ASIC Corporations (Internal Dispute Resolution Data Reporting) Instrument 2022/205 About this compilation Compilation No. 1 This is a compilation of ASIC Corporations (Internal Dispute Resolution Data Reporting) Instrument 2022/205 as in force on 2 May 2023. It includes any commenced amendment affecting the legislative instrument to that date. This compilation was prepared by the Australian Securities and Investments Commission. The notes at the end of this compilation (the endnotes) include information about amending instruments and the amendment history of each amended provision. Contents Part 1—Preliminary 1 Name of legislative instrument 3 Authority 4 Definitions Part 2—Internal dispute resolution information to be provided to ASIC 5 Internal dispute resolution information to be provided to ASIC 6 Application 7 Personal information Part 3—Repeal 8 Repeal Schedule 1—Second tranche firms Endnotes Endnote 1—Instrument history Endnote 2—Amendment history Part 1—Preliminary 1 Name of legislative instrument This instrument is the ASIC Corporations (Internal Dispute Resolution Data Reporting) Instrument 2022/205. 3 Authority This instrument is made under subsection 912A(2A) of the Corporations Act 2001. 4 Definitions In this instrument: approved deposit fund has the same meaning as in the SIS Act. Australian credit licence has the same meaning as in the Credit Act. closed in relation to a complaint received by a financial services licensee means that: (a) the licensee has: (i) provided an IDR response; or (ii) resolved the complaint to the complainant's satisfaction; or (iii) given the complainant an explanation or apology when the licensee can take no further action to reasonably address the complaint; and (b) the licensee has not reopened the complaint since dealing with the complaint under paragraph (a). Note: See paragraphs 53, 54 and 71 of Regulatory Guide 271. Corporations Act means the Corporations Act 2001. Credit Act means the National Consumer Credit Protection Act 2009. credit licensee means a person who holds an Australian credit licence. first tranche firm means a financial services licensee that provides financial services covered by its licence to retail clients and that is any of the following, or a subsidiary of any of the following: (a) Commonwealth Bank of Australia ACN 123 123 124; (b) Australia and New Zealand Banking Group Limited ACN 005 357 522; (c) National Australia Bank Limited ACN 004 044 937; (d) Westpac Banking Corporation ACN 007 457 141; (e) AMP Limited ACN 079 354 519; (e) Dai-Ichi Life Holdings Inc; (f) Insignia Financial Ltd ACN 100 103 722; (g) United Super Pty Ltd ACN 006 261 623; (h) Unisuper Limited ACN 006 027 121; (i) Retail Employees Superannuation Pty. Limited ACN 001 987 739; (j) AustralianSuper Pty Ltd ACN 006 457 987. IDR data dictionary means Section B of the IDR data reporting handbook. IDR data reporting handbook means the ASIC IDR data reporting handbook dated 28 April 2023. IDR information for a complaint means, for each data element name specified in tables 4 to 6 in the IDR data dictionary, the information that: (a) is referred to in the "Description" column of the relevant table; and (b) satisfies the requirements contained