Clyne, Peter Leopold v Scott, Eardley Murray (S.M.) & Ors [1984] FCA 91
Federal Court of Australia
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Administrative law - judicial review - application for
review of decision to commit for trial - review of
evidence - consideration of degree to which committing
Magistrate ought to be satisfied of guilt of an
accused person.
Banking (Foreign Exchange) Regulations, reg. 40.
Justices Act 1902 (N.S.W.), s. 41
PETER LEOPOLD CLYNE v. EARDLEY MURRAY SCOTT (S.M.) & ORS.
No. G50 of 1984
Coram: Sheppard J.
28 March 1984
Sydney
IN THE FEDERAL COURT OF AUSTRALIA
GENERAL DIVISION No. G50 of 1984
NEW SOUTH WALES DISTRICT REGISTRY
BETWEEN
PETER LEOPOLD CLYNE
Applicant
EARDLEY MURRAY SCOTT (S.M.) & ORS.
Respondents
ORDER
JUDGE MAKING ORDER: Sheppard J.
DATE OF ORDER: 28 March 1984
WHERE MADE: Sydney
THE COURT ORDERS THAT:
1. The application be dismissed.
2. The applicant pay the costs of the second and third
respondents of the application.
IN THE FEDERAL COURT OF AUSTRALIA
GENERAL DIVISION No. G50 of 1984
wee
NEW SOUTH WALES DISTRICT REGISTRY
BETWEEN
PETER LEOPOLD CLYNE
Applicant
EARDLEY MURRAY SCOTT (S.M.) & ORS.
Respondents
CORAM: Sheppard J. 28 March 1984
REASONS FOR JUDGMENT
On 10 December 1982 the applicant was charged with
an offence against reg. 40 of the Banking (Foreign
Exchange) Regulations. That regulation, so far as it
is relevant, provides that a person shall not make to
any officer of the Reserve Bank any statement, whether
oral or in writing, relating to any act, transaction,
matter, or thing to which the provisions of the
Regulations apply which he knows to be untrue. The
charge, so far as it is material, 1s as follows:-
"Peter Clyne ... at Sydney on or about 7th
June 1981 (did) make a false statement to
an officer of the Reserve Bank of Australia
in writing relating to a transaction to
which the Banking (Foreign Exchange)
Regulations applied which he knew to be
untrue in that he wrote to Mr. A. J. Webster
an officer of the Reserve Bank of Australia
that a receipt dated 20th May 1981 in the
amount of one million six hundred thousand
schillings being payment in full for
Apartment No. 25, Franzensgasse 26, Vienna
A-1050 was a settlement receipt signed by
the vendor Dr. Arthur Oostwegel as required."
On that charge the applicant was committed for trial
on 26 January 1984. The Magistrate did not give reasons
for his decision to commit the applicant for trial. He
said:
"In this case there will be a committal for
trial. It is not the practice to make a
summing up or any assessment, or to give
any reasons for this and I do not propose
to depart from that practice. If I were
of the opposite opinion I would, of course,
give a reasoned judgment. Mr. Clyne, I am
of the opinion that the evidence is
sufficient to warrant you being put on your
trial."
Because of apparent typographical errors in the transcript
I have edited somewhat what the Magistrate 1s reported to
have said.
The depositions went on to record the fact that the
applicant was committed for trial at the District Court
in its criminal jurisdiction to be held at the Sydney
current sittings or such other time and place as the
Attorney-General might appoint.
The applicant seeks the review, pursuant to che
provisions of the Administrative Decisions (Judicial)
Review) Act 1977, of the Magistrate's decision to
commit him for trial. The evidence led against him
in support of the charge is essentially as follows.
Firstly, there is a letter dated 30 January 1981
written by the applicant from his Vienna office to
the Manager, Exchange Control Department, of the
Reserve Bank. In his letter he referred to previous
correspondence concerning the purchase of an apartment
in Vienna and continued:-
"Subject to your approval, I have now
entered into a contract to purchase an
apartment in Vienna, and copy of the
contract is enclosed. You will note
that clause 7 makes the contract
conditional, inter alia, upon your consent.
