COURTENAY v PROPRIETORS STRATA PLAN 12125 [1998] NSWCA 64
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COURTENAY v PROPRIETORS STRATA PLAN 12125
SUPREME COURT OF NEW SOUTH WALES COURT OF APPEAL
PRIESTLEY, SHELLER and BEAZLEY JJA
23 September 1998, 30 October 1998
[1998] NSWCA 64
NEGLIGENCE — TRIAL IN DISTRICT COURT FOLLOWING ARBITRATION
— REFERENCE TO WHAT HAPPENED AT ARBITRATION
NEGLIGENCE — TRIAL IN DISTRICT COURT FOLLOWING ARBITRATION
— REFERENCE TO WHAT HAPPENED AT ARBITRATION — The appellant,
when walking on the respondent's driveway, fell and broke her leg — she
commenced proceedings — for damages arising out of the respondent's negligence —
issues arose as to where exactly she fell and the slippery nature of sections of the
driveway — the trial judge, in dismissing the appellant's case, found that the
appellant fell on a higher, non dangerous area of the drive and that she had changed
her case because of evidence given by the respondent's witnesses at an arbitration
hearing prior to the trial.
In her appeal it was submitted that the trial judge had misunderstood some basic factual
matters, and that this had been contributed to by his impermissibly taking into account
matters that had occurred at the arbitration.
Held:
1. The submissions concerning the trial judge's factual misunderstandings should be
accepted. These, when taken all together show:
(a) a failure to use the advantage a trial judge has; and
(b) an inaccurate use of the evidence resulting in conclusions on principal issues
that conflicted with facts which, on the evidence, had been incontrovertibly
established;
Abalos v Australian Postal Commission (1990) 171 CLR 167; Devries v Australian
National Railways Commission (1993) 177 CLR 472;
2. Pursuant to the Arbitration (Civil Actions) Act 1983 s18(3), the trial judge should not
have allowed questions concerning what the plaintiff had heard at the arbitration hearing;
Najdanovic v Brown (unreported, Finlay J, 22 September 1992), MacDougall v Curlevski
(1996) 40 NSWLR 430;
3. A new trial should be ordered; judgment for the appellant could not be ordered
because the respondent could justifiably complain that there had never been a proper trial
of its case and further, the issues on contributory negligence could not be adequately
assessed simply on the appeal papers.
Abalos v Australian Postal Commission (1990) 171 CLR 167
Devries v Australian National Railways Commission (1993) 177 CLR 472;
MacDougall v Curlevski (1996) 40 NSWLR 430
Najdanovic v Brown (unreported, Finlay J, 22 September 1992)
Arbitration (Civil Actions) Act 1983 s18(3)
Priestley JA The appellant in this appeal is Mrs Courtenay who was the
unsuccessful plaintiff in an action tried in the District Court in August 1996.
The trial arose from events of 27 May 1989, which resulted in the plaintiff
suing Proprietors of Strata Plan 12125 (the defendant) for negligence. On that
day while walking over common property of the defendant to visit two friends in
one of the Strata units, the plaintiff fell and broke her leg.
2 UNREPORTED JUDGMENTS
No-one saw the plaintiff fall. A number of people saw her soon afterwards. She
was taken to hospital by ambulance. The first hospital record shows she arrived
at 3pm and was first seen by a doctor at 4.15pm (AB 141).
The same first hospital record notes:
"Slipped down wet concrete driveway. Injured left lower leg. Heard a big
crack. Unable to walk since."
The same information is recorded in almost identical words on the following
sheet of the hospital records (AB 142).
The plaintiff's tibia and fibula were broken. She was operated on and was in
hospital for some days. There are permanent after effects.
While in hospital the plaintiff was seen by the Hospital's Physiotherapy
Department on 29 May 1989. The treatment sheet records "slipped on wet
concrete driveway" (AB 158).
On 26 August 1992 a number of photographs were taken of the driveway,
partly for the purpose of showing where the plaintiff fell (AB 50). In one, she is
sitting (Ex 1, No 4A - No 12 is an enlargement - AB 233, 236) and in another
standing (Ex 1, No 11, AB 236) at the place where she said her fall had happened.
On 12 January 1993 Associate Professor Morton of the Department of Applied
Physics at the University of New South Wales went to the home units together
with the plaintiff in order to inspect the driveway (AB 171). In his Report dated
17 January 1993 he said that the purpose of the inspection was to measure the
slipperiness of driveway surfaces and to enable him to provide "an opinion as to
whether there were features which might have presented a danger to users in the
circumstances understood to have prevailed" on 27 May 1989 (AB 174).
While Professor Morton and the plaintiff were at the site she showed him the
path she had taken across the driveway. Professor Morton marked this path in red
on Figure 3, a photograph annexed to his Report (AB 187). The photograph and
the red line marked by the Professor showed that, looking at the driveway from
its top, the plaintiff had entered on it on its righthand side and had crossed it
diagonally going downhill towards its bottom lefthand corner.