in the "Permissible values", "Completion requirements" and "Codes" columns of the relevant table. Note: The reportable information for a data element name may be a blank in certain cases: see the IDR data dictionary. IDR response has the same meaning as in paragraphs 53 and 54 of Regulatory Guide 271. initial reporting period means, in relation to a financial services licensee, the first reporting period for which the licensee was required to give information to ASIC under section 5. regulated superannuation fund has the same meaning as in the SIS Act. Regulatory Guide 271 means ASIC Regulatory Guide 271 Internal Dispute Resolution as published on 2 September 2021. Regulatory Portal means ASIC's web-based Regulatory Portal via which financial firms conduct certain regulatory interactions with ASIC. reporting period means a period of 6 months ending on 30 June or 31 December. RSA Act means the Retirement Savings Account Act 1997. RSA provider has the same meaning as in the RSA Act. second tranche firm means each financial services licensee that provides financial services covered by its licence to retail clients and that is identified in Schedule 1 to this instrument. SIS Act means Superannuation Industry (Supervision) Act 1993. Part 2—Internal dispute resolution information to be provided to ASIC 5 Internal dispute resolution information to be provided to ASIC (1) Within two months after the end of each reporting period, a financial services licensee must give ASIC the IDR information for each complaint received by the licensee that: (a) is required to be covered, or is covered, by the licensee's internal dispute resolution procedure; and (b) either: (i) was made during the reporting period (current reporting period); or (ii) was made after the start of the initial reporting period for the licensee and was not closed for the whole of the current reporting period. (2) The licensee must give ASIC the IDR information through ASIC's Regulatory Portal in a CSV (comma separated values) format in accordance with Appendix 1 and Appendix 2 of the IDR data reporting handbook. (3) If there are no complaints for which the licensee is required to give ASIC IDR information for a reporting period, the licensee must give ASIC a confirmation that it did not have any complaints for that reporting period. (4) The licensee must give ASIC the confirmation through ASIC's Regulatory Portal and within two months after the end of the reporting period. 6 Application Section 5 applies to a financial services licensee in relation to reporting periods ending on or after: (a) if the licensee is a first tranche firm—31 December 2022; and (b) if the licensee is a second tranche firm—30 June 2023; and (c) otherwise—31 December 2023. Note 1: The requirement to give ASIC information under section 5 applies to a financial services licensee that provides financial services covered by its licence to retail clients: see paragraph 912A(1)(g)(ii) of the Corporations Act. Note 2: The following persons must give the same information to ASIC as if they were a financial services licensee: (a) a person to whom paragraph 1017G(1)(d) of the Corporations Act applies; (b) a credit licensee: see paragraph 47(1)(ha) of the Credit Act; (c) a trustee of a regulated superannuation fund, or of an approved deposit fund, to whom paragraph 101(c) of the SIS Act applies; (d) an RSA provider to whom paragraph 47(1)(d) of the RSA Act applies. 