Please treat this contract, therefore, as
conditional and subject to your approval;
and you are also asked to treat this
letter as my formal application for
approval, both to the purchase itself and
to the remittance of the purchase price."
There was then some detailed reference to the trans-
action. Amongst other things, the applicant said:-
"The contract 1s in fact a final contract,
though subject to your approval and some
other matters."
He mentioned again that a copy was enclosed. He
concluded his letter by saying:-
"As I will be in Vienna until early March,
I would be grateful if you would write to
me in Vienna (Hotel Sacher, Vienna A-1010,
Austria), and also to my attorney, and
indicate that consent is given to the
transaction and to the remittance of the
necessary funds. I would be grateful if
you could deal with the matter as soon as
possible."
On 12 February 1981 the Reserve Bank replied to the
applicant's letter. Amongst other things, it said:
"BRuthority under the Banking (Foreign
Exchange) Regulations is given, valid
for two months, for:
1. you to enter into the proposed
contract covering the purchase
of apartment no. 25, 26 Franzensgasse,
Vienna, from Dr. Arthur Oostwegel,
Vienna, for a consideration of OS
1,600,000 for use by you as a
residence for minimum periods of six
months each year during your visits
to Austria;
2. the provision of OS 1,600,000 for
remittance from Australia to
Creditanstalt Bankverein, Vienna, for
payment to the vendor in settlement
for the purchase of the abovementioned
apartment.
The above authority is given subject to the
following conditions:
(a) a copy of the settlement receipt
confirming payment to the vendor will
be furnished to the Reserve Bank as
soon as available; ..."
On 7 June 1981 the applicant, this time from his office
in Sydney, wrote to the Reserve Bank. His letter
included the following statement:-
"I refer to your letter dated the 12th
February 1981, condition (a), and now
enclose copy of the settlement receipt
signed by the vendor, Dr. Arthur
Oostwegel, as required,"
With the letter was, a receipt which is the receipt
mentioned in the charge which said:-
"RECEIVED from Dr. Peter Clyne the sum
of one million six hundred thousand
Schillings (OS 1.600.000) being
payment in full for apartment No. 25,
Franzensgasse 26, Vienna A-1050.
Dated this 20th day of May 1981."
The receipt purports to bear Dr. Arthur Oostwegel's
signature.
In those documents the essence of the charge can
be seen, subject to one further matter which needs to
be added in, namely, that it 1s common ground that in
fact no sale of the apartment to the applicant ever
took place. So much is made clear in evidence which he
gave before McGregor J. in proceedings under the
Bankruptcy Act 1966 on 7 December 1982. In order to
understand the full effect of that evidence both from
the respondents' and the applicant's points of view, it
is necessary to read it as a whole. There are many
pages and it 1s not appropriate to set these out in this
judgment, but I refer to some of them.
At page 37 appears the question and answer:-
"Well, let me just ask you a direct
question. First of all, do you still
own your apartment? -- No, I never did
own an apartment."
At page 44 there appears the question and answer:-
"Would you look at a letter, a copy letter,
dated 7 June 1981 together with copy
enclosure.
(Those being the letter and receipt earlier referred
to):
"Do you agree that that is a photostat
copy of a letter sent by you and dated
7 June 1981 to Mr. Webster of the
Exchange Control Department of the
Reserve Bank? -- Yes, I do."
The applicant was then shown the letter and referred
specifically to the paragraphs to which I have referred
and to the receipt. The following questions and answers
then appear:~
"Well, what about that receipt, was that
a fake? -- It was not the truth.
HIS HONOUR: I am sorry, I did not hear
you? -- Well, sir, I do not know about
a fake but it was not the truth. I did
not pay Dr. Oostwegel 1,600,000 schillings
at that time or at any other time."
At pages 55 to 56 the following appears:-
"You do however agree that you sent a
false document to the Reserve Bank in
connection with the apartment? -- I do.