There was not subsequently any argument about the general direction of the
plaintiff's path. There was an issue about where it ended and she fell. Professor
Morton had marked this on Figure 3 with a red X. He also put a red X marking
the same spot on Figure 4 (AB 187) which was a closer up photograph of the
bottom part of the drive.
In evidence at the trial Professor Morton said that while they were at the site
the plaintiff had told him where it was she had fallen and that he would have put
the red line, arrow and cross on Figure 3, and the red cross on Figure 4, a few
days afterwards, after he had had the photographs developed, based on his
recollections of the plaintiff's instructions on site (AB 63 line 25, line 15).
Figure | in Professor Morton's Report was a sketch (not to scale) of the general
layout of and near the accident site (see below) (AB 186). The driveway the
plaintiff walked down is the left one. The sketch helps in understanding the
argument at the trial about the exact spot where the plaintiff had fallen.
The roughly triangular patch between the driveway, the path and the footpath,
the lowest point of which touches the circle labelled "Accident site" was a flower
bed with a rockery border on its path side standing a little higher than the path.
On the driveway side the garden bed was a little lower than the level of the
driveway. The edge of the driveway formed one border of the garden. On the
driveway parallel with its edge and a small but unmeasured number of
Mrs Courtenay's Accident cies
Driveway
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URJ COURTENAY v PROPRIETORS STRATA PLAN 12125 (Priestley JA) 3
centimetres into the driveway from its edge was a narrow, shallow, dish drain (see
also the Survey, part of Ex A, AB 223).
Professor Morton's conclusions were, in summary paraphrase, that: the
gradient of the driveway was excessively steep; it was dangerous for pedestrian
purposes; and there were remedial measures readily available which would have
been effective to guard against the dangers for pedestrians created by the
driveway (AB 182-183).
On April 6 1993 an investigator visited Mr and Mrs Logan who lived in a unit
in the home unit block (AB 88-89). Mr Logan was then eighty-one and retired
(AB 238). He had died by the time of the trial. Mrs Logan's memory at the trial
was that the investigator had interviewed her husband and her together for a long
time, "nearly all day I think" (AB 89).
In Mr Logan's statement (AB 238) he said: his wife and he had visitors, all
sitting at the dining room table when they heard a female scream; they all got up
and went out to the balcony and saw a girl lying with her head on the driveway
and her legs across the flower bed, parallel to the building alignment, her head at
least two metres from the end of the driveway; when he looked over the balcony
he saw a neighbour, Shirley Harris, attending to the girl; it was not raining at the
time; he was not able to recall if it had been raining; he had never noticed any
moss growing on the driveway; his wife had read the statement and agreed with
everything he had said.
Parall of the statement was as follows:
"The investigator has indicated to me a patch on the driveway which is directly
below the overflow drain pipe protruding from my balcony. The investigator has
advised that this patch has been identified as moss and he further advised that the
girl has told him that this is where she slipped and fell. This location is at least
one metre away from where I saw her laying. I do not believe she slipped in the
location she has identified." (AB 239)
Later in 1993 the plaintiff commenced her action in the District Court against
the defendant. In her particulars of claim she alleged that on 27 May 1989 she
"was walking down [the] driveway... when she slipped on the said driveway".
The particulars of negligence were, in summary, that the slope of the driveway
made it dangerous and there was neither any sufficient warning of the danger nor
other measures such as a hand railing, steps, adequate non slip coating, or other
precaution taken to avoid foreseeable risk to users of the driveway.
It seems that the action was referred for determination pursuant to the
Arbitration (Civil Actions) Act 1983 (the ACAA), and, in 1996, determined by an
arbitrator. It also appears that pursuant to the provisions of the ACAA an order
for the rehearing of the action was made, thus bringing the proceedings before the
District Court to be determined by a judge. $18(3) of the ACAA then provided
that in those circumstances "the action... shall be heard and determined in the
court as if it had never been referred to an arbitrator".
The action came on for hearing before his Honour Judge Christie on 26 and 27
August 1996. It was decided by him on 13 September 1996, when he dismissed
the plaintiff's claim.
In her evidence in chief the plaintiff described how she had walked diagonally
downwards across the driveway and was asked what happened next. She replied:
"A. As I got to a point about half a metre or a metre out from the edge - the
left hand edge of the driveway there's a garden there, and sort of that side and
about a metre or two metres from the brick pillar at the bottom there - about a
4 UNREPORTED JUDGMENTS
metre or two up above that my left foot - my left heel, as I was walking my left
heel skidded out from underneath me and I fell backwards, onto my bottom and
my back.
Q. As you did so did you feel anything happening with your legs or either of
them?
A. Yes. As I fell my left heel caught in something which I think is a little
drainage channel or something, a little tiny ditch at the side of the driveway, I
think my foot caught in there and as it - it brought me to an abrupt stop and I think
the pressure of my body bearing down my left leg broke, I heard a loud crack.
