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Manly Municipal Council v Ward
SUPREME COURT OF NEW SOUTH WALES COURT OF APPEAL
POWELL and STEIN JJA
12 May 1997, 12 May 1997
[1997] NSWCA 194
Practice and Procedure — Subpoena for production of documents — Addressed to
person not party to proceedings — Document produced in answer to subpoena —
Access sought by party to proceedings (P2) — Access opposed by other party to
proceedings (D) — Privilege — Legal professional privilege — Waiver — When
imputed from conduct — Expert's report obtained by D in relation to earlier
proceedings between a third party (P1) and D — Report served by D on P1 in earlier
proceedings (District Court Rules Pt28 r8) — Report tendered by P1 and marked as
exhibit in earlier proceedings — Claim for legal professional privilege in respect of
report not available to D in later proceedings.
Powell JA By Summons filed 29 April 1997, the Claimant ("the Council")
seeks leave to appeal from an Order made in the District Court by Taylor DCJ on
15 April 1997, by which Order his Honour granted to the Opponent's ("Ms
Ward") counsel or solicitors, access to (inter alia) a document ("the Markham
Report") which had been produced in answer to a subpoena served on a firm of
solicitors ("Forsters"').
The background to the application with which, at the time, his Honour was
concerned to deal, was that, in 1993, at the Manly Youth & Community Centre
("the Centre"), premises which appear to be owned, or occupied by the Council,
there was held an event - seemingly called "Kangaroo Rock" - during the course
of which event some 50 people, or thereabouts, sustained injury when the railing
on a balcony at the Centre collapsed and they fell to the ground. It is said that
some 40 or more of the people involved in that incident, have since commenced
proceedings against the Council seeking to recover damages.
It would appear that the first of those proceedings, ("the Hill proceedings")
came on for hearing before Dodd A-DCJ in the District Court in August 1996,
and that in those proceedings his Honour found a verdict for the then plaintiff
("Ms Hill") and apportioned liability between the Council and a Third Party,
Travis McEwen Group Pty Ltd - which is also the Third Party in these
proceedings - in the proportions 1:1.
It would appear that, for the purposes of those proceedings, the Council's
solicitors commissioned a report by a Mr Markham, a consulting engineer, no
doubt with a view to using that report, if it were thought suitable, in the course
of those proceedings.
It would further appear that, prior to the trial, a copy of the Markham report
was made available to Forsters, who were Ms Hill's solicitors, by the Council's
solicitors, one assumes, in compliance with the provisions of Pt28 r8 of the
District Court Rules, which provide for the exchange of expert witnesses' reports
prior to trial.
2 UNREPORTED JUDGMENTS
It would further appear that, in the course of the trial before Dodd A-DCJ, Ms
Hill's counsel tendered the Markham Report as part of Ms Hill's case, the report,
so we have been told, being marked "Ex. D" in Ms Hill's case; the tender of the
report, as it would seem, was not objected to by counsel then appearing for the
Council.
The present proceedings relate to another action brought by one of those
injured in the incident in February 1993.
It would appear that on 25 March 1997, the counsel, or solicitors, acting for Ms
Ward called on subpoenas addressed to Forsters and to the Registrar of the
District Court
On 25 March 1997, the Registrar of the District Court granted to the Council's
counsel, or solicitors first access to the documents produced pursuant to those
subpoenas, and, on the following day, the Council's counsel or solicitors, claimed
privilege in respect of the Markham Report which had been produced pursuant
to the subpoena served on Forsters.
Thereafter, the proceedings were listed before Taylor DCJ at the request of
counsel, or the solicitors for Ms Ward with a view to obtaining an Order for
access to the Markham Report which had been produced by Forsters. Pursuant to
that application, Taylor DCJ, on 15 April 1997, made the Order for access which
had been sought; access was in fact had by Ms Ward's counsel, or solicitors, on
21 April 1997.
The basis upon which it is submitted that leave to appeal ought to be granted,
is that although Taylor DCJ held that there had been no waiver of privilege at
common law, his Honour held that, by virtue of the provisions of s122 of the
Evidence Act 1995 ("the Act'), he had a discretion to order access.
However, when the matter came before the Court today, the Court raised with
Mr S. White, who appears with Miss D. Hogan-Doran for the Council, the
question whether his Honour was correct in holding that there had been no
waiver of privilege at common law and whether, assuming that his Honour had
been in error, the question of the operation of s122 of the Act was of any
relevance to the question whether or not leave ought to be a granted.
It has been submitted by Mr White, that, even though the Council may be
regarded as having, in the earlier proceedings, waived the privilege which it
would otherwise have had in respect of the Markham Report, that waiver was but
a limited one and was not such a waiver as would permit others who sought
access to the Markham Report in unrelated proceedings, to obtain access to the
report.
It seems to the Court, with respect, that that argument is ill-founded, the view
of the Court being that, once a document, which would otherwise have been the
subject of legal professional privilege, has been made available, otherwise than
under compulsion of law, to the other party to the relevant proceedings and that
document has been tendered in open court, as it was in this case, and becomes
evidence in the proceedings, any privilege which might otherwise have attached
to the document is to be regarded as having been wholly waived.
As the Court understands it, the basis upon which, in situations such as this,
privilege is accorded, is that the material contained in the relevant document is
confidential and that the confidentiality is not to be regarded as having been
totally waived, except where the actions of the party in question have allowed the
material contained in the document to become publici juris. Decisions which
support that view may be found in the judgment of Stirling J in Goldstone v
Williams Beacon & Company ([1899] 1 Ch 47), in the Judgment of the Court of
URJ Manly Municipal Council v Ward (Powell JA) 3
Appeal in Great Atlantic Insurance Company v Home Insurance Company
({1981] 1 WLR 529) and the recent judgments of the High Court in
Attorney-General (NT) v Maurice ((1986) 106 CLR 475), and Goldberg v Ng
((1995) 69 ALJR 919).
In the Court's view, the Order made by Taylor DCJ may be supported upon that
ground, and, as his Honour's Order was one which, in the Court's view, was
correctly made, the Court does not consider that the present proceeding is one in
which leave to appeal ought to be granted so that the question of the relevance,
or otherwise, of the provisions of s122 of the Act, to cases such as the present
might be argued.
For these reasons leave is refused and the Summons is dismissed with costs.
Leave to appeal refused; summons dismissed with costs.
Counsel for the claimant: S. White and Ms D. Hogan-Doran.
Solicitors for the claimant: Phillips Fox.
Counsel for the opponent: MR Lawson.
Solicitors for the opponent: L.G. Parker & Co.