And the false document indicated that
you had in fact bought the apartment
when you had not? -- Yes.
You do agree that you sent to the Reserve
Bank a false document concerning the
apartment which indicated that you had
bought it when you had not? -- That I
had paid for it when I had not.
And, indeed, which indicated that you had
bought it when you had not? -- No, I do
not agree with that. If buying means
entering into a contract to buy, I
had entered into a contract to buy,
and that was on foot at the date of
this letter.
The false document I am talking about
1s the receipt signed by your very old
friend saying that he had received from
you the purchase money in settlement of
the purchase? -- May '81? Yes, I am
not disputing that that 1s false in the
sense that it shows money having been
paid which had not been paid. I am
disputing as false in the sense of
suggesting that I had never bought the
apartment when in fact I had."
In answer to a question from his Honour, the applicant
said:-
"Buying, as I understand it, means
entering into a binding contract to
buy. I entered into a binding
contract to buy the apartment in
January. There were negotiations
about whether that would proceed or
not all through the year but as of
the date of this document in May I
had in fact bought the apartment and
I might very well have completed it
but in order to satisfy the condition
about furnishing a receipt as soon as
possible, I do admit that I furnished
a receipt showing the payment of
moneys which at that time, except for
10 per cent deposit, had not been paid.
In that sense and in that sense only
1s it a false document."
At pages 62 to 64 there is an extensive explanation
by the applicant of the transaction which I have taken
into account but which I do not set out here. At page
65 the following appears:-
"So you simply, for whatever reason,
decided to send the bank in June 1981
a document which you had obtained Dr.
Oostwegel's signature to, which you
knew would mislead the bank? -- Yes,
I would have to admit that."
I should say, before proceeding to refer to other
evidence, that because of the prosecution's reliance
upon the applicant's answers to questions asked him
before McGregor J., the question may arise as to whether
his admissions, if they be admissions - by that I mean
admissions in the eyes of a jury - were obtained
voluntarily, using that in the technical sense in which
that expression is understood in the criminal law.
In an earlier application under the Judicial Review
Act which was heard at first instance by Beaumont J.,
that matter was specifically relied upon. In his
judgment which was delivered on 7 December 1982 Beaumont J.
said, amongst other things:-
"The applicant contends that the magistrate
erred in law in admitting into evidence in
the committal proceedings some damaging
evidence given by him before McGregor J. in
other proceedings in this Court. In
essence, he argues that this material was
not 'voluntary' ...
This branch of the argument raises many
complex questions of law and fact. At the
factual level alone, it is necessary to
examine closely many pages of the transcript
of the proceedings before McGregor J. for
the purpose of weighing the considerable
body of oral evidence given by the applicant
on the point. Further, an attack is made
upon the motives of those instructing sen_or
counsel then appearing for the Deputy
Commissioner of Taxation: an ulterior
purpose 1s suggested. And to complicate
Matters even further, in answer to the
claims now made, the second respondent,
as an alternative defence, tenders the
whole of the evidence before the first
respondent so as to establish, it is
said, that the confessions are not
essential to the prosecution case, so
that the admissions are of academic
interest oniy, in that the case against
the applicant can be established aliunde."
His Honour concluded:-
"In my opinion, without expressing any
view on the ultimate merits of the
applicant's argument, this point falls
within the scope of the general rule and
for the reasons advanced in Lamb v. Moss,
it is not, I think, appropriate that the
Court should intervene in committal
proceedings on a question of admissibility
of evidence. In the exercise of my
discretion, I decline therefore to grant
the relief sought in this connection."
The matter which had been dealt with by Beaumont J.
went on appeal but the question of voluntariness was not
the subject of argument before the Full Court (Clyne v.
Scott, 8th March 1984) which heard and dismissed that
appeal. The matter was discussed in argument before me
and the applicant declined to put any further submissions
based on absence of voluntariness, but he has made it
clear that he will rely on that matter if the matter
ever goes to trial; in other words, he will then contend
before the trial judge that the answers to the questions
made by him before McGregor J. ought not to be allowed
to be used as admissions against him because they were
not made voluntarily. He has accepted, so far as
judicial review is concerned, apparently, the view
which was propounded by Beaumont J.