Q. You head a loud crack, and did you feel anything at that point in time?
A. I felt some pain and odd sensation I think." (AB 18)
She was then asked to look at some of the photographs which had been taken
in August 1992, (those numbered | to 4 became Ex D) and was asked whether
she could indicate the point at which she recalled being when she slipped. She
said "I can indicate an approximate spot" and was then asked to mark with a red
cross approximately where she was when she fell. She then marked a red X on
photograph 3 of Ex D. This red X does not appear to be as near to the bottom of
the drive as the red X which Professor Morton had marked on the photograph
annexed to his Report as Figure 3.
Continuing her account in her evidence in chief, the plaintiff then described
where she was lying after her fall:
"A. I was lying diagonally with my head further up than my body, so I was
lying sort of down the driveway. Probably just underneath the corner of the
garden with maybe my legs - my feet just over onto the path.
Q. Do you have an accurate recollection do you think about where your body
was in relation to the driveway, the garden, the pillar and the pathway?
A. I don't know how accurate it is." (AB 20)
She then said that a man she had seen getting into his car just before she
starting going down the driveway came to help her. She was not able to say how
long it was after she had fallen that he came, but she said "probably before a
minute was up" (AB 20). She asked him to get the two friends she had been going
to visit. He left, the friends came, and then another woman, then an ambulance,
and she was taken to hospital.
In cross-examination the plaintiff was asked a number of questions about her
exact position when she fell. She said she was not absolutely certain of the
details. She was then closely questioned about whether she had attempted to
move after she fell. She said she thought she probably rolled her left leg so that
it came next to and perhaps partially resting on her right leg (AB 48). When
asked whether that was the only movement she made after she fell she twice said
she did not know. When it was suggested to her that when somebody came to
attend to her she was lying on her right side she said she did not know (AB 48).
A point counsel for the defendant appears to have been trying to establish in
cross-examination was that where the plaintiff had fallen there was no moss on
the driveway. He also seems to have been working on the basis that there was
moss at about the point marked by Professor Morton with the red X on Figure 3,
but that higher up the driveway there was none. Accordingly the cross-examiner
was seeking to obtain admissions from the plaintiff that she had been higher up
the driveway when she fell than she was saying in her evidence.
Counsel, continuing to try to get the witness to pinpoint where it was she fell,
then asked:
URJ COURTENAY v PROPRIETORS STRATA PLAN 12125 (Priestley JA) 5
"Q. On photograph number 3 of exhibit D, you' ve marked with a red cross the
point that which you say that you slipped, do we take it that the centre of that
cross where the lines intersect is the point of which you say your foot was on the
surface of the driveway when it shot out from under you?
A. No it was somewhere in that vicinity."
Further along in the cross-examination counsel came to what he claimed was
the significant difference between the location of the red X in Professor Morton's
Figure 3 and the red X the plaintiff had marked on photograph 3 of Ex D.
She was shown a black and white photostat copy of Figure 3 and was asked:
".. that cross is the location of which you suggested to Mr Morton, was where
you had slipped isn't it?
A. No, I don't think so, I think it was further up, I didn't draw that line in.
Q. Well when that report had been prepared for Mr Morton it was provided to
your solicitors and stated in it that that was the indication that had been provided
by you wasn't it?
A. Probably, I think it was further up though I slipped on the driveway." (AB
54)
The judge then asked a question which shows that at that stage he had not
clearly separated in his mind the two separate occasions, August 1992 when the
plaintiff herself took some photographs and January 1993 when Professor Morton
took some photographs:
"HIS HONOUR: Q. I don't think he's asking you whether it was further up,
he's asking you whether that was the spot that you provided for Professor
Morton, that is whatever you told Professor Morton as at August '92 as
distinction that —
A. I don't recall saying that spot, no." (AB 54)
A little later, in cross-examination by counsel for the defendant, the following
appears in the transcript:
"Q. You gave evidence in an arbitration in relation to this matter didn't you?
A. Yes.
OBJECTION. QUESTION ALLOWED."
In my opinion this question should have been disallowed, because of s18(3) of
the ACAA. I will give further reasons later.
The question having been allowed, the cross-examination continued:
"FAGAN: The witness did answer yes.
Q. You have never at any time suggested - you're aware now that two residents
of the apartment block are Mrs Logan and a Mrs Harris say that you where you
were observed to be lying after the fall was across the garden bed, the V shaped
intersection of it, somewhere near the point where it intersects with the edge of
the driveway, aren't you?
A. Yes.
Q. And I suggest to you that it is only since you learned that that's what those
persons contend that you have asserted that you slipped at a point further up the
hill?
A. No.
Q. Further up the hill than the point indicated by the cross at p17 of Mr
Morton's report?
A. The cross indicated on Professor Morton's report is further down the hill,
yes.
6 UNREPORTED JUDGMENTS
Q. And you have only suggested that your point of slipping was further up the
hill towards the intersection of the garden bed with the edge of the driveway,
since you learned that those residents of the apartment block say that that's where
you were after the fall?