7 Personal information For the avoidance of doubt, nothing in this instrument requires a financial services licensee to give ASIC any information that is personal information within the meaning of the Privacy Act 1988. Part 3—Repeal 8 Repeal This instrument is repealed on 1 April 2027. Schedule 1—Second tranche firms Second tranche firms Item Australian financial services licence number Licensee name 1 238341 A.C.N. 009 657 176 PTY LIMITED, ACN 009657176 2 230859 AAI LIMITED, ACN 005297807 3 433984 ACHMEA SCHADEVERZEKERINGEN N.V., ACN 158237702 4 245387 ACT SUPER MANAGEMENT PTY LIMITED, ACN 073947690 5 230043 AIA AUSTRALIA LIMITED, ACN 004837861 6 381686 AIG AUSTRALIA LIMITED, ACN 004727753 7 443540 AIOI NISSAY DOWA INSURANCE COMPANY AUSTRALIA PTY LTD, ACN 132524282 8 254489 AIOI NISSAY DOWA INSURANCE COMPANY LIMITED, ACN 096302466 9 530684 ALCOA OF AUSTRALIA RETIREMENT PLAN PTY. LTD., ACN 065702454 10 510805 ALEX BANK PTY LTD, ACN 627244848 11 234708 ALLIANZ AUSTRALIA INSURANCE LIMITED, ACN 000122850 12 296559 ALLIANZ AUSTRALIA LIFE INSURANCE LIMITED, ACN 076033782 13 237826 ANSVAR INSURANCE LIMITED, ACN 007216506 14 234563 ARAB BANK AUSTRALIA LIMITED, ACN 002950745 15 488403 ASSETINSURE PTY LIMITED, ACN 066463803 16 246864 AUSCOAL SUPERANNUATION PTY LTD, ACN 003566989 17 526055 AUSTRALIAN ETHICAL SUPERANNUATION PTY LTD, ACN 079259733 18 238829 AUSTRALIAN MEAT INDUSTRY SUPERANNUATION PTY LTD, ACN 002981919 19 237988 AUSTRALIAN MILITARY BANK LTD, ACN 087649741 20 236476 AUSTRALIAN MUTUAL BANK LTD, ACN 087650726 21 228975 AUSTRALIAN RETIREMENT TRUST PTY LTD, ACN 010720840 22 237994 AUSTRALIAN UNITY BANK LIMITED, ACN 087652079 23 477434 AUSTRALIAN UNITY INVESTMENT REAL ESTATE LIMITED, ACN 606414368 24 239686 AUSWIDE BANK LTD, ACN 087652060 25 285571 AUTO & GENERAL INSURANCE COMPANY LIMITED, ACN 111586353 26 238765 AVANT INSURANCE LIMITED, ACN 003707471 27 245531 AVANTEOS INVESTMENTS LIMITED, ACN 096259979 28 520239 AVENUE BANK LTD, ACN 628073085 29 239049 AVISO SELECT PTY LTD, ACN 097567710 30 239078 AVSUPER PTY LTD, ACN 050431797 31 238430 AWARE FINANCIAL SERVICES AUSTRALIA LIMITED, ACN 003742756 32 293340 AWARE SUPER PTY LTD, ACN 118202672 33 236870 B & E LTD, ACN 087652088 34 238431 BANK AUSTRALIA LIMITED, ACN 087651607 35 427704 BANK OF BARODA, ACN 125314249 36 287322 BANK OF CHINA (AUSTRALIA) LIMITED, ACN 110077622 37 230547 BANK OF CHINA LIMITED, ACN 002979955 38 244616 BANK OF QUEENSLAND LIMITED, ACN 009656740 39 243444 BANK OF SYDNEY LTD, ACN 093488629 40 263713 BARRISTERS' SICKNESS & ACCIDENT FUND PTY LTD, ACN 000381617 41 237879 BENDIGO AND ADELAIDE BANK LIMITED, ACN 068049178 42 534006 BENDIGO SUPERANNUATION PTY LTD, ACN 644620128 43 463129 BERKLEY INSURANCE COMPANY, ACN 126559706 44 466713 BERKSHIRE HATHAWAY SPECIALTY INSURANCE COMPANY, ACN 600643034 45 530672 BEST SUPERANNUATION PTY. LTD., ACN 070732008 46 237856 BEYOND BANK AUSTRALIA LIMITED, ACN 087651143 47 246884 BNK BANKING CORPORATION LIMITED, ACN 087651849 48 238043 BNP PARIBAS, ACN 