I would express the opinion that the applicant is
correct in taking the approach he has and that it is a
matter which is for the trial judge, if there be a
trial. It is not a matter which can be managed or
dealt with in an application of this kind.
Other evidence which was relied upon in support
of the prosecution is to be found in two books written
by the applicant. The first of these is entitled, New
Adventures in Tax Avoidance. It was not tendered in
the prosecution's case but by the applicant himself.
The preface to the book is dated June 1980. Chapter
53 of the book is entitled, Fifteen Legal Ways to Take
or Send Money Out of Australia. At p. 275 under the
heading, "Send out $250,000 to buy a home," the
following appears:-
"Reserve Bank officials informed me that
since I spend at least half my time
each year in Austria and Switzerland,
they would give favourable consideration
to an application for enough funds to buy
a home there.
This would apply to anyone who spends much
of his time overseas, and would prefer to
have his own cottage, villa or apartment
instead of spending a fortune on rent."
10.
There follows some further material to which 1t is not
necessary to refer.
The second book is entitled, "New Tax Dodgers'
Dictionary: How to Out-Bluff, Out-Hassle and Out-Litigate
the Fiscal Fiend from A to Z." The preface to that book
is dated February 1981, the same month as the month in
which the Reserve Bank's letter giving approval to remit
the funds in this case was written.
Under the phrase, "Exchange Control," the following
appears at pp. 46-7:-
"Exchange Control Planning, like international
tax planning, has become an important new
science. Some ways to get larger sums out of
Australia are:
1. Apply to me. (See Peter Clyne, How to
contact)
2. Smuggle cash into your secret account
(See Austrian banking secrecy)
3. Use Australian travellers cheques (See
Travellers cheques) which, for the time
being, you can bank overseas.
4. Take gold bullion. This doesn't require
approval, though coins do, including
Krugerrands.
5. Build up a case for getting approval, eg.
pretend to be buying real estate in Vienna,
then cancel the deal; or buy a Rembrandt,
then cancel the deal by agreement with the
vendor; or buy a picture by an unknown
artist. Who is to say you are paying too
much? And, for a modest 10 per cent, the
unknown artist will transmit the other 90
per cent to your Swiss account. You get a
picture, as well! These and other methods
are best arranged professionally, and I can
help."
There was argument as to the admissibility -f these
11.
texts before the Magistrate and in any trial which may
take place. For reasons similar to those given by
Beaumont J., I do not regard this as the place to
determine this question. It seems to me that there 1s
much to be said for the view that the books, particularly
the second one, are relevant documents but I would not
express a concluded view. So much will depend on how
the trial runs and, even if the work 1s not admissible
in the first instance, the course of the trial may be
such as to make it admissible because of something that
arises therein. All I am concerned to say is that it
seems to me the material in the two books to which I
have referred was material proper to be taken into account
by the Magistrate if he thought it relevant to take it
into account.
The applicant made a number of submissions and
related them to various paragraphs of sub-sec. 5(1) of
the Judicial Review Act. I do not need to go into the
detail of how they were connected up. It is sufficient
if I mention what they were. The first was based almost
entirely on further material and evidence which was led
or placed before the Magistrate by the applicant and the
effect that it was said that this material should have
had upon his attitude to the committal.
The second submission was based upon the Magistrate's
attitude towards receiving this material, which was
originally objected to by counsel for the prosecution
but subsequently allowed to be tendered by consent. I
shall deal with these submissions separately but before
I do so, I should dispose of some further submissions.
Firstly, there was raised a question as to whether the
charge had been put in a way in which it seems to me 1t can
be put on the basis of the prosecution evidence before
the Magistrate. The applicant suggested that it had
been put by the prosecution in some three different ways,
none of which was the obvious way which related the
letters of 12 February 1981 and 7 June 1981 and also the
receipt enclosed with that letter to the terms of the
charge.