A. No.
Q. You' ve tried to reconstruct the location of your foot slipping to fit in with
other evidence of whereabouts you were observed to be lying after the fall?
A. No.
Q. And you don't really have a recollection of whereabouts your foot slipped,
do you?
A. Yes I have a very good recollection." (AB 54-54)
A little later it was suggested to the plaintiff that what had happened was that
near the bottom point of the garden shown on the plan in Figure 1 of Professor
Morton's Report (between the path and the driveway) the plaintiff had stepped
over the garden bed and stumbled in some way on the uneven surface of the edge
of the driveway in the vicinity of the rocks, the reference to rocks apparently
being a reference to the rockery border of the path. The plaintiff said "No" to this
suggestion.
A little later she was asked this:
"Shortly after the accident had occurred, did you ever suggest to either Miss
Kerr or Miss Cunningham [the two friends the plaintiff had been going to visit
- Miss Kerr later became Mrs Bradley] that you had stopped to step over the ridge
at the edge of the driveway onto the pebblecrete path and that your foot had
slipped, your left foot when you'd placed it down on a mossy area at the base of
the rockery?
A. No.
Later she was asked whether she had suggested to either of her friends either
within days or even weeks after the accident that she had slipped when she was
stepping from the driveway down to the pebblecrete path. Her answer was no.
In re-examination, counsel for the plaintiff, having failed in his objection to the
questions in cross-examination referring to the arbitration, obtained from the
plaintiff the information that the arbitration had been earlier in 1996 and that it
was only at the arbitration that she had become aware that residents in the units
had expressed views as to where she was lying after she had fallen.
The next witness was Professor Morton. Some parts of his cross-examination
are relevant to the appeal. The first such part is as follows:
"Q. Well now going back to p1 of your first report you state that she, referring
to Mrs Courtenay, says she slipped on what now seems to have been a patch of
moss or other organic growth on the concrete surface. Does that mean that on the
day that you went there with her she pointed to the area of what appeared to be
moss or organic growth and said, this is where I slipped, or words to that effect?
A. She pointed to an area of the drive as being the place at which she said that
she slipped. It was my observation that at the time of my inspection there was
moss present. She did not say to me, I slipped on the patch of moss, if that is what
you're implying."
And then a little later:
"Q. Would you look at p5 of your report under the heading 4.2, the first
paragraph, you've described the patch within which the accident site is located
referring to figures 3 and 4 and you state, I am assured by Mrs Courtenay that she
believes a similar patch was present at the time of her accident and was no
URJ COURTENAY v PROPRIETORS STRATA PLAN 12125 (Priestley JA) 7
smaller or less well grown at the time. Now is that something that she conveyed
to you in writing orally on the day when you were out there with her?
A. It would have been orally on the day that we were there.
Q. On the day when you were there there was only one moss patch that was
evident on the surface of the driveway at about that location, wasn't there?
A. In that corner, yes there were other moss patches on the drive, a distance of
a couple of metres or so away.
Q. Further across to the left as one looks up the drive?
A. Yes that's right.
Q. You decided to check the frictional properties of cleaner areas of the
concrete?
A. Yes I did.
Q. You found an area where the slope of some apparently moss free concrete
was conveniently the same as the mossy area that Mrs Courtenay had indicated
as being the accident site?
A. Yes it was in a position perhaps half a metre to the left of the mossy patch
and where the surface was of a similar characteristic as well.
Q. So it was a fairly rough concrete but without any moss evidently growing
on it?
A. Yes that's a fair description, yes.
Q. And that rough concrete at that slope of 12.5 degrees you found to have a
sufficient coefficient of friction such that when a person walked upon it with
shoes such as Mrs Courtenay was wearing it would be safe against slipping?
A. For those shoes, yes.
Q. Wet or dry?
A. Yes.
Q. So that if there was any danger just in the steepness, the gradient of the
driveway for areas of concrete wet or dry which had no moss on them, the danger
was not a danger of slipping but a danger of tripping or stumbling by reason of
steepness?
A. Given that a person was wearing shoes of the high intrinsic grip that Mrs
Courtenay was wearing, yes.
FAGAN: Q. So far as you're concerned the steepness of the slope coupled with
an area of moss on which there is a considerable change in coefficient to friction
from the concrete unaffected by moss to the mossy area, that is the danger?
A. When I made my measurements in fact the presence of the moss as such in
fact did not produce a huge change in coefficient to friction. The difference was
more between the clean concrete in the wet state and the mossy concrete in the
wet state. It needed a combination, as I did it and at the time of my measurement
it needed a combination both of the presence of moss and of moisture to create
the extreme slipperiness." (AB56-57)
In re-examination Professor Morton was shown photographs numbered 2 and
3 in Ex B (taken in 1996) and said that photograph 2 particularly
"has the clear impression that the amount of aggregate exposed on the lefthand
side is more than on the right, but I can't say that I recall that from personal
observation."