000000117 49 237860 BUSS (QUEENSLAND) PTY LTD, ACN 065081281 50 244324 CAIRNS PENNY SAVINGS & LOANS LIMITED, ACN 087933757 51 235226 CARE SUPER PTY LTD, ACN 006670060 52 235415 CATHOLIC CHURCH INSURANCE LIMITED, ACN 000005210 53 287084 CCSL LIMITED, ACN 104967964 54 239446 CENTRAL MURRAY CREDIT UNION LIMITED, ACN 087651812 55 245415 CENTRAL WEST CREDIT UNION LIMITED, ACN 087649885 56 230867 CENTURIA LIFE LIMITED, ACN 087649054 57 245606 CHALLENGER BANK LIMITED, ACN 087651750 58 234670 CHALLENGER LIFE COMPANY LIMITED, ACN 072486938 59 295642 CHALLENGER RETIREMENT AND INVESTMENT SERVICES LIMITED, ACN 115534453 60 244117 CHRISTIAN SUPER PTY LIMITED, ACN 065040619 61 239687 CHUBB INSURANCE AUSTRALIA LTD, ACN 001642020 62 530570 CITIBANK AUSTRALIA STAFF SUPERANNUATION PTY LIMITED, ACN 008477816 63 241087 CITYCOVER (AUST) PTY. LTD., ACN 010699537 64 227682 CLEARVIEW LIFE ASSURANCE LIMITED, ACN 000021581 65 227683 CLEARVIEW LIFE NOMINEES PTY LIMITED, ACN 003682175 66 239175 COASTLINE CREDIT UNION LIMITED, ACN 087649910 67 245628 COMBINED LIFE INSURANCE COMPANY OF AUSTRALIA LTD, ACN 001685409 68 238069 COMMONWEALTH SUPERANNUATION CORPORATION, ACN 106477061 69 231204 COMMUNITY FIRST CREDIT UNION LIMITED, ACN 087649938 70 238335 CREDICORP INSURANCE PTY. LTD., ACN 069196756 71 226896 CREDIT SUISSE AG, ACN 061700712 72 238317 CREDIT UNION AUSTRALIA LTD, ACN 087650959 73 241066 CREDIT UNION SA LTD, ACN 087651232 74 244116 CUSCAL LIMITED, ACN 087822455 75 234704 DARRYL J ELSLEY INSURANCE NOMINEES PTY LTD, ACN 001422162 76 234582 DEFENCE BANK LIMITED, ACN 087651385 77 238153 DEUTSCHE BANK AKTIENGESELLSCHAFT, ACN 064165162 78 235153 DIVERSA TRUSTEES LIMITED, ACN 006421638 79 240673 DNISTER UKRAINIAN CREDIT CO-OPERATIVE LIMITED, ACN 087651394 80 320666 DOMESTIC & GENERAL INSURANCE PLC, ACN 124040768 81 481605 E.SUN COMMERCIAL BANK, LTD., ACN 606234879 82 340965 ELDERS INSURANCE (UNDERWRITING AGENCY) PTY LIMITED, ACN 138879026 83 530875 EMPLOYERS MUTUAL LIMITED, ACN 000006486 84 441877 ENERGY INDUSTRIES SUPERANNUATION SCHEME PTY LIMITED, ACN 077947285 85 229757 EQUITY TRUSTEES SUPERANNUATION LIMITED, ACN 055641757 86 238279 ERIC INSURANCE LIMITED, ACN 009129793 87 241068 FAMILY FIRST CREDIT UNION LIMITED, ACN 087650057 88 231101 FIDUCIAN PORTFOLIO SERVICES LIMITED, ACN 073845931 89 259671 FIRE AND EMERGENCY SERVICES SUPERANNUATION BOARD, ACN 107849169 90 237515 FIRE SERVICE CREDIT UNION LIMITED, ACN 087651152 91 263876 FIRST AMERICAN TITLE INSURANCE COMPANY OF AUSTRALIA PTY LIMITED, ACN 075279908 92 240722 FIRST CHOICE CREDIT UNION LTD, ACN 087649867 93 332389 FIRST COMMERCIAL BANK, LTD., ACN 126292608 94 236509 FIRST OPTION BANK LTD, ACN 087650735 95 223988 FIRST SUPER PTY LIMITED, ACN 053498472 96 244351 FORD CO-OPERATIVE CREDIT SOCIETY LIMITED, ACN 087651456 97 241421 FORESTERS FINANCIAL LIMITED, ACN 087648842 98 236665 FUTURITY INVESTMENT GROUP LIMITED, ACN 087648879 99 238311 G&C MUTUAL BANK LIMITED, ACN 087650637 100 238293 GATEWAY BANK LTD, ACN 087650093 101 225408 GENERATION LIFE LIMITED, ACN 092843902 102 291389 GOLD FINANCIAL PTY LTD, ACN 113653946 103 241364 GOULBURN MURRAY CREDIT UNION CO-OPERATIVE LIMITED, ACN 087651509 104 318603 GREAT LAKES INSURANCE SE, ACN 127740532 105 