I have not made an exhaustive examination of the
transcript before the Magistrate to see whether what the
applicant says 1s right or not. I do not regard it as
necessary to do so. It seems to me, bearing in mind the
words of the charge, that the essential evidence in
support of it is to be found in the documents to which I
have earlier referred, in the evidence before McGregor J.
and the two texts from which I have quoted extracts. I
would reject therefore any submission based on the
allegation that the charge as laid and as understce xd by
me was never put to the Magistrate nor understood by
him in that way. I would have thought myself it very
13.
difficult to find any other basis for the charge.
It was also said that there was no, or at least
no sufficient, evidence to suggest that there had
been established before the Magistrate the fact that
the statement relied upon was known by the applicant
to be untrue. It was suggested that it was no more
than misleading. But, if one takes the answers before
McGregor J., it is difficult to reach that conclusion.
I should also mention, before going to the matters
principally relied upon by the applicant, that the
prosecution places great weight on the evidence of an
Austrian attorney, Dr. Drahos, and upon his analysis
of the contractual and other documents which are in
evidence. To me, those matters are on the periphery of
this case. By this case, I mean this application for
judicial review. I do not gainsay that they may not be
relevant at the trial in helping to establish the element
of the offence which requires the Crown to prove that the
applicant knew the statement relied upon to be untrue.
An analysis of Dr. Drahos' evidence and the exhibits
to which he refers has been handed to me by counsel for
the respondents. I have left it with the papers but I have
not thought it necessary for the purposes of this case to
go through it and deal with it in detail. The essential
elements in the charge are those to which I have referred
14,
and the essential elements in support of them are as
I have indicated.
What the applicant sought to do in support of
his farst submission was to refer me to a number of
documents or statements made by him and by others.
The first three of those are of a similar kind. They
consist of a statement made on the applicant's behalf
to the Magistrate on 13 December 1982 by senior counsel.
Without going to the statement in detail, it gives
reasons why the applicant was not, after all, guilty of
the charge made against him. The second of the
statements relied upon is contained in an affidavit
sworn by the applicant on 29 December 1982 which was
used in an application for bail before Waddell J. of
the Supreme Court of N.S.W. Again, it contains an
exculpatory account of the various steps that went to
make up the transaction in an endeavour to suggest that
the applicant was not guilty of any offence.
The third 1s a statement made to the Magistrate on
7 October 1983 pursuant to sub-sec. 41(4) of the
Justices Act 1902 (N.S.W.). That subsection provides
that where the evidence for the prosecution has, in the
opinion of the magistrate, established a prima facie
case, he shall say to the defendant,
"Do you wish to say anything in answer
to the charge? You are not obliged to
15.
say anything unless you desire to do
so but whatever you say will be
recorded and may be given in evidence
against you at your trial."
The subsection also provides that the magistrate must
aunform the defendant and give him clearly to understand
that he has nothing to hope from any promise or favour
and nothing to fear from any threat which may have been
held out to him to induce him to make any confession
or admission of his guilt but that whatever he then says
may be given in evidence against him upon his trial
notwithstanding such promise or threat. It is then
provided that whatever the defendant says shall be taken
down and read over to him.
In accordance with that section the applicant made
a lengthy statement explaining the nature of the
transaction into which he had entered and again seeking
to exculpate himself from guilt for the offence which
was charged. The statement was not of course made on
oath. Some discussion took place in the argument as to
whether that was a statement which the magistrate ought
to take into account when he comes to make the decision
which is provided for in sub-sec. 41(6) notwithstanding
the use of the word "evidence" in that subsection.
I think the better view 1s, although I express no
concluded view, that a committing magistrate is 'wound
to take the statement into account. Otherwise 1t would
16.
seem that the statement has no purpose except insofar
as it may contain an admission which can be used at
the defendant's trial. The statement is lengthy. I
do not feel the need to set it out, but I have read
it and taken it myself generally into account.