He was then asked:
"Q. If it is so, if it were so in 1989 that is less aggregate in the area on the right
hand side of photograph 3 can that have an impact upon the amount of
slipperiness of the concrete?
8 UNREPORTED JUDGMENTS
A. Yes it can.
Q. Does it increase it?
A. In the wet condition, yes.
Q. Now do you also see that in photographs 2 and 3 there appear to be
suggestions of striations at an angle across the photograph from top left to bottom
right, do you see?
A. Yes indeed.
Q. Is that the sort of thing that occurs when concrete is exposed to running
water over a period of time?
A. In my experience, yes." (AB 68)
After Professor Morton, another expert was called in the plaintiff's case. He
was Dr Palmer, a consultant in biology and a Visiting Professor at the School of
Biological Science at the University of New South Wales. He had been trained
as a professional botanist with speciality in plant growth and had worked in that
area of expertise for thirty years. He had prepared a report dated 3 June 1996
(part of Ex A, AB 206-222) in answer to a request to collect plant samples from
sites on the driveway, to identify them and to comment. He had visited the site
on 25 and 29 May 1996. He had collected samples from three areas in that part
of the driveway near where it met the pebblecrete path at the bottom end of the
rockery garden. The three areas were close together. (They are shown in the first
attachment to his report, in a photograph and overlay) He found plant growth in
each area. In the uppermost area the growth was predominantly lichen with some
microscopic filamentous and unicellular green algae. The growth in the middle
area was predominantly microscopic filamentous and unicellular green algae
with small amounts of lichen. The growth in the lowest of the three areas was the
same as in the middle area.
Despite the difficulties later mentioned of drawing inferences with any
confidence, merely from photographs, of the precise location of sites on the
driveway specified by witnesses, I think it is reasonably safe to say the middle
area in Dr Palmer's photograph and overlay is much the same area as the plaintiff
is shown sitting in in photograph 4A in Ex 1, taken on 26 August 1992 to show
where she fell. (The original photographs and overlay need to be looked at for
this assessment.)
Dr Palmer's report described the conditions favourable to the growth of lichen
and green algae. In particular, periods of wet weather or frequent showers would
promote the growth of both the lichen patch and the algal patches but the algal
patches would respond much more quickly than the lichen (AB 212). Based on
information that rainfall had been heavier in the months preceding the plaintiff's
accident than it had been in the months preceding his inspection, Dr Palmer was
of opinion that both the lichen patch and the algal sites would have been greater
in density and thickness in May 1989. He also said that the thicker the algal mat,
the more slippery it became underfoot.
His oral evidence added little to what was contained in his report. One thing
that emerged was that the use by most of the witnesses including Professor
Morton of the term moss was probably incorrect, at least in botanical terms. Dr
Palmer said there was no moss growth in the driveway; what was there was either
lichen or algae. It seems likely that what the witnesses who said they had seen
moss were describing was what Dr Palmer called algae, although it may be that
some witnesses used the word moss to describe lichen also. These ambiguities
were not cleared up at the hearing.
URJ COURTENAY v PROPRIETORS STRATA PLAN 12125 (Priestley JA) 9
The next witness in the case for the plaintiff was Mrs Bradley (Miss Kerr at the
time of the accident). She said she and Miss Cunningham went to help the
plaintiff after hearing something over the intercom in her unit. When she saw the
plaintiff she was lying at the end of the garden bed. She said the garden bed
became a V where it finished and the plaintiff was lying just past the end of that.
Her head and the top half of her body were on the driveway and the rest of her,
legs and feet on the path (AB 75). Asked what she noticed about the area
immediately beneath the plaintiff she said that around the pebblecrete (the
footpath was pebblecrete) "in the corner was quite mossy sort of wet, damp
there" (AB 76). She said she did not recall noticing anything on the driveway.
In cross-examination Mrs Bradley was asked about a signed statement she had
given to an investigator in April 1993. She had marked on photographs shown her
by the investigator the position in which she had seen the plaintiff lying. Those
photographs became Ex 2.
She was then asked about what the plaintiff had said to her about how the
accident had happened. She replied that on the day the plaintiff had not said
anything other than that she had slipped (AB 79 line 15). She said that later she
had had general discussions with the plaintiff and the other people who had been
there to work out how the plaintiff might have slipped (AB79 para25-paraS 1).
Eventually some parts of the statement she had given to the investigator were put
to her, leading to the following evidence:
"A. Like I say I can't remember exactly the conversations, it was a long time
ago and I'm thinking that perhaps it's more you know after an accident you sort
of get together and try and be amateur detectives and work out what happened.
I can't say definitely.
Q. Did she tell you that she placed her left foot down and her foot slipped on
a mossy area at the base of the rockery where the rockery joins the pebblecrete
path?
A. I remember saying that in the statement, yes I think that that sounds right.
Q. In other words you did say in the statement which you provided to Mr Wren
that that is something Mrs Courtenay had said to you?
