Appellant's Employment History
The appellant's employment history was varied. Immediately after finishing
school, she completed a secretarial course. She subsequently engaged in a
number of occupations including that of fashion coordinator, management
consultant, cosmetic consultant, public relations journalist and a waitress. At the
time of the incident she was unemployed.
Her last employment prior to 11 April 1989 was with Mapp Plumbing Services
from 21 August 1987 to 13 May 1988. She had a final interview for a job on the
day of the incident. Indeed one reason for visiting Bondi Junction was to buy
clothes for this interview. The interview was with the New Australian English
College at Ultimo, a job in which she states that she would earn around $500 per
week She stated that she also had a casual job that evening that she had to go to.
The casual job was with Westpac. The rate of pay was about $19.80 per hour. She
said that she was going to do it for about four nights a week.
Following the assault, she was employed with K B Hutchinson Pty Ltd
between 25 September 1989 and 15 November 1989, earning, on average, $500
per week. She told the court that she was asked to leave that job when special
work was done on her jaw by Dr Bomba "because they don't want to see their
executives walking around that building site slurring their words".
She then obtained employment with the Scottish Hospital at Paddington. She
worked there from 17 January 1990 to 30 June 1990, earning $240 per week for
a 42 hour working week. She states that the job was "perfect" as "it required no
speaking". She was then unemployed for about three months.
Her next position was with the Royal Hotel at Randwick She worked there
until 12 December 1990, earning a total of $4,805. She was then unemployed
until commencing with City Tattersalls, where she was employed at the time of
the incident. She started as a drinks waitress, and was subsequently promoted to
"class 5". She stated that this meant that she had to be able to walk into any
position. She confirmed that she had been reasonably satisfied with the earnings
that she received in that job.
The appellant's pre-and post-accident employment history was, therefore,
sporadic. The first question which arises is whether she is entitled to damages for
the lost opportunity of obtaining the job for which she was to be interviewed on
the day of the incident. The correct approach to this question was explained by
Deane, Gaudron and McHugh JJ in Malec v J C Hutton Pty Ltd (1990) 169 CLR
638 at 643:
"Tf the law is to take account of future or hypothetical events in assessing
damages, it can only do so in terms of the degree of probability of those events
occurring... But unless the chance is so low as to be regarded as speculative — say
less than | per cent — or so high as to be practically certain — say over 99 per cent
— the court will take that chance into account in assessing the damages. Where
proof is necessarily unattainable, it would be unfair to treat as certain a prediction
which has a 51 per cent probability of occurring, but to ignore altogether a
prediction which has a 49 per cent probability of occurring. Thus, the court
10 UNREPORTED JUDGMENTS
assesses the degree of probability that an event would have occurred, or might
occur, and adjusts its award of damages to reflect the degree of probability."
See also Norris v Blake [No 21 (1997) 41 NSWLR 49 at 67.
In my opinion, the appellant should be assessed as having lost the chance of
obtaining the employment for which she was to be interviewed the day of the
incident. Notwithstanding that her employment history was sporadic, she had
held a range of interesting jobs. She had been unemployed for some time prior
to 11 April and was in need of money. She had, with the respondent's assistance,
purchased new clothing so as to be presentable at the interview. Her desire to be
employed ought therefore to be treated as genuine. The interview was a final
interview, which means that she must have had reasonable prospects of being
selected. It therefore becomes a matter of assessment as to what those prospects
were. In my view, her prospects of obtaining the job should be treated as at least
50 per cent. There is often a two or three week delay between interview and
appointment and commencement of a position. Accordingly, I propose to allow
a period of 20 weeks at $250 for this lost opportunity, making a total of $5,000.
The other period of past economic loss which should be taken into account is
between mid November 1989, when she lost her job with K B Hutchinson and
17 January 1990. The appellant's evidence was that she lost this job because of
her speech, at about the time of the operation. Therefore, an allowance should be
made for this period. Accordingly, I would allow a period of 9 weeks at $500,
making a total of $4,500.
The next question which arises is whether any allowance should be made
thereafter. The appellant earned considerably less in her next job at the Scottish
Hospital. She was then unemployed for a period of 6 months. It is reasonable to
attribute the lower salary received in this position to the fact she had lost her job
and had found one suitable to her medical condition. Accordingly, I would allow
a period of 24 weeks at $250 per week, being a total of $6,000.
That only leaves the question of the period when the appellant was
unemployed after her employment with the Scottish Hospital. There was no
evidence this was due to her medical condition resulting from this incident.
Accordingly, no allowance should be made for this period.
Interest on the damages for past economic loss should also be awarded.
Out of Pocket Expenses
The trial judge should have allowed the cost of the surgical intervention.
Although Dr Bomba stated that surgical intervention always would have been her
approach to the appellant's treatment, the fact is she was being treated
conservatively. Accordingly, in addition to the amount allowed by the trial judge
for medical expenses an amount of $11,735.00 should be allowed for the surgical
treatment. If the appellant has paid these out of pocket expenses, interest is also
payable on these expenses.
It follows that the appeal should be allowed with costs. The respondent should
have a certificate under the Suitors Fund Act 1951 (NSW), if so entitled. The
parties should bring in short minutes of order to accord with these reasons for
judgment.
1. Appeal allowed with costs.
2. The respondent to have a certificate under the Suitors Fund Act 1951
(NSW), if so entitled.
3. The parties to bring in short minutes of order to accord with these
reasons for judgment.
URJ UNDERHILL v SHERWELL (Beazley JA)
Counsel for the appellant: R J Colquhoun
Solicitors for the appellant: Lyons & Lyons
Counsel for the respondent: M D Farrar
Solicitors for the respondent: Farrugia & Co
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