Then, apart from those statements the applicant
referred to some further documents. The first of these
was a letter dated 19 February 1981 from the applicant
in Vienna to the Manager of the A.N.Z. Bank asking for
the remission of part of the sum for which he had
received the consent of the Reserve Bank. The letter
said, amongst other things, "The remainder 1s being
remitted later through another bank." That is to be
seen in another document which is relied upon by the
applicant which is a formal application "for Overseas
Payment" made to the Reserve Bank. The purpose of the
payment was said to be final payment for strata unit
purchased in Vienna.
I should say at this point that there seems to be
some difficulty in reconciling the figures, that is to
say the amounts which were sent for the purpose of
completing the transaction and the amounts required to
complete it, but in these proceedings it 1s unnecessary
for me to come to any conclusion as to the significance,
if any, that that matter has.
It was then pointed out that the bank to which the
17.
moneys had been remitted was also the vendor's, Dr.
Oostwegel's bank, and that the money was to be held
by the Bank according to the applicant, in escrow
pending the completion of the transaction.
The applicant called in his aid the passage in
the book, New Adventures in Tax Avoidance, to which
I have referred. He referred also to some corres-
pondence he had had with the Reserve Bank in the latter
months of 1980 in which he was told it was likely that
he would receive consent for the remission of money to
Austria if he wished to buy an apartment u1n which to
live whilst he was in that city.
There was then referred to a letter from the
Viennese Bank purporting to be signed by its Manager,
dated 7 January 1982 - clearly enough that should be
7 January 1983 - addressed to the applicant. Amongst
other things the letter said that the writer of the
letter was the manager of the relevant branch of the
Bank and that the applicant had been a client of the
branch for some years and a client of other branches
managed by the writer in Vienna. It continued:-
"3. I am aware of the fact that since
1978 you have been looking for a
home or apartment in Vienna, and
from time to time I have advised
you in this regard.
4. I am also aware that in early 1981
you entered into an agreement to
18.
buy Dr. Arthur Oostwegel's apartment
in Franzensgasse 26, Vienna V.,
apartment No. 25, and you asked my
advice in relation to the price being
paid for this apartment (OS 1.600.000 --).
Dr. Arthur Oostwegel has also banked
with this branch of the Creditanstalt
for some time, and so has his wife,
Marjon Lambriks. Both Dr. Oostwegel
and Marjon Lambriks are personally known
to me."
There was reference to a passbook and to the remissions
to which I have referred, and the letter continued:-
"ge.
I am also aware that subsequently the
purchase of the apartment did not proceed,
and that the funds set aside for the
apartment were used by you to produce a
recording entitled "WHAT I DID FOR LOVE",
which was produced at your expense by the
Baumgarten Studio, Vienna, with Eva Serning
(soprano) and the Orchestra of the Vienna
Volksoper, conducted by Professor Franz
Bauer-Theussl."
The letter concluded with the statement:-
"I am ready to give evidence along the lines
of this letter if suitable arrangements can
be made."
There was a further letter from the Bank to the
applicant dated 3 May 1983 in which it was said, amongst
other things:-
"In May 1981 the sum of AS 1.600.000 -- was
lodged with this bank in escrow, for payment
to Dr. Arthur Oostwegel when certain
formalities were completed.
The sale did not proceed, and AS 160.000 --
was released to the vendor (Dr. Oostwegel),
while the residue of AS 1.400.000 -- was
released to you with Dr. Oostwegels permission.
On your instructions, we have now transferred
19.
the equivalent of $90.000 -- Australian,
being the balance not needed for the
purchase of the apartement, from your
account with this bank in Vienna, to
your solicitors, Messrs. C. Wantrup &
Associates, 316 Queen Street, Melbourne.
The transfer took place by telex last
week."
There was then tendered to the Magistrate what
appears to be a formal declaration, perhaps in the
nature of what would be termed a statutory declaration
in Australia, by Dr. Oostwegel. I do not set it out
but 1t confirms what the applicant has said in his
various explanations and what is contained in the
Viennese Bank's letters which I have earlier set out.