A. Yes I did.
Q. And that was the truth what you were telling the investigator?
A. Yes.
Q. Did Mrs Courtenay tell you anything else about how the accident had
occurred as she recalled it?
A. Not that I can recall, no." (AB 80)
In re-examination counsel for the plaintiff obtained from Mrs Bradley what
appears to have been the precise text of the statement on which the above
cross-examination was based:
"Q. Is what is recorded in the statement the following. In later discussions with
Jennifer we worked out that she had walked down the driveway and stopped in
order to step over the ridge onto the pebblecrete path?
A. That's what's in the statement, yes.
Q. Now do you presently have a recollection of having said that to Mr Wren?
A. No." (AB 81)
The first witness in the defendant's case was Mrs Logan. Her evidence,
although generally to the same effect as that of her deceased husband in his
statement, (which was tendered and became Ex 3 during her evidence in chief)
varied from it in some respects. She said that when she first looked down from
her balcony towards where the plaintiff was lying she was lying across the
10 UNREPORTED JUDGMENTS
tapering end of the garden bed. Her head was on the other side and legs on the
footpath (AB 86). Her husband had got to the balcony before her. When she
looked down she did not think anybody was with the plaintiff. She said she had
never seen any moss or any other sort of growth on the driveway up to the time
of the accident.
In cross-examination she agreed that she had observed the plaintiff from her
balcony for a very short time and that from that time until the investigator took
the statement from her husband in 1993 she had not turned her mind to the
occasion (AB 90). As mentioned earlier, her recollection was that the investigator
had been with her husband and her nearly all day. She also said she was not very
interested because she was busy (AB 94).
Also called in the defendant's case was Mrs Harris. She had lived in the units
since they were first built. She remembered the accident to the plaintiff. She heard
someone yelling out; at first she thought it was kids mucking around, then
realised there was somebody down really yelling and screaming. She went to her
balcony and saw the plaintiff lying diagonally across the V at the bottom of the
garden (AB 95). She said she had never seen moss or fungus or any sort of
growth on the driveway before or after the accident (A1396).
In cross-examination she said that nobody had been with the plaintiff when she
first looked over the balcony. She also agreed it was quite some time before she
had to turn her mind to the event of the accident again (AB 98). An investigator
then spent what could have been an hour or a couple of hours with her. She
agreed that this was about five or six years after the event.
The various photographs that were in evidence provided good examples of the
difficulty of estimating distances from photographs, particularly in circumstances
such as those in the present case relating to the driveway, because of the slope of
the steep driveway and perspective problems generally. The survey earlier
mentioned, the last of the documents in Ex A, which was a plan of part of the
driveway, showed distances between various parts of the driveway and the unit
building which the driveway went down to. Its accuracy was not questioned.
One feature mentioned quite often in the evidence was a grating which ran
across the foot of the driveway and extended across the end of the pebblecrete
path. This grating was under balconies above the driveway's entrance to the
garages shown to the left of the lobby in the sketch reproduced at p4 above. The
grating is visible in a number of the photographs: see Ex B, PGs 1, 6, 11 and 13;
Ex D, PGs 1, 2, 3 and 4; Figures 2, 3, 4, 6 and 7 annexed to Professor Morton's
report; and Ex | (eight photographs taken by the plaintiff in August 1992 at the
same time as those in Ex D) PGs 5, 6 and 8. How far out the balcony stretched
above this grating is difficult to estimate from the photographs. In some
photographs it looks as if the outward line of the balcony is almost directly above
the grating and in others the grating seems to be some way back. Only PGs 11
and 13 in Ex B and Figure 6 in Professor Morton's report permit an immediate
direct observation; in others it can be worked out, but not immediately seen, and
in others, if looked at in isolation, the effect of perspective is misleading.
Similarly, it is hard to see from the photographs how far distant from the
grating, in a straight line, is the end of the rockery garden where the driveway and
the pebblecrete footpath meet. The survey plan shows that the outward line of the
grating (that is facing towards the driveway) is.95 metres back (downhill) from
the outward line of the balcony. The outward line of the grating is 1.35 metres
from the point where the driveway and the pathway meet. A drainage spout
stretching out from the base of the balcony is shown as ending 1.22 metres from
URJ COURTENAY v PROPRIETORS STRATA PLAN 12125 (Priestley JA) 11
the grating line. Professor Morton's Figure 6 shows there are actually two spouts
and I think it is safe to infer, after taking into account the difficulty of estimating
distances from these photographs, that both spouts stretch out from the balcony
approximately the same distance. This means that the spouts stretched over the
driveway 13 centimetres short of a line drawn parallel with the balcony from the
bottom of the V formed by the rockery garden where the driveway met the
pathway. (Incidentally, spouts on balconies above the balcony immediately above
the driveway can also be seen on Figure 6.)
This further means that the lowest point of the middle (and smallest) of Dr
Palmer's three patches was about 13cms uphill of a line drawn on the driveway
through and directly beneath the water spouts. This middle patch was one of the
algal patches which Dr Palmer said would grow more quickly in wet conditions.