237476 GREATER BANK LIMITED, ACN 087651956 106 233791 GUILD INSURANCE LIMITED, ACN 004538863 107 233815 GUILD TRUSTEE SERVICES PTY. LIMITED, ACN 068826728 108 236806 H C F LIFE INSURANCE COMPANY PTY LTD, ACN 001831250 109 235249 H.E.S.T. AUSTRALIA LTD., ACN 006818695 110 501891 HAE FINANCIAL PTY LTD, ACN 620656055 111 243478 HALLMARK GENERAL INSURANCE COMPANY LTD., ACN 008477647 112 243469 HALLMARK LIFE INSURANCE COMPANY LTD., ACN 008446884 113 530811 HANNOVER LIFE RE OF AUSTRALASIA LTD, ACN 062395484 114 422555 HART ENSOLE PTY LTD, ACN 157732379 115 458776 HDI GLOBAL SPECIALTY SE, ACN 129395544 116 244310 HERITAGE AND PEOPLE'S CHOICE LIMITED, ACN 087651125 117 246507 HERITAGE INSURANCE BROKERS PTY. LTD., ACN 068372841 118 530632 HOLDEN EMPLOYEES SUPERANNUATION FUND PTY LTD, ACN 065656948 119 235030 HOLLARD INSURANCE PARTNERS LIMITED, ACN 067524216 120 240573 HORIZON CREDIT UNION LTD, ACN 087650173 121 244392 HOST-PLUS PTY. LIMITED, ACN 008634704 122 232595 HSBC BANK AUSTRALIA LIMITED, ACN 006434162 123 232500 HTFS NOMINEES PTY LTD, ACN 000880553 124 409830 HUA NAN COMMERCIAL BANK LTD., ACN 138221637 125 244248 HUME BANK LIMITED, ACN 051868556 126 245576 ILLAWARRA CREDIT UNION LIMITED, ACN 087650771 127 237391 IMB LTD, ACN 087651974 128 515926 IN1BANK LTD, ACN 627541011 129 320204 INDUE LTD, ACN 087822464 130 229881 INDUSTRY FUNDS INVESTMENTS LTD, ACN 006883227 131 229823 ING BANK (AUSTRALIA) LIMITED, ACN 000893292 132 227681 INSURANCE AUSTRALIA LIMITED, ACN 000016722 133 227678 INSURANCE MANUFACTURERS OF AUSTRALIA PTY LIMITED, ACN 004208084 134 245492 INTEGRITY LIFE AUSTRALIA LIMITED, ACN 089981073 135 515656 INTERNATIONAL BANK OF AUSTRALIA PTY LIMITED, ACN 631284396 136 534355 ISLAMIC BANK AUSTRALIA PTY LTD, ACN 609971280 137 501091 JUDO BANK PTY LTD, ACN 615995581 138 450526 KEB HANA BANK, ACN 164085563 139 240667 KEYINVEST LTD, ACN 087649474 140 240807 LABORATORIES CREDIT UNION LIMITED, ACN 087650217 141 246315 LEGAL SUPER PTY LTD, ACN 004455789 142 413613 LFI GROUP PTY LTD, ACN 138903581 143 230511 LGIASUPER TRUSTEE, ACN 105308898 144 383558 LGSS PTY LIMITED, ACN 078003497 145 530842 LIBERTY MUTUAL INSURANCE COMPANY, ACN 086083605 146 237989 LIFEPLAN AUSTRALIA FRIENDLY SOCIETY LIMITED, ACN 087649492 147 257751 LITHUANIAN CO-OPERATIVE CREDIT SOCIETY "TALKA" LIMITED, ACN 087651554 148 329339 LUTHERAN LAYPEOPLE'S LEAGUE OF AUSTRALIA LIMITED, ACN 627336707 149 239933 MACARTHUR CREDIT UNION LTD, ACN 087650244 150 237502 MACQUARIE BANK LIMITED, ACN 008583542 151 241132 MACQUARIE CREDIT UNION LIMITED, ACN 087650253 152 318062 MACQUARIE GROUP LIMITED, ACN 122169279 153 237492 MACQUARIE INVESTMENT MANAGEMENT LTD, ACN 002867003 154 238139 MAITLAND MUTUAL LIMITED, ACN 087651983 155 530609 MANILDRA FLOUR MILLS RETIREMENT FUND PTY LIMITED, ACN 065680195 156 348197 MARITIME SUPER PTY LIMITED, ACN 058013773 157 238073 MDA NATIONAL INSURANCE PTY LTD, ACN 058271417 158 239953 MEAT INDUSTRY EMPLOYEES SUPERANNUATION FUND PTY. LTD., ACN 005793199 159 301912 MEDICAL INDEMNITY PROTECTION SOCIETY LIMITED, ACN 007067281 160 255906 MEDICAL INSURANCE AUSTRALIA PTY LIMITED, ACN 092709629 161 247346 MEGA INTERNATIONAL COMMERCIAL BANK CO., LTD., ACN 079372688 162 241195 MEMBERS BANKING GROUP