Finally there was relied upan certain correspondence
between the applicant and the Commonwealth Crown Solicitor
and also a document as to which there seems to have been
some uncertainty as to whether it was before the Magistrate.
It appears to be a certificate or statement by a
Viennese or Austrian authority which was untended to go
towards explaining how it was that Dr. Oostwegel did not
have title in the apartment but was nevertheless in a
position to direct its transfer from the registered owner,
a Mr. Schulz, to the applicant. Amongst other things,
the document which is dated 20 December 1977 said:-
"Mr. Hans Werber Schulze has sold his
shares to Dr. Arthur Oostwegel. Allgemeine
Heimstattengenossenschaft declares that
it does not wish to exercise its right of
pre-emption, and hereby expressly consents,
20.
without the necessity for any further
formalities, but not at its cost, that
its right of pre-emption may be regarded
as extinguished, and that such
extinguishment may be registered in
relation to Mr. Hans Werner Schulze's
195/6592 shares in property EZ.269, KG.
Margarethen."
In support of his submission the applicant
referred me to a number of authorities on the degree of
satisfaction a Magistrate should have before committing
for trial. These included three recent decisions of
judges of the Common Law Division of the Supreme Court
of New South Wales. None of the cases is as yet reported.
They are, in order of date, Wentworth v. Rogers (Begg J.,
31 August 1983); Gorman v. Fitzpatrick (Foster J., 23
September 1983); and Williams v. Spautz (Hunt J., 14
October 1983). Each of these deals with this question.
In Williams' case there is an extensive analysis of
the problem by Hunt J. and reference by him to a
decision of the House of Lords, Armah v. Government of
Ghana [1968] A.C. 192, especially at pp. 229, 252, 253
and 261. Hunt J. reached the conclusion, firstly, that
in deciding whether to commit or not a magistrate was
bound to take into account not only the prosecution's
evidence but also evidence produced by the defendant; and,
I would add, the statement, if any, made by him pursuant
to sub-sec. 41(4). He also concluded that the prviper
test of whether a magistrate should commit was whether,
21.
in the light of the evidence produced by the defendant,
the magistrate himself thought it probable that the
defendant had committed the offence.
Reference was made by Hunt J. to an article which
he described as helpful - and I would agree with him -
written by Dr. Seymour, "The Criteria Governing the
Decision to Commit for Trial in Australia," (1979)
3 Crim. L.J. pp. 3 ~ 12.
Hunt J. indicated general agreement with what had
been said by Begg J. in Wentworth v. Rogers, but it
seems to me that there may be some difference of
emphasis between them. In essence Begg J. said (at p. 15)
that sub-sec. (6) imposes a duty on the magistrate to
weigh the evidence himself and to decide whether in the
light of that evidence the accused should be committed
for trial. If he thinks there is reasonable evidence of
guilt he should commit; if not, he should discharge. In
the end of course one has to look at the statute itself
and really I think that is what Begg J. has endeavoured
to do. For that reason, I would respectfully prefer his
statement to those of the other judges, albeit that it
may be there 1s little difference between what Hunt J. and
Begg J. have said.
It is to be observed that there are really two parts
or legs to the relevant portion of sub-sec. 41(6,. It
provides:-
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"(6) When all the evidence for the prosecution
and for the defence has been taken the
Justice or Justices shall -
(bo) if he or they 1s or are of opinion that
the evidence is sufficient to warrant the
defendant being put on his trial for an
indictable offence, or if the evidence
raises a strong or probable presumption
of the guilt of the accused, commit the
defendant for trial."
There 1s a question of whether there is any
difference between the two legs or whether the second
is simply explanatory of the other. This is a matter
that has a history butit is a matter which I do not
feel the need to go into in this case. In my opinion
the Magistrate, upon the evidence before him, was well
entitled to reach the conclusion that the evidence was
sufficient to warrant the defendant being put on his
trial for the offence which was charged. The evidence
and other material relied upon by the applicant before
the Magistrate 1s not of a kind which would make his
decision to commit unreasonable or erroneous in point
of law. Indeed, it is difficult to see how it cuts
down the prosecution's case in any respect.