I have already mentioned the approximate correspondence in location between
the site of this patch and where the plaintiff was shown sitting in Ex 1 PG No 4A,
taken on 26 August 1992.
I am not treating the figures and locations I have mentioned in the preceding
paragraph as having any precise accuracy. It seems to me however that anyone
making proper use of the available materials would conclude they are roughly
about right.
The reasoning of the trial judge that led him to dismiss the plaintiff's case,
included the following steps, (i) he thought that originally her case was that she
had fallen in an area underneath the water outlets and within about half a metre
or less from the bottom of the driveway, (ii) that she had accordingly told
Professor Morton of (i), (iii) that she had learned at the arbitration that witnesses
would say she was further up the driveway than she had told Professor Morton,
(iv) and that on the evidence this distance was as much as four or five metres
above the bottom of the drive, (v) that he was satisfied beyond reasonable doubt
that she fell or slipped on or off the driveway somewhat higher up it than the
bottom of the V end of the garden, (vi) that this was nowhere near any mossy
growth of relevance, (vii) because only the highest of Dr Palmer's three areas (or
patches) could be anywhere near the spot where the plaintiff fell, that was a
lichen area, and not dangerous. (Step (v) is my interpretation of the first full
paragraph on AB 247.)
The trial judge considered that it followed from his views set out in the above
steps that the plaintiff had not made out her case. The trial judge referred to a
further submission for the plaintiff which was that the very existence of the
driveway constituted an invitation to her to use it to enter the premises and that
even if the trial judge found she fell higher up or while trying to cross the garden
bed, the plaintiff should still succeed on the basis that those areas were part of the
entrance through which the plaintiff was invited to gain access. Of this
submission the trial judge said it would not be possible to find in favour of the
plaintiff on the basis of a set of facts for which she did not contend and further
that there was no evidence that would render the area in which he found the
plaintiff came to grief as being dangerous.
It seems to me that there is serious doubt about some of the numbered steps in
his Honour's reasoning and that at least two of them can not be supported.
As to step (i), the plaintiff in the photographs taken in August 1992, showed
the spot which she said was where she had slipped in very much the same
position she showed it at the trial. That is, before she learned of the evidence at
the arbitration, she was saying substantially what she said at the trial.
12 UNREPORTED JUDGMENTS
In regard to step (ii), the trial judge does not seem to have given any weight
to the fact that Professor Morton put his red X's on the photographs he took in
January 1993 some days after he had visited the site with the plaintiff and marked
the photographs in accordance with his memory of what the plaintiff had told
him, and, apparently, without then checking with her. Further, the trial judge did
not mention the sketch which was Figure | in Professor Morton's report (see p4
above). The circle in that sketch marked "Accident site" is in very much the
position the plaintiff had shown the accident site in the August 1992 photographs
and as she herself described it in her evidence at the trial. No part of the circle
has the accident site under the balcony, which is where the trial judge's step (i)
would have the plaintiff telling Professor Morton was where she fell. The
accident circle is inconsistent with the red X's that Professor Morton marked on
his Figures 2 and 3, depending on first his interpretation of the relation between
the balconies and the grating and then the reader's interpretation of the relation
between the red X's, the balconies and the grating. The accident circle on the
sketch is unequivocal.
Failure by the judge to take that into account along with the significance of the
plaintiff's August 92 photographs contributed to what seems to me to be a
demonstrable misunderstanding mentioned later.
Step (iii) appears to have been an important one in his Honour's reasoning. I
earlier said that the questions which brought what the plaintiff had learned at the
arbitration to the notice of the trial judge should not have been allowed because
of the terms of s18(3) of the ACAA, and set out the relevant parts of that
subsection as it then was (see p6 and p10 above).
In Najdanovic v Brown, an unreported decision of Finlay J of 22 September
1992, he held that the words of s18(3) precluded either party in a re-hearing
"using any of the material, including the transcript of evidence, before the
arbitrator (unless, of course, by consent to facilitate the hearing)".
In MacDougall v Curlevski (1996) 40 NSWLR 430 I mentioned Finlay J's
opinion in Najdanovic and said, tentatively, without then expressing any
concluded view, that I thought what he said was correct. I also said that it would
appear that the course to be taken by judges on re-hearings was, before any
question of costs came to be decided, "to determine the action as if it had never
been referred to an arbitrator" and only after the action had been determined
could any information from the hearing before the arbitrator be taken into
account in deciding what costs orders should be made (at 435).
In the present case it is necessary to reach a concluded opinion on the matters
upon which previously my opinion was only tentative. Upon further
consideration, my opinion remains the same. I do not think the questions
concerning what the plaintiff had learned at the arbitration should have been
allowed, and I do not think the trial judge should have allowed himself to be
influenced by anything that happened at the arbitration.