LIMITED, ACN 087651054 163 235906 MERCER SUPERANNUATION (AUSTRALIA) LIMITED, ACN 004717533 164 238096 METLIFE INSURANCE LIMITED, ACN 004274882 165 506127 MILLPOINT INSURANCE PTY LTD, ACN 616465322 166 247301 MIPS INSURANCE PTY LTD, ACN 089048359 167 240816 MITSUI SUMITOMO INSURANCE COMPANY, LIMITED, ACN 000525637 168 231240 MIZUHO BANK, LTD., ACN 099031106 169 230694 MLC LIMITED, ACN 000000402 170 238718 MOTOR TRADES ASSOCIATION OF AUSTRALIA SUPERANNUATION FUND PTY. LIMITED, ACN 008650628 171 239912 MTA INSURANCE PTY LTD, ACN 070583701 172 234561 MUFG BANK, LTD., ACN 103418882 173 240896 MYSTATE BANK LIMITED, ACN 067729195 174 238945 NESS SUPER PTY LTD, ACN 003156812 175 528032 NETWEALTH SUPERANNUATION SERVICES PTY LTD, ACN 636951310 176 238273 NEWCASTLE GREATER MUTUAL GROUP LTD, ACN 087651992 177 233154 NGS SUPER PTY LIMITED, ACN 003491487 178 247302 NOBLEOAK LIFE LIMITED, ACN 087648708 179 235022 NORTHERN INLAND CREDIT UNION LIMITED, ACN 087650422 180 530269 NSW FIRE BRIGADES SUPERANNUATION PTY LIMITED, ACN 108677854 181 438659 OAK CAPITAL MORTGAGE FUND LIMITED, ACN 161407058 182 288160 ONEPATH GENERAL INSURANCE PTY LIMITED, ACN 072892365 183 247379 OPTUS INSURANCE SERVICES PTY LIMITED, ACN 005711928 184 240768 ORANGE CREDIT UNION LIMITED, ACN 087650477 185 524353 OVER FIFTY GUARDIAN FRIENDLY SOCIETY LIMITED, ACN 087649063 186 237585 OVERSEA-CHINESE BANKING CORPORATION LIMITED, ACN 073598035 187 523921 PACIFIC INTERNATIONAL INSURANCE PTY LIMITED, ACN 169311193 188 304962 PAYPAL AUSTRALIA PTY LIMITED, ACN 111195389 189 225246 PERPETUAL SUPERANNUATION LIMITED, ACN 008416831 190 240701 POLICE & NURSES LIMITED, ACN 087651876 191 240018 POLICE BANK LTD, ACN 087650799 192 238991 POLICE CREDIT UNION LIMITED, ACN 087651205 193 240293 POLICE FINANCIAL SERVICES LIMITED, ACN 087651661 194 219723 PRIME SUPER PTY LTD, ACN 067241016 195 288330 QANTAS SUPERANNUATION LIMITED, ACN 003806960 196 239545 QBE INSURANCE (AUSTRALIA) LIMITED, ACN 003191035 197 241413 QPCU LIMITED, ACN 087651036 198 489650 QSUPER BOARD, ACN 613629904 199 238305 QUDOS MUTUAL LTD, ACN 087650557 200 244533 QUEENSLAND COUNTRY BANK LIMITED, ACN 087651027 201 232525 RAA INSURANCE LIMITED, ACN 007872602 202 234700 RABOBANK AUSTRALIA LIMITED, ACN 001621129 203 231222 RAC INSURANCE PTY LIMITED, ACN 094685882 204 233082 RACQ INSURANCE LIMITED, ACN 009704152 205 229076 RACT INSURANCE PTY. LTD., ACN 068167804 206 234536 RAILWAYS CREDIT UNION LIMITED, ACN 087651090 207 241167 REGIONAL AUSTRALIA BANK LTD, ACN 087650360 208 240569 REI SUPERANNUATION FUND PTY LIMITED, ACN 056044770 209 460382 RESILIUM INSURANCE BROKING PTY LTD, ACN 169975973 210 233671 RESOLUTION LIFE AUSTRALASIA LIMITED, ACN 079300379 211 246521 ROYAL BANK OF CANADA, ACN 076940880 212 239631 RSM GROUP PTY LTD, ACN 006361226 213 237906 SANDHURST TRUSTEES LIMITED, ACN 004030737 214 230544 SCS SUPER PTY. LIMITED, ACN 064712607 215 530900 SOMPO JAPAN INSURANCE INC., ACN 000837801 216 240712 SOUTH WEST SLOPES CREDIT UNION LTD, ACN 087650673 217 331058 SOUTHERN CROSS BENEFITS LIMITED, ACN 133401939 218 241000 SOUTHERN CROSS CREDIT UNION LTD, ACN 087650682 219 342516 SOVEREIGN INSURANCE AUSTRALIA PTY LTD, ACN 138079286 220 237905 SPSL LIMITED, ACN 063427958 221 239649 