NSW Caselaw
Reported Decision : (2002) ACLC 227
New South Wales Supreme Court
CITATION : ASIC v Adler & 4 Ors [2001] NSWSC 1168 CURRENT JURISDICTION: Equity FILE NUMBER(S) : SC 2753/01 HEARING DATE(S) : 13/12/01 JUDGMENT DATE : 14 December 2001
In the matter of HIH Insurance Limited (in provisional liquidation) ACN 008 636 575 and HIH Casualty and General Insurance Limited (in provisional liquidation) ACN 008 482 291 Australian Securities & Investments Commission (Plaintiff) Rodney Stephen Adler (First Defendant) PARTIES : Raymond Reginald Williams (Second Defendant) Dominic Fodera (Third Defendant) Adler Corporation Pty Ltd (ACN 054 924 373) (Fourth Defendant) Lynda Sharon Adler (Fifth Defendant) JUDGMENT OF : Santow J
R B S Macfarlan QC/ P Durack (Plaintiff) COUNSEL : B W Walker, SC/ I M Jackman (First and Fourth Defendants) J E Sexton, SC (Third Defendant) Jan Redfern, Solicitor for ASIC (Plaintiff) SOLICITORS : Gilbert & Tobin (First and Fourth Defendant) Dibbs Barker Gosling (Third Defendant) CATCHWORDS : EVIDENCE - Procedure -- Plaintiff ASIC -- Splitting case not permitted -- Relevant considerations -- Implications of fact that this a civil penalty prosecution. LEGISLATION CITED : Corporations Act s1317L ASC v AS Nominees Limited (1995) 13 ACLC 1,822 CASES CITED : Australian Securities and Investments Commission v ABC Fund Managers Ltd [2001] VSC 92 R v Chin (1985) 157 CLR 671 Williams v Keelty (2001) 39 ACSR 127 DECISION : See paragraph 27.
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