The second submission was based upon the Magistrate's
attitude to the reception of the material upon which the
applicant wished to rely. As I have mentioned, the
prosecution at first objected to its admissibili.y. It
then changed its mind and agreed to the evidence going in.
23.
It is to be seen from a perusal of the transcript that
the Magistrate was unwilling to receive it and had grave
doubts as to whether it was admissible and as to whether
he should receive it, notwithstanding the prosecution's
willingness that it should be admitted.
The matter reached its culmination on page 87 of
the transcript before the Magistrate on 25 January 1984,
but 1t 1s not possible to understand fully the complaint
which the applicant seeks to make unless one reads the
previous 20 pages or so of the transcript. At page 87
the Magistrate said in relation to one of the documents
being tendered by consent:-
"Well, I suppose in view of the nature of
the proceedings, you can probably consent
to anything. The rules of evidence should
be followed in these proceedings as far as
possible, but as it 1s by consent I will
admit 1t as purported statement by Mr.
Austrigo."
The reference to Mr. Austrigo is obviously a reference
to Dr. Oostwegel. The document being tendered was Dr.
Oostwegel's statement to which I have earlier referred.
The attitude which the Magistrate was there adopting
was apparently his attitude to much, if not all, the
other material as well. One can see that to a degree in
what follows on succeeding pages.
After the evidence was in, there were lengthy
addresses by the applicant and by counsel for th
prosecution. Both the applicant and counsel made
24.
extensive reference to all the evidence, including
the evidence which the applicant had eventually got
in. The Magistrate, as appears from the transcript,
was not communicative as to the submissions which
were put to him. He listened to them attentively but
one does not find in the transcript the exchange of
views that one might find in the case of some other
Magistrates or some judges.
What the applicant seeks to say is that because
of the Magistrate's original attitude to the admission
of the documents, he adopted an attitude which was such
as to show that he would not take any notice of the
material. He received 1t perfunctorily and recorded it,
but made it clear that he regarded it as inadmissible
and would not look at it.
I find it difficult to accept that submission in
the light of the fact that the Magistrate listened, as I
have said, attentively to two lengthy addresses in the
days that followed. Much of what was said in the course
of those addresses was directed to what was in the
material relied upon by the applicant. Counsel for the
prosecution, as he was entitled to do, submitted that it
was not material which carried any weight or any great
weight. The Magistrate, in accordance with the practice
which apparently exists 1n New South Wales in re" ation
to committals, did not give reasons. He is not bound
.¢
under the Judicial Review Act to give reasons - see
para. 13(11)(c) and para. (e) of Schedule 2 of the
Act.
I can find no indication in the proceedings
before the Magistrate, notwithstanding the attitude
that he adopted when the documents were tendered, which
would indicate that he has not given the material relied
upon by the applicant proper consideration. I would
accordingly reject his second submission.
I would further say that in relation to the charge
as I understand it, and as I have explained it earlier
in this judgment, it seems to me - and really, the
applicant conceded this morning that this had a good
deal of force in it ~ that a lot of the material on
which he relies does not go to the question of his guilt
or innocence of the charge but to circumstances mitigating
against his being severely punished if he be put upon his
trial and is found guilty.
For all the reasons I have given, I have reached
the conclusion that this application must fail and is
dismissed. I take it, Mr. Rofe, you ask for costs.
(Discussion ensued).
HIS HONOUR: I order the applicant to pay the second and
third respondents' costs of the application.
Do I need to say anything about the wagistrate's
costs?
26.
ad
MR. ROFE:
HIS HONOUR:
No.
If there 1s no other matter I will adjourn.
I cartify iat th sand the LG preceding
pages are a tree Copy J! the reasas for
judgment nerein of The Honoi.rabie
Mr Justice Sheppard. 77 hbk arr
Acting Assoclata
Dated 2E Pied /ISE
27.