ST ANDREW'S INSURANCE (AUSTRALIA) PTY LTD, ACN 075044656 222 281731 ST ANDREW'S LIFE INSURANCE PTY LTD, ACN 105176243 223 238340 STATE BANK OF INDIA, ACN 082610008 224 239238 SUMMERLAND FINANCIAL SERVICES LIMITED, ACN 087650806 225 229882 SUNCORP-METWAY LIMITED, ACN 010831722 226 245522 SUREPLAN FRIENDLY SOCIETY LTD, ACN 087649456 227 355088 SWISS RE INTERNATIONAL SE, ACN 138873211 228 324908 SWISS RE LIFE & HEALTH AUSTRALIA LIMITED, ACN 000218306 229 239163 T W U NOMINEES PTY LTD, ACN 002835412 230 495938 TAISHIN INTERNATIONAL BANK CO., LTD., ACN 165085638 231 244596 TAIWAN BUSINESS BANK, LTD., ACN 078577250 232 401425 TAIWAN COOPERATIVE BANK, LTD., ACN 139482634 233 238981 TEACHERS MUTUAL BANK LIMITED, ACN 087650459 234 236709 TELSTRA SUPER PTY LTD, ACN 007422522 235 218585 TERRI SCHEER INSURANCE PTY LTD, ACN 070874798 236 238020 THE BROKEN HILL COMMUNITY CREDIT UNION LTD, ACN 087650762 237 246780 THE CAPRICORNIAN LTD, ACN 087650940 238 241436 THE HOLLARD INSURANCE COMPANY PTY LTD, ACN 090584473 239 507074 THE NORTH OF ENGLAND PROTECTING AND INDEMNITY ASSOCIATION LIMITED, ACN 624528123 240 246383 TOGETHR TRUSTEES PTY LTD, ACN 006964049 241 246548 TOKIO MARINE & NICHIDO FIRE INSURANCE CO., LTD., ACN 000438291 242 238790 TOTAL RISK MANAGEMENT PTY LIMITED, ACN 008644353 243 236049 TOWERS WATSON SUPERANNUATION PTY LTD, ACN 098527256 244 244255 TRADITIONAL CREDIT UNION LIMITED, ACN 087650922 245 240718 TRANSPORT MUTUAL CREDIT UNION LIMITED, ACN 087650600 246 471951 TYRO PAYMENTS LIMITED, ACN 103575042 247 231087 UBS AG, ACN 088129613 248 471028 UNION BANK OF INDIA, ACN 135448047 249 229186 UNITED OVERSEAS BANK LIMITED, ACN 060785284 250 240399 UNITY BANK LIMITED, ACN 087650315 251 526270 VANGUARD SUPER PTY LTD, ACN 643614386 252 240960 VICTORIA TEACHERS LIMITED, ACN 087651769 253 245579 VIRGINIA SURETY COMPANY, INC., ACN 080339957 254 225054 VISION SUPER PTY LTD, ACN 082924561 255 240556 WARWICK CREDIT UNION LTD, ACN 087651116 256 247298 WAW CREDIT UNION CO-OPERATIVE LIMITED, ACN 087651787 257 513764 WISE AUSTRALIA PTY LTD, ACN 616463855 258 240720 WOOLWORTHS TEAM BANK LIMITED, ACN 087651803 259 530541 WYCOMP PTY. LIMITED, ACN 002101377 260 316511 YOUI PTY LTD, ACN 123074733 261 232510 ZURICH AUSTRALIA LIMITED, ACN 000010195 262 232507 ZURICH AUSTRALIAN INSURANCE LIMITED, ACN 000296640 Endnotes Endnote 1—Instrument history Instrument number Date of FRL registration Date of commencement Application, saving or transitional provisions 2022/205 30/03/2022 (see F2022L00430) 31/03/2022 2023/282 01/05/2023 (see F2023L00510) 02/05/2023 Endnote 2—Amendment history ad. = added or inserted am. = amended LA = Legislation Act 2003 rep. = repealed rs. = repealed and substituted Provision affected How affected Section 2 rep. s48D LA Section 4 (definition of closed) rs.2023/282 Section 4 (definition of IDR data reporting handbook) am. 2023/282 Section 4 (definition of initial cohort) am. 2023/282 Section 4 (definition of second tranche firm) ad. 2023/282 Subsection 5(1) am. 2023/282 Paragraph 5(1)(a) am. 2023/282 Subparagraph 5(1)(b)(ii) am. 2023/282 Subsection 5(3) ad. 2023/282 Subsection 5(4) ad. 2023/282 Paragraph 6(a) and (b) rs. 2023/282 Schedule 1 – Second tranche firms ad. 2023/282