Step (iv) is simply a misunderstanding on the part of the judge, who seems to
have relied for his estimate of distance on his own observation of the photographs
without reference to the Survey, part of Ex A, AB 223. Had he made use of this
document he would have seen that the four or five metres distance he spoke of
was impossible, on any view of the facts before him. He would also have realised
that the distance between the different sites spoken of by various witnesses as the
site of the plaintiff's fall (more accurately, in the case of witnesses other than the
URJ COURTENAY v PROPRIETORS STRATA PLAN 12125 (Priestley JA) 13
plaintiff, where she was lying at indeterminate times after her fall) was more in
the order of a half a metre to a metre and not nearly so significant as counsel for
the defendant had been contending.
Step (v) is a finding that puts the spot at which the plaintiff fell quite close to
her own account of it, contrary to the trial judge's assumption.
Step (vi) seems to have overlooked the middle of Dr Palmer's three areas.
Step (vii) also seems to me to misinterpret Dr Palmer's report evidence
generally.
Steps (vi) and (vii) led also to his Honour's statement that there was no
evidence that the area in which the plaintiff came to grief was dangerous. On my
reading of Dr Palmer's report and oral evidence his second area was dangerous
and this was not put in issue.
It may be that some of what, in my respectful opinion, were the trial judge's
factual misunderstandings might, taken separately, fall within the Abalos/Devries
tules, so that this court should not disagree with them!. Taken all together
however, they seem to me to show (a) a failure by the trial judge to use the
advantage a trial judge has and (b) an inaccurate use by him of the evidence
which put some of his conclusions relevant to principal issues at the trial in
conflict with facts which were, on the evidence, incontrovertibly established.
Further, and equally clearly, there seems to me to be no doubt that the trial judge
was heavily influenced in his non-acceptance of the plaintiff's evidence by his
understanding of the effect upon that evidence of what she had learned at the
arbitration. This consideration even if he used it accurately, which I do not think
he did, was forbidden to him by s18(3) of the ACAA.
To my mind the various matters I have mentioned show that, at the least, the
trial miscarried and, again, at the least, the trial judge's decision should be set
aside and a new trial ordered.
This leaves for consideration the further question whether it is open to this
court to say, on all the evidence, that, putting it broadly, the following case was
established by the plaintiff: the driveway was undoubtedly unsafe; there was at
least one patch of algae at or about the spot where the plaintiff fell which, on the
probabilities and in light of the recent weather and the rain on the day, was
slippery; that the plaintiff, wearing very reasonable footwear for the
circumstances, nevertheless slipped and injured herself; and that, whether she fell
in the position she herself described, or was lying at the time the defendant's
witnesses saw her in the very slightly different position they described, the
defendant should be held liable in any event. This after all would reflect only
what the hospital records show the plaintiff must have said to them within hours
of her fall: that, at a time when, in considerable discomfort if not worse from her
injury, it would seem unlikely she was preparing a story for a case against the
defendant, she had slipped on the wet driveway (which was also the first thing
she said to her friend Mrs Bradley).
To take this approach would be to restore to the case the simplicity it probably
deserves: the visitor-plaintiff slipped and fell on a wet and dangerous driveway
which the defendant invited visitors to use and which could have been made safe
by relatively inexpensive measures.
1. Abalos v Australian Postal Commission (1990) 171 CLR 167; Devries v Australian National
Railways Commission (1993) 177 CLR 472.
14 UNREPORTED JUDGMENTS
However, there are two reasons which deflect me from the reasonableness of
simply entering judgment for the plaintiff at this stage. One is that I think it would
leave the defendant in the position that it could complain with justification that
there had never been a proper trial of its case that the plaintiff suffered her fall
when attempting to take a short cut across the bottom of the V of the rockery
garden, thus departing from both the driveway and the footpath. Conceivably
(although in my opinion barely so) the defendant could defeat liability altogether
if it obtained suitable factual findings in support of this defence.
The second consideration is a subsidiary of the first. If this court were to decide
the whole matter on the papers in the appeal books, it would be necessary to form
a view on the question of contributory negligence. I do not feel sufficiently
confident of being able to do this fairly on the appeal papers to warrant
suggesting that the court should take this course.
It therefore seems to me that the proper outcome of the appeal is that a new
trial should be ordered.
In my opinion therefore, the appeal should be upheld, judgment below set
aside and a new trial ordered, the costs of the first trial to abide the order of the
judge hearing the new trial. The defendant should bear the plaintiff's costs of the
appeal.
Sheller JA I agree with Priestley JA.
Beazley JA I agree with Priestley JA.
1. Appeal upheld, judgment below set aside and a new trial ordered.
2. Costs of the first trial to abide the order of the judge of the new trial.
3. Defendant/respondent to bear the plaintiff/appellant's costs of the
appeal.
Counsel for the appellant: J B Whittle/E Techera
Solicitors for the appellant: Shaw McDonald
Counsel for the respondent: D F Jackson QC/A D M Hewi
Solicitors for the respondent: Curwood & Partners
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